*Proceeding Paper* **Shape Memory-Based Smart Extra Ocular Muscles for Ophthalmological Studies †**

**Zainab Ali \* and Jahan Zeb Gul**

Department of Mechatronics and Biomedical Engineering, Air University Main Campus PAF Complex, E-9, Islamabad 44230, Pakistan; jahanzeb@mail.au.edu.pk

**\*** Correspondence: zainab.ali20@hotmail.com

† Presented at the Third International Conference on Advances in Mechanical Engineering 2023 (ICAME-23), Islamabad, Pakistan, 24 August 2023.

**Abstract:** Vision relies on precise eye movements controlled by six extraocular muscles (EOMs). Training kits and functional eye models are crucial for ophthalmological studies. The study investigates the potential of shape memory material (SMM) in ophthalmology, focusing on eye model mechanics and four thermally actuated smart EOMs. SMM was chosen over other actuators because of its high-power density (36 W/kg), high actuation forces (100 gf), and high displacements (200%). Finite element method (FEM) simulation on a 3D eye model was performed to analyze the thermomechanical properties of smart muscle, revealing the shape memory effect and super elasticity which result in the four eye movements of elevation, depression, adduction, and abduction. FEM simulation, compared to the eye model prototype, yielded a 16 mm deformation in smart muscle with a thermal actuation of 313 K (40 ◦C). FEM analysis, while combining smart muscle with the eye model, resulted in a 6.8517 mm deformation in the simulation. Prototype deformation was acquired as 7.262 mm. The successful actuation of the eye using thermally actuated smart muscles proves its potential for ophthalmology kits.

**Keywords:** extraocular muscles; ophthalmological models; shape memory material; thermally actuated smart muscles; finite element method; extraocular movements

### **1. Introduction**

The study focuses on the importance of understanding EOM mechanics for scientific and ophthalmological purposes. Existing models have limitations in replicating the complex functionality of human eye movements [1]. Training kits and models are necessary for teaching EOM assessment [2]. Previous biomimetic devices have attempted to mimic realistic eye movements using different approaches such as robotics [3], and rubber-based models [4]. SMMs have gained popularity in soft robotics and biomedical fields due to their unique characteristics, allowing them to recover their shape after deformation [5]. This study explores the potential of using SMMs in ophthalmology, considering their highpower density, actuation forces, and displacements. FEM simulations on a 3D eye model are conducted to analyze the shape memory effect and super elasticity of smart muscles. The simulations demonstrate that SMMs can enable realistic eye movements, including elevation, depression, adduction, and abduction. The results are evaluated by comparing the FEM simulation with an eye model prototype.

### **2. Methodology**

A digital three-dimensional (3D) eye model was created using Solid Works computeraided design (CAD) software, accurately representing the sclera, cornea, lens, and optic nerve [6]. The rectus muscles were replaced with SMMs from the BMX 150 series by Toki Corporation [7]. The oblique muscles were not included, as the scope of this study does not include the rotation motions of the eye. The SMM helices were attached to the eye sclera as

**Citation:** Ali, Z.; Gul, J.Z. Shape Memory-Based Smart Extra Ocular Muscles for Ophthalmological Studies. *Eng. Proc.* **2023**, *45*, 54. https://doi.org/10.3390/ engproc2023045054

Academic Editors: Mohammad Javed Hyder, Muhammad Mahabat Khan, Muhammad Irfan and Manzar Masud

Published: 21 September 2023

muscle replacements, with the other end secured on top of the optic nerve. In this study, shape memory-based helix structures mimic four EOM, including the superior, inferior, medial, and lateral recti. The dimensions of the eye model and muscle helix are shown in Table 1.

**Table 1.** Dimensions of helical spring mimicking extraocular muscle and eyeball along with the support shaft mimicking the optic nerve.


#### *2.1. Simulation and Fabrication*

A simplified eye model was created for efficient simulation in Ansys Workbench 22 R1. The model utilized SMM for the helical spring and rubber for the eye material, as shown in Figure 1a,b. Material properties, such as elastic modulus and temperature scaling parameters, were defined. After successful meshing, the model underwent thermomechanical analysis with applied forces and varying temperatures. After a successful simulation, and the acquired results, the next step was to 3D-print a CAD model. The Stereo Lithography (STL) file of the model was evaluated prior to the printing. The meshing size and printing parameters were observed. Finite difference method (FDM)-based 3D printing was performed on a reality Ender 3D printer using a material polylactic acid (PLA).

**Figure 1.** Complete schematic: (**a**) finished 3D model with labeled anatomy; (**b**) complete schematic of the model used for simulation; (**c**) Block diagram of an open loop-based control system used for prototype testing.

#### *2.2. Prototype Testing*

The model underwent testing and physical analysis using an open-loop control system. A fixed voltage of 0–12 V was acquired as an output whereas the muscle was activated on 2.8 V and 1.5 A. The muscle was stretched to twice its original length using hand force, and then contracted back by applying a stimulus in terms of joule heating via voltage from a control system. The smart muscles' shape memory effect enabled them to deform and move the eye. Four muscles were given individual stimuli to observe desired movements, including elevation, depression, adduction, and abduction. Figure 1d shows the block diagram of a control system.

#### **3. Results and Discussion**

#### *3.1. Simulation Results*

The simulation results are shown in Figure 1a–c. It was observed that the maximum displacement in the case of SMM was 43 mm, greater than the original length of 28 mm, i.e., 28 − 43 = 15 mm. The results have been validated with the constitutive model based on Hencky strain [8]. Meanwhile, the shape memory helix attached to an eyeball gave a maximum displacement of 6.8157 mm in all four cases but with different axes, two movements in the horizontal axis (+x, −x) and two in the vertical (+y, −y). Figure 2 shows the simulation results.

**Figure 2.** Simulation results: (**a**) smart muscle showing deformation vs. time, and deformation vs. temperature; (**b**) smart muscle attached with eyeball showing shape memory effect in terms of deformation vs. steps for two vertical movements; (**c**) smart muscle attached with eyeball showing shape memory effect in terms of deformation vs. steps for two horizontal movements.

#### *3.2. Prototype Results*

The eyeballs with four shape memory helixes were subjected to the control system, as shown in Figure 1d, to provide a stimulus in terms of joule heating so that SMM could contract and relax just like a muscle and achieve the necessary movements. The primary action against each muscle was observed using tracker software and a modeling tool. The results acquired in the form of primary eye movements and their deviation in length over time are shown in Figure 3 and Table 2.

**Figure 3.** Tracker graphs acquired against all primary eye movements: (**a**) elevation caused by superior rectus (**b**) depression caused by inferior rectus (**c**) adduction caused by medial rectus (**d**) abduction caused by lateral rectus Prototype eye model movements: (**e)** upward movement, i.e., elevation; (**f**) downward movement, i.e., depression; (**g**) leftward movement, i.e., abduction; (**h**) rightward movement, i.e., adduction.


**Table 2.** Primary eye movements and their deviation in length over time.

#### **4. Conclusions**

The following information was obtained:


**Author Contributions:** Conceptualization, Z.A. and J.Z.G.; methodology, Z.A. and J.Z.G.; software, Z.A; validation, Z.A. and J.Z.G.; formal analysis, Z.A. and J.Z.G.; investigation, Z.A. and J.Z.G.; data curation, Z.A.; writing—original draft preparation, Z.A.; writing—review and editing, Z.A.; supervision, J.Z.G.; project administration, J.Z.G. All authors have read and agreed to the published version of the manuscript.

**Funding:** This research received no external funding.

**Institutional Review Board Statement:** Not applicable.

**Informed Consent Statement:** Not applicable.

**Data Availability Statement:** The data will be available on request.

**Conflicts of Interest:** The authors declare no conflict of interest.

#### **References**

