*Article* **A Direct Silanization Protocol for Dialdehyde Cellulose**

**Arianna Lucia 1,2 , Markus Bacher <sup>2</sup> , Hendrikus W. G. van Herwijnen <sup>1</sup> and Thomas Rosenau 2,3,\***


Academic Editors: Alejandro Rodríguez and Eduardo Espinosa Received: 26 April 2020; Accepted: 22 May 2020; Published: 25 May 2020

**Abstract:** Cellulose derivatives have many potential applications in the field of biomaterials and composites, in addition to several ways of modification leading to them. Silanization in aqueous media is one of the most promising routes to create multipurpose and organic–inorganic hybrid materials. Silanization has been widely used for cellulosic and nano-structured celluloses, but was a problem so far if to be applied to the common cellulose derivative "dialdehyde cellulose" (DAC), i.e., highly periodate-oxidized celluloses. In this work, a straightforward silanization protocol for dialdehyde cellulose is proposed, which can be readily modified with (3-aminopropyl)triethoxysilane. After thermal treatment and freeze-drying, the resulting product showed condensation and cross-linking, which was studied with infrared spectroscopy and <sup>13</sup>C and <sup>29</sup>Si solid-state nuclear magnetic resonance (NMR) spectroscopy. The cross-linking involves both links of the hydroxyl group of the oxidized cellulose with the silanol groups (Si-O-C) and imine-type bonds between the amino group and keto functions of the DAC (-HC=N-). The modification was achieved in aqueous medium under mild reaction conditions. Different treatments cause different levels of hydrolysis of the organosilane compound, which resulted in diverse condensed silica networks in the modified dialdehyde cellulose structure.

**Keywords:** biomaterials; cellulose; dialdehyde cellulose; organosilane chemistry; <sup>29</sup>Si NMR; solid state NMR; silanization

#### **1. Introduction**

The booming developments in the biopolymers field is evidently engaging cellulose and cellulose derivatives in crescent number of applications and new materials, such as fillers or matrices in polymer composites, aerogels, and separation media. Cellulosic components are simply central in the evolution of novel bio-materials [1]. One particular modification that is especially promising in the area of organic–inorganic hybrid materials is the silanization of cellulose—or polysaccharides in general—by this way generating polysaccharide–silane/silica interfaces with differing amounts of covalent bonds between the two bordering constituents. Silanization is widespread for enhancing the properties of cellulose composites: the coupling with silane agents involve an improved interfacial adhesion between fibers and matrix, better resistance to water leaching, hydrophobicity, thermostabilization, and improved fiber strength [2–4]. Quite many applications of novel cellulosic materials modified by silanes can be found in literature: hybrid substances formed by silica gel and dicarboxylic cellulose for dye absorption [5], films made with cellulose acetate and silane with isocyanate moieties [6]; aerogels

with cross-linked cellulose, acrylamide polymers, and methyltrichlorosilane for oil/water separation [7]; or composite aerogels with silica and cellulosic fibers for thermal insulation [8] are just a few examples. The chemistry between cellulose derivatives and modified silica gels is used also in the field of chiral separation, producing packing materials for liquid chromatography [9]. Modifications of cellulosic materials are performed in wet state with different silanes [10,11].

A special cellulose derivative with great reverberation in research and applications is dialdehyde cellulose (DAC), usually produced by oxidation of cellulosics (to different degrees) with sodium periodate. Several applications of this type of oxidized cellulose are reported in the literature, such as films for packaging [12], as nanoparticles for drug delivery systems [13], the formation of nanocrystal aerogels with superabsorbent properties [14], or as self-healing nanocomposite hydrogels [15]. In this work, we describe the direct modification of DAC according to a straightforward silanization protocol, carried out in aqueous media and without severe thermal treatment. The chosen silane is (3-aminopropyl)triethoxysilane (APTES). This reagent is cheap and readily available, which is an important factor when it comes to up-scaling. APTES has been studied already in systems with cellulosic fibers [16]. Its utilization has already been reported for strengthening the interfaces of hybrid organic-inorganic coatings [17], in grafting reaction with tosylcellulose [18], for surface functionalization of cellulose nanocrystals [19], and also with DAC as the stationary phase in chromatography [20]. In the latter case, silica gel was modified by APTES in toluene, and then utilized for the modification of DAC in pyridine at high temperature during several hours which is considered neither practical and general nor compatible with green chemistry principles. In our approach, the silanization of DAC involves hydrolysis of APTES and self-condensation as well as condensation with the hydroxyl groups of the cellulose derivative, most notably using aqueous media and employing mild reaction conditions and short reaction times. The studies leading to the DAC modification protocol are described in the present account.

#### **2. Results and Discussion**

Periodate oxidation of cellulose, if reaching sufficiently high oxidation degrees of about 60% and above, provides a water-soluble material [21]. During the oxidation and solubilization process a great variety of masked aldehyde structures is formed, mainly aldehyde hydrates, hemiacetals, and hemialdals with intra- and intermolecular bonds [12,22,23]. The determination of the molecular weight of DAC, because of inter-chain crosslinking, is rather complicated and requires special approaches and precautions which have been addressed previously [23] and cannot be discussed here. The degree of oxidation was 59% for the thermally treated DAC and 62% for the freeze-dried DAC in our experiments, which corresponds to 7.4 mmol/g and 7.8 mmol/g of aldehyde groups, respectively. The acidic pH during the periodate oxidation promotes the formation and stability of hemiacetal structures [24], which are detected in the Fourier-transform infrared (FTIR) spectrum of the oxidized cellulose [25] (band at 876 cm−<sup>1</sup> in Figure 1). Also, the influence of periodate oxidation on cellulose structure and morphology, according to the cellulose allomorphs, has been studied [26]. Since the acidic environment at the same time catalyzes hydrolysis of APTES [27], the organosilane was directly added to the DAC solution without a previous hydrolysis step, which is usually performed when this silane is used with cellulose. It has been reported that cellulose and other cellulose derivatives bind covalently with silanes after thermal treatment [3,18,28,29], although it was by no means clear that the behavior would be similar between DAC and APTES, since the chemistry of DAC—and its reactive moieties—is rather different from that of celluloses. Nevertheless, hydroxyl groups present in DAC in high number because of the solubilization process can be expected to be available for cross-linking and condensation with the silanol groups. A similar reactivity of DAC hydroxyl groups and the hydroxyl groups of polysaccharides with regard to hydrogen bond network formation has already been noted in the literature, e.g., for polyvinyl alcohol [30]. So far, modification of DAC with APTES took only imine formation [20] into account, but not a possible reaction between the hydrolyzed organosilane and DAC (hemiacetal/aldehyde hydrate/hemialdal) hydroxyl groups. While solubilized DAC is a film-like

materials after thermal drying and foam-like after lyophilization (freeze-drying), the morphology changes upon derivatization and silanized DAC is a powder. While solubilized DAC is a film-like materials after thermal drying and foam-like after lyophilization (freeze-drying), the morphology changes upon derivatization and silanized DAC is a powder.

**Figure 1.** Fourier-transform infrared (FTIR) spectra of dialdehyde cellulose (DAC) (left) and (3 aminopropyl)triethoxysilane (APTES) (right). The labelled bands, from left to right, correspond to: carbonyl stretching (1732 cm<sup>−</sup>1), C-O stretching (1016 cm−1), and hemiacetal bond stretching (876 cm−1) in the DAC spectrum; C-H methyl group asymmetrical stretching (2972 cm<sup>−</sup>1), C-H methyl group deformation (1390 cm<sup>−</sup>1), Si-O stretching (1072 cm−1), skeletal vibration (952 cm−1), and C-H bending (762 cm<sup>−</sup>1) in the APTES spectrum. **Figure 1.** Fourier-transform infrared (FTIR) spectra of dialdehyde cellulose (DAC) (left) and (3-aminopropyl)triethoxysilane (APTES) (right). The labelled bands, from left to right, correspond to: carbonyl stretching (1732 cm−<sup>1</sup> ), C-O stretching (1016 cm−<sup>1</sup> ), and hemiacetal bond stretching (876 cm−<sup>1</sup> ) in the DAC spectrum; C-H methyl group asymmetrical stretching (2972 cm−<sup>1</sup> ), C-H methyl group deformation (1390 cm−<sup>1</sup> ), Si-O stretching (1072 cm−<sup>1</sup> ), skeletal vibration (952 cm−<sup>1</sup> ), and C-H bending (762 cm−<sup>1</sup> ) in the APTES spectrum.

Covalent bonding between cellulose and organosilane can be studied with 29Si NMR: if the spectra do not change anymore over time after an initial period, further self-condensation of the silane structures is blocked by the covalent bonding with the cellulose molecules [28]. In this work we apply this approach to the reaction between APTES and DAC to study presence and type of covalent binding between the cellulose and the silane networks. Covalent bonding between cellulose and organosilane can be studied with <sup>29</sup>Si NMR: if the spectra do not change anymore over time after an initial period, further self-condensation of the silane structures is blocked by the covalent bonding with the cellulose molecules [28]. In this work we apply this approach to the reaction between APTES and DAC to study presence and type of covalent binding between the cellulose and the silane networks.

Figure 2 shows the cross-polarization/magic angle spinning (CP/MAS) 29Si NMR spectra of the DAC-APTES condensation product after thermal treatment, revealing peaks of the two main condensation structures of the silane, namely T2 and T3 [6], with chemical shifts δ at −60.1 ppm and −68.5 ppm, respectively, in the one-day-old sample and δ −60.3 ppm and −68.4 ppm, respectively, for the same sample after two years. A minor contribution of the T1 structure is visible at −50 ppm as a shoulder in both spectra. It was evident that the spectra did not change significantly within the two years of sample storage. Therefore, the silane structure formation is completed already in the first sample and stays constant afterwards, and the silane moieties are almost completely crosslinked in a tridimensional structure after the thermal treatment, involving the covalent bond with DAC. The 29Si-CP/MAS NMR spectra did not change over time, because of the bonding between the silanol group and the hydroxyl group in DAC: if those bond had not occurred, hydrolyzed APTES would have continued to be engaged in self-condensation and have formed more highly condensed structure over time, which would have significantly changed the spectra (increase of T3). Figure 2 shows the cross-polarization/magic angle spinning (CP/MAS) <sup>29</sup>Si NMR spectra of the DAC-APTES condensation product after thermal treatment, revealing peaks of the two main condensation structures of the silane, namely T<sup>2</sup> and T<sup>3</sup> [6], with chemical shifts δ at −60.1 ppm and −68.5 ppm, respectively, in the one-day-old sample and δ −60.3 ppm and −68.4 ppm, respectively, for the same sample after two years. A minor contribution of the T<sup>1</sup> structure is visible at −50 ppm as a shoulder in both spectra. It was evident that the spectra did not change significantly within the two years of sample storage. Therefore, the silane structure formation is completed already in the first sample and stays constant afterwards, and the silane moieties are almost completely crosslinked in a tridimensional structure after the thermal treatment, involving the covalent bond with DAC. The <sup>29</sup>Si-CP/MAS NMR spectra did not change over time, because of the bonding between the silanol group and the hydroxyl group in DAC: if those bond had not occurred, hydrolyzed APTES would have continued to be engaged in self-condensation and have formed more highly condensed structure over time, which would have significantly changed the spectra (increase of T<sup>3</sup> ).

Given in Scheme I, the condensation reaction of silanes and DAC occurred between the DAC′s different hydroxyl groups and the silanol groups during the thermal treatment, which withdraws the water, this way shifting the equilibrium. Given in Scheme 1, the condensation reaction of silanes and DAC occurred between the DAC0 s different hydroxyl groups and the silanol groups during the thermal treatment, which withdraws the water, this way shifting the equilibrium.

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**Scheme I.** Proposed reaction for the direct silanization of DAC with APTES, with the structures schematically presenting the binary cross-linking of DAC and APTES both by Si-O-C and imine bonds. In mildly acidic medium, the silanol groups of APTES bind covalently onto DAC′s hydroxyl groups. After thermal treatment or simple freeze-drying treatment this bonding type is complemented by imine formation between the amino groups of APTES and the DAC′s (masked) **Scheme 1.** Proposed reaction for the direct silanization of DAC with APTES, with the structures schematically presenting the binary cross-linking of DAC and APTES both by Si-O-C and imine bonds. In mildly acidic medium, the silanol groups of APTES bind covalently onto DAC0 s hydroxyl groups. After thermal treatment or simple freeze-drying treatment this bonding type is complemented by imine formation between the amino groups of APTES and the DAC0 s (masked) aldehyde functions.

aldehyde functions.

Please, note once more that the structures in Scheme 1 are just examples of possible structures for the masked aldehyde groups [23]. Please, note once more that the structures in Scheme I are just examples of possible structures for the masked aldehyde groups [23].

**Figure 2.** 29Si cross-polarization/magic angle spinning (CP/MAS) nuclear magnetic resonance (NMR) spectra of DAC-APTES reaction product after thermal treatment: the spectrum after 1 day (bottom), and spectrum of the same sample after 2 years (top), with the schematic representations of the structures T1, T2, and T3. R=H, C (from DAC); R′=C (from (CH2)3-NH2 side chain in APTES). **Figure 2.** <sup>29</sup>Si cross-polarization/magic angle spinning (CP/MAS) nuclear magnetic resonance (NMR) spectra of DAC-APTES reaction product after thermal treatment: the spectrum after 1 day (bottom), and spectrum of the same sample after 2 years (top), with the schematic representations of the structures T 1 , T<sup>2</sup> , and T<sup>3</sup> . R=H, C (from DAC); R0=C (from (CH<sup>2</sup> )3 -NH<sup>2</sup> side chain in APTES).

In addition to the formation of Si-O-C structures by hydroxyl group condensation, a Schiff-base reaction of (masked) aldehydes with the amino group of APTES can occur. The aldehyde function can be present either in its free form or in its masked forms, which react the same way because of the underlying dynamic equilibria. We started from the hypothesis that the thermal treatment was mainly supporting the condensation of APTES′ amino group with the DAC structures (besides further promoting condensation among the hydrolyzed silanes). The corresponding nucleophilic substitution reactions in the mild media present would initially produce hemiaminal structures, which would need more drastic media for the subsequent water elimination leading to the double bond structure of imines. We thus suspected elevated temperatures to be a suitable means for that, and indeed, imine bond formation was evident under these conditions. Surprisingly, the same happened also when we used the alternative approach of freeze-drying to remove water from the reaction mixture. Also, this much milder approach was obviously sufficient to move the equilibrium toward condensation product formation. Both thermal treatment and freeze-drying were effective enough in removing the reaction water, the second technique being clearly more energy-efficient and much milder. The final product (Scheme I, bottom), involves both imine moieties as well as the Si-O-In addition to the formation of Si-O-C structures by hydroxyl group condensation, a Schiff-base reaction of (masked) aldehydes with the amino group of APTES can occur. The aldehyde function can be present either in its free form or in its masked forms, which react the same way because of the underlying dynamic equilibria. We started from the hypothesis that the thermal treatment was mainly supporting the condensation of APTES0 amino group with the DAC structures (besides further promoting condensation among the hydrolyzed silanes). The corresponding nucleophilic substitution reactions in the mild media present would initially produce hemiaminal structures, which would need more drastic media for the subsequent water elimination leading to the double bond structure of imines. We thus suspected elevated temperatures to be a suitable means for that, and indeed, imine bond formation was evident under these conditions. Surprisingly, the same happened also when we used the alternative approach of freeze-drying to remove water from the reaction mixture. Also, this much milder approach was obviously sufficient to move the equilibrium toward condensation product formation. Both thermal treatment and freeze-drying were effective enough in removing the reaction water, the second technique being clearly more energy-efficient and much milder. The final product (Scheme 1, bottom), involves both imine moieties as well as the Si-O-C structures among silanes and DAC.

C structures among silanes and DAC. The 29Si-CP/MAS NMR of the freeze-dried DAC-APTES in Figure 3 shows the cross-linked structures of the silane networks, but with different proportions with respect to Figure 2. While in Figure 2 (thermally treated sample), T3 was most prominent and T1 present only in small amounts, Figure 3 (freeze-dried sample) shows a more equal contribution of the three condensed structures with an order of T2 > T1 > T3, meaning that the condensation degree (Si-O-Si) was generally smaller The <sup>29</sup>Si-CP/MAS NMR of the freeze-dried DAC-APTES in Figure 3 shows the cross-linked structures of the silane networks, but with different proportions with respect to Figure 2. While in Figure 2 (thermally treated sample), T<sup>3</sup> was most prominent and T<sup>1</sup> present only in small amounts, Figure 3 (freeze-dried sample) shows a more equal contribution of the three condensed structures with an order of T<sup>2</sup> > T <sup>1</sup> > T 3 , meaning that the condensation degree (Si-O-Si) was generally smaller here. In Figure 2, signals of the different silane structures were detected at δ = −49.8, −59.5, −68.6 ppm

here. In Figure 2, signals of the different silane structures were detected at δ = −49.8, −59.5, −68.6 ppm

in the sample after one day, and at δ = −50.1, −59.5, −67.8 ppm in the sample after two months<sup>0</sup> storage. The integral ratios of the three peaks did not change over time, showing the stability of the cross-linking even without thermal treatment. This result is different from cellulose reacting with silanization agents [16,28], where the condensation is slowly progressing and changing over much longer times. The integral ratios of the three peaks did not change over time, showing the stability of the crosslinking even without thermal treatment. This result is different from cellulose reacting with silanization agents [16,28], where the condensation is slowly progressing and changing over much longer times.

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**Figure 3.** 29Si CP/MAS NMR spectra of the DAC-APTES freeze-dried sample, after one day (lower spectrum) and after two months (upper spectrum), with the labels of the different condensed silica structures. The peak at –46.9 ppm in the one-day sample (lower spectrum) is attributable to residual, non-reacted starting material that was not removed by washing. The peak of the pure APTES (in the **Figure 3.** <sup>29</sup>Si CP/MAS NMR spectra of the DAC-APTES freeze-dried sample, after one day (lower spectrum) and after two months (upper spectrum), with the labels of the different condensed silica structures. The peak at –46.9 ppm in the one-day sample (lower spectrum) is attributable to residual, non-reacted starting material that was not removed by washing. The peak of the pure APTES (in the absence of the DAC matrix) appears at δ –45 ppm.

absence of the DAC matrix) appears at δ –45 ppm.

eventually disappeared.

The presence of non-reacted APTES, which was concluded from 29Si NMR (see caption of Figure 3), can also be seen in the FTIR spectra of the samples (Figure 4). In the freeze-dried sample after one day, three typical bands of neat APTES are visible at 2974 cm−1 (methyl group, asymmetrical stretching), at 1388 cm−1 (methyl group, deformation), and at 952 cm−1 (skeletal vibration), identical with those of pure APTES in Figure 1 [31]. It is known that APTES is moisture-sensitive and degrades nearly completely within 28 days [32]; this explains why the peak intensities decreased and The presence of non-reacted APTES, which was concluded from <sup>29</sup>Si NMR (see caption of Figure 3), can also be seen in the FTIR spectra of the samples (Figure 4). In the freeze-dried sample after one day, three typical bands of neat APTES are visible at 2974 cm−<sup>1</sup> (methyl group, asymmetrical stretching), at 1388 cm−<sup>1</sup> (methyl group, deformation), and at 952 cm−<sup>1</sup> (skeletal vibration), identical with those of pure APTES in Figure 1 [31]. It is known that APTES is moisture-sensitive and degrades nearly completely within 28 days [32]; this explains why the peak intensities decreased and eventually disappeared.

**Figure 4.** FTIR spectra of modified DAC with APTES for both processes, i.e., thermal treatment and freeze-drying treatment. The insets are showing the bands of unreacted APTES, which disappear in the freeze-dried samples after two months because of the instability of neat APTES. **Figure 4.** FTIR spectra of modified DAC with APTES for both processes, i.e., thermal treatment and freeze-drying treatment. The insets are showing the bands of unreacted APTES, which disappear in the freeze-dried samples after two months because of the instability of neat APTES.

The DAC-APTES structures show the same bands in the FTIR spectra both for thermal and freeze-drying after-treatment. The bands of the O-Si-O network are at 1644 and 1042 cm−1: the latter is rather close to one of the C-O bands of DAC at 1016 cm−1, so both partly superimpose. In the thermally treated samples a double peak was detected, with the second peak at 1070 cm−1, ascribable to siloxane (Si-O-Si) bonds [33]. The strong intensity of this peak can be explained with the higher condensation degree of the silica network, which corresponds well with the results of the 29Si NMR. The band at 898 cm−1 in the freeze-dried samples is in the range of the free silanol group stretching vibration and partly overlapped with the hemiacetal band in DAC. It shifted to 914 cm−1 in case of the thermal treated sample, with the hemiacetal contribution being reduced after thermal treatment. The bands at 762 and 684 cm−1 correspond to the C-H deformation in the aliphatic chain and Si-C vibration [34], whereas the band at 1590 cm−1 is attributed to the imine bond C=N vibration [35]. The DAC-APTES structures show the same bands in the FTIR spectra both for thermal and freeze-drying after-treatment. The bands of the O-Si-O network are at 1644 and 1042 cm−<sup>1</sup> : the latter is rather close to one of the C-O bands of DAC at 1016 cm−<sup>1</sup> , so both partly superimpose. In the thermally treated samples a double peak was detected, with the second peak at 1070 cm−<sup>1</sup> , ascribable to siloxane (Si-O-Si) bonds [33]. The strong intensity of this peak can be explained with the higher condensation degree of the silica network, which corresponds well with the results of the <sup>29</sup>Si NMR. The band at 898 cm−<sup>1</sup> in the freeze-dried samples is in the range of the free silanol group stretching vibration and partly overlapped with the hemiacetal band in DAC. It shifted to 914 cm−<sup>1</sup> in case of the thermal treated sample, with the hemiacetal contribution being reduced after thermal treatment. The bands at 762 and 684 cm−<sup>1</sup> correspond to the C-H deformation in the aliphatic chain and Si-C vibration [34], whereas the band at 1590 cm−<sup>1</sup> is attributed to the imine bond C=N vibration [35].

In the 13C-CP/MAS NMR spectra of the freeze-dried samples, shown in Figure 5A, the trace of non-reacted APTES is clearly visible, the sharp signals at δ = 58.4 ppm and 18.5 ppm (Ca and Cb in the APTES structure of Scheme I) being identical to those of pure APTES, shown in Figure 5B. Since there were no changes in the condensed structures over time as seen by29Si NMR, the decrease of these signals is caused by slow decomposition by atmospheric humidity. The peaks of the aliphatic chain in these APTES hydrolysates/condensates are slightly shifted relative to pure APTES. The hydrolysis—and the corresponding shift of the resonances—started already after about one hour of the reaction [16], and arrived at the ultimate shift values of δ 10.6–10.3 ppm (Cα) and at δ 21.5–21.2 (Cβ) ppm after one day (not changes up to two months). The Cγ peak is broadened and resulted in a shoulder at around 42 ppm. The peaks at around 15.2 ppm in the freeze-dried sample after one day and 14.9 ppm in the freeze-dried sample after two months storage arise from the APTES side chains in condensed oligomers. The 13C resonances for the DAC carbons, except C2/C3, are still present in In the <sup>13</sup>C-CP/MAS NMR spectra of the freeze-dried samples, shown in Figure 5A, the trace of non-reacted APTES is clearly visible, the sharp signals at δ = 58.4 ppm and 18.5 ppm (Ca and Cb in the APTES structure of Scheme 1) being identical to those of pure APTES, shown in Figure 5B. Since there were no changes in the condensed structures over time as seen by29Si NMR, the decrease of these signals is caused by slow decomposition by atmospheric humidity. The peaks of the aliphatic chain in these APTES hydrolysates/condensates are slightly shifted relative to pure APTES. The hydrolysis—and the corresponding shift of the resonances—started already after about one hour of the reaction [16], and arrived at the ultimate shift values of δ 10.6–10.3 ppm (Cα) and at δ 21.5–21.2 (Cβ) ppm after one day (not changes up to two months). The Cγ peak is broadened and resulted in a shoulder at around 42 ppm. The peaks at around 15.2 ppm in the freeze-dried sample after one day and 14.9 ppm in the freeze-dried sample after two months storage arise from the APTES side chains in condensed oligomers. The <sup>13</sup>C resonances for the DAC carbons, except C2/C3, are still present in the spectra, with

chemical shifts almost identical to non-modified DAC, shown in Figure 5C. Only the small peak of free (non-masked) aldehyde carbons C2/C3 (δ = 201.2 ppm) was not detected any longer, whereas a new signal at δ 170 ppm, characteristic for imine carbons, appeared [35]. The peak corresponding to the carbon in the C-O-Si bridge is located in the region between 60 and 50 ppm, but the overlap of resonances made an unambiguous assignment impossible. the small peak of free (non-masked) aldehyde carbons C2/C3 (δ = 201.2 ppm) was not detected any longer, whereas a new signal at δ 170 ppm, characteristic for imine carbons, appeared [35]. The peak corresponding to the carbon in the C-O-Si bridge is located in the region between 60 and 50 ppm, but the overlap of resonances made an unambiguous assignment impossible.

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**Figure 5.** (**A**) 13C CP/MAS NMR spectra of DAC-APTES freeze-dried after one day and after two months, the numbering referring to the structures indicated in Scheme I: C1–6 from the DAC, a-b and α-β-γ from APTES structures. For the spectrum after two months, δ: 170.4, 98.3, 89.0, 74.1, 71.3, 64.9, 58.4, 51.6, 21.2, 18.4, 14.9, 10.3; for the spectrum after one day, δ: 170.1, 98.3, 88.8, 74.8, 71.2, 64.7, 58.4, 53.2, 21.5, 18.4, 15.3, 10.6. (**B**) 13C NMR of APTES in CDCl3, δ: 58.1, 44.9, 27.0, 18.1, 7.8 ppm; the stars are indicating chloroform and ethanol solvent impurities. (**C**) 13C CP/MAS NMR spectrum of non-**Figure 5.** (**A**) <sup>13</sup>C CP/MAS NMR spectra of DAC-APTES freeze-dried after one day and after two months, the numbering referring to the structures indicated in Scheme 1: C1–6 from the DAC, a-b and α-β-γ from APTES structures. For the spectrum after two months, δ: 170.4, 98.3, 89.0, 74.1, 71.3, 64.9, 58.4, 51.6, 21.2, 18.4, 14.9, 10.3; for the spectrum after one day, δ: 170.1, 98.3, 88.8, 74.8, 71.2, 64.7, 58.4, 53.2, 21.5, 18.4, 15.3, 10.6. (**B**) <sup>13</sup>C NMR of APTES in CDCl<sup>3</sup> , δ: 58.1, 44.9, 27.0, 18.1, 7.8 ppm; the stars are indicating chloroform and ethanol solvent impurities. (**C**) <sup>13</sup>C CP/MAS NMR spectrum of non-modified DAC, freeze-dried after solubilization, δ: 201.2, 99.1, 95.3, 91.0, 89.2, 71.1, 60.0 ppm.

modified DAC, freeze-dried after solubilization, δ: 201.2, 99.1, 95.3, 91.0, 89.2, 71.1, 60.0 ppm. The same characteristic signals and chemical shifts as for the freeze-dried samples can be seen in the spectrum of the thermally treated sample (Figure 6). The resonances from residual non-reacted APTES are absent, because it is fully condensed into the silanes network and with DAC. Furthermore, there is a decrease of the C1 and C4 intensities from DAC demonstrating a more pronounced condensation, and a significant increase in imine-type structures which point to the same conclusion. For both treatment options, thermally induced and freeze-drying, the NMR analyses confirmed the direct silanization of DAC with presence of both DAC-silanol Si-O-C interlinks and imine bonds. Differences in the degree of condensation arise from the different processes of drying, with the The same characteristic signals and chemical shifts as for the freeze-dried samples can be seen in the spectrum of the thermally treated sample (Figure 6). The resonances from residual non-reacted APTES are absent, because it is fully condensed into the silanes network and with DAC. Furthermore, there is a decrease of the C1 and C4 intensities from DAC demonstrating a more pronounced condensation, and a significant increase in imine-type structures which point to the same conclusion. For both treatment options, thermally induced and freeze-drying, the NMR analyses confirmed the direct silanization of DAC with presence of both DAC-silanol Si-O-C interlinks and imine bonds. Differences in the degree of condensation arise from the different processes of drying, with the severity being higher in the case of the thermal option.

severity being higher in the case of the thermal option.

**Figure 6.** 13C CP/MAS NMR spectrum of DAC-APTES after thermal treatment. The numbering refers to the structures indicated in Scheme I: C1–6 from the DAC, a-b and α-β-γ from APTES structures, δ: 170.6, 97.7, 75.1, 62, 51.3, 42.9, 22.2, 10.6 ppm. **Figure 6.** <sup>13</sup>C CP/MAS NMR spectrum of DAC-APTES after thermal treatment. The numbering refers to the structures indicated in Scheme 1: C1–6 from the DAC, a-b and α-β-γ from APTES structures, δ: 170.6, 97.7, 75.1, 62, 51.3, 42.9, 22.2, 10.6 ppm.

#### **3. Materials and Methods 3. Materials and Methods**

Microcrystalline cellulose (Avicel PH101), sodium metaperiodate (ACS reagent, ≥ 99.8%), acetic acid (glacial, ≥ 99%), and (3-aminopropyl)triethoxysilane (APTES, 99%) were purchased from Sigma-Aldrich (Schnelldorf, Germany). Microcrystalline cellulose (Avicel PH101), sodium metaperiodate (ACS reagent, ≥ 99.8%), acetic acid (glacial, ≥ 99%), and (3-aminopropyl)triethoxysilane (APTES, 99%) were purchased from Sigma-Aldrich (Schnelldorf, Germany).

#### *3.1. Cellulose Oxidation and Solubilization 3.1. Cellulose Oxidation and Solubilization*

Microcrystalline cellulose was suspended in an aqueous solution (deionized water) of sodium metaperiodate with a 1.25 molar ratio between the oxidant and cellulose (anhydroglucose unit). The suspension was stirred for 24 h in the dark at 35 °C. The product was separated by centrifugation (5000 rpm for 20 min, Hettich Rotina 380, Westphalia, Germany) and washed. The never-dried DAC was suspended in water (5% of solid content) and heated to 100 °C for 90 min for solubilization [36]. The pH was adjusted to 3.5 with acetic acid. Determination of the aldehyde content was performed with the oxime titration method, as reported in the literature [37]. Microcrystalline cellulose was suspended in an aqueous solution (deionized water) of sodium metaperiodate with a 1.25 molar ratio between the oxidant and cellulose (anhydroglucose unit). The suspension was stirred for 24 h in the dark at 35 ◦C. The product was separated by centrifugation (5000 rpm for 20 min, Hettich Rotina 380, Westphalia, Germany) and washed. The never-dried DAC was suspended in water (5% of solid content) and heated to 100 ◦C for 90 min for solubilization [36]. The pH was adjusted to 3.5 with acetic acid. Determination of the aldehyde content was performed with the oxime titration method, as reported in the literature [37].

#### *3.2. Silanization Protocol*

*3.2. Silanization Protocol*  An aliquot of APTES was added to the DAC solution under stirring at 250 rpm at r.t., with a molar ratio of aldehyde: organosilane of 2.5. After 1 h, the precipitated product was collected and washed by centrifugation (5000 rpm for 15 min, 700 mL of water in total per sample). For the freezedrying treatment, the sample was frozen at −80 °C and then lyophilized (Christ Beta 1–8 LD Plus, Martin Christ Gefriertrocknungsanlagen GmbH, Osterode am Harz, Germany). For the thermal treatment, the sample was placed in an oven at 105 °C for 1 h (Memmert UNB 400, Schwabach, An aliquot of APTES was added to the DAC solution under stirring at 250 rpm at r.t., with a molar ratio of aldehyde: organosilane of 2.5. After 1 h, the precipitated product was collected and washed by centrifugation (5000 rpm for 15 min, 700 mL of water in total per sample). For the freeze-drying treatment, the sample was frozen at −80 ◦C and then lyophilized (Christ Beta 1–8 LD Plus, Martin Christ Gefriertrocknungsanlagen GmbH, Osterode am Harz, Germany). For the thermal treatment, the sample was placed in an oven at 105 ◦C for 1 h (Memmert UNB 400, Schwabach, Germany). The samples were stored in vials in a ventilated cupboard.

#### *3.3. Solid-State NMR and FTIR Measurements*

Germany). The samples were stored in vials in a ventilated cupboard.

*3.3. Solid-State NMR and FTIR Measurements*  All solid state NMR experiments were performed on a Bruker Avance III HD 400 spectrometer (Rheinstetten, Germany), resonance frequency of 1H at 400.13 MHz, 13C at 100.61 MHz, and 29Si at 79.54 MHz, respectively, equipped with a 4 mm dual broadband CP/MAS probe. 13C spectra were acquired by using the total sideband suppression (TOSS) sequence at ambient temperature with a spinning rate of 5 kHz, a cross-polarization (CP) contact time of 2 ms, a recycle delay of 2 s, All solid state NMR experiments were performed on a Bruker Avance III HD 400 spectrometer (Rheinstetten, Germany), resonance frequency of <sup>1</sup>H at 400.13 MHz, <sup>13</sup>C at 100.61 MHz, and <sup>29</sup>Si at 79.54 MHz, respectively, equipped with a 4 mm dual broadband CP/MAS probe. <sup>13</sup>C spectra were acquired by using the total sideband suppression (TOSS) sequence at ambient temperature with a spinning rate of 5 kHz, a cross-polarization (CP) contact time of 2 ms, a recycle delay of 2 s, SPINAL−64 <sup>1</sup>H decoupling and an acquisition time of 49 ms whereas the spectral width was set to 250 ppm. <sup>13</sup>C

SPINAL−64 1H decoupling and an acquisition time of 49 ms whereas the spectral width was set to

chemical shifts were referenced externally against the carbonyl signal of glycine at δ = 176.03 ppm. <sup>29</sup>Si NMR spectra were acquired with the normal CP pulse sequence using a spectral width of 300 ppm and a contact time of 2 ms. Chemical shifts were referenced externally against DSS with δ = 0 ppm.

The samples were analyzed with a PerkinElmer Frontier FTIR Single-Range spectrometer in ATR mode (PerkinElmer Frontier, Waltham, MA, United States)**.**

#### **4. Conclusions**

In this work we presented a straightforward protocol, which meets common green chemistry principles, for the direct silanization of DAC, one of the most recently developed and studied cellulose derivatives. We describe the direct silanization of DAC with APTES, through thermal treatment and freeze-drying, both with imine formation and hydroxyl group condensation. The grafting and covalent binding between the organic and inorganic counterparts was proven and the structures characterized by <sup>29</sup>Si solid-state nuclear magnetic resonance, together with infrared spectroscopy (Fourier-transform Infrared, FTIR). Interestingly, condensation occurred not only after thermal treatment (as it does in the case of cellulose), but also after a simple freeze-drying process. The condensation of the hemiacetal/aldehyde hydrate/hemialdal groups from DAC and the silanol groups in the hydrolyzed APTES occurred simultaneously with imine link formation between the masked aldehyde structures of DAC in APTES0 amino group. The resulting material was characterized by NMR techniques: the absence of changes in the spectra over time confirmed the proposed cross-linking and its stability. The constancy of the spectra indicated that formation of the crosslinked network was completed after one day and did not proceed further or change afterwards. Apparently, the reaction centers were consumed or became inaccessible because of the decreased internal mobility of the structure. In any case, this relatively fast process in the DAC case is different from the slow, continuously changing process in the case of celluloses as the co-reactant of silanes.

The modification was achieved in aqueous media and with mild reaction conditions, even by an energy-saving and byproduct-reducing freeze-drying process instead of a thermal treatment. <sup>13</sup>C CP/MAS NMR confirms different grades of hydrolysis and condensation severity, depending on the drying process. In all cases, the imine bond is confirmed. The product showed a larger silane network for the specimens after thermal treatment. FTIR spectra confirmed all conclusions derived from NMR. The resulting condensed hybrid product, combining an organic and inorganic phase, represent a class of important biomaterials with diverse applications reaching from materials science over separation science and chromatography to medicine.

**Author Contributions:** A.L.: study concept, design of experiments, data collection and drafting of manuscript, M.B.: data collection, NMR experiments and evaluation, H.W.G.v.H.: study concept, drafting and revision of manuscript, T.R.: study concept, design of experiments, drafting and revision of manuscript. All authors have read and agreed to the published version of the manuscript.

**Funding:** This research was funded by Austrian Research Promotion Agency (FFG-Forschungsförderungsgesellschaft, Project Nr. 855592) and Metadynea Austria GmbH, the Austrian Biorefinery Center Tulln (ABCT) and the doctoral school "Advanced biorefineries – chemistry and materials" (ABCM).

**Acknowledgments:** The authors are grateful to Julien Jaxel and Hubert Hettegger for the fruitful discussions.

**Conflicts of Interest:** The authors declare no conflict of interest.

#### **References**


**Sample Availability:** Samples of the compounds are available from the authors.

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