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Article

The Functional Structure Convergence of China’s Coastal Ports

1
Institute of Geographic Sciences and Natural Resources Research, CAS, Beijing 100101, China
2
University of Chinese Academy of Sciences, Beijing 100049, China
3
School of Geography, Beijing Normal University, Beijing 100875, China
*
Author to whom correspondence should be addressed.
Sustainability 2017, 9(12), 2185; https://doi.org/10.3390/su9122185
Submission received: 6 September 2017 / Revised: 13 November 2017 / Accepted: 23 November 2017 / Published: 28 November 2017

Abstract

:
Functional structure is an important part of a port system, and can reflect the resource endowments and economic development needs of the hinterland. In this study, we investigated the transportation function of coastal ports in China from the perspective of cargo structure using a similarity coefficient. Our research considered both adjacent ports and hub ports. We found that the transportation function of some adjacent ports was very similar in terms of outbound structure (e.g., Qinhuangdao and Huanghua) and inbound structure (e.g., Huanghua and Tangshan). Ports around Bohai Bay and the port group in the Yangtze River Delta were the most competitive areas in terms of outbound and inbound structure, respectively. The major contributors to port similarity in different regions varied geographically due to the different market demands and cargo supplies. For adjacent ports, the functional convergence of inbound structure was more serious than the outbound. The convergence between hub ports was more serious than between adjacent ports in terms of both outbound and inbound structure. The average similarity coefficients displayed an increasing trend over time. This study further develops the theory of transport geography, improves our understanding of China’s port transportation system, and can provide reference for policy-makers in their port development decisions.

1. Introduction

As an important part of a comprehensive transportation system, ports are considered an open window and bridge for countries and regions. They also enable participation in international cooperation and competition. Port functional structure corresponds to the cargo structure of ports involving the proportion of various kinds of goods, which can reflect the resource endowments and economic development needs of the hinterland. Therefore, it has become a research focus of port geography. Due to economies of scale, national port activities tend to be concentrated in one or two ports with a good location and favorable natural conditions. Many studies have been conducted worldwide on the agglomeration and dispersion of port systems. Rimmer [1] reported a tendency for decentralization in a study of Australian Seaports. Notteboom [2] studied the port system in Europe in 1980–1994, and came to the conclusion that containerization did not necessarily result in centralization or decentralization. In later research, Notteboom [3] found that the European port system had experienced a dispersal process and the degree of concentration of containers had become greater than that of other cargoes. The Pearl River Delta port system in China has evolved from a one-gateway hub to two-gateway port, and then to a three-port, which were related to the container traffic dispersion with increasing operation costs in the original hub port [4]. For ports in the Yangtze River Delta, the degree of concentration of all cargoes has followed a declining tendency. The degree of centralization of cargoes, from high to low, was reported as: containers, oil, gas, and associated products, metallic ores, mining ores, and coal [5].
The main methods used to calculate the degree of agglomeration of ports are the Gini coefficient, Lorenz Curve, and Herfindahl–Hirschman Index [6,7]. Many investigators have conducted studies of port competitiveness. This has involved the selection of indicators and establishment of evaluation models. The main indicators that have been used are port throughput, gross domestic product (GDP) of the port city, and the number of berths [8]. Widely used evaluation methods include factor analysis, principal component analysis, data envelopment analysis, and the analytic hierarchy process [9]. Some models were established to examine ports’ relative competitiveness [10]. The participation of the private sector and port community systems can enhance port competitiveness and adaptability to the demands of customers, which are also important factors [11,12]. The port decentralization regulation mode benefit the whole society, since it lowers the tariff and raises the port efficiency, demand, and social welfare [13]. Many studies have focused on the competition and cooperation among ports in a port group. Tovar studied the competitiveness and connectivity of container ports in Canary Islands by the means of graph theory [14]. Óscar examined the economic incentives and welfare implications of port integration with inland transport services under inter-port competition [15].
Some such studies also have been conducted in China. Ports around Bohai Bay have a similar hinterland and the competition between them is very large [16,17]. For the ports in the Yangtze River Delta, container transportation has become highly concentrated, and the ports of Shanghai and Ningbo-Zhoushan have fiercely competitive relations [18]. There is more competition than cooperation at the Fujian ports and the functional structure of the port system is homogenous [19]. The functional division of ports in the Pearl River Delta is relatively clear and there is more cooperation among ports than competition [20]. There is functional differentiation between adjacent container ports, i.e., large ports focus on foreign trade, while other small ports focus on domestic trade [21]. Smaller ports close to regional hub centers are required to seek collaborations with neighboring ports rather than compete against each other [22]. Effective cooperation can benefit each port. European ports acquired a dominant position by establishing strategic alliances [23]. The function of ports in Guangxi Beibu Gulf was adjusted by the local government to integrate the power of three ports and increase the competitiveness of the whole region [24]. The competition and cooperation of ports has also been studied from the perspective of game theory [25,26]. There are also many studies exploring the influence of government in port competition. Notteboom studied port governance in China since 2004 and found the decentralization of ports caused an increased focus on seaport integration and co-operation [27]. Port efficiency level, port service demand and social welfare are higher under the decentralization mode [13]. Most of these studies focused on port throughput, the distribution of sea routes, and foreign trade. There was no detailed analysis of competition between ports from the perspective of cargo structure. Hinterland is the source location of port cargoes, and also the destination of cargoes and passengers that are received by ports. Thus, the existence and development of ports is dependent on these regions [28]. The competition between ports is actually a fight over the hinterland. A port whose hinterland has richer resources and larger markets will have more potential for development. The similarity coefficient is an effective parameter to indicate the degree of similarity of two structures. Its widest application has been in the assessment of industrial structures. The industrial structure of the interior provinces of China deviates from the national structure, while the coastal provinces host similar industries [29]. The phenomenon of industrial isomorphism has been reported in Fujian and Taiwan [30]. The similarity coefficient has also been widely used in other areas. For example, it was used to measure the degree of homogenization of airports in the Yangtze River Delta Region [31].
In recent years, coastal ports in China have accelerated the construction of various specialized terminals. This has led to similarity in port transportation functions and will result in overbuilding and a waste of resources. The highly similar transportation functions may damage the long-term development of ports [32]. Few studies have focused on the similarity of port transportation functions from the perspective of cargo structure. Therefore, we studied the port transportation functions of China’s coastal ports based on their cargo structure, and explored the characteristics of their geographical distribution.

2. Data and Methods

2.1. Data and Samples

The main data used in this study were the cargo throughput figures of coastal ports in 2014, which were obtained from the “Yearbook of China Transportation and Communications”. Data for 2000, 2005, and 2010 were used for a time series analysis. Therefore, data of 2000, 2005, 2010, and 2014 were used in this paper. The yearbook considers 17 categories of cargo: coal, oil, metal ore, iron and steel, mineral building materials, cement, wood, non-metallic ore, chemical fertilizers and pesticides, salt, grain, machinery and equipment, chemical raw materials, nonferrous metals, light industry and medicine, animal husbandry and fishery, and other goods. Containers and the categories of goods in this paper belong to different classification systems. Container transport is a modern method of transportation, rather than an actual type of cargo. According to the “Port Statistical Report System”, when the cargo in a container cannot be classified, it is recorded as other goods. Therefore, cargo in containers has already been classified into coal, metal ore, and so on in the yearbook, and the other goods category contains some actual cargo that cannot be further categorized. In this study, we used the other goods category and did not involve the study of containers. The analysis of industrial structure was based on the output value of each industry in the coastal provinces, with data obtained from “China Industry Statistical Yearbook”.
As the focus of the study, we selected coastal ports in China, of which there are 49 according to the “National Plan for Coastal Ports Layout” (Figure 1). In the Yangtze River Delta, we followed the traditional definition, in which ports below Nanjing are considered to be ocean ports. It should be noted that some independent ports have become amalgamated into port areas around certain ports, due to integration and reorganization. Port statistics can therefore be confusing and in this study we followed the latest affiliation of port areas as the statistical standard. Suzhou port has three port areas, Zhangjiagang, Changshu, and Taicang; Tangshan port has two port areas, Jingtang and Caofeidian; and Dongguan port has three port areas, Taiping, Machong, and Shatian. The port areas of Longkou and Lanshan belong to the ports of Yantai and Rizhao, respectively. Although Ningbo and Zhoushan ports have been merged, they still belong to different administrative districts and are relatively independent. Therefore, we considered them to be separate ports.

2.2. Definition and Evaluation Model

In this paper, the function of ports is defined from the perspective of cargo structure. If a port loads a certain kind of cargo, it is considered having the transportation function of this cargo. For example, if the throughput of a port contains coal and oil, it is considered having coal transportation function and oil transportation function. Functional convergence means that these two ports have similar cargo structure, including the type and proportion of goods. While functional division means they have quite different cargo structure.
The industrial similarity coefficient was proposed by the International Industrial Research Center of the United Nations Industrial Development Organization (UNIDO) [33]. It has been effectively applied for similarity analysis in various disciplines. We used it here in the analysis of the degree of convergence of port transportation functions. The formula used in the calculation is as follows:
S i j = k = 1 n X i k X j k k = 1 n X i k 2 k = 1 n X j k 2
where Sij is the similarity coefficient of port transportation functions and Xik and Xjk are the proportion of cargo k in ports i and j, respectively. The range of Sij is (0, 1). The larger the value, the higher the degree of similarity of the transportation structure of the two ports being investigated. If the value is one, then it indicates that the functional structure of the two ports is exactly the same. A value of zero indicates that their functional structure is completely complementary.

3. Similarity of Adjacent Ports in a Port Group

A similarity analysis of port transportation function was conducted at two levels: adjacent ports and hub ports. Adjacent ports usually serve the same economic hinterland. Therefore, studying the similarity between adjacent ports can determine whether there is redundant construction at each port. Hub ports tend to compete and have a deep hinterland; thus, we investigated their similarity of construction by calculating the similarity coefficient of hub ports. Based on experience, we chose 0.2 and 0.8 as cut-off values. If the similarity coefficient was greater than 0.8, the two ports had a similar functional structure. If it was less than 0.2, they were complementary ports.

3.1. Similarities in the Outbound Structure of Adjacent Ports

The outbound structure of a port is a reflection of the resources in its hinterland. The hinterlands of adjacent ports often overlap with each other. Studying the similarity in the outbound structure of adjacent ports can reveal whether there is a clear division of labor associated with the cargo output between them. Based on the principles described above, we calculated the outbound similarity coefficient of all adjacent ports in 2014 and produced Figure 2 (for the detailed results see Table A1 in the Appendix A). In this figure, a red line represents similar ports and a green line represents complementary ports. The thicker the line is, the greater the degree of similarity or complementarity there is.
According to Figure 2, there were 40 pairs of ports that had a similar outbound structure. Among them, the similarity coefficients of 23 pairs were greater than 0.9. Qinhuangdao and Huanghua had the highest coefficient of 0.999. The similarity coefficients of Taizhou and Wenzhou, Shenzhen and Zhanjiang, Zhongshan and Jiangmen, and Dalian and Yingkou were also greater than 0.98. These pairs had a high degree of transportation structure convergence. After analyzing the cargo structure of these ports, we found that each pair of similar ports handled the same main cargoes and there was no significant difference in the outbound proportions handled. There were three main kinds of cargo: coal, mineral building materials and other goods. Among the 40 pairs of similar ports, the main cargo for 20 pairs was other goods, for 12 pairs it was coal, and for six pairs it was mineral building materials. For example, the outbound structures of Qinhuangdao and Huanghua were both dominated by coal, which accounted for 91.6% and 98.3% of their outbound volume, respectively. The proportions were so close that their transportation function structures were almost the same, and they competed fiercely with each other to supply coal to the hinterland. The proportions of coal among the outbound materials handled at Qinhuangdao and Tangshan, Huanghua and Tangshan, and Zhenjiang and Nantong were also very similar. Another main cargo was mineral building material. The proportion of mineral building materials among the outbound materials handled at Zhongshan and Jiangmen was 62.9% and 68.9%, respectively. There were several similar pairs of ports, such as Ningde and Xiamen, and Zhuhai and Jiangmen. The other outbound goods handled could not be further subdivided; thus, we regarded them as a whole. They accounted for 64.8% and 66.9% in Taizhou and Wenzhou, respectively, and 88.2% and 80.8% in Shenzhen and Zhanjiang, respectively. From the spatial distribution, ports with a similar outbound structure were mainly concentrated in three areas: the areas around Bohai Bay, the Yangtze River Delta, and the southeast coast of China. Bohai Bay and the Yangtze River Delta contained pairs of ports that competed to supply coal, while ports in the southeast coast of China competed to supply mineral building materials. The reasons for this phenomenon in the three areas were not the same. Ports around Bohai Bay transported coal from Shanxi, Shaanxi, and Inner Mongolia. Ports in the north of the Yangtze River Delta transported coal from the north of China to areas along the middle and upper reaches of the Yangtze River. The south of China, and especially Fujian Province, is rich in mineral resources; thus, most ports in this area output mineral building materials and compete fiercely. The number of pairs of ports competing to supply other goods was large and there were no obvious characteristics of spatial agglomeration.
The term complementary ports refers to pairs of ports that have different cargo structures and where there are no competition concerns. As is shown in Figure 2, with regard to the outbound structure, there were 36 pairs of complementary ports in China’s coastal area. Among them, the similarity coefficients of 11 pairs of ports were less than 0.1. The lowest coefficient was 0.008 in Putian and Zhangzhou, which was so small that the two ports can be considered completely complementary. There were seven pairs of ports for which the similarity coefficient was lower than 0.05: Shanwei and Huizhou, Shanwei and Zhuhai, Ningde and Putian, Shanwei and Zhongshan, Haikou and Basuo, Shanwei and Shenzhen, and Shanwei and Guangzhou. These complementary ports were usually prominent in two different transportation functions. For example, non-metallic ore and oil were the principal commodities for Shanwei and Huizhou, respectively, accounting for respective proportions of 78.2% and 60.0% of all outbound goods handled. The main outbound cargo in Ningde was mineral building material. Putian mainly transported coal. Therefore, each port had its own unique cargo and there was a clear functional division of the ports. From Figure 2, it can be seen that the complementary ports were mainly distributed in the south of the Yangtze River, and were especially concentrated in the region of the Pearl River Delta. There were no pairs of complementary ports in the north of the Yangtze River. From this analysis, we concluded that for the outbound structure of China’s coastal ports, functional convergence was mainly distributed in the northern ports, especially those around Bohai Bay, while complementary ports were mainly located in the south of China, especially the Pearl River Delta.

3.2. Similarities in the Inbound Structure of Adjacent Ports

The inbound structure of ports is decided by the economic demand of their hinterlands. The similarity coefficient in the inbound structure of adjacent ports can reflect the degree of competition in the consumer market. The calculated results in 2014 are shown in Figure 3 (for the detailed results see Table A2 in the Appendix A).
There were 46 pairs of ports in China’s coastal area that were found to have a similar inbound structure. The similarity coefficients of half of them were larger than 0.9, and three of them (Huanghua and Tangshan, Taizhou and Wenzhou, and Huizhou and Maoming) were greater than 0.98. The competition in the consumer market was extremely intense among these ports. The factors affecting the level of similarity varied geographically. The handling of inbound metal ore was the main cause of similarity at ports around Bohai Bay. There were eight pairs of ports with a similarity coefficient larger than 0.85, and the principal cargo of six of them was metal ore. These ports were Huanghua and Tangshan, Huanghua and Tianjin, Qinhuangdao and Tangshan, Qingdao and Rizhao, Qinhuangdao and Huanghua, and Tangshan and Tianjin. Metal ore accounted for 77.8%, 75.8%, and 56.1% of all inbound goods handled in Tangshan, Huanghua, and Rizhao, respectively. Coal and other goods were the major contributors to the similarities between ports in the Pearl River Delta. For Shanwei, Dongguan, and Jiangmen, there were three pairwise combinations. All three pairs had a similarity coefficient larger than 0.95. The reason for this was that inputting coal was the main transportation function of these ports, and it accounted for 90.0%, 53.7%, and 57.5% of all inbound goods handled, respectively. At Shenzhen, Guangzhou, and Zhanjiang, the main cargo was other goods, which accounted for 66.2%, 46.6%, and 39.1% of all inbound goods handled, respectively. Therefore, the three pairwise combinations for these three ports showed a strong similarity, with similarity coefficients larger than 0.85. The handling of coal and metal ore were the factors leading to the similarities of ports in the Yangtze River Delta. Most of the ports in this region mainly input these two kinds of goods. At Zhenjiang and Nantong, the amount of coal handled as a proportion of all inbound goods was 40.1% and 27.9%, respectively, while the corresponding figures for metal ore were 26.3% and 24.3%, respectively. The competition was fierce in both consumer markets. The reason that the influencing factors were different in different regions was due to the different geographic market demands. Spatially, ports with a similar inbound structure were mainly concentrated in the Yangtze River Delta. There were few ports with such similarities in the south of China, especially in the Pearl River Delta.
As shown in Figure 3, there were only 15 pairs of ports in China’s coastal area that were complementary with respect to inbound structure. Among them, the similarity coefficients of four pairs of ports (Yangjiang and Zhongshan, Zhongshan and Huizhou, Shenzhen and Shanwei, and Zhongshan and Shanwei) were less than 0.1. The smallest coefficient was 0.02, for Yangjiang and Zhongshan. These two ports specialized in the transportation of different cargoes. Yangjiang mainly input coal and metal ores, which together accounted for 90.4% of its total inbound volume, while mineral building materials was the principal commodity at Zhongshan, accounting for 56.3% of its inbound volume. The similarity coefficients of Shanwei and Zhongshan, and Shanwei and Shenzhen were in the range of 0.07–0.09. At Shanwei, coal accounted for 89.0% of the total inbound volume. Zhongshan mainly input mineral building materials, while Shenzhen specialized in other goods. These ports complement each other in cargo transportation and have developed harmoniously. With regard to the inbound structure, complementary ports were concentrated in the Pearl River Delta. The area around Bohai Bay and the southwest coastal area only had one pair of complementary ports each. Overall, combined with the above analysis, we found that for the inbound structure of China’s coastal ports, the similarity level for northern ports was higher than for southern ports. Functional convergence was concentrated in the Yangtze River Delta, and complementary ports were mainly located in the Pearl River Delta.

3.3. Comparison of the Similarity of Inbound and Outbound Structures between Port Groups

Further investigation of the similarity level within a port group could reveal additional characteristics of the functional convergence of ports. We calculated the number of pairs of similar and complementary ports and the average similarity coefficient for the outbound and inbound structures in each port group. The results are shown in Table 1.
From this table, a number of characteristics were apparent. First, in terms of outbound cargo, the most intense competition occurred between ports around Bohai Bay. This port group had the largest number of pairs of similar ports (15), no pairs of complementary ports, and the highest similarity coefficient (0.90), which reflected coal transportation from the three western districts of the Three Provinces Region (Shanxi, Shaanxi, and Inner Mongolia Autonomous Region). Coal transportation is the main transportation function of these ports. Second, the area with the most intense competition in terms of cargo inbound was the port group in the Yangtze River Delta. There were 24 pairs of similar ports in this area, accounting for more than half of the total number, and there were no pairs of complementary ports. Its similarity coefficient was up to 0.76, which was 0.17 higher than the average. Coal and metal ore were the goods leading to the similarity in this area. Most of the ports in this region input coal and metal ore as their main transportation function. Third, the similarity in south China was generally lower than in the north. In other words, the development of the southern ports was more harmonious. The port group in the Pearl River Delta was the area with the least overall similarity. It had the second-smallest similarity coefficient for outbound structure and the smallest similarity coefficient for inbound structure. In addition, it had the maximum number of pairs of complementary ports for both outbound and inbound structure, accounting for 63.9% and 80.0% of the total number respectively. This was consistent with Zhang [20], who reported a clear functional division of the ports in the Pearl River Delta, with more cooperation among ports than competition. Finally, the inbound similarity coefficient was larger than the outbound coefficient for each port group, except for the ports around Bohai Bay. The inbound similarity coefficient for all coastal ports was 0.59, 0.08 more than that of the outbound structure. This means the inbound competition was fiercer than the outbound competition for all of the coastal ports and each port group. This is because the resource endowments of the port hinterlands varied widely, but Chinese provinces were quite similar in their industrial structures [33]. As a result, each hinterland had a range of supply requirements, but similar demands for goods.

4. Similarity of Hub Ports in China

Hub ports are the core nodes of the port system. With a vast hinterland, they have large throughput, and occupy a high proportion in the global or regional system. In this way, they can affect the operation of the shipping market and dominate the spatial relations of port system. Hub ports often compete and have deep hinterlands. Studying the similarity level of hub ports is a meaningful exercise. It is necessary to clarify the exact definition of “hub port”. For the purposes of this study, a hub port had to satisfy three requirements: first, it must have large throughput, i.e., a high ranking among all coastal ports; second, it should be a regional transportation hub; and third, each hub port should be located far from other hub ports, to ensure that they have different locational characteristics and serve different direct economic hinterlands. Based on these criteria, there were nine hub ports: Dalian, Tianjin, Qingdao, Ningbo, Shanghai, Xiamen, Guangzhou, Fuzhou, and Shenzhen. They all have the highest throughput and play an important role in the regional port group.
The similarity coefficients of hub ports in terms of their outbound structure are shown in Figure 4 (for the detailed results see Table A3 in the Appendix A). The average similarity coefficient of the outbound structure was 0.78, 0.27 higher than that of the adjacent ports. Therefore, the competition between hub ports in the deep hinterlands was more intense than between adjacent ports. There were 28 pairs of similar ports and only two pairs of complementary ports. In addition to Tianjin, the other eight ports were combined pairwise, giving a total of 28 pairs of ports. All 28 pairs of ports showed strong similarities. Among them, Qingdao and Ningbo had the highest similarity coefficient of 0.995. Both ports mainly output other goods, which accounted for 62.4% and 59.6%, of all outbound goods handled, respectively. The second largest cargo for the two ports was metal ore. The similarity coefficient of Dalian and Qingdao was 0.982, ranking it in second place. There were another ten pairs of ports that had a similarity coefficient larger than 0.95. All the hub ports, except for Tianjin, had the common feature of their main outbound cargo being other goods. Other goods, as a proportion of all outbound goods handled, was highest in Shenzhen, at 88.2%. This figure was smallest for Shanghai, although the actual value was still 53.3%. The second largest cargo at Qingdao, Shanghai, Ningbo, and Fuzhou was metal ore, accounting for about 15% of their total inbound volume. Therefore, hub ports competed for the supply of other goods in the deep hinterlands, although Tianjin was an obvious exception. There was a significant difference between the outbound structure of Tianjin and other hub ports. The top three cargoes were coal, oil, and steel, which, together, accounted for 62.9% of all outbound goods handled. Thus, there was no similarity between Tianjin and the other hub ports. The port activities of Tianjin were complementary to those of Shenzhen and Xiamen. The similarity coefficients were 0.12 and 0.14, respectively.
The average similarity coefficient of the hub ports’ inbound structure was 0.71, 0.08 higher than that of the adjacent ports. According to the above analysis of outbound structure, the similarity between hub ports was higher and the competition was more intense than that of the adjacent ports, in both outbound and inbound structure. Unlike the adjacent ports, the outbound structure of hub ports was more similar than the inbound structure. There were 16 pairs of similar ports and no pairs of complementary ports. Dalian and Shenzhen had the largest similarity coefficient of 0.987. Other goods was the main cargo category for the two ports, accounting for 63.6% and 66.2% of the total inbound volume. Xiamen and Guangzhou, Shanghai and Guangzhou, Shenzhen and Guangzhou, Shanghai and Xiamen, and Dalian and Guangzhou also had similarity coefficients higher than 0.9. After calculating the number of similar ports for each port, we discovered that Shanghai was similar to six hub ports, thereby ranking it first, followed by Xiamen. Tianjin had the lowest number of similar hub ports, with Qingdao being the only similar port. The similarity coefficient was 0.861 and the main cargo was metal ore. Therefore, Tianjin had the least similarity to the other hub ports in both outbound and inbound structure.

5. Discussion

The reasons for the structural similarity were as follows. First, industrial structure convergence determines the similarity of market demand in a port’s hinterland, and this was the main reason for the high similarity of inbound cargo. As shown in Table 2, the average similarity coefficient of coastal provinces has been greater than 0.6 since 2000. After a slight decrease from 2003 to 2008, it grew again to reach 0.669 in 2014. Correspondingly, the inbound cargo similarity coefficient showed an increasing trend, from 0.516 in 2000 to 0.595 in 2014. Second, because China’s port management system is decentralized to a basic level, local government is an important factor in the competition between ports. All ports pursue either “large and all-inclusive” or “small and all-inclusive” cargo structures. Local governments have attempted to expand the scale of their ports and to develop comprehensive ports to promote market competitiveness and obtain market share. Therefore, the pursuit of local interests and the competition between ports has led to a similarity of cargo structure. There are many other factors related to port structure convergence, and how to identify them and accurately analyze their relationship are interesting topics for future study.
Investigating the time series data is helpful to understand the evolution of the Chinese port system. It can be seen from Table 2 that, over time, the average similarity coefficients of the inbound and outbound structure both displayed an increasing trend. It means that the functional convergence between ports has become more serious and the transportation function division of port system is becoming less clear. As mentioned above, this is closely related to the industrial structure and local government decisions. The functional structure of the Chinese port system needs to be further improved. Strengthening the cooperation between ports is an effective and inevitable option to alleviate the convergence of functional structure. For this reason, the following measures should be taken. First, we should optimize the coordination mechanisms between ports and establish negotiation mechanisms for the competition and cooperation within port groups. Second, the cooperation between ports should be based on rational divisions. Therefore, we need to subdivide the market hinterlands and the type of goods handled by each port, and clearly assign their status and functions. Each port should undertake different transportation functions according to its own characteristics and foundation. Third, the process of port informatization and networking should be accelerated. Through the above measures, coastal ports can achieve a win-win situation and the Chinese port system will achieve healthy development.
It has been noted that we cannot make a negative value judgment about functional structure convergence without further distinction [34]. Under certain circumstances, this is considered reasonable. To judge whether this is reasonable or not, we should consider the similarity of the hinterland’s industrial structure and the existing infrastructure of ports. If this adapts to the economic needs of the hinterland and the port throughput capacity, then a high level of similarity is acceptable. The specific criteria for this judgment are also an important issues for future studies. This paper examines the similarity of the cargo structure of coastal ports and provides perspective to understand the evolution of the Chinese port system.

6. Conclusions

The transportation function of ports is an important research focus of port geography. In this study, we investigated the similarity of adjacent ports and hub ports from the perspective of cargo structure. The main conclusions can be summarized as follows:
(1)
There were many adjacent ports that had a similar cargo structure and the phenomenon of functional convergence between these ports was serious. For the outbound structure, typical pairs of similar ports were Qinhuangdao and Huanghua, Taizhou and Wenzhou, Shenzhen and Zhanjiang, Zhongshan and Jiangmen, and Dalian and Yingkou. For the inbound structure, the most serious regions of functional convergence were Huanghua and Tangshan, Taizhou and Wenzhou, and Huizhou and Maoming. Each pair of similar ports handled the same main cargoes and there was no significant difference in the proportions handled.
(2)
From the spatial distribution, ports around Bohai Bay were the most serious region of functional convergence in terms of outbound cargo. This reflected coal transportation from the three western districts of the Three Provinces Region. In terms of the inbound structure, the functional convergence of the port group in the Yangtze River Delta was the most serious. The similarity in South China was lower than in the north. The port group in the Pearl River Delta had the least similarity, and there is a clear functional division, with more cooperation among ports than competition.
(3)
The major contributors to the similarity in different regions varied geographically due to the different market demands. In terms of the inbound structure, metal ore was the main cause of similarity in ports around Bohai Bay. Coal and metal ore were the leading factors determining similarity in the area of the Yangtze River Delta. Coal and other goods were the main contributors in the area of the Pearl River Delta.
(4)
For the adjacent ports, the similarity coefficient of inbound structure was larger than the outbound. This was because the resource endowments of port hinterlands vary widely, but the industrial structures of provinces in China are quite similar. The similarity of resource endowments of the hinterland is smaller than that of the industrial structure. The functional convergence between hub ports was more serious than between adjacent ports, in terms of both the outbound and inbound structure. Tianjin had the least similarity with the other hub ports. The main cargo of hub ports was other goods.
(5)
Over time, the average similarity coefficients of the inbound and outbound structure both displayed an increasing trend. The transportation function division of port system is becoming less clear. Industrial structure convergence and local government policy were the main reasons for the structural similarity of ports.
In terms of policy-making, the state should strengthen macro-control and create a port group development plan. In this strategic plan, the functional positioning of each port should be clear, and for the local government, local protectionism must be eliminated. Each port should form its own characteristics and realize a double win by dislocation development in accordance with market demand. This study showed the functional convergence of adjacent ports and hub ports in China. How to identify all of the factors related to port structure convergence and how to determine the specific criteria for judging an unreasonable similarity are interesting topics for future studies.

Acknowledgments

This work has been financially supported by the National Natural Science Foundation of China (41571113, 41771134 and 41701126) and a Category of Strategic Priority Research Program of CAS (Evaluation of Connectivity of Infrastructure Network and Spatial Optimization). The authors are very grateful to have the paper manuscript reviewed by the journal editors and reviewers.

Author Contributions

Wei Wang designed the research, analyzed the data, and wrote and revised the paper. Chengjin Wang and Fengjun Jin supervised the whole process and revised the paper. All authors have read and approved the final manuscript.

Conflicts of Interest

The authors declare no conflict of interest.

Appendix A

Table A1. Similarity coefficient of the outbound structure in all port groups in 2014.
Table A1. Similarity coefficient of the outbound structure in all port groups in 2014.
Port GroupA Pair of PortsSimilarity CoefficientPort GroupA Pair of PortsSimilarity Coefficient
Ports around Bohai BayQinhuangdao and Huanghua0.9994Port group in the Pearl River DeltaShenzhen and Zhanjiang0.9930
Dalian and Yingkou0.9825Zhongshan and Jiangmen0.9860
Qinhuangdao and Tangshan0.9697Guangzhou and Zhanjiang0.9658
Yantai and Weihai0.9690Shenzhen and Guangzhou0.9642
Huanghua and Tangshan0.9642Zhuhai and Jiangmen0.9097
Dandong and Yingkou0.9549Zhongshan and Zhuhai0.8970
Weihai and Qingdao0.9494Zhuhai and Yangjiang0.8409
Yantai and Qingdao0.9483Huizhou and Maoming0.8311
Dandong and Dalian0.9254Yangjiang and Maoming0.8238
Dandong and Jinzhou0.9217Jiangmen and Yangjiang0.8124
Tangshan and Tianjin0.8853Shenzhen and Jiangmen0.1939
Dalian and Jinzhou0.8771Huizhou and Dongguan0.1904
Yingkou and Jinzhou0.8757Guangzhou and Yangjiang0.1786
Qinhuangdao and Tianjin0.8591Huizhou and Jiangmen0.1778
Huanghua and Tianjin0.8464Dongguan and Yangjiang0.1694
Port group in the Yangtze River DeltaTaizhou and Wenzhou0.9961Shantou and Huizhou0.1684
Shanghai and Ningbo0.9588Huizhou and Zhongshan0.1640
Zhenjiang and Nantong0.9217Shantou and Zhuhai0.1621
Jiangyin and Yangzhou0.9169Dongguan and Zhongshan0.1553
Jiaxing and Yangzhou0.9098Shantou and Jiangmen0.1489
Ningbo and Wenzhou0.9092Dongguan and Jiangmen0.1483
Jiaxing and Jiangyin0.8948Yangjiang and Zhanjiang0.1458
Ningbo and Taizhou0.8877Dongguan and Zhanjiang0.1222
Shanghai and Taizhou0.8673Shantou and Shanwei0.1204
Nantong and Yangzhou0.8454Shenzhen and Yangjiang0.1134
Jiaxing and Nantong0.8144Shenzhen and Dongguan0.1037
Ningbo and Jiangyin0.1753Shanwei and Jiangmen0.0851
Jiaxing and Taizhou0.1725Shanwei and Dongguan0.0712
Jiaxing and Wenzhou0.1694Shanwei and Guangzhou0.0465
Ports on the southeast coast of ChinaQuanzhou and Xiamen0.9437Shanwei and Shenzhen0.0385
Ningde and Zhangzhou0.9159Shanwei and Zhongshan0.0378
Fuzhou and Quanzhou0.8901Shanwei and Zhuhai0.0228
Fuzhou and Xiamen0.8874Shanwei and Huizhou0.0080
Putian and Xiamen0.1465Ports on the southwest coast of ChinaYangpu and Basuo0.1856
Fuzhou and Zhangzhou0.1406Beihai and Fangchenggang0.1828
Putian and Quanzhou0.1359Haikou and Basuo0.0380
Ningde and Quanzhou0.1129
Quanzhou and Zhangzhou0.0770
Ningde and Putian0.0283
Putian and Zhangzhou0.0077
Table A2. Similarity coefficient of the inbound structure in all port groups in 2014.
Table A2. Similarity coefficient of the inbound structure in all port groups in 2014.
Port GroupA Pair of PortsSimilarity CoefficientPort GroupA pair of PortsSimilarity Coefficient
Ports around Bohai BayHuanghua and Tangshan0.9971Ports on the southeast coast of ChinaFuzhou and Ningde0.9344
Yingkou and Jinzhou0.9109Putian and Quanzhou0.8684
Dalianand Yingkou0.9095Zhangzhou and Xiamen0.1898
Huanghua and Tianjin0.8989Port group in the Pearl River DeltaHuizhou and Maoming0.9854
Qinhuangdao and Tangshan0.8923Shanwei and Dongguan0.9629
Qingdao and Rizhao0.8865Dongguan and Jiangmen0.9541
Qinhuangdao and Huanghua0.8846Shantou and Zhuhai0.9515
Tangshan and Tianjin0.8770Shanwei and Jiangmen0.9502
Dalian and Jinzhou0.8676Shenzhen and Guangzhou0.9238
Qinhuangdao and Tianjin0.8436Guangzhou and Zhanjiang0.8817
Yantai and Weihai0.8336Shenzhen and Zhanjiang0.8788
Weihai and Rizhao0.1548Guangzhou and Huizhou0.1836
Port group in the Yangtze River DeltaTaizhou and Wenzhou0.9882Shenzhen and Huizhou0.1759
Zhenjiang and Nantong0.9509Zhongshan and Dongguan0.1725
Nanjing and Zhenjiang0.9508Dongguan and Shenzhen0.1577
Nanjing and Nantong0.9484Maoming and Yangjiang0.1406
Zhenjiang and Jiangyin0.9480Jiangmen and Zhongshan0.1318
Nanjing and Suzhou0.9356Maoming and Zhongshan0.1297
Jiaxing and Yangzhou0.9247Yangjiang and Shenzhen0.1012
Zhenjiang and Suzhou0.9235Zhongshan and Shanwei0.0878
Suzhou and Nantong0.9195Shenzhen and Shanwei0.0718
Nanjing and Jiangyin0.9187Zhongshan and Huizhou0.0657
Jiangyin and Yangzhou0.9150Yangjiang and Zhongshan0.0249
Jiaxing and Jiangyin0.8930Ports on the southwest coast of ChinaBeihai and Fangchenggang0.9045
Ningbo and Nanjing0.8896Basuo and Haikou0.1871
Shanghai and Ningbo0.8858
Zhenjiang and Yangzhou0.8794
Nantong and Jiangyin0.8791
Suzhou and Jiangyin0.8663
Ningbo and Suzhou0.8320
Zhoushan and Nantong0.8183
Nanjing and Yangzhou0.8141
Shanghai and Suzhou0.8101
Jiaxing and Zhenjiang0.8074
Nantong and Yangzhou0.8059
Ningbo and Zhoushan0.8029
Table A3. Similarity coefficient of the outbound and inbound structure of hub ports in 2014.
Table A3. Similarity coefficient of the outbound and inbound structure of hub ports in 2014.
A Pair of PortsSimilarity Coefficient A Pair of PortsSimilarity Coefficient
OutboundQingdao and Ningbo0.9954InboundDalian and Shenzhen0.9870
Dalian and Qingdao0.9818Xiamen and Guangzhou0.9666
Dalian and Shenzhen0.9729Shanghai and Guangzhou0.9312
Ningbo and Fuzhou0.9703Shenzhen and Guangzhou0.9238
Shanghai and Guangzhou0.9664Shanghai and Xiamen0.9230
Dalian and Guangzhou0.9661Dalian and Guangzhou0.9199
Dalian and Ningbo0.9649Shanghai and Ningbo0.8858
Shenzhen and Guangzhou0.9642Xiamen and Shenzhen0.8733
Qingdao and Shanghai0.9630Dalian and Xiamen0.8712
Shanghai and Ningbo0.9588Tianjin and Qingdao0.8611
Qingdao and Shenzhen0.9549Ningbo and Fuzhou0.8518
Qingdao and Fuzhou0.9527Dalian and Shanghai0.8355
Qingdao and Guangzhou0.9493Shanghai and Fuzhou0.8319
Dalian and Shanghai0.9445Ningbo and Xiamen0.8195
Shanghai and Fuzhou0.9434Shanghai and Shenzhen0.8153
Ningbo and Shenzhen0.9391Qingdao and Ningbo0.8047
Ningbo and Guangzhou0.9308
Shanghai and Shenzhen0.9281
Xiamen and Shenzhen0.9255
Xiamen and Guangzhou0.9121
Dalian and Xiamen0.9068
Dalian and Fuzhou0.9054
Fuzhou and Shenzhen0.8950
Ningbo and Xiamen0.8903
Qingdao and Xiamen0.8884
Fuzhou and Xiamen0.8874
Fuzhou and Guangzhou0.8854
Shanghai and Xiamen0.8719
Tianjin and Xiamen0.1433
Tianjin and Shenzhen0.1201

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Figure 1. A map of the coastal ports in China.
Figure 1. A map of the coastal ports in China.
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Figure 2. Similarity of the outbound structure in all port groups in 2014.
Figure 2. Similarity of the outbound structure in all port groups in 2014.
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Figure 3. Similarity of the inbound structure in all port groups in 2014.
Figure 3. Similarity of the inbound structure in all port groups in 2014.
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Figure 4. Similarity of the outbound (left) and inbound (right) structure of hub ports in 2014.
Figure 4. Similarity of the outbound (left) and inbound (right) structure of hub ports in 2014.
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Table 1. Comparison of port similarity and complementarity between port groups in 2014.
Table 1. Comparison of port similarity and complementarity between port groups in 2014.
Port GroupNumber of Pairs of PortsAverage Similarity Coefficient
Similar (Outbound)Complementary (Outbound)Similar (Inbound)Complementary (Inbound)OutboundInbound
Ports around Bohai Bay1501110.900.71
Port group in the Yangtze River Delta1132400.600.76
Ports on the southeast coast of China47210.360.51
Port group in the Pearl River Delta10238120.290.45
Ports on the southwest coast of China03110.260.52
Total403646150.510.59
Table 2. Average similarity coefficients of industrial structure and cargo structure of ports.
Table 2. Average similarity coefficients of industrial structure and cargo structure of ports.
YearIndustrial Structure of Coastal ProvincesInbound Structure of PortsOutbound Structure of Ports
20000.6790.5160.361
20030.6370.5100.426
20050.6420.5590.486
20080.6430.5730.496
20100.6620.6040.515
20120.6640.5860.498
20140.6690.5950.507

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Wang, W.; Wang, C.; Jin, F. The Functional Structure Convergence of China’s Coastal Ports. Sustainability 2017, 9, 2185. https://doi.org/10.3390/su9122185

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Wang W, Wang C, Jin F. The Functional Structure Convergence of China’s Coastal Ports. Sustainability. 2017; 9(12):2185. https://doi.org/10.3390/su9122185

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Wang, Wei, Chengjin Wang, and Fengjun Jin. 2017. "The Functional Structure Convergence of China’s Coastal Ports" Sustainability 9, no. 12: 2185. https://doi.org/10.3390/su9122185

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