1.1. Preamble
An important, open problem in geometric complex analysis establishing algorithms for explicit or approximate determination of the basic curvilinear and analytic quasi-invariant functionals intrinsically connected with conformal and quasiconformal maps, such as their Teichmüller and Grunsky norms, Fredholm eigenvalues and the quasireflection coefficients of associated quasicircles. It is important also for the potential theory. The investigations in this field of complex analysis were originated by the classical works of Ahlfors, Schiffer, Kühnau, Schober and continued by many other mathematicians. However, the problem has not been solved completely even for convex polygons.
This problem has intrinsic interest also in view of its connection with the geometry of Teichmüller spaces and with the approximation theory. It is crucial also for numerical aspects of quasiconformal analysis.
The present paper is connected with the author’s investigations in this direction (see, for example, [
1]) and considers the classes of univalent holomorphic functions not admitting the canonical Teichmüller extremal extensions. We give a complete solution of the indicated problem for some natural broad classes of Beltrami coefficients supported in the generic quasiconformal domains. All previous results were obtained only for the canonical unit disk
.
Our approach is different and involves the deep results from Teichmüller space theory and complex differential geometry.
1.2. Some Invariants and Norms of Univalent Functions with Quasiconformal Extension
Consider the collection
of univalent functions on the disk
with expansions
having quasiconformal extensions across the boundary unit circle
to the whole Riemann sphere
.
To have compactness of this class in the topology of locally uniform convergence on , we add the third normalization condition .
The Beltrami coefficients of these extensions are supported in the unit disk
and run over the unit ball
Each determines a unique homeomorphic solution to the Beltrami equation on (quasiconformal automorphism of ) normalized by the assumptions .
One of the important invariants intrinsically connected with univalence is the
Schwarzian derivativeAs it is well known (see [
2]), these derivatives belong to the complex Banach space
of hyperbolically bounded holomorphic functions in the disk
with norm
In the case of functions
, their Schwarzians
run over a bounded domain in
modeling the
universal Teichmüller space . The space
is dual to the Bergman space
, a subspace of
formed by integrable holomorphic functions (quadratic differentials
) on
. Note that
near
. For the needed results from Teichmüller space theory, see [
3,
4,
5].
The importance of the differential invariant
in mathematics is essentially caused by its Moebius invariance. The chain rule for Schwarzians yields
which, for a fractal linear map
, implies
.
The Taylor coefficients
of
reflect the fundamental intrinsic features of these functions following their conformality. There is also another important coefficient collection naturally prescribed to normalized univalent functions in the disk. Namely, one defines for any
its
Grunsky coefficients from the expansion
where the principal branch of the logarithmic function is chosen. These coefficients satisfy the inequality
for anysequence
from the unit sphere
of the Hilbert space
with norm
; conversely, the inequality (2) also is sufficient for the univalence of a locally univalent function in
(cf. [
6,
7]).
The minimum
of dilatations
among all quasiconformal extensions
of
f onto the whole plane
(forming the equivalence class of
f) is called the
Teichmüller norm of this function. Hence,
where
denotes the Teichmüller–Kobayashi distance on the space
. This quantity dominates the
Grunsky norm
by
. For most functions
f, we have the strong inequality
(moreover, the functions satisfying this inequality form a dense subset of
, see [
8]), while the functions with the equal norms play a crucial role in many applications of quasiconformal analysis. Thus, it is important to find some broad collections of univalent functions with
.
These norms coincide only when any extremal Beltrami coefficient
for
f (i.e., with
) satisfies
Here,
denotes the subspace in
formed by integrable holomorphic functions (quadratic differentials
on
, and
is its subset consisting of
with zeros of even order on
, i.e., of the squares of holomorphic functions (see [
9,
10,
11]). Note that, due to [
9], every
has the form
and
.
Note that all notions introduced above are also valid for the univalent functions in the unit disk normalized by (extending quasiconformally onto ). Their inversions belong to and are zero free on . The Grunsky coefficients of these functions (and other related notions) are defined similar to (1) and . But it is technically more convenient to deal with the class .
1.3. Generalization of Grunsky Inequalities
The method of Grunsky inequalities has been generalized in several directions, even to bordered Riemann surfaces
X with a finite number of boundary components (see [
7,
12,
13]). We consider these inequalities in unbounded simply connected hyperbolic domains, for which a quasiconformal variant of this theory has been developed in [
10].
Let
be an oriented bounded quasicircle separating the points 0 and ∞. Denote its interior and exterior domains by
D and
(so
). Then, if
denotes the Euclidean distance of
z from the boundary of
D and
is its hyperbolic metric of Gaussian curvature
, we have
(the right-hand inequality follows from the Schwarz lemma and the left from the Koebe one-quarter theorem).
For such a domain
, one must use instead of (1) the expansion
where
denotes a conformal map of
onto the disk
so that
. By Milin’s univalence theorem [
7], generalizing the Grunsky result for the disk, a holomorphic function
in a neighborhood of
is extended to a univalent function on the domain
if and only if its coefficients
satisfy
Accordingly, the
generalized Grunsky norm is defined by
The coefficients relate to holomorphic functions in D whose derivatives form a complete orthonormal system in ; in the case of , one can use the powers .
We now consider the class
of univalent functions in domain
with expansions
near
, admitting quasiconformal extensions onto the complementary domain
D. Similar to the above, we subject these extensions to
. Their Beltrami coefficients run over the ball
The corresponding Schwarzian derivatives
belong to the Banach space
of holomorphic functions on
with finite norm
and fill its bounded subdomain modeling the universal Teichmüller space with the base point
.
For each , we consider its Teichmüller equivalence class consisting of such that the maps coincide with on the boundary of domain D. These classes are in one-to-one correspondence with the points of the space , and the quotient space with the defining projection is biholomorphically equivalent to .
The extremal Beltrami coefficients , minimizing the dilatation in the equivalence classes , play a crucial norm in geometric function theory, Teichmüller space theory, numerical mathematics, etc.
There is a well-known criterion for extremality given by the Hamilton–Krushkal–Reich–Strebel theorem. We present this theorem and its relation to the Grunsky norm via the following theorem.
Proposition 1. A coefficient is extremal in its class (minimizes the dilatation ) if and only ifwhile the equality is valid if and only if Here, denotes the subspace in formed by integrable holomorphic functions (quadratic differentials on D, and is its subset consisting of with zeros of even order on D, i.e., of the squares of holomorphic functions.
In addition, if the equivalence class of
f is a
Strebel point of the space
with base point
, which means that this class contains the Teichmüller extremal extension
with
, then necessarily,
(cf. [
9,
10,
14,
15]).
An important fact is that the Strebel points are dense in any Teichmüller space (see [
4]), which yields, in particular, that the univalent function of any
on
D is approximated in the strong topology of the space
by functions having qusiconformal extensions to
and constant regular dilatation in the complementary domain.
In the case of the generic quasidisk
D, the representation of elements of the space
is much more complicated than (4). As was established in [
10], every
is of the form
where
(here
) and
are well-defined polynomials arising from the expansion
with
(given above); the degree of
equals
n. It coincides with the representation (4) for
.
Even the case of ellipse is complicated. This case has its intrinsic interest, because for an ellipse, the orthonormal basis
indicated above can be given explicitly using the Chebyshev polynomials of the second kind. We shall describe this example in more detail in
Section 3.
1.4. Substantial Boundary Points and Teichmüller Extremality
Assume that
is extremal in its class but not of the Teichmüller type. A point
is called
substantial (or essential) for
if for any
, there exists a neighborhood
of
such that
so the maximal dilatation
is attained on
D by approaching this point.
In addition, there exists a sequence
such that
locally uniformly on
D but
for any
n, and
Such sequences are called degenerated.
The image of a substantial point is a common point of two quasiconformal arcs, which can be of the spiral type.
The Teichmüller extremal Beltrami coefficients do not admit degenerated maximizing sequences and substantial points (see [
4,
15]).
As was mentioned above, the equivalence classes containing the Teichmüller coefficients correspond to the Strebel points of the space and are dense on this space.
1.5. Quasiconformal Reflections and Fredholm Eigenvalues
The Teichmüller and Grunsky norms are intrinsically connected with the quasiconformal reflections, Fredholm eigenvalues and other quasi-invariants of quasiconformal curves. We briefly outline the main notions and results; for the details, see [
8,
11,
16,
17,
18].
The quasiconformal reflections (or quasireflections) are the orientation-reversing quasiconformal homeomorphisms of the sphere , which preserve point-wise some (oriented) quasicircle and interchange its interior and exterior domains.
In other words, quasireflections are topological involutions of the sphere whose fixed Jordan curves are the quasicircles.
One defines for
L its
reflection coefficient
taking the infimum over all quasireflections across
L. Due to [
14,
19], the dilatation
is equal to the quantity
where
is the minimal dilatation among all orientation-preserving quasiconformal automorphisms
of
carrying the unit circle onto
L, and
.
The reflection with dilatation
is extremal. A remarkable and very useful fact established by Ahlfors is that any quasicircle also admits a Lipschitz-continuous quasireflection with some coefficient
(see [
19]).
The
Fredholm eigenvalues of an oriented smooth closed Jordan curve
are the eigenvalues of its double-layer potential, or equivalently, of the integral equation
where
denotes the outer normal and
is the length element at
. These values are crucial in many applications in various fields of complex analysis, potential theory, continuum mechanics and physics (see [
1,
18,
20,
21,
22,
23]).
The least positive eigenvalue
is naturally connected with conformal and quasiconformal maps and can be defined for any oriented closed Jordan curve
L by
where
G and
are, respectively, the interior and exterior of
denotes the Dirichlet integral, and the supremum is taken over all functions to be
u continuous on
and harmonic on
.
The known basic tools for quantitative estimation of the Freholm eigenvalues
of quasicircles is given by Ahlfors’ inequality
where
denotes the minimal dilatation of quasireflections across
L [
16], and by the fundamental Kühnau–Schiffer theorem [
11,
24], which states that
the value is reciprocal to the Grunsky norm of the Riemann mapping function of the exterior domain of L.
Unfortunately, the Ahlfors inequality gives only a rough upper bound for , while the application of the Kühnau–Schiffer result requires knowledge of the exact value of the Grunsky norm. Thus, the explicit or even approximate determination of these quasi-invariants remains an important open problem.
For all functions
(i.e., univalent in the disk
) with
, we have the exact explicit values
We do not touch here the topics concerning the quasireflections across quasi-intervals or across their finite collections, to which the notion of Fredholm eigenvalues can also be extended.
1.6. Metrics with Negative Generalized Gaussian Curvature
We shall apply the conformal metrics
on the disk
with
(called also semi-metrics), having the negative generalized Gaussian curvature. Such a curvature is defined for an upper semicontinuous Finsler metric
in a domain
by
where
is the
generalized Laplacian
(provided that
).
Note that this is equivalent to regarding the differential operator in the distributional sense.
Similarly to functions, for which coincides with the usual Laplacian, one obtains that is subharmonic on if and only if ; hence, at the points of local maximum of with , we have . This gives rise to the sectional holomorphic curvature of a Finsler metric on a complex Banach manifold X, which is defined as the supremum of the curvatures (8) over appropriate collections of holomorphic maps from the disk into X for a given tangent direction in the image.
As is well known [
25,
26], the holomorphic curvature of the Kobayashi–Teichmüller metric
of the universal Teichmüller space
equals
at all points
of the tangent bundle
over
. Instead, the holomorphic curvature of metric
generated on
by the Grunsky Finsler structure satisfies the inequality
, where
is again the generalized Laplacian (see [
8]).
We also shall apply the metrics whose generalized curvature satisfies a more general inequality
with
.
1.7. Basic Underlying Theorems
First of all, we essentially use the following remarkable result established by P.P. Belinskii [
27], which gives rise to other investigations.
Theorem 1 ([
27])
. Let a function be defined on the plane and -smooth, up to the jumps on a finite number of closed smooth curves. Letand let either or satisfy, in a neighborhood of the point , the same assumptions as the function in the finite points. Then, for sufficiently small , the functionprovides a quasiconformal homeomorphism of the whole plane , whose Beltrami coefficient isand this map differs from the map with Beltrami coefficient and the same normalization up to a quantity of order uniformly in any bounded domain. This theorem plays a crucial role in the variational calculus for quasiconformal maps. Its original proof in [
27], especially of the estimate (10), is complicated and relates on the deep results from geometric function theory and from the potential theory. Now this proof can be essentially simplified and shortened by including the map (9) into a holomorphic motion of the Riemann sphere
and applying the lambda lemma for such motions.
Theorem 1 involves only sufficiently smooth Beltrami coefficients with small norm. It was recently strengthened by the author and applied to the complex and potential geometry of the universal Teichmüller space.
Note that Theorem 1 relates to the problem of I.N. Vekua of 1961 on the homeomorphy of approximate solutions of the singular two-dimensional integral equation intrinsically connected with the Beltrami equation by constructing quasiconformal maps. Consider in the space
with
the well-known integral operators
assuming for simplicity that
has a compact support in
. Then, the second integral exists as a Cauchy principal value, and the derivative
generically is understood to be distributional.
One of the fundamental results of quasiconformal theory is that every quasiconformal automorphism
of
with
is represented in the form
where
is the solution in
(for
) of the integral equation
given by the series
Denote by
the
n-th partial sum of the series (11), and set
The question of Vekua was whether all also are homeomorphisms.
Theorem 1 solves it positively for the first iteration , provided that Beltrami coefficient is sufficiently regular.
There is the counterexample of T. Iwaniec, which shows that the smoothness and smallness assumptions in the Belinskii theorem cannot be dropped completely. A simple modification of his construction allows us to define
and a Beltrami coefficient
so that the second iteration
is not injective in
. The details are exposed in survey [
26].
We use here the special case of Theorem 1 for .
The next underlying result is the following theorem proven in [
28].
Theorem 2. Every Beltrami coefficient , which belongs to the Sobolev space , and has a substantial point , is extremal in its equivalence class, and the function has equal Teichmüller and Grunsky norms, and This theorem admits a weakened extension to arbitrary quasidisks as follows. Letting for
,
we have the following.
Theorem 3 ([
28])
. Let a Beltrami coefficient belong to with and have a substantial point on the boundary . Let for z filling a subarc (which depends on μ) as z approaches γ from inside D. Then, μ is extremal in its equivalence class, and the Grunsky norm of the function also equals , i.e., The difference between the hypotheses of Theorems 2 and 3 is caused by the fact that the first step in the proof of Theorem 2 is a special case of Theorem 3 (i.e., it concerns the Beltrami coefficients vanishing on a subarc of ), while the next steps of this proof essentially involve a result of Kühnau, which is established only for the canonical disk .