1. Introduction
The thermal fatigue plays an important role during of degradation of interconnection compartments of power electronic devices. The temperature variations resulting from the power cycling has as consequences the stresses and plastic deformations that can affect the microstructure of the materials at the interconnection interfaces of upper metallic parts. Wires and metallization layers more solicited than silicon layers lead to the distortion of material interfaces when the temperature increases, leading to the deformation or degradation of the material surfaces. This will decrease the composite life and leads to an accelerated degradation. The arrangement of grains and grain boundaries is key to understanding the microstructure of metals and composites. When subjected to thermal and mechanical stresses, the variation in surface energies between adjacent grains, confined by the grain boundary, can cause the grains to separate. This phenomenon occurs due to the thermal and mechanical deformation of the grain boundary and the grain groove profile. Such occurrences are commonly observed in the bonding wires utilized in electronic devices.
Some authors [
1,
2,
3] have focused on examining the impact of microstructure and physicochemical properties on degradation processes. In the literature [
4,
5,
6], three effects were investigated. The first two effects examined the influence of bonding procedures and temperature on crack formation and the microstructure of the interconnection zone. Meanwhile, the third effect explored the relationship between material purity, grain size, and hardness during cycling. The metallization layer, typically around 5 μm thick, deposited on the chips undergoes significant distortion compared to materials such as silicon when exposed to high temperature. This distortion results in substantial tensile and compressive stresses, leading to notable inelastic strains [
7]. It has been reported that thermomechanical cycling can cause two main types of degradation on the topside of power chips: metallization reconstruction and degradation of bonding contacts [
7,
8,
9]. It is assumed that during cyclic aging, a progressive effect of condensation–evaporation occurs, leading to structural degradation and grooving of the film. However, the precise mechanism of this degradation is not yet fully understood, and further efforts are required to better comprehend the effects of stress parameters on the degradation of contacts between metallization and bond wire. This involves finding a mathematical solution to describe the formation of grain boundary grooving in polycrystalline thin films. Several solutions to this mathematical problem have been proposed in the literature [
10,
11,
12,
13,
14,
15,
16,
17,
18,
19,
20]. In 1957, Mullins [
10] conducted a study on the thermal effect on the profile of grain boundary grooving, laying the foundation for subsequent research on this phenomenon [
13,
14,
15,
16,
17,
18,
19,
20,
21]. Various studies have focused on the development of this phenomenon, particularly exploring evaporation–condensation, surface diffusion, and formulating the mathematical problem that describes the profile of grain boundary grooving [
10,
11,
12]. Some authors [
21,
22] tried to adapt integrable nonlinear evolution equations related to the well-known linearizable diffusion equation to derive a new integrable nonlinear equation which models the surface evolution of anisotropic material accompanying the action of evaporation–condensation and surface diffusion [
22].
A multiple integration technique allowing to solve high-order diffusion equations was proposed by Hristov [
23] based on multiple integration procedures by applying the heat-balance integral method of Goodman and the double integration method of Volkov. Hristov [
24] presented a solution for the linear diffusion models of Mullins’ thermal grooving [
10,
11,
12]. Fourth-order diffusion equations are commonly encountered in various applications, including surface diffusion on solids [
10,
11,
12,
25,
26,
27,
28] and thin film theory [
27,
28]. Unlike second-order diffusion equations, fourth-order equations generally do not satisfy any known maximum principle. Even with simple time-independent linear boundary conditions, evolving solutions tend to generate additional extrema from initially smooth conditions [
29]. Broadbridge [
30] studied the problem of a surface groove by evaporation–condensation governed by
. The depth of a groove at a grain boundary was predicted without any approximation [
30]. Chugunova and Taranets [
31] studied the initial–boundary value problem associated with the fourth-order Mullins equation with initial data. They considered this problem by assuming that the specific free energy of the boundary is lower than the surface free energy. The Mullins equation, originally introduced by Mullins in 1957 [
10], is a model used to analyze the evolution of surface grooves at the grain boundaries of heated polycrystals. Chugunova and Taranets [
31] successfully demonstrated the global existence of weak solutions over time and established that the energy minimizing steady state serves as the global attractor. Gurtin and Jabbour [
32] developed a regularization theory that incorporates curvature effects, including surface diffusion and bulk–surface interactions. They investigated two specific cases: (i) the interface considered as a boundary between bulk phases or grains, and (ii) the interface between an elastic thin film bonded to a rigid substrate and a vapor phase depositing atoms on the surface [
32].
Huang [
33] conducted isothermal stress relaxation tests on electroplated Cu thin films, considering both passivated and unpassivated films. Based on a kinetic model, Huang [
33] deduced grain-boundary and interface diffusivities and provided numerical and analytical solutions for the coupled diffusion problems. The study also analyzed the impact of surface and interface diffusivities on stress relaxation in polycrystalline thin films, comparing the results to experimental data. Asai and Giga [
34] considered the surface diffusion flow equation under specific boundary conditions. The problem of Mullins (1957) was proposed to model the formation of surface grooves on the grain boundaries, where the second boundary condition
is replaced by zero slope condition on the curvature of the graph. Asai and Giga solved the initial–boundary problem with homogeneous initial data for construction of a self-similar solution and a solution was proposed by using a semidivergence structure. Escher et al. [
35] demonstrated the existence and uniqueness of classical solutions for the motion of immersed hypersurfaces driven by surface diffusion. They focused the surface diffusion proposed by Mullins [
10,
11,
12] to model surface dynamics for phase interfaces when the evolution is governed solely by mass diffusion within the interface. Other studies were devoted to the diffusion problems, grain boundary migration, and grain dynamics evolution in materials [
36,
37,
38,
39,
40,
41,
42].
Mullins et al. [
43] have linearized the differential equation by assuming a very small slope at any point of the grain profile. In 1975, Brailsford and Gjostein [
44] derived approximate solutions by studying the influence of surface energy anisotropy on morphological changes occurring by surface diffusion on simply shaped bodies. Wherever a grain boundary intersects the surface of a polycrystalline material, a groove develops. At the root of the groove, a balance between grain–boundary tension and surface tension produces an equilibrium angle [
45]. The difference in chemical potential between the curved surface near the groove’s root and the smoother surface farther away results in material drift. Tritscher [
46] considered the boundary–value problem concerning the formation of a single groove due to surface diffusion at the junction of a bicrystal, assuming that the grain boundary remains planar.
Martin [
47] extended the original Mullins theory of surface grooving due to a single interface to multiple interacting grooves formed by closely spaced flat interfaces. Martin considered two cases: the first involved simplifying Mullins’ analysis using Fourier cosine transforms instead of Laplace transforms, while the second dealt with an infinite periodic row of grooves. Martin [
40] also solved the problem for two interacting grooves. Analytical solutions for the fourth partial differential equation governing the groove profile in metals have not been found in the literature.
In a previous study [
48], we addressed the mathematical problem associated with the second nonlinear partial differential equation in Mullin’s problem. We focused on the case of the evaporation–condensation and provided an exact solution for the geometric profile of grain boundary grooving when materials are subjected to thermal and mechanical stress, as well as fatigue effects.
This paper is devoted to model the grain groove profile governed by the fourth-order partial differential equation in the case of diffusion in thin polycrystalline films. An analytical and exact solution to the Mullins approximated problem, , was given.
2. Mathematical Formulation in the Diffusion Case
In this section, we were interested to the derivation of the differential equation that describes the evolution of a two-dimensional surface of small slope under capillary driving forces and surface diffusion transport. Surface properties are assumed to be independent of orientation. For a point on the surface at which the mean curvature is
c, the chemical potential
per atom can be written as
where
is the chemical potential of reference for a flat surface (
),
is the surface tension of the metal/vapor interface and
is the atomic volume of the film material. A gradient of surface curvature will therefore create a gradient of the chemical potential
, which will produce a drift of atoms on the surface with an average velocity
given by the Nernst–Einstein relation.
or
where
is the surface diffusivity,
is the Boltzmann constant and
the absolute temperature.
The surface current of atoms
is defined by the product of the average velocity
by the atom number
per unit surface area
, it is given by the following equation:
The evolution of the surface may finally be described by the speed of movement
, of the surface element along its normal:
Notice that
is the number of diffusing atoms per unit area,
the surface current of atoms and
a rate constant given by the following equation:
Equation (7) can be written in the general case as:
Equation (9) is the general case for the normal direction velocity, where
is the curvature defined by Equation (10), and
y is the coordinate of a point at the surface along the axis normal to the initial flat surface. The calculations (see
Appendix A) led to the following general diffusion equation (Equation (11)) with the boundary conditions given by Equation (12).
3. New Study of Mullins’s Case
By adopting a change in variables and defining a new function
g, as shown by Equation (13), one obtains the equation for the diffusion case. If we suppose a second order approximation of the derivative,
, it is easy to deduce the approximated differential equation of Mullins’s case given by Equation (14) (see
Appendix A for the full derivation).
With the new boundary conditions:
3.1. Exact Resolution of Mullins’ Problem
In order to give the exact solution of Mullin’s problem we propose a new method in which a function r is introduced given by Equations (16) and (17).
The treatment of these equations will lead to the discriminant delta
and a particular value for
. Two cases arise for (1)
,
and (2)
,
. After applying the proper boundary conditions for each case and solving for the unknown problem parameters, these two cases will give us two final analytical expressions for the function
and the final closed form expression for the profile variation in the grove (see
Appendix B for the detailed derivation).
The analytical solution of the fourth order differential equation (Equations (14) and (15)) is finally given by Equation (18).
One proved that all parameters and derivatives for the two functions
and
are equal and the continuity of the solution and its derivatives is assured at this point
and consequently at any point of the interval [0, ∞]. The constants of the problem are given by Equation (20):
The expressions of the variables
,
,
and
are given in
Appendix B.
By using the variables
and
, the analytical solution
can be written as:
3.2. Profile of the Groove Shape in the Diffusion Case
The variations in the profile
as a function of the distance
x from the symmetric axis of the groove are plotted on
Figure 1.
The study of the solution reveals a damped sinusoidal profile of the groove with an infinity of maxima, minima, and zeros of the solutions. The oscillations can be easily observed in our solution. Mullins mentioned that it is questionable, however, that these oscillations could be observed due to the progressively decreasing amplitude of g. Here, we proved the superiority of our analytical solution that can predict the oscillations, their amplitudes, the zero, the maxima and minima of the groove profile.
As example, we gave on
Table 1 the 12 first values of the groove shape parameters and on
Table 2 the distance between two consecutive maxima and minima for the first 12 numbers.
We observed that
decreases towards zero when
x increases to the infinity as well as the absolute value of
(
Table 1). This will decrease the distance between two consecutive maxima and minima when the distance x increases. From the first number of optima, on observed on
Table 2 that a constant value of
equal to 3.63 was found for all minima and maxima, whereas the difference
decreases for the minima and maxima to tend to zero at the infinity.
Our calculations led to draw the curves of
Figure 2:
Equations given in
Table 3 showed the properties of damped sinusoidal functions and the pseudo-periodicity of the various groove parameters and the strong correlations between them showing at the same time the infinity of the number of these different parameters.
On
Table 4, we gave the various results obtained by our analytical solution and the Mullins’s results.
The parabolic approximation of the groove profile obtained by Mullins was valid for
, whereas our approximation more precise is valid for
(from the origin until the first maximum of the groove shape). On the other hand, the error committed by Mullins’ calculations on the abscissa of the first maximum the zero of the function y and the first inflexion point is about 7%, while that on the ordinate of the profile maximum exceeds 25%. On
Table 4, we were able, on the contrary of Mullins’ results, to give more information on the various maxima, minima, zeros, and positive and negative inflexion points of the grove shape profile.
Equation (22) gives the expressions of the parameters
and
representing the depths of the groove taken from the bottom of the grove, respectively, to its first maximum and minimum.
The separation distance between two consecutive maxima
or minima
given in
Table 5 proved an important variation in this distance as a function of optima number N.
Table 5 gave their interpolated expressions.
Table 5 clearly showed that the ratio
is independent from the time but it depends on the slope
m, for example, we can give this ratio for the first maximum (Equation (25)):
On
Table 6, we presented a comparison between some important parameters obtained by our analytical solution and that of Mullins.
Table 6 showed a certain deviation of Mullins’ results with respect to those of the analytical solution proposed in this paper, that can reach 12% in the case of the first maximum of the groove shape. However, Mullins did not give any additional information on the other maxima, minima, and zeros of the solution and the various inflexion points, while our solution gave more complete information on the different parameters of the groove and also proposed many correlations that can be very useful for the readers.
Here, some information on the coordinates of the positive and negative inflexion points are given on
Table 7.
3.3. Competition between Evaporation and Diffusion
When studying the evolution of grain boundary groove profiles in the cases of the evaporation/condensation and surface diffusion, Mullins [
10] assumed that: (1) the surface diffusivity and the surface energy,
, were independent of the crystallographic orientation of the adjacent grains and (2) the tangent of the groove root angle, γ, is small compared to unity. Mullins also supposed an isotropic material. The assumption (tan
θ << 1) was used in all papers’ Mullins to simplify the study of the mathematical partial differential equation. The polycrystalline metal was supposed (3) in quasi-equilibrium with its vapor. The interface properties do not depend on the orientation relative to the adjacent crystals. The grooving process was described by Mullins using the macroscopic concepts (4) of surface curvature and surface free energy. The matter flow (5) is neglected out of the grain surface boundary.
The mathematical equation governing the evaporation–condensation problem can be written here as:
where
C(
T) a constant of the problem depending on the temperature
T, given by Equation (27).
where
γ is the isotropic surface energy,
the vapor pressure at temperature
T in equilibrium with the plane surface of the metal characterized by a curvature
c = 0,
ω is the atomic volume,
m is molecular mass,
μ the coefficient of evaporation and
k is the Boltzmann constant.
We remember here the analytical solution of the evaporation case without any approximation [
48] given by
and
By combining the two phenomena of diffusion and evaporation/condensation, one writes:
With the approximation postulated by Mullins supposing that
one can write Equation (31).
With the constants B and C given by Equation (32).
Let us put
the profile area. One can write the rate of change in profile area:
One writes Equation (34).
In a previous paper [
48], we studied the case of evaporation without this approximation and obtained at the origin Equation (35).
In such case, one obtains Equation (35).
and therefore, the profile area
of as a function of the slope m and the time t (Equation (37)).
Equation (37) provides clear evidence that the rate of change in the profile area is influenced by both evaporation and diffusion, contrary to Mullin’s prediction which states that and is independent of surface diffusion.
The profile area
from below to above the original surface is defined by Equation (38).
The calculations of
, detailed in
Appendix C, led Equation (39).
By considering
as a new parameter defining the profile area transferred from below to above of the original surface by surface diffusion alone divided by the profile area lost by evaporation, one can write Equation (40).
With
, our solution giving
led us to deduce Equation (41)
If we suppose that the contact angle is small or
(for
) we obtain:
and therefore the final expression of
:
Equation (43) derived from our analytical solution proved that
depends not only on the time but also on the temperature, at contrary of the relation obtained by Mullins (Equation (44))
Indeed, in the Mullins’s relation (Equation (44)), there is no direct effect of the temperature. To compare between the two previous expressions (43) and (44), we calculated the ratio of the two values
obtained by our solution
and that of Mullins
. One obtained Equation (45).
The ratio given by Equation (45) clearly indicated an overestimation of the value proposed by Mullins compared to the exact solution.
4. Comparison with Experimental Data
In this section, we used the experimental data obtained in the case of two used common metals such as gold and magnesium. On
Table 8, we presented the thermodynamic parameters of Au and Mg.
In order to compare between our theoretical results and that obtained by Mullins, we gave on
Table 9 the calculated values of
B,
C, and
the two methods for
Au and
Mg metals.
We observed that the profile areas corresponding to Au and Mg are overestimated by Mullins’ method (about 2.5 times greater than our new values). On the other hand, the calculated ratio
of the profile area lost by evaporation of Au and Mg is equal to:
Equation (46) proved that whatever the time, the evaporation of Au is times more important than that of Mg. However, the diffusion of Mg particles is greater than that of Au.
The same procedure was extended to other usual metals to determine the values of the profile area lost by evaporation. The experimental data for several metals (
Cu,
Al,
Sr,
Li,
Cs,
Ti,
Co,
Ga, and
Tl) were given on
Table 10.
These interesting results of
Table 10 allowed to classify the various metals by following the increasing order of the profile area:
On
Table 11, we gave the obtained values of the two constants
C and
B of evaporation and diffusion for the different metals.
The constant of evaporation
C decreases from the cobalt element Co to cesium by respecting the following increasing order:
Whereas, this order changes for the constant of diffusion that increases from Cu to Cs with the following order:
Another important conclusion concerns the larger value of constant C with respect to B. It is shown that the value of C is about 1012 times greater that of B. This led to conclude that the diffusion can be in general neglected relative to evaporation.
4.1. Consequence of Theoretical Results on the Depth of the Groove
In many experiments, it was proved that the depth groove can vary from 0.1 mm to several 10 mm in the case of diffusion depending on the metal thermal properties and on the width of the groove. In order to understand the thermal behavior of diffusion of the various elements, let us take the typical example where m = 0.20 and calculate the corresponding depth
of the groove for metals. The obtained results were given on
Table 12.
The results of
Table 12 allowed to compare between the depth
of the groove for the various metals that can be therefore classified in increasing order of the depth:
This result confirmed that previously obtained by the diffusion constant B.
Knowing that the width
of the groove is given by Equation (47)
One deduced the value of
for the different metals presented on
Table 13.
4.2. Consequences of the New Solution on the Thermodynamic Parameters
The experimental study of the geometric characteristics of the groove for metals can lead to the determination of the two constants of evaporation and diffusion. Indeed, the evaporation constant can be obtained by determining experimentally the value of the profile area
and by considering in first approximation
or
. By determining the value of
C, it becomes possible to determine the surface energy
γ of the metal using the relation of the evaporation constant, resulting in the following expression:
The evaluation of the width
of the groove will give the value of diffusion constant
by using Equation (47), and therefore:
Knowing
γ and
, we will be able to obtain the value of the surface diffusion
:
4.3. Validity of the Approximation of
Let us consider the case of copper metal to test the validity of
and draw on
Figure 3 the variations in
as a function of the distance
x for different contact angles.
Figure 3 showed that for θ < 30°, the value of
< 0.2 and can be approximately neglected behind 1 following Mullins’ approximation. Therefore, for θ > 30°, the approximated fourth partial differential equation proposed by Mullins cannot be used for the diffusion case and then it will be necessary to resolve the non-linear partial fourth order differential equation that cannot be analytically obtained.
4.4. Variations in the Groove Profile y(x) and the Derivative y′(x) as a Function of the Distance x of Cu
We used the results of our analytical solution to determine the groove profile and its derivative in the case of copper metal. On
Figure 4, we drew the variations in the profile
y(
x)
and y′(
x) in the case of Cu by noting the geometric parameters of the groove such as
,
, and
. By using our solution, we obtained the following geometric characteristics of the groove:
On
Figure 5, we plotted the variations in the profile
y(
x) of the groove of
Cu as a function of the distance
x for different values of contact angles.
Figure 5 clearly showed the effect of the contact angle of the grove. The groove depth increases when m increases. However, the other characteristics such as
and
remain the same.
The obtained analytical solution allowed to compare between the groove profiles among various metals.
Figure 6 showed different groove characteristics in different metals. It can be seen that the groove depth and the distance between two maxima increased from
Cu to
Cs (
Figure 6).
Figure 6 also showed the large difference in the behavior of the various metals. The grove phenomenon is more accentuated for
Cs, whereas
Cu is less affected by the surface diffusion.
5. Conclusions
In this study, we derived an exact solution to the partial differential equation . The obtained solution reveals a damped sinusoidal groove profile in the case of electronic power devices. We provided expressions of zeros, minima, and maxima of the profile as a function of the order number, as well as detailed information about the groove profile y(x) and its derivatives. A comprehensive comparison with Mullins’ results was conducted, demonstrating that Mullins’ predictions significantly overestimate the geometric characteristics of the groove, exceeding the actual values by more than 2.5 times. Additionally, valuable insights into the diffusion behavior of various metals gained through this study. The expressions for the evaporation and diffusion constants and coefficients were also derived, accounting for the groove parameters. New expressions of the profile area lost by evaporation, the surface energy and the surface diffusion coefficients were also obtained. The combination between our new analytical solution and the experimental data of several metals such as Cu, Al, Sr, Li, Cs, Ti, Co, Ga, and Tl gave the geometric parameters such as the depth and the width of the groove in the case of diffusion in these metals, and allowed an interesting comparison between the diffusion in metals as a function of time.