1. Introduction
Swallowing is a process to convey the food bolus or water from the oral cavity to the pharynx and into the esophagus. Successful swallowing requires good coordination between the nasopharyngeal and oropharyngeal movements [
1,
2,
3,
4]. Many diseases, such as neurological disease, chronic indigestion disorder, gastroesophageal reflux disease, cancer, and other diseases of the head and neck, impair this coordination and cause swallowing difficulty [
2,
5,
6]. Consequently, if swallowing dysfunction (also called dysphagia) is not assessed and treated early, many complications, such as dehydration, malnutrition, choking injuries, or aspiration pneumonia, may occur. Moreover, all of these complications lead to longer hospital stays and healthcare expenditures.
A widely used method to assess swallowing dysfunction is the videofluoroscopic swallowing study (VFSS) [
7,
8]. It uses X-ray photography to examine the laryngeal motion, especially the hyoid bone movement, to determine how much contrast medium, typically the barium bolus, remains in the oral cavity and pharynx during swallowing. This method is considered a gold standard because it helps the physician record the physiological movement in the larynx using high-density images (30 frames/s). However, certain risks exist for patients due to barium ingestion and radiation exposure. Moreover, for patients with poor mobility, it is not easy to conduct this examination near the bedside. There are other methods to evaluate swallowing dysfunction, for example, the use of a fiber optic endoscope to check the oropharynx and hypopharynx before and after swallowing, or the use of needle electromyography to monitor the response of the submental muscles. Both of these methods, however, are invasive measurements.
The current trend for the bedside swallowing test is the use of radiation-free and non-invasive approaches which paste the sensors on the surface of the larynx to detect swallowing events and perform temporal measurement. Sazonov et al. [
9] and Zoratto et al. [
10] glued a sound sensor (microphone) over the laryngopharynx to detect ingestion behaviors, such as chewing and swallowing. Lee et al. placed an accelerometer at the midline of the anterior neck below the thyroid cartilage to measure the upward and downward motions of the larynx [
11]. Li et al. used a bend sensor, which responded to a change of angles on a metal pad, to record the hyoid bone movement during swallowing [
12]. Ball et al. designed an apparatus based on a three-bulb silicon array to measure the tongue pressure which affects the swallowing function in the oral stage [
13].
Instead of using a single sensor to measure swallowing behavior, numerous studies used multiple sensors to evaluate the coordination between swallowing and respiration [
14,
15,
16]. This coordination is crucial to the swallowing assessment because the entrance of the esophagus is in close proximity to the larynx, and both air and the swallowed bolus share a common pathway through the pharynx. Previous studies have mentioned that breathing and swallowing are physiologically linked to ensure smooth gas exchange during oronasal breathing and to prevent suffocation, aspiration pneumonia, and severe respiratory failure during swallowing [
1,
2]. Martin-Harris et al. used the VFSS method and a respiration recorder to measure the pharyngeal and laryngeal swallowing events [
2]. Esteves et al. used a transducer to measure the hyoid-larynx complex and recorded the nasal airflow to measure the respiration during swallowing [
4]. Wang et al. further proposed an integrated method which included the detection of nasal airflow, surface electromyography (sEMG) on the submental muscle, and the movement of the thyroid cartilage [
15,
16].
All of these studies have revealed an important demand for an integrated autodetection program which would analyze the swallowing patterns using sensors, and identify the timing of each pattern during swallowing. Such a program provides not only objective measurement, but also reduces the time for analysis of large amounts of data. On the basis of this framework, an autodetection program for swallowing and respiration signals was proposed. The signals came from three sensors: (1) a nasal cannula in front of the nasal cavity, (2) a pair of sEMG electrodes on the left and right side of the submental muscle, and (3) a force sensing resistor (FSR) at a position below the thyroid cartilage. The three sensors were necessary for the combinational measurement. First, since the submental muscle activity corresponded with upward laryngeal movement [
15], the measurement of submental sEMG increased the reliability and accuracy for detecting the appearance of the targeted swallowing duration. Second, the measurement of nasal airflow reflected the respiratory control and airway apnea during water swallowing. Third, the thyroid cartilage movement ensured that the water or bolus was pushed down smoothly without leakage to the trachea. Therefore, if the signals from the three sensors were time-locked on a frame, the coordination of swallowing and respiration was evaluated simultaneously. This could help physicians obtain the combinational analysis results accurately and efficiently in a non-invasive manner. To meet this requirement, an algorithm was developed to scan the signals and report the temporal parameters among the swallowing events from the sensors. The main goal of this study is to show that the sensor-based measurement with the proposed detection algorithm is able to detect early-stage swallowing disorders, and, specifically, is useful for the assessment of the coordination between swallowing and respiration.
To verify this study, the temporal parameters from the detection of the sensors were compared with the physiological movement of the thyroid cartilage recorded by the VFSS. In order to show that sensor-based measurement using an autodetection program is a viable method, a clinical application was applied to the long-term smoking effect on the swallowing function. According to previous studies, smoke, which has a high air temperature and harmful substances, hurts the oral and oropharyngeal mucosa which compromise the pharyngeal functions of nerve endings and reflexive pharyngeal swallow, and consequently, lead to an impairment of the swallowing functions [
17,
18]. This study also showed that the proposed sensors could identify the differences between the swallowing function of smokers and nonsmokers.
4. Discussion
Swallowing disorders cause many consequences [
5,
6,
7,
23]. Understanding the coordination between swallowing and respiration is crucial for health assessment. More and more studies have used non-invasive sensors in the early stage to investigate swallowing disorders while circumventing the problems of the invasive methods. The sonic method [
9] detected the gulp sounds for ingestion behavior investigation but it has the problem of noise intervention. The motion sensor [
11] measured the upward and downward motions of the larynx but it could fail if the participant’s head or torso moves. The bend sensor [
12] does not have those intervention problems, but it does not exactly fit the throat surface of each participant. This study, instead, used the FSR sensor to measure the thyroid cartilage movement which had high sensitivity and small size advantages. This study, however, did not measure the activation of thyroid muscles. In normal swallowing, submental muscles and thyroid muscles contract to pull the hyoid bone and thyroid cartilage anteriorly [
24]. The correlation between the thyroid cartilage movement and the activation of thyroid muscles is an important issue for assessment of the swallowing function, which we have considered for future work. In addition, respiration was recorded by monitoring the nasal airflow, not the tracheal airflow. The tracheal airflow is more suitable for reflecting the clearance of trachea during swallowing. The difference and the correlation between the nasal airflow and the tracheal airflow are compared simultaneously by checking the airflow in the tracheostomized patients without plugging and with plugging.
The major difference between this study and previous ones is that an autodetection program was proposed to identify the swallowing events among the FSR, submental sEMG, and nasal airflow signals. It is helpful to researchers for measuring the parameters of swallowing and respiration, as well as their correlations, in a faster way. Moreover, the comparison of this program with the VFSS showed that the physiological movement of the laryngeal can be described objectively through non-invasive sensors. The verification results showed that the non-invasive FSR sensor could be considered a reliable way to measure the physiological laryngeal movement during swallowing.
An application for testing the effect of smoking was included in this study. The FSR measurements showed that the smoking participants on average had a longer thyroid cartilage movement time (TET) and returning time (DEFD). This means that the smoking participants took longer time to return the thyroid cartilage back to the original position after swallowing. This symptom typically appears at the early stage of dysphagia [
23]. A significant difference also appeared in the submental sEMG duration time (sEMGD) and the swallowing apnea time (SAD), as compared with nonsmoking participants. Other previous studies have revealed a similar effect that smoking will hurt oral and pharyngeal mucous as well as the sensory receptors [
17,
18]. This study further proves that smoking could affect the participant’s respiration by a prolonged apnea time for safe swallowing.
Few studies have addressed the issue of piecemeal swallowing for people who smoke. This study showed that the smoking group had a highly significant increase in the percentage of piecemeal swallowing, as compared with the nonsmoking group. Piecemeal swallowing is a protective phenomenon which scarifies efficiency to prevent participants from choking when the swallowing volume exceeds a person’s limit. Previous studies have shown that frequent piecemeal swallowing demonstrates a high risk of dysphagia in neurological diseases [
23,
25,
26]. This work further revealed that people who smoke appeared to have a greater chance of this phenomena.
In this study, three sensors were adapted for the combinational measurement. Each sensor was attached on the surface of the skin and fixed by wires or belts. Nevertheless, the setup time was still longer than the single sensor measurement method. However, the single sensor measurement does not reveal the overall swallowing function from different physiological reactions during swallowing. While this study focused on the three sensors to detect the coordination of swallowing and respiration, other sensors could be integrated with this study to provide a more complete measurement. For example, the researchers of [
13] have shown that the tongue pressure in the anterior oral stage could also be a very important factor in swallowing dysfunction. The integration of the tongue pressure measurement with this study has become an open issue and is under investigation.