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Article

Development of the Korean Climate Change Vulnerability Assessment Tool (VESTAP)—Centered on Health Vulnerability to Heat Waves

1
Center for Environmental Assessment Monitoring, Korea Environment Institute (KEI), 370 Sicheong-daero, Sejong 30147, Korea
2
Divison of Environmental Science & Ecological Engineering, Korea University, 145 Anam-ro, Seongbuk-gu, Seoul 02841, Korea
*
Authors to whom correspondence should be addressed.
Sustainability 2017, 9(7), 1103; https://doi.org/10.3390/su9071103
Submission received: 2 May 2017 / Revised: 2 June 2017 / Accepted: 19 June 2017 / Published: 24 June 2017
(This article belongs to the Special Issue The Impacts of Climate Changes: From Sustainability Perspectives)

Abstract

:
The purpose of this study was to develop a Korean climate change vulnerability assessment tool, the Vulnerability Assessment Tool to build Climate Change Adaptation Plan (VESTAP). Based on Intergovernmental Panel on Climate Change methodology, VESTAP can be used to evaluate Korea’s vulnerability to major climate impacts (including 32 conditions in 8 categories). VESTAP is based on RCP 4.5/8.5 scenarios and can provide evaluation results in 10-year intervals from the 2010s to 2040s. In addition, this paper presents the results of a case study using VESTAP for targeted assessment of health vulnerability to heat waves under the RCP 8.5 scenario for the 2040s. Through vulnerability assessment at the province level in South Korea, Daegu Metropolitan City was identified as the most vulnerable region. The municipality and submunicipality levels of Daegu were also assessed in separate stages. The results indicated that Pyeongni 3-Dong in Seo-Gu was most vulnerable. Through comprehensive analysis of the results, the climate exposure index was identified as the greatest contributor to health vulnerability in Korea. Regional differences in climate exposure can be moderated by social investment in improving sensitivity and adaptive capacity. This study is significant in presenting a quantitative assessment of vulnerability to climate change by the administrative unit in South Korea. The results of this study are expected to contribute to the efficient development and implementation of climate change adaptation policies in South Korea.

1. Introduction

Since the 1970s, the world has achieved economic growth through rapid industrialization. In consequence of the rapid industrialization, the world has faced various environmental issues including environmental degradation. Then, in the 1990s, many countries set sustainability as a higher priority in order to avoid various environmental issues. Climate change has emerged as one of the most pressing environmental issues facing the world today [1]. According to the Fifth Assessment Report by the Intergovernmental Panel on Climate Change (IPCC) [2], it is predicted that the average temperature of the earth will increase by 3.7 °C and sea level will rise by 63 cm before the end of this century unless emissions are reduced [2]. Climate change may have far-reaching consequences across human societies, affecting states, communities, and industries; thus, the assessment of vulnerability and adaptation to climate change is necessary to minimize the potential damage caused by climate change and to enhance sustainable development [3,4].
The concept of vulnerability to climate change has been defined by the IPCC [3], and this definition is used most commonly [5]. Houghton [6] defined vulnerability to climate change as the degree to which a system is susceptible to and unable to cope with the adverse effects of climate change. Moss [7] defined the concept narrowly and conducted a vulnerability assessment as a function of biophysical vulnerability and socio-economic adaptive capacity; the Vulnerability-Resilience Indicator Prototype model (VRIP model) was applied, which uses sensitivity and adaptive capacity indices. Brooks [8] conducted a study to establish indices for vulnerability assessment by country and suggested indices of vulnerability and adaptive capacity at the country level. Later, in its Fourth Assessment Report [1], the IPCC further elaborated on the concept of assessing vulnerability to climate change using a weighted function of climate exposure, sensitivity, and adaptive capacity. Climate exposure here refers to climate stimuli that affect systems, and sensitivity indicates a system that responds sensitively to climate stimuli. Adaptive capacity is the ability of a system to adjust to climate stimuli [9]. These concepts, however, are so complex that it is difficult to directly calculate them into indices; thus, they are estimated indirectly via proxy variables. The proxy variables used in vulnerability assessment differ among countries and even regions within a country; therefore, it is necessary to conduct research to select vulnerability assessment conditions that reflect the characteristics of each country and region [10]. Vulnerability assessment at the country level plays a crucial role in establishing national climate change adaptation policies, as policy implementation and priority can be determined through a relative vulnerability assessment that takes into account the capacity of the target region [11,12]. The Stockholm Environment Institute (SEI) developed a Vulnerability Assessment Tool suited to the characteristics of a region that provides assessment results in terms of vulnerability as well as information on the potential advantages of the adaptation option [13]. The United Nations Framework Convention on Climate Change (UNFCCC) compendium provides tools and data used by Non-Annex I Parties to the UNFCCC to assess vulnerability to climate change [14]. The United States Geological Survey (USGS) offers a web-based vulnerability assessment tool, Climate Registry for the Assessment of Vulnerability (CRAVe), and provides results of climate change vulnerability assessment of threats to nature and natural resources in the US [15]. The Climate Change Integrated assessment Methodology for cross-Sectoral Adaptation and Vulnerability in Europe (CLIMSAVE) project developed a web-based tool to assess climate change and adaptation options for Europe [16]. This tool allows stakeholders to assess quantitatively climate change vulnerabilities for a range of sectors: agriculture, forests, biodiversity, coasts, water resources, and urban development. The Global Facility for Disaster Reduction and Recovery (GFDRR) provides the results of climate change vulnerability assessments for developing countries, as well as country profiles that include various data sets such as precipitation, temperature change, and vulnerability indices [17,18].
In Korea, to date, these tools have not yet been applied in a practical way due to a lack of standards set by the government for methodologies, proxy variables, and weighting factors. To this end, we suggest 455 proxy variables and weighting factors for 32 vulnerability assessment items in 7 categories, based on the concept of vulnerability assessment defined in the IPCC’s Fourth Assessment Report [1]. In addition, a GIS-based tool, known as the Vulnerability Assessment Tool to build Climate Change Adaptation Plan (VESTAP) was developed for the automation and visualization of vulnerability assessment. The 455 proxy variables are calculated from RCP scenario and current statistical data such as social, economic and geographic. These proxy variables are classified into climate exposure, sensitivity and adaptation ability indexes. For the climate exposure index, VESTAP utilizes RPC 4.5 and 8.5 scenarios that were refined by the Korea Meteorological Administration based on HadGEM2, a climate projection model from the UK Met Office. The climate exposure variables were divided temporally into 10-year intervals from the 2000s to the 2040s. Geographically, the proxy variables were divided into “Province level”, “Municipality level”, and “Submunicipality level” groups. Province-level divisions include metropolitan areas and provinces (Do), which are segmented into municipalities such as cities (Si), counties (Gun), and districts (Gu). Submunicipalities, as the smallest administrative units in South Korea, include towns (Eup), townships (Myeon), and neighborhoods (Dong).
Many researchers have estimated that the occurrence of heat waves and the adverse effects associated with them will increase due to global warming [19,20]. Heat waves lead to physiological changes in the human body, and are a direct cause of increased heat-related illnesses and deaths [21,22,23]. Extreme heat wave events have been identified as the deadliest weather-related hazard in many nations [24]. In particular, extreme heat wave events caused 80,000 deaths in Europe in 2003 [25] and 54,000 deaths in Russia in 2010 [26]. Kysely [27] conducted a study on the annual number of deaths in Korea caused by extreme weather events from 1901 to 2008; heat waves were found to be the dominant cause of death, killing 3384 people. In other words, the threat to health due to heat waves is the most serious problem associated with extreme weather in Korea. The adverse health effects that result from extreme heat waves can be prevented. Some nations that implement heat wave response measures during heat waves have experienced decreases in the incidences of heat-related illnesses and deaths [28]. Through vulnerability assessment for heat waves, each country and city can formulate a heat wave response plan. The published literature on vulnerability to heat waves is substantial, but quantitative assessments across South Korea have been relatively rare [29]. Therefore, we conducted a case study on health vulnerability to heat waves across South Korea using VESTAP. This case study was divided into three stages depending on the administrative unit. During the first stage, vulnerability was assessed at the level of “Provinces” across the entire area of South Korea. In the second stage, vulnerability assessment was conducted at the level of “Municipalities”, focusing on the province that showed the highest vulnerability in the first stage. During the third stage, vulnerability assessment was carried out at the level of “Submunicipalities”, focusing on the municipality that showed the highest vulnerability in the second stage.
The purposes of this study were as follows. First, we aimed to develop the GIS-based VESTAP system to assess climate change vulnerability throughout Korea at various administrative levels. At this time, VESTAP was constructed using a GIS system and was based on 7 categories and 32 vulnerability conditions, using methodologies described in previous studies. Second, as a case study, a health vulnerability assessment was carried out for heat waves, and the conditions used for assessment were analyzed. Third, we analyzed the results of the heat wave vulnerability assessment of Korea by administrative district.

2. Methodology

Vulnerability to climate change was assessed based on the methods defined in the IPCC’s Fourth Assessment Report (AR4) [1]. In the AR4, vulnerability assessment is defined as a residual impact of climate change after adaptation. Vulnerability to climate change is the degree to which a system sensitively responds to climate change. The relative degree of vulnerability depends on different adaptation options based on future climate change scenarios. Equation (1) is used to assess vulnerability to climate change, as defined in the IPCC’s AR4, using a weighted function of proxy variables including climate exposure, sensitivity, and adaptive capacity:
Vulnerability   Index =   α   ×   Climate   Exposure   Index + β   × Sensitivity   Index   γ   × Adaptive   Capacity   Index   ( α ,   β ,   γ   : weighting   factor )
To assess vulnerability as defined in Equation (1), the conditions of the vulnerability assessment must be selected, and proxy variables must be identified and standardized. Additionally, a weighting factor must be assigned to each proxy variable. This process is described in detail in the following Section 2.1, Section 2.2 and Section 2.3.

2.1. Selection of Vulnerability Assessment Conditions

In this study, vulnerability assessment conditions were selected based on previous studies with consideration of the climatic and social characteristics of Korea. In this study, 237 reports and 106 papers were reviewed [30], focusing on the classification system of the United Kingdom Climate Impacts Program (UKCIP) and the Korean Climate Change Assessment Report 2010 (Technical Summary) published by the NIER [31]. Through this process, a total of 32 vulnerability assessment conditions (including health vulnerability to heat wave) in 7 categories (health, disaster and calamity, agriculture, forest, marine and fishery, water control, and ecosystem) were selected, as shown in Table 1.

2.2. Selection and Standardization of Proxy Variables

In this section, the process of selecting and standardizing proxy variables for vulnerability assessment using 32 conditions in 7 categories is described. Proxy variables were chosen by literature survey and the AHP (Analytic Hierarchy Process) analysis method. First, a total of 237 reports and 106 articles were investigated and over 200 initial proxy variables were chosen [30]. Second, 3 levels of expert questionnaire for the AHP analysis method were conducted for more than 50 experts. Through this process, initial proxy variables have been reviewed and additional proxy variables were chosen. A total of 455 proxy variables were finally chosen from this list that seemed to adequately encompass the climate exposure, sensitivity, and adaptive capacity of Korea. The selected proxy variables were classified into 7 categories plus common variables: health (58), disaster and calamity (37), agriculture (68), forest (48), marine and fishery (43), water control (51), ecosystem (58), and common variables (92). Of the selected variables, proxy variables for climate exposure were extracted from RPC 4.5 and 8.5 scenarios that were refined based on the HadGEM2 model, and included future climate change projections, such as mean temperature. Proxy variables for sensitivity and adaptive capacity were extracted from indicators released by Statistics Korea (2005–2015); proxies for sensitivity included health, age, population, and regional productivity. Adaptive capacity proxy variables included gross regional domestic product (GRDP), financial independence, and the number of emergency medical centers (Table 2). The selected proxy variables were divided into 10-year intervals as follows: the 2000s (2001–2010), 2010s (2011–2020), 2020s (2021–2030), 2030s (2031–2040), and 2040s (2041–2050). At the same time, the proxy variables were divided, using a GIS-based system, into administrative units: provinces, municipalities, and submunicipalities.
The selected proxy variables need to be standardized in spatial units to apply them to Equation (1). The standardization process non-dimensionalizes proxy variables and is necessary when utilizing variables with different units. There are several methods of standardizing variables, such as z-score, re-scaling, and categorical scales. In this study, the standardization method suggested by Burton [32] was applied (Equation (2)).
Actual   Value Minimum   Value Maximum   Value Minimum   Value
Table 2 shows 19 proxy variables, out of 455 total proxy variables, used to assess health vulnerability to heat waves. The 19 proxy variables fell into the components of climate exposure (7), sensitivity (6), and adaptive capacity (6). Climate exposure proxy variables are indices associated with actual and effective temperatures of heat waves, including heat wave duration and annual average value of daily maximum temperature. Sensitivity proxy variables are indices associated with vulnerable populations of those sensitive to heat waves, such as people aged 14 or younger, and those aged 65 or older. The number of deaths caused by heatstroke and sunstroke were included as sensitivity proxy variables, as these variables reflect the direct effects of a heat wave [1]. Adaptive capacity is the capacity to cope with health risk factors, and its proxy variables include indices associated with healthcare systems and socioeconomic factors.

2.3. Weighting Factors of Proxy Variables

In this study, weighting factors for proxy variables were selected through the following process based on previous studies conducted by the Korea Environmental Institute [33,34] and the National Institute of Environmental Research (NIER) [31]. Yoo [33,34] investigated the selection of proxy variables and weighting factors in consideration of Korea’s regional characteristics based on the vulnerability concept suggested by Moss [7]. That study extracted a total of 33 proxy variables and determined weighting factors using principle component analysis. Later, the NIER [31] conducted a detailed study on the selection of weighting factors using the analytic hierarchy process (AHP). In this study, a total of 32 vulnerability assessment conditions and weighting factors were selected based on previous studies. Table 3 shows the weighting factors of 19 proxy variables used for the assessment of health vulnerability to heat wave. In the assessment of health vulnerability to heat wave, the weighting factor of climate exposure was 0.5, higher than those of sensitivity (0.25) and adaptive capacity (0.25). Of the 19 proxy variables, the weighting factor for “the number of days with daily maximum temperature ≥33 °C” was highest (0.26), followed by “the number of deaths caused by heatstroke/sunstroke” (0.24), and “the number of emergency medical centers” (0.16).

3. Case Study (Assessment of Health Vulnerability to Heat Wave)

This case study presents the results of an assessment of health vulnerability to heat waves at the province level in Korea. Later, health vulnerabilities at the municipality and submunicipality levels were also analyzed. Temporal assessment of health vulnerability to heat wave was conducted targeting the most distant future period (2040s) that is predictable under the RCP 8.5 scenario (assuming no effort to reduce emissions).

3.1. Study Areas

This case study targeted “Korea”, “Daegu Metropolitan City”, and “Seo-Gu, Daegu Metropolitan City” in stages. Daegu Metropolitan City was found to be the most vulnerable municipality through the first-stage assessment of vulnerability throughout Korea (province level). Figure 1 shows the target areas of this case study from the first to third stages. As shown in Figure 1a, Korea is divided into 14 provinces. Figure 2b shows the map of Daegu Metropolitan City, which is divided into seven municipalities. Figure 1c shows the 17 submunicipalities in Seo-Gu, Daegu Metropolitan City.
Because this case study targets the assessment of health vulnerability to heat waves, it may be affected significantly by climatic factors subject to change depending on geographical and topographical characteristics. South Korea, the study area used for the first stage of analysis, is a peninsular country surrounded by water on three sides, and extends north from 33°06’40’’ N latitude. As it is situated at a temperate latitude, Korea exhibits distinct regional and seasonal climate patterns. The annual average temperature in Korea is 10–15 °C. The maximum temperature occurs in July and August, when the average temperature ranges from 24–27 °C. According to the observations of the Korea Meteorological Administration in 2015, the maximum and minimum temperatures were ~35.4 °C (July through August) and −10.8° (December through February). Daegu Metropolitan City, the study area of the second and third stages of the case study, is located in an inland area in southeast Korea at 35°36′–36°01′ N latitude and 128°21′–128°46′ E longitude. The city is in a basin surrounded by mountains with an average altitude of over 950 m. Due to its topographical location, it is cold in winter and sweltering hot in summer, the characteristic climate of inland basins. According to data collected by the Korea Meteorological Administration in 2015, the average, maximum, and minimum temperatures in Daegu Metropolitan City were 14.7 °C, 38.3 °C (August), and −8.9 °C (February), respectively. The average temperature in August was the highest of any month (26.0 °C), and that of January was the lowest (2.3 °C).

3.2. Results

At the first stage, assessment was conducted at the province level across the country. Figure 2 shows the indices of climate exposure, sensitivity, and adaptive capacity in the 2040s in each province. It concludes when the climate exposure and sensitivity indices are high and the adaptive capacity indices are low, the vulnerability to climate change is prone to be high. The results of climate exposure indices suggest that the southern coastal region will be more exposed than central inland areas. Daegu Metropolitan City has the highest climate exposure index of any province due to its topographical characteristics as an inland basin city. In terms of sensitivity, Seoul Metropolitan City, Gwangju Metropolitan City, Daegu Metropolitan City, and Jeju Province were more sensitive than other provinces and metropolitan cities, which is attributable to the large population aged 14 or younger and aged 65 or older, and the large number of deaths caused by cardiovascular disorders and sunstroke. Meanwhile, the share of beneficiaries of national basic livelihood guarantees and the portion of the elderly population living alone were high in North Jeolla Province, South Jeolla Province, and North Gyeongsang Province. This result is attributable to their relatively low urbanization rates and the large share of their populations working in primary industries. In terms of adaptive capacity, Seoul Metropolitan City, Ulsan Metropolitan City, and Gyeonggi Province were found to have relatively high adaptive capacity. The reason behind the results seems to be their high financial independence and gross regional domestic product (GRDP). Seoul Metropolitan City and Gyeonggi Province as the national capital region are the most densely populated areas in Korea, and Ulsan Metropolitan City is an industrial city with numerous large-scale facilities.
Figure 3 and Table 4 show the results of the assessment of health vulnerability to heat waves across Korea. The most vulnerable area at the province level was Daegu Metropolitan City, followed by Gwangju Metropolitan City, Busan Metropolitan City, Daejeon Metropolitan City, South Gyeongsang Province, and Ulsan Metropolitan City. Meanwhile, the least vulnerable area to heat wave at the province level was Gangwon Province, followed by Incheon Metropolitan City, North Chungcheong Province, Gyeonggi Province, and Sejong City. Daegu Metropolitan City had the highest vulnerability index, which is attributable to its high level of climate exposure caused by its topographical characteristics as a basin city and its low adaptive capacity. Gangwon Province, on the other hand, is mostly covered with mountains; its topographical characteristics result in low levels of climate exposure and sensitivity; thus, this province has a relatively low level of vulnerability. In this study, the factors that have the highest impact on the health vulnerability of Korean regions to heat waves were the proxy variables for climate exposure; this result is highly related to the weighting factors of proxy variables applied to this vulnerability assessment: climate exposure (0.5), sensitivity (0.25), and adaptive capacity (0.25) (Table 3). Thus, southern coastal areas (Daegu Metropolitan City, Gwangju Metropolitan City, Busan Metropolitan City, South Jeolla Province, South Gyeongsang Province, etc.), in which climate exposure indices were higher than in other regions, had high values for vulnerability indices. On the other hand, central inland areas (Gangwon Province, North Chungcheong Province, etc.), where climate exposure indices were relatively low, were found to have low vulnerability index values. Seoul Metropolitan City and Daejeon Metropolitan City, however, showed relatively high vulnerability indices, despite being located in the central region. This difference is caused by the heat island effect, which is stronger than in other provinces due to the high level of urbanization and the relatively large population of vulnerable people such as the elderly.
At the second stage of assessment, Daegu Metropolitan City, identified as the most vulnerable region in the first stage of assessment, was analyzed at the municipality level. Figure 4 shows the indices of climate exposure, sensitivity, and adaptive capacity for Daegu Metropolitan City in the 2040s at the municipality level. The climate exposure indices demonstrate that the closer to urbanized areas and the less green the area, the higher its level of climate exposure. Municipalities that showed the highest climate exposure indices were Seo-Gu, Jung-Gu, Buk-Gu, and Nam-Gu, which are urbanized areas close to Daegu City Hall and industrial complexes. In contrast to the climate exposure indices, municipalities such as Dong-Gu, Buk-Gu, and Dalseo-Gu were found to exhibit greater sensitivity than other areas. The reason for these results is that the values of variables associated with social vulnerability, such as the number of deaths caused by cardiovascular disorders, and the population aged 65 or older, were higher than in other municipalities. In terms of adaptive capacity, Nam-Gu and Seo-Gu were found to be vulnerable, while Dong-Gu, Jung-Gu, and Suseong-Gu had higher adaptive capacities. In the municipalities that had relatively high adaptive capacity, their GRDP was very high and the number of public health workers per unit of population was also relatively high.
Figure 5 and Table 5 show the results of health vulnerability assessments of the municipalities within Daegu Metropolitan City to heat wave. The most vulnerable municipality to heat wave was Seo-Gu, followed by Jung-Gu, Buk-Gu, and Nam-Gu. This result is attributable to their relatively higher climate exposure and sensitivity indices and the lower adaptive capacity index values of these areas compared with other municipalities.
During the third stage of assessment, Seo-Gu, Daegu Metropolitan City, the most vulnerable municipality in the second-stage assessment, was analyzed at the submunicipality level. Figure 6 shows the indices of climate exposure, sensitivity, and adaptive capacity of Seo-Gu in the 2040s at this level. Seo-Gu is located in the mid-western area of the city; its population density is higher than other districts and its share of green areas is very low. Submunicipalities that showed the highest climate exposure indices were Pyeongni 5-Dong, Pyeongni 3-Dong, Pyeongni 6-Dong, and Pyeongni 4-Dong, which are all densely populated areas near Daegu industrial complexes. In terms of sensitivity, however, unlike the results of climate exposure indices, submunicipalities such as Sangjungi-Dong, Bisan 7-Dong, Pyeongni 4-Dong, and Naedang 4-Dong were more sensitive than others due to greater populations aged 14 or younger and 65 or older, a large share of the elderly population living alone, and a high number of deaths caused by cardiovascular disorders, compared with other submunicipalities. In terms of adaptive capacity, eastern areas such as Pyeongni 5-Dong, Naedang 1-Dong, and Bisan 4-Dong were vulnerable, whereas Sangjungi-Dong had a high adaptive capacity. In the case of Sangjungi-Dong, GRDP healthcare services and social services, the number of public health workers per unit of population, and the GRDP were all higher than in other areas.
Figure 7 and Table 6 show the health vulnerability assessment results of Seo-Gu submunicipalities to heat waves. The most vulnerable submunicipality was Pyeongni 3-Dong, followed by Pyeongni 4-Dong, Pyeongni 5-Dong, and Pyeongni 6-Dong. In addition, as Sangjungi-Dong’s climate exposure index was lowest, and its sensitivity index was the highest, this submunicipality was identified as the most vulnerable.
Through comprehensive analysis of the results of the three assessment stages, Pyeongni 3-Dong in Seo-Gu, Daegu Metropolitan City was the most vulnerable location in South Korea. We also found that proxy variables for climate exposure such as the number of days with daily maximum temperature ≥33 °C, daily relative humidity, and effective temperature had relatively large impacts on the results. In particular, the number of days with daily maximum temperature ≥33 °C and daily relative humidity were two key factors. In terms of sensitivity proxy variables, the contributions of the share of beneficiaries of national basic livelihood guarantees and the population aged 65 or older were highest, followed by the share of the elderly population living alone. These results indicate that the relative sizes of healthy and socioeconomically vulnerable populations in a local community are closely related to the sensitivity of health vulnerability to a heat wave. In terms of proxy variables for adaptive capacity, the share of beneficiaries of health insurance and the number of public health workers per unit of population were major drivers. These results show that it is necessary to improve the medical infrastructure of local communities rather than increase measures of overall economic capacity, such as financial independence or GRDP, to increase the adaptive capacity associated with health vulnerability to heat waves.

4. Discussion and Conclusions

It is essential to conduct a standardized vulnerability assessment to climate change, and to develop proper countermeasures against climate change based on the assessment’s results. To establish more reliable and realistic adaptation measures, it is necessary to comprehensively assess and analyze a wide range of variables. In addition, measures need to be developed by taking into account the different characteristics of small regional segments based on the data analyzed, such as those presented here. All these efforts put into this study will contribute to sustainable development which can reduce climate change vulnerability. In this study, the methodologies used in previous studies of vulnerability to climate change were further refined to develop the Korean climate change vulnerability assessment tool, VESTAP. VESTAP can be used to assess vulnerability to climate change in Korea by selecting different spatial ranges from provinces to municipalities or submunicipalities. In addition, VESTAP was developed with RPC 4.5 and 8.5 scenarios; thus, vulnerability to climate change can be analyzed from the 2000s to the 2040s in 10-year increments. To demonstrate a case study of vulnerability assessment using VESTAP, an assessment of health vulnerability to heat waves was conducted across South Korea under the RCP 8.5 scenario, targeting the 2040s; its results indicated that Pyeongni 3-Dong in Seo-Gu, Daegu Metropolitan City was the most vulnerable location in Korea to heat waves. Meanwhile, the distributions of vulnerability and climate exposure indices were nearly identical in all assessments at the levels of provinces, municipalities, and submunicipalities, indicating that the contribution of climate exposure to heat wave threat is higher than that of sensitivity or adaptive capacity. Thus, it is necessary to establish policies for climate change adaptation that account for regional differences in climate exposure.
This study is significant in that it lays the foundation for standardized assessment of vulnerability to climate change in Korea. In addition, VESTAP provides sequential evaluation results based on Korean administrative district units, and is therefore a useful tool for policy makers. However, establishing new proxy variables not reflected in the indices or setting weights on regional characteristics could reveal more accurate vulnerability assessment. Also, frequent updating of data set for VESTAP is required, which will enhance the reliability of the result.

Acknowledgments

This research was conducted at Korea Environment Institute (KEI) with support by a grant (16CTAP-C114629-01) from the Technology Advancement Research Program (TARP) funded by the Ministry of Land, Infrastructure and Transport of the Korean government.

Author Contributions

Moung-Jin Lee conceived and designed the experiments; Kwan-Young Oh performed the experiments; Seong-Woo Jeon analyzed the data; Moung-Jin Lee and Kwan-Young Oh wrote the paper.

Conflicts of Interest

The authors declare no conflict of interest.

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Figure 1. Study areas and assessment levels: (a) Korea; (b) Daegu Metropolitan City; (c) Seo-Gu, Daegu Metropolitan City.
Figure 1. Study areas and assessment levels: (a) Korea; (b) Daegu Metropolitan City; (c) Seo-Gu, Daegu Metropolitan City.
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Figure 2. Climate exposure, sensitivity, and adaptive capacity indices of Korea in the 2040s: (a) climate exposure; (b) sensitivity; and (c) adaptive capacity.
Figure 2. Climate exposure, sensitivity, and adaptive capacity indices of Korea in the 2040s: (a) climate exposure; (b) sensitivity; and (c) adaptive capacity.
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Figure 3. Health vulnerability assessment results to heat waves across South Korea in the 2040s.
Figure 3. Health vulnerability assessment results to heat waves across South Korea in the 2040s.
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Figure 4. Climate exposure, sensitivity, and adaptive capacity of Daegu Metropolitan City in the 2040s: (a) climate exposure; (b) sensitivity; and (c) adaptive capacity.
Figure 4. Climate exposure, sensitivity, and adaptive capacity of Daegu Metropolitan City in the 2040s: (a) climate exposure; (b) sensitivity; and (c) adaptive capacity.
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Figure 5. Health vulnerability assessment results for Daegu Metropolitan City to heat wave in the 2040s.
Figure 5. Health vulnerability assessment results for Daegu Metropolitan City to heat wave in the 2040s.
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Figure 6. Climate exposure, sensitivity, and adaptive capacity maps of Seo-Gu, Daegu Metropolitan City in the 2040s: (a) climate exposure; (b) sensitivity; and (c) adaptive capacity.
Figure 6. Climate exposure, sensitivity, and adaptive capacity maps of Seo-Gu, Daegu Metropolitan City in the 2040s: (a) climate exposure; (b) sensitivity; and (c) adaptive capacity.
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Figure 7. Health vulnerability assessment results for Seo-Gu, Daegu Metropolitan City to heat waves in the 2040s.
Figure 7. Health vulnerability assessment results for Seo-Gu, Daegu Metropolitan City to heat waves in the 2040s.
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Table 1. Vulnerability assessment conditions provided by the Vulnerability Assessment Tool to build Climate Change Adaptation Plan (VESTAP).
Table 1. Vulnerability assessment conditions provided by the Vulnerability Assessment Tool to build Climate Change Adaptation Plan (VESTAP).
CategoryConditionCategoryCondition
Health (9)Health vulnerability to floodWater control (3)Vulnerability of water control
Health vulnerability to typhoonVulnerability of irrigation
Health vulnerability to heat waveVulnerability of water quality and aquatic ecology
Health vulnerability to cold waveEcosystem (3)Vulnerability of coniferous trees
Health vulnerability to increase of ozone concentrationVulnerability of insects
Health vulnerability to fine dustVulnerability of national parks
Health vulnerability to other air contaminantsAgriculture (5)Vulnerability of soil erosion in farmland
Vulnerability to infectious diseases transmitted by insects and rodentsVulnerability of cultivation/breeding facilities
Health vulnerability to waterborne diseasesVulnerability of rice productivity
Forest (7)Vulnerability of landslide by localized torrential downpoursVulnerability of apple productivity
Vulnerability of forest road by landslideVulnerability of livestock productivity
Vulnerability of forest fireMarine/Fishery (1)Vulnerability of fisheries and aquaculture to water temperature change
Vulnerability of pine trees to diseases and pestsDisaster/Calamity (4)Vulnerability of infrastructure to flood
Vulnerability of pine trees and pine mushroomsVulnerability of infrastructure to heat wave
Vulnerability of forest vegetationVulnerability of infrastructure to cold wave
Vulnerability of forest vegetation to draughtVulnerability of infrastructure to sea-level rise
Table 2. Proxy variables for the assessment of health vulnerability to heat wave.
Table 2. Proxy variables for the assessment of health vulnerability to heat wave.
ComponentProxy VariableSourceData TypeScale
Climate exposureAnnual average value of daily maximum temperature
Number of days with daily maximum temperature ≥33 °C
Number of days with daily minimum temperature ≥25 °C
Daily relative humidity
RCP 4.5, 8.5 Scenario of the Korea Meteorological Administration
(Detailed data of the Korean Peninsula and South Korea, and applied meteorological data)
Vector (Polygon)Provinces
(Entire land of Korea)
Municipalities
(Si, Gun, Gu)
Submunicipalities
(Eup, Myeon, Dong)
Heat wave duration index
Effective temperature
Discomfort index (temperature–humidity index)
SensitivityPopulation aged 14 or younger
Population aged 65 or older
Share of beneficiaries of national basic livelihood guarantees
Share of the elderly population living alone (aged 65 or older)
Number of deaths caused by cardiovascular disorders
Number of deaths caused by heatstroke/sunstroke
Statistics released by the National Statistical Office
Adaptive capacityGRDP healthcare services and social services
Share of beneficiaries of health insurance
Number of public health workers per unit of population
Number of emergency medical centers
Financial independence
Gross Regional Domestic Product (GRDP)
Table 3. Weighting factors of proxy variables for the assessment of health vulnerability to heat wave.
Table 3. Weighting factors of proxy variables for the assessment of health vulnerability to heat wave.
ComponentWeighting FactorProxy VariableWeighting Factor
Climate exposure0.5Annual average value of daily maximum temperature0.11
Number of days with daily maximum temperature ≥33 °C0.26
Number of days with daily minimum temperature ≥25 °C0.1
Daily relative humidity0.13
Heat wave duration index (HWDI)0.15
Effective temperature0.1
Discomfort index (Temperature-humidity index)0.15
Sensitivity0.25Population aged 14 or younger0.1
Population aged 65 or older0.2
Share of beneficiaries of national basic livelihood guarantees0.1
Share of the elderly population living alone (aged 65 or older)0.2
Number of deaths caused by cardiovascular disorders0.16
Number of deaths caused by heatstroke/sunstroke0.24
Adaptive capacity0.25GRDP healthcare services and social services0.16
Share of beneficiaries of health insurance0.1
Number of public health workers per unit of population0.16
Number of emergency medical centers0.16
Financial independence0.21
Gross Regional Domestic Product (GRDP)0.21
Table 4. Vulnerability, climate exposure, sensitivity and adaptive capacity indices for each province.
Table 4. Vulnerability, climate exposure, sensitivity and adaptive capacity indices for each province.
RankProvinceVulnerability IndexClimate Exposure IndexSensitivity IndexAdaptive Capacity Index
1Daegu Metropolitan City0.410.370.080.04
2Gwangju Metropolitan City0.390.360.080.05
3Busan Metropolitan City0.340.310.070.04
4Daejeon Metropolitan City0.310.290.070.05
5South Gyeongsang Province0.300.290.070.06
6Ulsan Metropolitan City0.300.310.050.06
7South Jeolla Province0.300.270.050.03
8Jeju Province0.290.260.080.05
9North Jeolla Province0.280.250.060.03
10North Gyeongsang Province0.270.240.060.04
11Seoul Metropolitan City0.260.260.080.08
12South Chungcheong Province0.240.240.050.04
13Sejong City0.240.250.030.04
14Gyeonggi Province0.240.250.060.07
15North Chungcheong Province0.200.210.040.05
16Incheon Metropolitan City0.190.190.060.06
17Gangwon Province0.160.150.040.04
Table 5. Vulnerability, climate exposure, sensitivity, and adaptive capacity indices of Daegu municipalities.
Table 5. Vulnerability, climate exposure, sensitivity, and adaptive capacity indices of Daegu municipalities.
RankMunicipalities (Si, Gun, Gu)Vulnerability IndexClimate Exposure IndexSensitivity IndexAdaptive Capacity Index
1Seo-Gu0.490.430.090.03
2Jung-Gu0.450.440.120.11
3Buk-Gu0.310.30.090.08
4Nam-Gu0.30.260.060.02
5Dalseong-Gu0.260.310.120.17
6Dong-Gu0.250.180.150.08
7Dalseo-Gu0.120.130.120.13
8Suseong-Gu0.090.070.10.09
Table 6. Vulnerability, climate exposure, sensitivity, and adaptive capacity indices of Seo-Gu submunicipalities.
Table 6. Vulnerability, climate exposure, sensitivity, and adaptive capacity indices of Seo-Gu submunicipalities.
RankSubmunicipality (Eup, Myeon, Dong)Vulnerability IndexClimate Exposure IndexSensitivity IndexAdaptive Capacity Index
1Pyeongni 3-Dong0.50.450.060.01
2Pyeongni 4-Dong0.490.410.090.01
3Pyeongni 5-Dong0.470.460.010
4Pyeongni 6-Dong0.450.440.030.02
5Pyeongni 1-Dong0.410.390.020
6Pyeongni 2-Dong0.40.390.010
7Naedang 1-Dong0.390.350.040
8Naedang 4-Dong0.380.30.090.01
9Bisan 2·3-Dong0.370.30.070
10Bisan 4-Dong0.370.330.040
11Bisan 1-Dong0.360.320.040
12Naedang 2·3-Dong0.360.310.050
13Bisan 6-Dong0.350.340.010
14Bisan 7-Dong0.310.280.120.09
15Wondae-Dong0.290.250.050.01
16Bisan 5-Dong0.270.250.020
17Sangjungi-Dong0.110.10.180.17

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Oh, K.-Y.; Lee, M.-J.; Jeon, S.-W. Development of the Korean Climate Change Vulnerability Assessment Tool (VESTAP)—Centered on Health Vulnerability to Heat Waves. Sustainability 2017, 9, 1103. https://doi.org/10.3390/su9071103

AMA Style

Oh K-Y, Lee M-J, Jeon S-W. Development of the Korean Climate Change Vulnerability Assessment Tool (VESTAP)—Centered on Health Vulnerability to Heat Waves. Sustainability. 2017; 9(7):1103. https://doi.org/10.3390/su9071103

Chicago/Turabian Style

Oh, Kwan-Young, Moung-Jin Lee, and Seong-Woo Jeon. 2017. "Development of the Korean Climate Change Vulnerability Assessment Tool (VESTAP)—Centered on Health Vulnerability to Heat Waves" Sustainability 9, no. 7: 1103. https://doi.org/10.3390/su9071103

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