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Article

Settlement Forecast of Marine Soft Soil Ground Improved with Prefabricated Vertical Drain-Assisted Staged Riprap Filling

1
Faculty of Engineering, China University of Geosciences, Wuhan 430074, China
2
Faculty of Engineering, Kyushu University, Fukuoka 8190395, Japan
*
Author to whom correspondence should be addressed.
Buildings 2024, 14(5), 1316; https://doi.org/10.3390/buildings14051316
Submission received: 31 March 2024 / Revised: 29 April 2024 / Accepted: 3 May 2024 / Published: 7 May 2024
(This article belongs to the Section Building Structures)

Abstract

:
By comparing different settlement forecast methods, eight methods were selected considering the creep of marine soft soils in this case study, including the Hyperbolic Method (HM), Exponential Curve Method (ECM), Pearl Growth Curve Modeling (PGCM), Gompertz Growth Curve Modeling (GGCM), Grey (1, 1) Model (GM), Grey Verhulst Model (GVM), Back Propagation of Artificial Neural Network (BPANN) with Levenberg–Marquardt Algorithm (BPLM), and BPANN with Gradient Descent of Momentum and Adaptive Learning Rate (BPGD). Taking Lingni Seawall soil ground improved with prefabricated vertical drain-assisted staged riprap filling as an example, forecasts of the short-term, medium-term, long-term, and final settlements at different locations of the soft ground were performed with the eight selected methods. The forecasting values were compared with each other and with the monitored data. When relative errors were between 0 and −1%, both the forecasting accuracy and engineering safety were appropriate and reliable. It was concluded that the appropriate forecast methods were different not only due to the time periods during the settlement process, but also the locations of soft ground. Among these methods, only BPGD was appropriate for all the time periods and locations, such as at the edge of the berm, and at the center of the berm and embankment.

1. Introduction

In coastal areas, the increase in population and economy induces a surge in land reclamation [1]. Construction in such low land areas comprised of soft soils is associated with serious post-construction settlement-related problems [2]. Therefore, settlement control is significant for the soft soil ground, and the ground settlement calculation and forecast play a vital role in all stages of engineering design, construction, and operation [3].
Terzaghi’s consolidation theory (1923) [4] states that the consolidation time is proportional to the square of drainage distance. Several techniques were developed to reduce the consolidation time by shortening the drainage distance [5], such as the vertical drainage wells and utilization of Prefabricated Vertical Drain (PVD). PVD production consumes low energy, leading to fewer emissions and lower costs. Consequently, PVD is considered as an efficient and relatively cheap soft ground improvement technique [6].
Analytical calculation, numerical simulation, and prediction are commonly adopted in the engineering project design and construction for the settlement evaluation of soft soil ground. However, despite the extensive progress in PVD, several issues regarding the PVD design, installation, and performance are not well understood, including the smear zone dynamics [7], buckling and clogging of the PVD [8], and soil inhomogeneity, consequently leading to significant limitations in the existing consolidation and settlement evaluation theories [9]. For example, the layerwise summation method does not take into account the lateral deformation [10], and the actual drainage performance of PVDs cannot be accurate when considered with existing analytical calculations during the consolidation and settlement over time.
In addition, numerical simulation has been widely employed as an alternative to avoid the analytical approaches of complex PVD-assisted preloading projects [11]. However, the prediction precision of numerical approaches is significantly affected by the material constitutive model and parameter selection. Furthermore, these methods are computationally intensive due to complicated boundary and loading conditions [2]. In particular, proper determination of the smear zone properties of PVDs is challenging [12]. Moreover, PVD is usually modeled as a solid element in a plane-strain state [13], resulting in significant computational difficulties and a remarkable difference in the soil-PVD configuration compared to the field [14]. Therefore, developing a reliable PVD model, considering the drainage consolidation effect without increasing the finite element nodes and excluding the plane-strain equivalent transformation, is greatly needed, but not completely solved yet.
In order to avoid the disadvantages associated with the analytical calculation and numerical simulation, the idea of settlement prediction based on the measured and monitored settlement data has been proposed [15]. Predictions and forecasts are simple and easy mathematical approaches, and have more accuracy as they fully consider the monitored data, which can reflect the real drainage effect of PVDs and the soil inhomogeneity. Moreover, settlement forecasts can be used for the real-time instruction of construction based on the real-time monitored data [16].
Most traditional settlement forecasts are based on the Empirical Formula Method (EFM), such as the Three-Point Method (3PM) [17], Asaoka Method (AM) [18], Hoshino Nori Method (HNM) [19], Hyperbolic Method (HM) [20], and Exponential Curve Method (ECM) [21], which are widely applied due to their simplicity [22]. Meanwhile, the Growth Curve Modeling (GCM) is referred to as a logistic curve with an S-shape having a similar pattern to the ground settlement [23]. It provides higher accuracy in forecasting settlement [24], such as Weibull Growth Curve Modeling (WGCM), Pearl Growth Curve Modeling (PGCM), and Gompertz Growth Curve Modeling (GGCM) [25].
Besides, Grey system theory is commonly used for sequence, topology, and system predictions [26]. The Grey (1, 1) Model (GM) is a basically and widely used Grey Prediction Model (GPM), especially for sequences with strong exponential regularity [27]. In addition, the Verhulst Model was aimed to limit the whole development for a real system and effectively describes a specific phenomenon, such as an S-shaped curve with a saturation region [28]. The newly combined utilization of Grey and Verhulst models, known as Grey Verhulst Model (GVM), was adopted in the deformation prediction [29].
Furthermore, Artificial Neural Network (ANN) is a powerful tool for tackling nonlinear problems and has been successfully adopted in optimizations [30], predictions, and forecasts [31]. Settlement is a complex nonlinear problem and is often difficult to express using an explicit mathematical expression [32]. Back Propagation (BP) is the most widely applied model in ANN [33]. For the BP of ANN (BPANN), in mathematics and computing, the Levenberg–Marquardt (LM) algorithm [34,35] is used to solve nonliear least squares problems. Despite the advantages of BPANN, there are still some shortcomings associated with the traditional BPANN with LM algorithm (BPLM) [33], including: (i) it easily falls into local minimum rather than global optimum; (ii) it has a long training time and slow convergence speed for dealing with a huge amount of data; and (iii) the learning rate must be artificially selected before training. Thus, an improved BPANN with gradient descent of momentum and adaptive learning rate (BPGD) has been proposed [36].
The above methods are widely and successfully used in settlement predictions and forecasts for various types of soils in different engineering projects, such as in soft soils improved with vacuum-prefabricated vertical drain [37], foundation pit of artificial fill and silty clay layers [16], subgrade filled with construction and demolition waste [10], metro shield tunnel in saturated sand [38], and the full load-settlement curve of a strip footing [39]. Although the prediction or forecast accuracy has been significantly improved, there are still errors between the predicted and observed magnitudes of settlements [40], which may be due to the application limitation and different suitability of each prediction or forecast method for varied situations and time periods. Consequently, it is particularly important to select the appropriate and reliable method according to the different soil properties and project characteristics.
Furthermore, especially, few studies considered settlement forecasting of deep marine soft soil ground improved with Prefabricated Vertical Drain (PVD)-assisted staged riprap filling technique [41], while studies comparing and optimizing the forecasting methods for such soft ground are lacking. Furthermore, there is no clear mechanism on the settlement of soft soil ground under this technology by reasons of the complexity of influencing factors during construction and limited engineering project data.
Therefore, in this study, by comparing the settlement forecast methods as summarized in Table 1 [42,43,44,45], the eight methods from four forecast types were selected considering the creep of soft soils, including HM, ECM, PGCM, GGCM, GM, GVM, BPLM, and BPGD, in which the GVM and BPGD were optimized from GM and BPLM, respectively. Taking Lingni Seawall constructed by PVD-assisted staged riprap filling as an example, forecasts of the short-term, medium-term, long-term, and final settlements at different locations of soft soil ground were performed. Moreover, the forecasting values were compared with each other and with the monitored data. In addition, relative errors and evaluation metrics in regression were analyzed for quantitatively studying the accuracy and reliability of various methods. Finally, the optimal methods of settlement forecasts in different locations and different time periods were studied to provide a reference for the selection of forecast methods for similar engineering projects, and to give a theoretical basis for practical engineering embankment settlement forecasts.

2. Methodology

In this study, taking Lingni Seawall constructed by PVD-assisted staged riprap filling as a case study, HM, ECM, PGCM, GGCM, GM, GVM, BPLM, and BPGD methods were adopted to analyze and forecast settlement processes and final settlements, as shown in Figure 1. It must be noted that for settlement monitoring data recorded at irregular intervals, a transformation to a regular interval is required when using GCM, GPM, and BPANN for forecasting [46]. Interpolation is commonly used to transform the unequal time interval settlement data; here, the cubic Spline method [47] was used to interpolate the recorded data.

2.1. Case Study

2.1.1. Project Description

The Lingni Seawall project is located in Wenzhou, Zhejiang Province, China, as shown in Figure 2. Lingni Seawall is a stone embankment connecting Lingkun Island and Niyu Island. The embankment crest width is 10.5 m, with a crest elevation of 5.63 m in National Height Datum 1985 of China. The underlying ground exploration and boring data revealed that the soil profile was mainly comprised of marine muck with a thickness of about 30 m and mucky clay in deeper layer [48,49]. The combined PVD with the staged riprap preloading technique was adopted to improve the soft ground comprising the seawall foundation. The typical and representative foundation treatment and settlement monitoring cross-section of Lingni Seawall is shown in Figure 3.

2.1.2. In Situ Settlement Monitoring

For controlling the riprap rate and monitoring the consolidation settlement regulation of Lingni Seawall, in situ monitoring and measurements of the ground surface settlements were performed. The positions of settlement measuring instruments are presented in Figure 3. Due to the symmetry of the embankment, Point A (the edge of the berm), Point B (the center of the berm), and Point C (the center of the embankment) were selected as the monitoring and forecasting points in this study.
The loading stages for various cross-sections or different parts of the same cross-section of the embankment were divided into different levels to reliably consider the difference construction conditions. For example, at Points A, B, and C of the representative foundation treatment cross-section, the riprap loading process (loading steps in kPa) was divided into 3, 3, and 7 stages, respectively. The monitored data of vertical ground surface settlements at Points A, B, and C are illustrated in Figure 4 and Table A1. We can see from Figure 4 that, in the first and second loading stages at Point C, the ground settlements at different points from large to small are as follows: Point A > Point B > Point C. However, with the loading increasing at the center of the embankment (after the third loading stage at Point C), the ground settlements from large to small become as follows: Point C > Point B > Point A. The reasons for these phenomenons are mainly due to the inconsistency of the magnitude and time of loading at each point, the mutual influence between adjacent loadings and soils, and the heterogeneity of the ground soil distributions. Because of the complexity of ground settlement variability, it is difficult to use a unified formula or law to describe the settlements at different points of the soft ground. Therefore, in situ monitoring is a reliable method to accurately acquire the performance caused by loadings and PVDs [3], the settlement monitoring data was a comprehensive reflection of all the influencing factors on soft soil ground settlement in the processes of preloading, staged loading and constant loading. By forecasting the monitoring settlement data in advance, not only the staged riprap filling rate can be adjusted in time to guide the construction, but also the risk of excessive settlement can be forecasted in advance to avoid the occurrence of embankment instability.

2.2. Empirical Formula Method (EFM)

The settlement forecast model can be established based on the measured settlement data, and the relationship between settlement and time for each measuring point will be obtained to forecast settlement variation [50]. Among all the settlement forecasting models, the empirical formula method (EFM) has the advantages of simple utilization and wide application range in engineering practices. Miyakawa (1961) [19] presented a settlement curve shape as a hyperbolic curve. Hoshino (1962) [19] modified the hyperbolic method with the proposal that settlement including shear strength is proportional to the square root of time. The previous studies have shown that the hyperbolic method (HM) gave very good forecasts of ultimate primary settlements for both laboratory oedometer tests and field settlements for clays with vertical drains [51,52]. In addition, the exponential curve method (ECM) has been shown to be reasonable and correct in the forecast of vertical ultimate bearing capacity of single pile [21] and the sure part of the roadbed settlement [53]. However, the applicability of these two most commonly used EFMs is worth discussing for the forecast of the PVD-assisted staged riprap filling foundation in deep marine soft soils.

2.2.1. Hyperbolic Method (HM)

The hyperbolic method assumes that the time dependence of settlement following a hyperbolic pattern as described in Equation (1) [20]:
S t = S 0 + t t 0 a + b ( t t 0 )
where St is the settlement at the time t; S0 is the settlement corresponding to the time t0; a and b are fitting parameters.

2.2.2. Exponential Curve Method (ECM)

The exponential curve describes the time dependence of settlement using an exponential formula as shown in Equation (2) [21]:
S t = S 0 + a ( 1 e t t 0 b )
where St, S0, t, t0, a, and b hold the same meaning as in Equation (1).

2.3. Growth Curve Modeling (GCM)

Growth Curve Modeling (GCM) is widely used in fields such as ecology and demography. GCM is an S-shaped curve that reflects the process of a phenomenon happening, developing, maturing, and tending to saturation (limit) [23]. According to the theory of soil mechanics, the total ground settlement due to increased stresses can be divided into 3 parts: immediate settlement, primary consolidation settlement, and secondary compression settlement [54]. With the increase in load and time, the variation of foundation settlements can be divided into the following 4 stages: (1) The stage of the linear growth of the settlement. At the initial stage of loading, the soil is still in an elastic state. As the load increases, the settlement increases approximately linearly; (2) The stage of increasing settlement rate. As the load increases, the settlement and settlement rate of the soil ground increase continuously, showing obvious nonlinearity; (3) The stage of decreasing settlement rate. When the load no longer increases, due to the unfinished consolidation and the rheology of the soil, the ground settlement will continue to increase with the decreasing of the settlement rate; and (4) The stable stage of settlement. Theoretically, when the time tends to infinity, the ground settlement reaches the limit state of stability. From the above 4 stages of ground settlement process, we can see that it is very similar to the S-shaped development regulation described by GCM. Therefore, GCMs can be used to forecast the variation of ground settlement with time [55]. In this study, the commonly used Pearl Growth Curve Modeling (PGCM) and Gompertz Growth Curve Modeling (GGCM) were selected for the settlement forecasting of deep marine soft soils.

2.3.1. Pearl Growth Curve Modeling (PGCM)

The Pearl curve is referred to as a logistic curve with an S-shape, which is named after the American biologist and demographer Raymond Pearl [23]. The Pearl curve can be expressed as shown in Equation (3) [23]:
S t = a 1 + b e c t
where t is the serial number of equidistant time series; St is the settlement at time serial number t; a, b, and c are fitting parameters.

2.3.2. Gompertz Growth Curve Modeling (GGCM)

The Gompertz Growth Curve Modeling (GGCM) is a type of mathematical model for a time series, named after the British statistician and mathematician Benjamin Gompertz (1779–1865). It is a sigmoid function which describes growth as being slowest at the start and end of a given time period, as described in Equation (4) [25]:
S t = a e b e c t
where t, St, a, b, and c hold the same meaning as in Equation (3).

2.4. Grey Prediction Model (GPM)

Grey system theory is an interdisciplinary scientific area that was first introduced by Deng (1982) [26]. The application fields of the Grey system involve agriculture, economy, geography, industry, geology, management, etc. Grey model based on Grey system theory can be used for comprehensive predictions in these various fields [56]. In different GPMs, the Grey (1, 1) Model (GM) is especially used for sequences with strong exponential regularity [27]. Therefore, the GM is similar to the ECM among the aforementioned empirical formula method. Based on this, the GM was adopted in this study for the settlement forecasting and method comparison research, due to its different data processing methods compared to the ECM.
In addition, for completely eliminating the inherent simulant error and avoiding the jumping errors from the differential equation to differential equation in traditional Grey modeling, the Grey Verhulst Model (GVM) was adopted in this study. The GVM is a newly combined utilization of Grey and Verhulst models, of which the Verhulst model was first introduced by the German biologist Pierre Franois Verhulst. Previous case analysis showed that the simulation and forecasting accuracy in traditional modeling has been significantly improved by GVM [57].

2.4.1. Grey (1, 1) Model (GM)

For the Grey (1, 1) Model (GM), after the interpolation [47], it is assumed that the settlement increment sequence in the equal time interval is the original sequence (S(0)), as shown in Equation (5) [56]:
S ( 0 ) = { S ( 0 ) ( 1 ) , S ( 0 ) ( 2 ) , , S ( 0 ) ( n ) }
Then, the first-order accumulated generating operation sequence (1-AGO sequence, S(1)) can be generated from S(0) following Equation (6):
S ( 1 ) = { S ( 1 ) ( 1 ) , S ( 1 ) ( 2 ) , , S ( 1 ) ( n ) } S ( 1 ) ( t ) = i = 1 t S ( 0 ) ( i ) , t = 1 , 2 , , n
The mean-generating sequence (Z(1)) of S(1) can be calculated by Equation (7):
Z ( 1 ) = { Z ( 1 ) ( 2 ) , Z ( 1 ) ( 3 ) , , Z ( 1 ) ( n ) } Z ( 1 ) ( t ) = 0.5 S ( 1 ) ( t ) + 0.5 S ( 1 ) ( t 1 ) , t = 2 , 3 , , n
From Equations (6) and (7), the differential equation of GM can be described as in Equation (8):
S ( 0 ) ( t ) + a Z ( 1 ) ( t ) = b
where—a is the development coefficient; b is the grey action quantity.
After solving the GM function of Equation (8), the time response ( S ^ ( 1 ) ( k ) ) of GM, here refers to the predicted settlement, can be expressed by Equation (9) as follows:
S ^ ( 1 ) ( t ) = ( S ( 0 ) ( 1 ) b a ) e a t + b a , t = 1 , 2 , , n

2.4.2. Grey Verhulst Model (GVM)

The difference from GM is that the GVM has a different and more complex differential equation as expressed in Equation (10) [28]:
S ( 0 ) ( t ) + a Z ( 1 ) ( t ) = b ( Z ( 1 ) ( t ) ) 2
where—a and b hold the same meaning as in Equation (8).
After solving the GVM function of Equation (10), the time response ( S ^ ( 1 ) ( k ) ) of GVM, here also referring to the predicted settlement, can be expressed by Equation (11) [57] as follows:
S ^ ( 1 ) ( t ) = a S ( 0 ) ( 1 ) b S ( 0 ) ( 1 ) + [ a b S ( 0 ) ( 1 ) ] e a ( t 1 ) , t = 1 , 2 , , n

2.5. Back Propagation of Artificial Neural Network (BPANN)

Ever since nonliear functions that work recursively (i.e., artificial neural networks) were introduced to the world of machine learning, its applications have been booming. In this context, the proper training of a neural network is the most important aspect of making a reliable model. Back propagation is the neural network training process of feeding error rates back through a neural network to make it more accurate. Although effectiveness of Back Propagation of Artificial Neural Network (BPANN) is visible in most real-world deep learning applications [31], it is never examined in the case of the settlement forecasting of the PVD-assisted staged riprap filling foundation in deep marine soft soils. Therefore, in this study, two kinds of BPANN were selected for forecasts of the short-term, medium-term, long-term, and final settlements at different locations of the soft soil ground.

2.5.1. BPANN with Levenberg–Marquardt Algorithm (BPLM)

BPANN generally has a multi-layer structure, the simplest of which is a three-layer perceptron network [33], as shown in Figure 5.
The mathematical model of the three-layer perceptron of BPANN is described in Equation (12) for a hidden layer, while Equation (13) describes the output layer with the symbols annotated in Figure 5. In Equations (12) and (13), f(x) is a unipolar or bipolar Sigmoid function, which is a nonlinear transfer function as shown in Equation (14) [33].
S j = i = 1 n w i j a i θ j b j = f ( s j )
l t = j = 1 p v j t b j γ t c t = f ( l t )
f ( x ) = 1 1 + e x ( U n i p o l a r i t y ) ;   f ( x ) = 1 e x 1 + e x ( B i p o l a r i t y )
Furthermore, in this study, the BPANN was produced using MATLAB (Ver. 9.8, MathWorks, Portola Valley, CA, USA), and the most commonly used LM algorithm [34,35] was adopted for solving generic curve-fitting problems.

2.5.2. BPANN with Gradient Descent of Momentum and Adaptive Learning Rate (BPGD)

In order to avoid the shortcomings associated with the BPLM [33], an improved BPANN with gradient descent of momentum and adaptive learning rate (BPGD) [36] was used in this study for the settlement forecasting and method comparison research. Instead of LM algorithm, the additional momentum method in Equation (15) and the self-adaptive learning rate method in Equation (16) are adopted in BPGD, respectively.
w i j ( k + 1 ) = ( 1 m c ) η e j a i + m c w i j ( k ) θ j ( k + 1 ) = ( 1 m c ) η e j + m c θ j ( k )
where k is the training epoch; mc is the momentum coefficient, and mc∈ (0, 1); η is the learning rate; other symbols are annotated in Figure 5. Using Equation (15), it can effectively avoid wij = 0, and thus makes the network jump off from a local minimum of the error.
η ( k + 1 ) = 1.05 η ( k ) , E ( k + 1 ) < E ( k ) 0.7 η ( k ) , E ( k + 1 ) > 1.04 E ( k ) η ( k ) , E ( k ) E ( k + 1 ) 1.04 E ( k )
where E is the square error function, which represents the mean-squared error between actual outputs and target outputs of the network; other symbols are the same to Equation (15).

3. Results

3.1. Curve Fitting and Training Results

Based on load-settlement-time monitored data at Points A, B, and C illustrated in Figure 4, after 550 days of staged loading, the marine soil profile’s full loading was achieved and remained constant for the rest period. Therefore, the 550-day settlement and time were selected as the initial settlement (S0 = 108.57 cm for Point A; 140.48 cm for Point B; and 223.80 cm for Point C) and initial time (t0 = 550 d for Points A, B, and C). After achieving the constant load, field monitoring was carried out for 195 days. Taking the monitored data between day 550 and day 665 for curve fittings (EFMs, GCMs, and GPMs) or trainings (BPANNs), the monitored data between day 665 and day 745 were used for forecasts and validations, as indicated in Figure 4. Furthermore, for GCMs, GPMs, and BPANNs, the cubic Spline method with a 5-day regular time interval during the constant load period was applied to interpolate the recorded data for Points A, B, and C.
For BPANNs, meanwhile, due to the lack of explicit mathematical expression, an algorithm program using MATLAB was adopted. In BPANNs, every four adjacent consecutive settlements with equal time interval ( Δ t = 5 d) were taken as an input sample sequence (a1, a2, a3, and a4), and the immediately adjacent fifth settlement was considered as the target sample (y1), as shown in Figure 5. In this study, the number of input layer units for each set of training samples is n = 4, the number of output layer units is q = 1, and the formula for determining the number of hidden layer units p can be calculated by Equation (17) [58]:
p = n + q + x
where p, n, and q are annotated in Figure 5. And parameter x ∈ (1, 10) [58], thus p∈ (3, 12), and the optimal value of p can be judged by the BPANN training error.
Taking Point B as an example, when p = 8, the neural network and weight matrices (W) of BPLM and BPGD are presented in Figure 6.
The curve fitting and training results based on the settlement-time period between day 550 and 665 at Points A, B, and C are illustrated in Figure 7, Figure 8 and Figure 9, respectively. It can be seen that all the fitting and training results of the eight methods were in good agreement with the monitored data. Therefore, we can use these fitting and training results for subsequent settlement forecasting.

3.2. Comparison of Settlement Forecast Results

Through curve fittings by HM, ECM, PGCM, GGCM, GM, and GVM, the settlement forecasting formulas were obtained as expressed in Equations (18)–(23), respectively. In Equations (18) and (19), t is the real time with the unit of day. However, in Equations (20)–(23), t refers to the serial number of equidistant time series, t = 1, 2, …, n. Then, forecasts of the settlement-time period between day 665 and 745 at Points A, B, and C were performed. The eight settlement forecasting curves and in situ monitored data of the typical cross-section at Points A, B, and C are presented in Figure 7, Figure 8 and Figure 9, respectively.
H M : S t = 108.57 + t 550 15.76 + 0.044 × ( t 550 ) ( P o i n t A ) S t = 140.48 + t 550 8.49 + 0.010 × ( t 550 ) ( P o i n t B ) S t = 223.80 + t 550 1.96 + 0.013 × ( t 550 ) ( P o i n t C )
E C M : S t = 108.57 + 12.45 × ( 1 e t 550 197.03 ) ( P o i n t A ) S t = 140.48 + 39.12 × ( 1 e t 550 320.49 ) ( P o i n t B ) S t = 223.80 + 46.87 × ( 1 e t 550 95.13 ) ( P o i n t C )
P G C M : S t = 117.84 1 + 0.092 e 0.042 t ( P o i n t A ) S t = 207.94 1 + 0.49 e 0.013 t ( P o i n t B ) S t = 266.39 1 + 0.21 e 0.070 t ( P o i n t C )
G G C M : S t = 118.03 e 0.090 e 0.039 t ( P o i n t A ) S t = 213.54 e 0.42 e 0.0098 t ( P o i n t B ) S t = 267.50 e 0.19 e 0.063 t ( P o i n t C )
G M : S ^ ( 1 ) ( t ) = 11.91 e 0.021 t + 120.48 ( P o i n t A ) S ^ ( 1 ) ( t ) = 245.88 e 0.0022 t + 386.36 ( P o i n t B ) S ^ ( 1 ) ( t ) = 47.14 e 0.053 t + 270.94 ( P o i n t C )
G V M : S ^ ( 1 ) ( t ) = 2.71 0.023 + 0.0022 e 0.025 × ( t 1 ) ( P o i n t A ) S ^ ( 1 ) ( t ) = 1.35 0.0058 + 0.0038 e 0.0096 × ( t 1 ) ( P o i n t B ) S ^ ( 1 ) ( t ) = 14.77 0.056 + 0.010 e 0.066 × ( t 1 ) ( P o i n t C )
From Figure 7, it was found that all the forecasting settlement values were smaller than the monitored data except the BPGD. This demonstrates that the other seven forecasting results were unsafe for soft soil foundation at the edge of the berm (Point A). This might be due to the fact that the settlement at Point A was not only controlled by the staged loading of the berm, but also largely affected by the later staged loading of the embankment. This phenomenon can also be observed from the monitored curves at Point A in Figure 4.
For the settlement forecasting at the center of the berm (Point B), the results of five methods were relatively close to the monitored data, including PGCM, GGCM, GM, GVM, and BPGD, as illustrated in Figure 8. But for HM, ECM, and BPLM, the forecasting settlement values were unsafe for soft soil foundation here, since they were smaller than the monitored values.
The settlement forecasting at the center of the embankment (Point C) had a completely different result to Point A. It was found from Figure 9 that all the forecasting settlement values were larger than the monitored data except the BPLM. From the perspective of the forecasting method itself, this may be due to the fact that the BPLM has the shortcoming associated with falling into local minimum. From an engineering point of view, this might be due to the fact that the settlement at Point C was only controlled by the staged loading at the center of the embankment. It can be observed from the monitored curves of Point C in Figure 4 that the settlements were highly consistent with the staged loading variation pattens. Therefore, under the influence of this single factor, the other forecasting settlement values were generally greater than the monitored data at the center of the embankment.
The above results suggested that, settlement forecasting always overestimated the settlement at the center of the embankment and underestimated the settlement at the edge of the berm. However, between these two locations at the center of the berm, more settlement forecasts were appropriate mainly due to the combination of various factors on its settlement, such as the load increasing at the center of the embankment and the constrained deformations in the horizontal direction.

3.3. Error Analysis

For quantitatively studying the accuracy and reliability of various settlement forecast methods to control the staged riprap filling rate and evaluate the consolidation effectiveness of deep marine soft soil foundations, the relative errors (e = (measured value − predicted value)/measured value, %) of various forecast methods were calculated as presented in Figure 10. Furthermore, the maximum values of positive and negative relative errors and the mean values of positive and negative relative errors are listed in Table 2.
Based on the two principles of forecasting accuracy and engineering safety, scilicet, (i) the smaller the relative error, the higher the prediction accuracy, and (ii) when the relative error is negative, the higher the safety of the forecasting than a positive relative error. Thus, forecast methods can be evaluated by relative errors following Figure 10. Generally speaking, when 0 ≥ e > −1%, both the forecasting accuracy and engineering safety are appropriate and reliable. Therefore, for settlement forecast at the edge of the berm (Point A), only BPGD was available. Additionally, PGCM, GGCM, GM, GVM, and BPGD were available for settlement forecast at the center of the berm (Point B). In addition, for settlement forecast at the center of the embankment (Point C), PGCM, GGCM, GVM, and BPGD were available. Among these eight forecast methods, only BPGD was appropriate and reliable for all Points A, B, and C.

3.4. Evaluation Metrics Analysis in Regression

To further evaluate the accuracy of these forecasting models, the sum of squares due to error (SSE), mean squared error (MSE), root mean squared error (RMSE), mean absolute error (MAE), and coefficient of determination or R-squared (R2) were used to evaluate the performance of each model in regression analysis. The evaluation metrics analysis of eight forecast methods at Points A, B, and C are presented in Table 3.
The smaller the value of SSE, the better the model. Table 3 shows that, the BPGD was the best forecast model with the smallest SSE and the highest R2 among these eight methods. However, for settlement forecasting, even the BPLM had a smaller SSE and a higher R2, but the BPLM was not safe for its smaller forecasting value than the measured value. Therefore, both evaluation metrics analysis and error analysis need to be considered when selecting settlement forecasting models.
Furthermore, the above conclusions were only based on the comparison with the monitored data from 665 to 745 days. According to the previous studies [59,60,61], the period of settlement forecast can be divided into the short-term (less than about 550 days), medium-term (less than about 750 days) and long-term (more than about 750 days). Therefore, the above conclusions were suitable and reliable for the short-term and medium-term settlement forecasting, but for long-term and final settlement (time approaching infinity) forecasting, further research and verification should be carried out.

3.5. Final Settlement Forecast

When time approached infinity, the final settlement can be calculated following Equations (18)–(23) for EFMs, GCMs, and GPMs, respectively. Since BPANNs are based on the input set to obtain the target set, they are unable to find limits at time infinity by using mathematical expressions like other methods. However, according to the design service life of the embankment (20 years), its final settlement value at that time can be forecasted by BPANNs. Thus, all the forecasted final settlements (S) are presented in Figure 11.
Due to the lack of monitored data of the final settlement, the applicability of forecast methods can be inferred only based on the current normal operation of the Lingni Seawall embankment. Therefore, HM was inappropriate for Points A, B, and C for the too-large forecasting values. For the same reason, GM for Point B was also inappropriate for forecasting. Additionally, BPLM was inappropriate for Points A, B, and C, because the forecasted final settlements were close to or less than the 745-day monitored data, which will lead to the lack of safety of engineering project. For this reason, PGCM and GGCM were not reliable for Point A.

4. Discussion

From the above settlement fitting or training results as shown in Figure 7, Figure 8 and Figure 9, we can find that all the fitting and training results of the eight methods were in good agreement with the monitored data. However, for different time periods in the settlement process and different locations of marine soft soil foundation under embankment construction for this case study, the appropriate and reliable settlement forecast methods were different. The applicability of forecast methods for PVD-assisted staged riprap filling technique can be summarized in Table 4 for short-term and medium-term settlement forecasting, and for long-term and final settlement forecasting, respectively.
For short-term and medium-term settlement forecasts, at the edge of the berm (Point A), only BPGD was available. This might be due to the fact that the settlement at Point A was not only controlled by the staged loading of the berm, but also obviously affected by the subsequent staged loading of the embankment. Therefore, the forecast methods based on a certain curve regulation, for example, EFMs, GCMs, and GPMs, found it difficult to accurately judge the development trend of settlement at this kind of position. However, the BPGD can feed error rates back through a neural network to make the forecasting more accurate than other methods, and it can solve some shortcomings associated with the BPLM, such as falling into local minimum and the error of artificially choosing the learning rate before training. Moreover, PGCM, GGCM, GM, GVM, and BPGD were available for settlement forecasting at the center of the berm (Point B). In addition, for forecasting at the center of the embankment (Point C), PGCM, GGCM, GVM, and BPGD were available. That is to say, the HM, ECM, and BPLM were not suitable for short-term and medium-term settlement forecasts at all.
For long-term and final settlement forecasts, at the edge of the berm (Point A), ECM, GM, GVM, and BPGD were available. It can be found that the long-term and final settlements at the edge of the berm had a strong exponential regularity. Furthermore, ECM, PGCM, GGCM, GVM, and BPGD were available for Point B at the center of the berm. In addition, at the center of the embankment (Point C), ECM, PGCM, GGCM, GM, GVM, and BPGD were available. It can be observed that, ECM, GVM, and BPGD were appropriate for long-term and final settlement forecasting at all different locations. This is due to the fact that, the ECM and GVM have good exponential characteristics with a saturation region, which can describe the long-term and final settlements of PVD-assisted staged riprap filling foundation in deep marine soft soils well. At the same time, the BPGD was also suitable for long-term and final settlement forecasts at different locations due to its methodological advantages as mentioned above.
By comparing the eight different settlement forecast methods considering the creep of marine soft soils in this case study, the results demonstrated that the applicable conditions of different forecast methods were different, which was mainly due to the different loadings, interaction of foundation soils, and the effect of ground treatment on different foundation positions. Therefore, the settlements at different positions conform to different forms and pattens of variations, and the available forecast methods should be selected according to the specific position and time period. Although these settlement forecast methods have sufficient accuracy, there are still deficiencies in the physical and engineering meanings on forecasting formula and parameters by comparing with analytical calculation and numerical simulation. This will also be a further development direction for the settlement forecast methods in future.

5. Conclusions

From the short-term and medium-term, and the long-term and final settlement results that were forecasted by HM, ECM, PGCM, GGCM, GM, GVM, BPLM, and BPGD methods at different locations (such as at the edge of the berm, and at the center of the berm and embankment) of marine soft soil ground under PVD-assisted staged riprap filling technique, the following conclusions for this case study were obtained.
(1)
For different time periods during the settlement process and different locations of marine soft soil foundation, the appropriate and reliable forecast methods were different. Only BPGD was appropriate for settlement forecasting at different time periods and at different locations. This may be due to the fact that the BPANN can feed error rates back through a neural network to make the forecasting more accurate than other methods. Furthermore, the BPGD can solve some shortcomings associated with the BPLM, such as falling into local minimum and the error of artificially choosing the learning rate before training.
(2)
For short-term and medium-term settlement forecasts, the forecast methods can be evaluated by relative errors and evaluation metrics analysis in regression, scilicet when 0 ≥ e > −1%, both the forecasting accuracy and engineering safety are appropriate and reliable. Therefore, for settlement forecasting at the edge of the berm (Point A), only BPGD was available. Moreover, PGCM, GGCM, GM, GVM, and BPGD were available for settlement forecasting at the center of the berm (Point B). In addition, for forecasting at the center of the embankment (Point C), PGCM, GGCM, GVM, and BPGD were available.
(3)
For long-term and final settlement forecasts, at the edge of the berm (Point A), ECM, GM, GVM, and BPGD were available. ECM, PGCM, GGCM, GVM, and BPGD were available for Point B at the center of the berm. Furthermore, at the center of the embankment (Point C), ECM, PGCM, GGCM, GM, GVM, and BPGD were available. In addition to the BPGD, ECM and GVM were also appropriate for long-term and final settlement forecasts at different locations, because they have an exponential shape with a saturation region, which can well describe the long-term and final settlements.
(4)
Since this study was a case study of Lingni Seawall, its applicability needs to be further verified based on more engineering cases in order to form a complete methodology and provide a reference for the selection of forecast models for different ground soils under various hydrogeological conditions. For deep soft soil ground with high water content, high compressibility, and high organic content, the forecast method can be selected by referring to the above results, because these soils have creep characteristics and non-negligible secondary consolidation settlement. However, for silty and sandy soil grounds with low water content and low compressibility, the HM may be not suitable, because the predicted values of HM are too large even for soft clay grounds. On the contrary, for silty and sandy soil grounds, BPLM and GVM may be more suitable due to their smaller predicted values for soft clay grounds.
In addition, although BPGD is the most accurate and feasible model for marine soft soil ground, the process of forecast modeling is complex. Therefore, when it is not necessary to establish a unified forecasting model of full-time and full-project monitoring points to describe the settlement process, a simpler forecast method can be selected for each time period and at each monitoring point based on the above results. Furthermore, it is necessary to find a new forecast method or nonlinear logic algorithm with fewer parameters and stronger applicability for this kind of engineering project.
Nevertheless, the goal of case histories is not only to obtain a splendid best fitting, but also to inverse and calibrate the geotechnical parameters, such as compression coefficient and compression index, especially the secondary compressibility coefficient for compressible marine sediments. More accurate forecasted values could provide a new opportunity for more creditable parameter inversion and calibration. Additionally, it is of great significance to study the mathematical meaning of each parameter in each forecasting model, and more importantly, its physical meaning and the analytical relationship between model parameters and soil geotechnical parameters, which will provide an in-depth understanding of the forecasting algorithm and settlement mechanism.

Author Contributions

Conceptualization, X.-T.W. and N.Y.; methodology, X.-T.W., A.A. and N.Y.; software, X.-T.W., J.-N.L. and M.A.; validation, A.A. and R.I.; formal analysis, X.-T.W., J.-N.L. and A.A.; investigation, X.-T.W. and J.-N.L.; data curation, X.-T.W., J.-N.L. and A.A.; writing–original draft preparation, X.-T.W.; writing–review and editing, X.-T.W., A.A., N.Y. and R.I.; visualization, J.-N.L. and M.A.; supervision, N.Y. All authors have read and agreed to the published version of the manuscript.

Funding

This research was funded by National Natural Science Foundation of China (Grant Number 52178370 and 41602319), and China Scholarship Council (Grant Number 202006415016).

Data Availability Statement

The data presented in this study are available on request from the corresponding author. The data are not publicly available due to ongoing research.

Acknowledgments

The authors are indebted to First Highway Consultants Company Limited of China Communications Construction Company and Wenzhou Traffic and Transportation Bureau for their assistance in the field investigation of this project.

Conflicts of Interest

The authors declare no conflicts of interest. The funders had no role in the design of the study; in the collection, analyses, or interpretation of data; in the writing of the manuscript, or in the decision to publish the results.

Abbreviations

The following abbreviations are used in this manuscript:
EFMEmpirical Formula Method
3PMThree-Point Method
AMAsaoka Method
HNMHoshino Nori Method
HMHyperbolic Method
ECMExponential Curve Method
GCMGrowth Curve Modeling
WGCMWeibull Growth Curve Modeling
PGCMPearl Growth Curve Modeling
GGCMGompertz Growth Curve Modeling
GPMGrey Prediction Model
GMGrey (1, 1) Model
GVMGrey Verhulst Model
ANNArtificial Neural Network
BPBack Propagation
BPANNBack Propagation of Artificial Neural Network
LMLevenberg–Marquardt
BPLMBPANN with Levenberg–Marquardt Algorithm
BPGDBPANN with Gradient Descent of Momentum and Adaptive Learning Rate
PVDPrefabricated Vertical Drain
SSESum of squares due to error
MSEMean squared error
RMSERoot mean squared error
MAEMean absolute error
SMFShort-term and medium-term settlement forecast
LFFLong-term and final settlement forecast

Appendix A

Table A1. The monitored time-settlement data-set at Points A, B, and C. (t—Time; St—Settlement).
Table A1. The monitored time-settlement data-set at Points A, B, and C. (t—Time; St—Settlement).
Point APoint BPoint C
t (d)St (cm)t (d)St (cm)t (d)St (cm)
550108.57550140.48550223.80
556108.87551140.91555225.90
561108.99555141.28560228.10
564109.14561141.65565230.20
569109.37565142.02570232.30
576109.84571142.52575234.30
581110.15575143.02580236.20
586110.48580143.51585238.10
590110.61585143.76590239.90
596111.33591144.75595241.70
600111.53596145.25600243.40
604111.92604146.11605244.72
611112.05609146.85607245.20
618112.49616147.60610245.96
624112.62621147.97614247.00
629112.79626148.96621248.70
635112.84632149.70625249.53
641113.04638150.32629250.30
645113.20643150.69637251.90
650113.32649150.70645253.50
653113.59652151.19650254.30
656113.69658151.93655255.00
659113.72661152.06660255.67
665114.04665152.65665256.30
673114.47668153.05670256.87
678114.83674153.54675257.40
685115.19678154.41680257.93
691115.67683154.90685258.40
697115.96687155.40690258.77
705116.04692156.14695259.08
709116.37695156.14697259.20
713116.68699156.76700259.39
717116.68704157.25705259.73
723117.11709157.50709260.00
726117.26715158.00715260.40
730117.39720158.50720260.70
733117.54726158.75725260.97
736118.05731159.37730261.21
738118.05736159.49732261.30
740118.36742159.99740261.66
745118.52745160.61745261.90

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Figure 1. Forecast methods used in this study.
Figure 1. Forecast methods used in this study.
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Figure 2. Geographic position of Lingni Seawall (Google Maps).
Figure 2. Geographic position of Lingni Seawall (Google Maps).
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Figure 3. Typical foundation treatment and settlement monitoring cross-section of Lingni Seawall.
Figure 3. Typical foundation treatment and settlement monitoring cross-section of Lingni Seawall.
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Figure 4. Staged riprap loading and monitored settlement data at Points A, B, and C. (Notes: 550 d—The full loading time at the center of the embankment, after which the loading will keep constant for the rest period; 665 d—The time of boundary point for settlement fitting and forecasting).
Figure 4. Staged riprap loading and monitored settlement data at Points A, B, and C. (Notes: 550 d—The full loading time at the center of the embankment, after which the loading will keep constant for the rest period; 665 d—The time of boundary point for settlement fitting and forecasting).
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Figure 5. Three-layer perceptron network of BPANN.
Figure 5. Three-layer perceptron network of BPANN.
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Figure 6. BPANN at Point B: (a) neural network of BPLM and BPGD; (b) weight matrices of BPLM; (c) weight matrices of BPGD.
Figure 6. BPANN at Point B: (a) neural network of BPLM and BPGD; (b) weight matrices of BPLM; (c) weight matrices of BPGD.
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Figure 7. Monitored data and settlement fitting and forecasting results of Point A.
Figure 7. Monitored data and settlement fitting and forecasting results of Point A.
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Figure 8. Monitored data and settlement fitting and forecasting results of Point B.
Figure 8. Monitored data and settlement fitting and forecasting results of Point B.
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Figure 9. Monitored data and settlement fitting and forecasting results of Point C.
Figure 9. Monitored data and settlement fitting and forecasting results of Point C.
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Figure 10. Comparison of relative errors of different forecast methods: (a) error analysis of Point A, (b) error analysis of Point B, (c) error analysis of Point C.
Figure 10. Comparison of relative errors of different forecast methods: (a) error analysis of Point A, (b) error analysis of Point B, (c) error analysis of Point C.
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Figure 11. Comparison of final settlement forecasts: (a) forecasts at Point A, (b) forecasts at Point B, (c) forecasts at Point C, (d) forecasted final settlement values.
Figure 11. Comparison of final settlement forecasts: (a) forecasts at Point A, (b) forecasts at Point B, (c) forecasts at Point C, (d) forecasted final settlement values.
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Table 1. Comparisons of different settlement forecast methods [42,43,44,45].
Table 1. Comparisons of different settlement forecast methods [42,43,44,45].
Forecast MethodConsideration of CreepRequirement for Monitored Settlement Data
EFM3PMNoConstant load period, equidistant time series
AMNo
HNMNoConstant load period, any time series
HMYes
ECMYes
GCMWGCMYesWhole or constant load period, equidistant time series
PGCMYes
GGCMYes
GPMGMYesConstant load period, equidistant time series
GVMYesWhole or constant load period, equidistant time series
BPANNBPLMYesWhole or constant load period, equidistant time series
BPGDYes
Table 2. Relative error analysis of different forecast methods.
Table 2. Relative error analysis of different forecast methods.
Forecast MethodPointRelative Error, e (%)
Maximum ValueMean Value
PositiveNegativePositiveNegative
HMA1.701−0.3380.544−0.160
B0.903−0.4740.514−0.185
C0.208−1.9320.100−0.606
ECMA1.857−0.3380.580−0.164
B1.430−0.5350.687−0.241
C0.180−1.0460.072−0.368
PGCMA2.263−0.2010.692−0.143
B0.476−0.3400.209−0.112
C0.184−0.4390.060−0.189
GGCMA2.243−0.1800.691−0.138
B0.541−0.3330.240−0.102
C0.204−0.5890.066−0.243
GMA1.516−0.5070.570−0.257
B0.142−0.7130.099−0.326
C0−1.1350−0.606
GVMA1.675−0.2530.606−0.107
B0.478−0.2820.222−0.110
C0.194−0.5540.089−0.256
BPLMA0.871−0.2120.248−0.075
B0.518−0.3680.241−0.155
C0.829−0.1690.390−0.070
BPGDA0.455−0.5240.154−0.154
B0.406−0.6360.140−0.250
C0.129−0.2780.081−0.099
Table 3. Evaluation metrics analysis of different forecast methods. (SSE—Sum of squares due to error; MSE—Mean squared error; RMSE—Root mean squared error; MAE—Mean absolute error; R2—R-squared).
Table 3. Evaluation metrics analysis of different forecast methods. (SSE—Sum of squares due to error; MSE—Mean squared error; RMSE—Root mean squared error; MAE—Mean absolute error; R2—R-squared).
Forecast MethodPointSSEMSERMSEMAER2
HMA31.4530.4370.6610.4430.943
B24.0690.6020.7760.6160.984
C79.4623.1791.7831.0840.975
ECMA37.8870.5260.7250.4770.932
B47.8401.1961.0940.8410.967
C26.4331.0571.0280.6650.992
PGCMA36.5020.9130.9550.6120.886
B3.9420.0990.3140.2510.997
C12.0660.3020.5490.3930.998
GGCMA35.9720.8990.9480.6090.888
B5.1390.1290.3580.2820.997
C19.4610.4870.6980.4860.996
GMA16.0540.4010.6340.4620.950
B11.5230.2880.5370.4620.992
C109.8712.7471.6571.5030.978
GVMA19.7060.4930.7020.4680.939
B4.0400.1010.3180.2480.997
C17.5010.4380.6620.4880.997
BPLMA4.7570.1320.3640.2420.979
B5.9020.1640.4050.3310.995
C26.3260.7310.8550.5690.990
BPGDA1.8130.0500.2240.1750.992
B4.7070.1310.3620.3030.996
C2.7010.0750.2740.2380.999
Table 4. Applicability of different settlement forecast methods. (SMF—short-term and medium-term settlement forecast; LFF—long-term and final settlement forecast; ○—appropriate; ✕—inappropriate.)
Table 4. Applicability of different settlement forecast methods. (SMF—short-term and medium-term settlement forecast; LFF—long-term and final settlement forecast; ○—appropriate; ✕—inappropriate.)
Forecast MethodEdge of BermCenter of BermCenter of Embankment
SMFLFFSMFLFFSMFLFF
HM
ECM
PGCM
GGCM
GM
GVM
BPLM
BPGD
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Wu, X.-T.; Liu, J.-N.; Alowaisy, A.; Yasufuku, N.; Ishikura, R.; Adriyati, M. Settlement Forecast of Marine Soft Soil Ground Improved with Prefabricated Vertical Drain-Assisted Staged Riprap Filling. Buildings 2024, 14, 1316. https://doi.org/10.3390/buildings14051316

AMA Style

Wu X-T, Liu J-N, Alowaisy A, Yasufuku N, Ishikura R, Adriyati M. Settlement Forecast of Marine Soft Soil Ground Improved with Prefabricated Vertical Drain-Assisted Staged Riprap Filling. Buildings. 2024; 14(5):1316. https://doi.org/10.3390/buildings14051316

Chicago/Turabian Style

Wu, Xue-Ting, Jun-Ning Liu, Adel Alowaisy, Noriyuki Yasufuku, Ryohei Ishikura, and Meilani Adriyati. 2024. "Settlement Forecast of Marine Soft Soil Ground Improved with Prefabricated Vertical Drain-Assisted Staged Riprap Filling" Buildings 14, no. 5: 1316. https://doi.org/10.3390/buildings14051316

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