1. Introduction
CO
2 gas sensing is of great importance in both academia and industry. A low-cost, miniaturized CO
2 sensor is desired in many applications such as greenhouse farming, air-quality monitoring, and industrial process control [
1,
2,
3]. For instance, CO
2 is an important byproduct of the human metabolism. The average CO
2 concentration in human breath is about 4% and an average person breaths out approximately 1 kg of CO
2 every day [
4]. In an enclosed environment such as schools, workplaces, and residential buildings, human beings are the major source of CO
2 generation. If poorly ventilated, the exhaled CO
2 will accumulate and the overall indoor CO
2 concentration will increase. Although CO
2 is not considered as a hazardous gas for human beings, intermittent- and long-term exposure to elevated CO
2 concentrations can lead to a variety of health problems. It is shown that chronic (a few hours) exposure to a CO
2 concentration of less than 5000 ppm can lead to symptoms such as a decline in cognitive abilities, bone demineralization, and kidney calcification [
5]. To mitigate these health risks, sensors are needed to constantly monitor the in-door CO
2 concentration and to maintain a good indoor air quality through ventilation. Moreover, the outbreak of the Coronavirus disease 2019 (COVID 19) pandemic is expected to create growth opportunities for CO
2 sensors. In the last few months, there has been rapidly mounting evidence for COVID-19 transmissions via aerosols, which are virus-carrying particles with diameters of several microns that can float in the air for up to a few hours [
6,
7]. In an indoor environment, the virus-laden aerosols produced by an infected patient can easily accumulate, leading to increased infection risks in multi-occupant spaces. In this regard, ventilation should be considered as part of a hierarchy of risk controls approach. As CO
2 is co-exhaled with aerosols, indoor CO
2 concentration has been suggested as a practical indicator of transmission risks of COVID-19 [
8,
9]. Therefore, measurement of elevated CO
2 levels by a low-cost CO
2 sensor is an effective method to identify poor ventilation in an indoor environment and to mitigate the infection risks [
10].
The existing gas sensing techniques can be categorized into optical methods and non-optical methods. In terms of CO
2 sensing, electrochemical sensors and non-dispersive infrared (NDIR) sensors are the main gas sensors dominating the market [
11]. Electrochemical sensors measure the gas concentration by measuring a change in electrical properties such as resistance, capacitance, or electric potential induced by the adsorption of the gas [
12,
13]. They are advantageous because of their easy fabrication, low cost and high sensitivity to a wide range of compounds. However, electrochemical sensors suffer from poor long-term stability and cross-sensitivity to other gases, which make them less attractive in the CO
2 sensor market [
11,
14]. On the contrary, NDIR CO
2 sensors offer superior long-term stability and high gas specificity. The NDIR technique is particularly suited for CO
2 sensing, as CO
2 sensing is notoriously difficult with non-optical methods and NDIR opens a new path due to the significant absorption strength of CO
2 in the mid-IR region. NDIR CO
2 sensors rely on the very high absorption coefficient of CO
2 in the mid-infrared wavelength range around 4.26
m. Due to this high absorption coefficient of CO
2, the requirement on the interaction length is relaxed and an optical path length of a few centimeters is sufficient to detect small changes in CO
2 concentration. Due to the aforementioned advantages, NDIR CO
2 sensors are commercially successful: it is estimated that about 83% of the total advanced CO
2 sensors are based on the NDIR technique [
15]. However, NDIR sensors tend to be bulky as to achieve ppm level detection a long (typically several cm) interaction length is required. The cost of current NDIR sensors is also high as they are typically based on discrete co-assembled optical elements, which limits their application in price- and size-sensitive markets. In recent years, low-cost, highly miniaturized NDIR CO
2 sensors are receiving increasing attention in both industry and academia, and enormous efforts have been made to achieve a compact and low-cost CO
2 sensor. To increase the gas–light interaction length while maintaining the compactness of the sensor, the design of the gas cell can be optimized by using either a multi-pass cell [
16] or an optical cavity with various shapes [
17,
18,
19]. Apart from these techniques to increase the interaction length, pre-concentrator coatings can be employed to effectively ‘amplify’ the gas concentration in the vicinity of the optical field, thus the required optical path length can be reduced [
20]. Yet, the above-mentioned CO
2 sensors are based on discrete, co-assembled optical elements, leading to an overall high cost of the sensor.
In our previous work [
21], we have demonstrated an on-chip NDIR CO
2 sensor based on an integrating cylinder. Our previously demonstrated integrated cylinder has an equivalent path length of ∼3.5 cm, with a footprint of only 6 × 6
. Using an external optical source and photodetectors, a detection limit of ∼100 ppm has been demonstrated for CO
2 sensing. The response time of the sensor is only 2.8 s, due to the small footprint of the sensor.
The relatively low detection limit, fast response time, and the small footprint of our previously demonstrated CO2 sensor give the potential for a low-cost, highly miniaturized and sensitive CO2 sensor. Yet, external optical source and detectors were used in our previous work. In this paper, we present a fully integrated on-chip NDIR CO2 sensor based on such an integrating cylinder, with the optical source and detector integrated on-chip. The fully integrated CO2 sensor consists of an on-chip integrating cylinder as optical cavity, a mid-IR LED emitting at 4.26 m, and two mid-IR photodiodes integrated on-chip as optical source and detectors. The footprint of the fully integrated sensor is only ∼7 . The detection limit of the fully integrated CO2 sensor is ∼750 ppm (). The fully integrated sensor shows a diffusion-limited response time of 2.5 s. During the measurement, no notable water interference was observed. Further numerical simulations show that the cross-sensivitity induced by water vapor is below the detection limit of the sensor. A qualitative analysis of the long-term stability of the sensor showed that the response of the fully integrated sensor is temperature dependent, due to the temperature dependence of the LED/photodiodes characteristics.
2. Working Principle of NDIR CO2 Sensors
The structure of a typical NDIR gas sensor is schematically shown in
Figure 1. The sensor consists of a broadband infrared source, a reflective gas tube, and two optical detectors. The two detectors act as the two channels (sensing and reference) of the sensor, and the wavelength selection of the two channels is achieved by the optical filters in front of the detectors. For CO
2 sensing, wavelengths at 4.26
m and 3.9
m are typically used at the sensing channel and the reference channel, respectively. The presence of the reference channel is to compensate the light intensity variations due to, e.g., source power fluctuations and waveguide aging; therefore, auto-calibration of the sensor can be achieved. During a CO
2 sensing measurement, the light at the sensing channel will be absorbed by CO
2, and the absorption is mathematically described by the Beer–Lambert law:
in which
I and
are the light intensity at the output and input, respectively,
is the molar attenuation coefficient,
c is the CO
2 concentration, and
L is the interaction length. From Equation (1), one can calculate the transmission
T from the source to the detector:
It can be seen that the transmission from the source to the detector can be related to the CO2 concentration for a given sensor configuration(fixed L). Therefore, it is possible to extract the CO2 concentration in the gas sample by measuring the transmission change from the source to the detector.
4. Fabrication
As shown in
Figure 2, the sensor is formed by wafer bonding of two silicon substrates. The top substrate of the sensor contains the integrating cylinder, of which the fabrication process has been discussed in our previous work [
21]. On the bottom substrate, the LED and photodiodes are integrated. The fabrication process of the bottom substrate is shown in
Figure 5. To integrate the LED and photodiodes on-chip, we started with a blank Si substrate (
Figure 5a), and the following fabrication steps are performed: (1) trench formation (
Figure 5b). Three trenches are formed on the blank silicon substrate by selective etching of silicon with KOH, the etch depth is ∼250
m, and the widths of the trenches at the bottom surface are designed to be ∼50
m wider than the widths of the LED/photodiodes; (2) SiO
2 film deposition. A thin film of SiO
2 (∼400 nm) is deposited on the substrate using PECVD. The SiO
2 layer acts as an insulator layer to prevent short circuit between the contact pads, as the silicon substrate is weakly conductive. (3) gold deposition and lift-off. In this step, the gold reflectors on the bottom substrate are formed, as well as the two contact pads (anode and cathode) for the LED/photodiodes. As shown in
Figure 5c, both contact pads need to be isolated from the large-area gold reflector on the substrate. Therefore, the inclined sidewalls of the trenches need to be protected from gold deposition. In this context, we used a resist photopolymer film (FX900 series, DuPont) as the protective layer. The large thickness of the resist film (∼20
m thick) allows it to hang over the trenches.
Figure 6a shows the patterned resist film after lithography, and the contact pads after gold deposition and lift-off are shown in
Figure 6b. The thickness of the deposited gold is ∼500 nm, with a thin layer (∼50 nm) of Ti for better adhesion; (4) LED/photodiodes bonding and wire bonding (
Figure 5d). In this step, the LED/photodiodes bare chips are bonded (with top sides facing up) in the trenches by die bonding. Due to the high roughness of the gold layer on the bottom of the trench and the bottom contacts of the LED/photodiodes (formed by eletroplating of gold), we use a conductive silver adhesive (478SS, from Electron Microscopy Sciences) as bonding agent. After bonding, the adhesive is cured at 160
C for 30 min. The top contact pads of the LED/photodiodes are then wire-bonded to the anode pads on the silicon substrate.
Figure 6c shows a microscope image of the LED bare chip with wire bond. (5) Finally, the sensor is formed by wafer bonding of the top substrate and the bottom substrate. The bonding is performed by gold-to-gold thermocompression bonding (at 160
C, 1 MPa, for 30 min).
5. Experiments
To convert the generated photocurrent into voltage, two trans-impedance amplifiers (TIA) are designed for the two photodiodes at the sensing channel and the reference channel. The TIA at the sensing channel has a transimpedence gain of
and a bandwidth of 2 kHz. For the TIA at the reference channel, we set the gain to be
, considering the smaller overlap between the spectral response of the reference photodiode and the emission spectrum of the LED (as can be seen in
Figure 4). The two TIAs are otherwise identical. The two TIA circuits are then soldered on a printed circuit board (PCB), after which the fabricated sensor chip is mounted on the PCB and the contact pads of the LED/photodiodes are wire-bonded to the contact pads on the PCB. The PCB consisting of two TIAs is shown in
Figure 7, with the sensor mounted and wire-bonded on it.
During the measurement, the LED is driven by a pulsed current source (LDP-3811, ILX Lightwave), and the output signals from the TIAs are fed into two lock-in amplifiers (SR380, Stanford Research Systems). The two lock-in amplifiers are triggered by the current source, and they are synchronized and have identical settings during the measurement.
To eliminate the common-mode noise such as source power fluctuations, the signal at the reference arm
is constantly measured and it is used to normalize the signal at the sensing arm
. The difference in the amplitudes of the two signals is corrected by the factor of
, which can be obtained by flushing the sensor with CO
2-free air at the beginning of the measurement. The normalized signal can thus be written as:
In all following measurement results, we use the quantity as a figure of merit to evaluate the sensor performance.
5.1. CO2 Response
The response of the fully integrated sensor to CO
2 is measured by purging the sensor (with a gas flow rate of ∼10 L/min) with a series of sample gases containing various concentrations of CO
2 (the sensor is placed in the ambient). In each concentration step, the sensor is first flushed with CO
2 and then with pure N
2. The evolution of the two signals when the CO
2 concentration is varied is shown in
Figure 8a. The letters from A to I correspond to different CO
2 concentrations which are listed on the right side of the figure. The signals are measured with an integration time of 30 s. It can be seen that for the sensing signal, a step response to CO
2 concentration changes is present, while the reference signal stays relatively stable, which is due to the lack of spectral overlap between the spectral response of the reference photodiode and the CO
2 absorption spectrum.
To eliminate the common mode noise present on both signals, the sensing signal is normalized w.r.t the reference signal, and the results are shown in
Figure 8b. It can be seen that the normalized signal for the fully integrated sensor is still quite noisy. This is because two different photodiodes and TIAs are used at the sensing channel and the reference channel, thus the two channels are not balanced and the common-mode noise cannot be completely eliminated. The normalized absorbance
for each CO
2 concentration step, calculated using Equation (
3), is shown in
Figure 9. The limit of detection of the fully integrated sensor is about 750 ppm (
).
Comparing to our previously demonstrated CO
2 sensor with external optical source and detectors [
21], the detection limit of the fully-integrated sensor is
worse (750 ppm vs. 100 ppm). The reasons for this deterioration are two-fold: (1) the bandwidth of the LED emission (FWHM = 1000 nm) is larger than the bandwidth of the optical filter (FWHM = 500 nm) used in our previous work, which leads to a larger ’dilution’ of the CO
2 absorbance over the optical bandwidth; (2) in our previous work, an ultra-stable optical source is used, while there is no stabilization circuit for the LED of the fully integrated sensor. In principle, the power fluctuations of the LED can be eliminated by normalizing the sensing signal w.r.t the reference signal; however, the two arms are not perfectly balanced due to the differences in the sensing arm and the reference arm (photodiodes and TIAs).
The normalized absorbance is also simulated by propagating the emission spectrum of the LED through the absorption spectrum of CO
2, and the resulting spectrum is weighted by the responsivity function of the sensing photodiode (the emission spectrum of the LED, absorption spectrum of CO
2, and the responsivity function of the sensing photodiode are all shown in
Figure 4). This virtual propagation process can be mathematically described by the following formula:
where
and
are the sensing signals with/without the presence of CO
2, respectively. The difference of the upper and lower bounds (
and
) of the integral represents the wavelength range of interest.
is the emission spectrum of the LED,
is the responsivity function of the sensing photodiode. The term
represents the absorption of CO
2, with
being the absorption coefficient, and
cm and
c being the equivalent path length and CO
2 concentration, respectively. It can be seen that the agreement between the measurement and the simulation is reasonably good.
5.2. Response Time
In our previous work on an NDIR CO
2 sensor based on an integrating cylinder (with a radius
mm and access waveguide widths
m), a response time of 2.8 s was demonstrated [
21]. For the fully integrated sensor proposed in this work (integrating cylinder with a radius
mm and access waveguide widths
400
m), the same experimental setup and procedure is used to measure the response time of the sensor. The sensor is first flushed with a sample gas containing 50% CO
2, then the gas flow is abruptly shut off, after which the CO
2 concentration in the sensor reaches ambient level (∼400 ppm) due to gas diffusion. In this measurement we use an integration time of 100 ms to resolve the step of the signal. The response time (T90) of the fully integrated sensor is approximately 2.5 s. However, one should note that a much longer integration time (e.g., 30 s in our CO
2 sensing measurement) is needed to detect ambient-level CO
2 concentrations (a few hundreds of ppm). This long integration time also makes the response time of the sensor much longer, although it is usually not a problem for applications such as air quality monitoring.
5.3. Water Interference
The accuracy of NDIR gas sensors can deteriorate with the presence of water molecules, which largely depends on the relative humidity (
RH) of the environment. Water vapor has a broad absorption in the infrared wavelength range, and this absorption can be significant at some specific wavelengths [
25]. Depending on the spectral overlap between the absorption band of the target gas and the water molecules, NDIR gas sensors exhibit different water interference characteristics. The water interference for an NDIR CO
2 sensor is typically very small as there is virtually no overlap between the water absorption spectrum and the CO
2 absorption band at
m.
Figure 10 shows the absorption spectrum of water vapor and CO
2, as well as the emission/responsivity spectra of the LED/photodiodes used in this work in the 3.0–5.5
m wavelength range. It can be seen that the overlaps between the water absorption and the emission spectrum of the LED/spectral responses of the two photodiodes are negligible.
To experimentally evaluate the response of the sensor under different
RH levels, we introduce a third gas containing pure N
2 with 100%
RH (with flow rate of
), obtained by flushing pure N
2 through a bottle with liquid water. Then sample gases with different
RH levels can be generated by adjusting the flow rates of the three gases:
During the measurement, the CO
2 concentration is kept constant at 2500 ppm while the
RH level is swept from 0 to 99%.
Figure 11a shows the normalized signal against time. It can be seen that no notable water interference can be observed for the sensor, which means that the cross sensitivity introduced by the water vapor is below the detection limit of the sensor.
To determine the magnitude of the cross-sensitivity introduced by water vapor, numerical simulations are carried out. The simulation procedure is the same as in
Section 5.1: propagating the emission spectrum of the LED through the absorption spectra of water vapor (with various
RH levels), after which the resulting spectrum is ‘sampled’ by the photodiode by calculating its spectral overlap with the spectral response of the sensing photodiode. The absorbance of the water vapor at various RH levels is plotted in
Figure 11b. The baseline corresponds to the absorbance of 2500 ppm CO
2. It can be seen that the absorbance induced by water vapor is within 5 ×
, which is much smaller than the detection limit of the sensor (
= 1.2 ×
).
5.4. Long Term Stability
The stability of the sensor (also known as drift) deals with the degree to which the sensor’s characteristics remain constant over time. Drift can be attributed to factors such as temperature fluctuations and component aging. To study the long-term stability of the sensor, we measured the response of the sensor in ambient for a period of ∼ five days.
Figure 12a shows both the sensing and the reference signal of the sensor against time. It can be seen that during the measurement, both signals exhibit relatively large scale fluctuations (up to 15%). Moreover, the sensing signal and the reference signal change in opposite directions. It is believed that the changes in both signals are due to the temperature fluctuations in the laboratory. Therefore, the ambient temperature during the course of the measurement is also monitored with a thermopile detector (MLX90632, from Melexis) and the temperature profile is plotted in
Figure 12b. One can see that there is a strong correlation between the ambient temperature and the sensing signal. The worse correlation of the reference channel is not yet fully understood.
The opposite correlation between the two signals and the ambient temperature can be explained by the temperature-dependence of the LED and photodiode characteristics as shown in
Figure 13. When temperature increases, the light intensity of the LED emission decreases and the spectrum slightly red-shifts. Meanwhile, the response of the sensing photodiode also decreases and the spectrum also red-shifts; these decreases in both LED emission and photodiode response contribute to the decrease of the sensing signal when the temperature is increased. For the reference photodiode, the spectral response also red-shifts and therefore its spectral overlap with the LED emission spectrum increases, leading to an increase of the reference signal. The temperature-dependence of the characteristics of the LED and photodiodes are therefore responsible for the long-term drift of the sensor performance. In future iterations of the sensor, this temperature dependence can be minimized, e.g., by using a thermoelectric cooler (TEC) to control the temperature of the sensor.
6. Conclusions and Outlook
In summary, a fully integrated NDIR CO
2 sensor on-chip is demonstrated in this work. The sensor uses an integrating cylinder as the optical cavity, with which an interaction length of 3.4 cm can be integrated on a chip area of only
. A mid-IR LED and two photodiode bare chips are used as the optical source and detectors. The LED and photodiodes are integrated on the silicon substrate using die bonding. The fully integrated sensor is formed by wafer bonding of two silicon substrates. CO
2 sensing with the fully integrated sensor was performed, showing a detection limit of ∼750 ppm (
). This relatively high detection limit of the sensor largely attributes to the limited coupling efficiencies between the LED and the input waveguide (8%) and between the output waveguide and the photodiodes (30%). We are currently working on improving the coupling efficiencies by optimizing the interface between the waveguide and the LED/photodiodes; therefore, the sensitivity of the sensor can be further improved. Moreover, LED/photodiodes chips with better performance can potentially be used as the source and detectors. For instance, the LED L15893 from Hamamatsu [
26] can emit ∼1 mW optical power at 4.3
m (with an active area of 700
m by 700
m). When we scale the active area to 400
m by 400
m (the active area of the LED chip used in this work), the optical power is
mW or 330
W. Therefore, changing the LED alone can lead to an improvement of detection limit by a factor of 33 (330
W vs. 10
W). The cross-sensitivity of the sensor to water vapor was studied both experimentally and numerically. No notable water interference was observed in the experimental characterizations. Numerical simulations revealed that the transmission change induced by water vapor absorption is much smaller than the detection limit of the sensor. A qualitative analysis on the long term stability of the sensor was performed. The experimental results showed that the long term stability of the sensor is subject to the temperature fluctuations in the laboratory, which is due to the temperature dependence of the LED/photodiode characteristics. In future iterations of the sensors, the temperature dependence of the sensor can be avoided using, e.g., temperature control.