Abstract
A signed graph consists of an underlying graph with a sign function . Let be the adjacency matrix of and denote the largest eigenvalue (index) of . Define as a signed complete graph whose negative edges induce a subgraph H. In this paper, we focus on the following question: which spanning tree T with a given number of pendant vertices makes the of the unbalanced as large as possible? To answer the question, we characterize the extremal signed graph with maximum among graphs of type .
MSC:
05C35; 05C50
1. Introduction
Throughout this paper, unless stated otherwise, all the underlying graphs are considered as simple and connected. A signed graph consists of an underlying graph with a sign function . The (unsigned) graph G is said to be the underlying graph of , and the function is called the signature of . Two distinct adjacent vertices are neighbors. The set of neighbors of a vertices v in a graph G is denoted by and let . The degree of a vertex v in a graph G, denoted by , is the number of neighbors of v in G. We denote the minimum and maximum degrees of the vertices of G by and . Specifically, a vertex of degree one is called a pendant vertex. A complete graph of order n, denoted by , is a simple graph in which any two vertices are adjacent. In signed graphs, edge signs are usually interpreted as . An edge e is positive (resp. negative) if (resp. ). The sign of a signed cycle C is given by . A cycle C is positive (resp. negative) if its sign is + (resp. −); alternatively, we can say that a signed cycle is positive (resp. negative) if it contains an even (resp. odd) number of negatives edges. A signed graph is balanced if there are no negative cycles; otherwise, it is unbalanced. Note that unsigned graphs are treated as (balanced) signed graphs whose edges are all assigned positive signs, that is, the all-positive signature.
The adjacency matrix of is defined as , where if , and 0 otherwise. Note that is a real symmetric matrix. Let be the characteristic polynomial of , where I is the identity matrix. The spectrum of is by definition the spectrum of the adjacency matrix , that is, its set of eigenvalues together with their multiplicities. As usual, we use to denote the spectrum of , where is the least eigenvalue and is the largest eigenvalue that is often called the index of . The spectral radius of , denoted by , is the largest absolute value of the eigenvalues of , i.e., .
At the very beginning, signed graphs were studied in the context of social psychology, where the vertices are considered as individuals, and the positive and negative edges represent friendships and enmities between them, respectively. The concept of balance was first introduced in works of Harary [1] and Cartwright and Harary [2]. And the matroids of graphs were extended to matroids of signed graphs by Zaslavsky [3]. Chaiken [4] and Zaslavsky [3] obtained the matrix tree theorem for signed graphs independently. In fact, the theory of signed graphs is a special case of that of gain graphs and biased graphs [5]. A detailed reference of materials on signed graphs is the dynamic survey of Zaslavsky [6].
Extremal graph theory deals with the problem of determining extremal values and extremal graphs for a given graph invariant in a given set of graphs. In [7], Wu, Xiao, and Hong determined the unique tree of order n with k pendant vertices which achieved the maximal spectral radius. They showed that the maximal spectral radius was obtained uniquely at , where was a tree of order n obtained from a star and k paths of almost equal lengths by joining each pendant vertex of to an end vertex of one path. Guo [8] determined the graphs with the largest spectral radius among all the unicyclic and bicyclic graphs with n vertices and k pendant vertices, respectively. Petrović and Borovićanin [9] then determined the unique graph with the largest spectral radius among all tricyclic graphs with n vertices and k pendant vertices. A graph G is called a cactus if any two of its cycles have at most one common vertex. In [10], Wu, Deng, and Jiang identified the graphs with the largest spectral radius among all the cacti with n vertices and k pendant vertices. Apart from these, there are also some research results on the least eigenvalues of graphs with given pendant vertices, which can be seen in [11,12,13]. In addition, since the Perron–Frobenius theorem (see [Theorem 2.2.1] of [14]) does not hold in general for signed graphs, the results and tools about the extremal spectral theory of signed graphs are limited. It is significant and meaningful to seek and develop new methods. To study the extremal spectral radius problem of signed graphs, it is necessary to study how to distribute the negative edges of signed graphs so that the largest or the least eigenvalues can reach the maximum or the minimum. Thus, the relations between the index or the least eigenvalue and a given graph invariant in a given set of signed graphs have been studied. Some recent research can be found in [15,16,17,18]. For some other extremal spectral theory of signed graphs, see [19,20,21] for details.
In this paper, we deal with signed graphs with extremal eigenvalues. It is worth noting that Koledin and Stanić [22] studied the connected signed graphs of fixed order, size, and the number of negative edges with maximum index. They conjectured that if is a signed complete graph of order n with k negative edges, and has maximum index, then the negative edges induce the signed star , which was proved by Akbari, Dalvandi, Heydari, and Maghasedi [23] for signed complete graphs whose negative edges form a tree. And the conjecture in [22] was then completely confirmed by Ghorbani and Majidi [24]. Motivated by these, we have characterized the extremal signed graph with maximum and minimum among graphs of type , respectively, in [25]. In this article, we continue the line of work in [22,24] on identifying the complete signed graphs with maximal index comprising n vertices and m negative edges. There have also been some good results on this issue. Kafai, Heydari, Rad, and Maghasedi [26] showed that among all signed complete graphs of order whose negative edges induce a unicyclic graph of order k and maximizes the index, the negative edges induce a triangle with all remaining vertices being pendant at the same vertex of the triangle. In [27], Ghorbani and Majidi identified the unique signed graph with maximal index among complete signed graphs whose negative edges induced a tree of diameter of at least d for any given d. They also gave the smallest minimum eigenvalue of complete signed graphs with n vertices whose negative edges induced a tree. We then developed an idea that takes some other given parameters into consideration.
Let and denote the complete graph of order n and a signed complete graph whose negative edges induce a subgraph H, respectively. Let T be a spanning tree of . In this paper, we mainly focus on the question: which spanning tree T with a given number of pendant vertices makes the of the unbalanced as large as possible? Let be the path of order n. Then we have the following result.
Theorem 1.
Let T be a spanning tree with k pendant vertices of and . If is an unbalanced signed complete graph with the maximum index, then , where is a tree obtained by attaching pendant vertices to one of the end vertices of as shown in Figure 1.
Figure 1.
The spanning trees , , , and .
The outline of the paper is as follows. We give the necessary preliminaries in Section 2. The proof of Theorem 1 and the characterization of signed graphs with maximum index are presented in Section 3. In Section 4, we summarize the main result of the paper and suggest directions for future research.
2. Preliminaries
In this section, we will introduce some significant tools. Let denote the double star obtained by adding a pendant vertices to one end vertex of and b pendant vertices to the other. Throughout the discussion in [25], we have the following remark.
Remark 1.
Let be a signed complete graph and . Then for .
Lemma 1
([22] (Lemma 5.1)). Let , and u be distinct vertices of a signed graph Σ and be an eigenvector corresponding to . Then
- (i)
- let be obtained from Σ by reversing the sign of the positive edge and the negative edge . Ifthen . If at least one inequality for the entries of X is strict, then ;
- (ii)
- let be obtained from Σ by reversing the sign of the positive edge and the negative edge . If , then . If at least one of the entries is distinct from zero, then .
3. Proof of the Main Result
In this section, we will give the proof of Theorem 1.
Proof of Theorem 1.
If , then . If , then , and with equality if and only if by Remark 1. If , then . Thus, we only need to consider . Obviously, is unbalanced since the only balanced is the one with . And . Let be a unit eigenvector corresponding to . By arranging the vertices of appropriately, we can assume that such that , where corresponds to the vertex for . Note that must be an eigenvector of if X is an eigenvector. Then we divide the proof into the following two cases.
Case 1.
There exists a nonnegative eigenvector. Obviously, since .
Claim 1.
Up to replacing with another vertex such that , we have .
It is trivial when . If , then there is a vertex such that . Let P be the unique path in T between and . Then we assert that . Otherwise, we will divide into the following two cases. If , then we can construct a new unbalanced signed graph by reversing the signs of the positive edges and the negative edges whose negative edges also form a spanning tree with k pendant vertices, where . Thus,
If , then X is also an eigenvector of corresponding to . However,
for any , a contradiction. If , then we can construct a new unbalanced signed graph by reversing the sign of the positive edge and the negative edge for any whose negative edges also form a spanning tree with k pendant vertices such that by Lemma 1, a contradiction. Thus, . And then we just need to exchange the subscripts and , as desired.
Claim 1 means that . Note that there are at least two vertices of T with degree greater than three if . Next, we will show that .
Claim 2.
.
Otherwise, there is a positive integer such that . Let P be the path from to in T. Since , there is a vertex such that and . Then we first assert that . Otherwise, we can construct a new unbalanced signed graph by reversing the sign of the positive edge and the negative edge whose negative edges also form a spanning tree with k pendant vertices such that by Lemma 1, a contradiction. Let and . Then for any and . Next, we will divide into the following three cases. If , then
which implies for any , and then , a contradiction. If , i.e., , then we claim that . Otherwise, let . If , then we can construct a new unbalanced signed graph by reversing the sign of the positive edge and the negative edge whose negative edges also form a spanning tree with k pendant vertices such that by Lemma 1, a contradiction. So, . However,
which implies for any , and then , a contradiction. Thus, by the characteristic equation we obtain
It shows that . And then since . So , a contradiction. Now, we assume that , i.e., . Let . By a similar discussion, we have for any . By the characteristic equation we obtain
Thus, and . And then . So , a contradiction.
By Claim 2, for any positive integer . Let p and q be the minimum and maximum subscripts such that , respectively. It is obvious that and .
Claim 3.
Up to replacing with another vertex such that , we have .
It is trivial when . Now, we consider . Note that since , i.e., . Let , , and . Then we assert that . Otherwise, we can construct a new unbalanced signed graph by reversing the sign of the positive edge and the negative edge whose negative edges also form a spanning tree with k pendant vertices such that by Lemma 1, a contradiction. Thus, we just need to exchange the subscripts and , as desired.
Claim 4.
.
Otherwise, . Let by Claim 3, and . By the characteristic equation we obtain
Then and . And by . So, since . Thus, , a contradiction.
If for any vertex , then (see Figure 1). Next, assume that there is a positive integer such that and . Let be the unique path in T which contains and , and let be the unique path in T which contains and . Suppose that and such that . If , then we can construct a new unbalanced signed graph by reversing the sign of the positive edge and the negative edge whose negative edges also form a spanning tree with k pendant vertices such that by Lemma 1, a contradiction. Let . If , then we can construct a new unbalanced signed graph by reversing the signs of the positive edges and and the negative edges and whose negative edges also form a spanning tree with k pendant vertices, and
If , then X is also the unit eigenvector corresponding to and
that is, and . Let and . Since
we have
We assert that . Otherwise, , which implies that , a contradiction. If , then
by (1) and (2), that is, . If , let , then
that is, . Thus, and So,
which means that . Next, we will consider that following two cases.
Subcase 1.1.
, i.e., . Note that
We have , and then , a contradiction.
Subcase 1.2.
. Let , i.e., . Since
we have . This leads to for any . So, , which means that , a contradiction.
Case 2.
There are no nonnegative eigenvectors. For a fixed eigenvector , let and . Clearly, , and there must exist a vertex v such that . Let , and . Note that . For convenience, set and for , then and . Obviously, for .
Subcase 2.1.
or . By symmetry, we just consider .
Claim 5.
.
It is trivial when . If , then there is a vertex such that . Let P be the unique path in T between and . If , then we can construct a new unbalanced signed graph by reversing the signs of the positive edges and the negative edges whose negative edges also form a spanning tree with k pendant vertices, where . Thus,
If , then X is also an eigenvector of corresponding to . However,
for any , a contradiction. If , then we can construct a new unbalanced signed graph by reversing the sign of the positive edge and the negative edge for any whose negative edges also form a spanning tree with k pendant vertices such that by Lemma 1, a contradiction.
Claim 5 means that . Note that there are at least two vertices of T with degree greater than three if . Next, we will show that .
Claim 6.
.
Otherwise, there is a vertex such that . Let P be the path from to in T. Since , there is a vertex such that . We can construct a new unbalanced signed graph by reversing the sign of the positive edge and the negative edge whose negative edges also form a spanning tree with k pendant vertices such that by Lemma 1, a contradiction.
By Claim 6, for any . Let q be the maximum subscripts such that . Evidently, .
Claim 7.
For any vertex with , we have .
Otherwise, there is a positive integer t () such that and . Let P be the path between and in T. If , then there must be a vertex such that and we can construct a new unbalanced signed graph by reversing the signs of the positive edges , and the negative edges , whose negative edges also form a spanning tree with k pendant vertices. Thus,
a contradiction. If and , then and we can construct a new unbalanced signed graph by reversing the sign of the positive edge and the negative edge whose negative edges also form a spanning tree with k pendant vertices such that by Lemma 1, a contradiction. If and , then there must be a vertex such that . We can construct a new unbalanced signed graph by reversing the signs of the positive edges , and the negative edges , whose negative edges also form a spanning tree with k pendant vertices, then
a contradiction.
Let p be the minimum subscript such that . If , then the subscripts of vertices of are consecutive. If , then by Claim 7. Let r () be the minimum subscript such that . Then and we exchange the subscripts of and . We continue this procedure until the subscripts of vertices of are consecutive. Without loss of generality, it is not restrictive to assume that by Claims 5–7.
Claim 8.
Otherwise, Recall that ; thus, there must exist vertices and such that , where and . Note that . Then we can construct a new unbalanced signed graph by reversing the sign of the positive edge and the negative edge whose negative edges also form a spanning tree with k pendant vertices such that by Lemma 1, a contradiction.
By Claim 8, let . Then the following claim holds.
Claim 9.
.
Otherwise, . Let P be the path between and in T. If , then there is a vertex such that . Note that . If , then we can construct a new unbalanced signed graph by reversing the signs of the positive edges , and the negative edges , whose negative edges also form a spanning tree with k pendant vertices and
a contradiction. If , then we can construct a new unbalanced signed graph by reversing the sign of the positive edge and the negative edge whose negative edges also form a spanning tree with k pendant vertices and
If , then X is also an eigenvector of corresponding to . However,
a contradiction. Next, we assume that . Note that . If , then we can construct a new unbalanced signed graph by reversing the sign of the positive edge and the negative edge whose negative edges also form a spanning tree with k pendant vertices such that by Lemma 1, a contradiction. If , let such that . Thus, and we can construct a new unbalanced signed graph by reversing the signs of the positive edges , and the negative edges , whose negative edges also form a spanning tree with k pendant vertices and
If , then X is also an eigenvector of corresponding to . However,
a contradiction.
If , then . If , then we just need to exchange the subscripts of and by Claim 9. Without loss of generality, it is not restrictive to assume that .
Claim 10.
for .
Suppose by way of contradiction that there exist positive integers and such that . Let P be the path which contains and in T, and such that . Obviously, . Then we can construct a new unbalanced signed graph by reversing the sign of the positive edge and the negative edge whose negative edges also form a spanning tree with k pendant vertices such that by Lemma 1, a contradiction.
By Claims 5–10, we can immediately obtain that depicted in Figure 1.
Subcase 2.2.
and . Recall that must be an eigenvector of if X is an eigenvector. So, without loss of generality, assume that is the vertex such that . Let and .
Claim 11.
If , then .
Assume to the contrary that . Then there is a vertex such that is the unique path between and in T. Since , . If , then we can construct a new unbalanced signed graph by reversing the sign of the positive edge and the negative edge for all whose negative edges also form a spanning tree with k pendant vertices and
If , then X is also an eigenvector of corresponding to . However, for any , we have
a contradiction. If , let , then we can construct a new unbalanced signed graph by reversing the sign of the positive edge and the negative edge whose negative edges also form a spanning tree with k pendant vertices such that by Lemma 1, a contradiction.
By Claim 11, we divide the proof into the following two cases.
Subcase 2.2.1.
. Note that by Claim 11.
Claim 12.
for any .
Otherwise, suppose that such that . We assert that . Otherwise, let , then we can construct a new unbalanced signed graph by reversing the sign of the positive edge and the negative edge whose negative edges also form a spanning tree with k pendant vertices such that by Lemma 1, a contradiction. Now, we can construct a new unbalanced signed graph by reversing the sign of the positive edge and the negative edge for all whose negative edges also form a spanning tree with k pendant vertices and
If , then X is also an eigenvector of corresponding to . However, for any , we have
a contradiction.
Claim 13.
for any .
Assume to the contrary that there is a vertex such that . If , then by the characteristic equation we obtain
These mean that and . By Claim 12, for any vertex , we have
which means that , a contradiction. Now, we assume that . Recall that and let . Then we can construct a new unbalanced signed graph by reversing the sign of the positive edge and the negative edge whose negative edges also form a spanning tree with k pendant vertices such that by Lemma 1, a contradiction.
Claim 14.
.
Otherwise, . We first assume that and . Then there is a vertex such that since . And we can construct a new unbalanced signed graph by reversing the sign of the positive edge and the negative edge for all and reversing the sign of the positive edge and the negative edge for all whose negative edges also form a spanning tree with k pendant vertices and
a contradiction. Now we assume that and . Let be the path between and in T. Then we can construct a new unbalanced signed graph by reversing the sign of the positive edge and the negative edge for all and reversing the sign of the positive edge and the negative edge for all whose negative edges also form a spanning tree with k pendant vertices and
a contradiction. Finally, let and . Note that . Then we can construct a new unbalanced signed graph by reversing the sign of the positive edge and the negative edge whose negative edges also form a spanning tree with k pendant vertices such that by Lemma 1, a contradiction.
It is not restrictive to assume that by Claim 14. Let .
Claim 15.
.
If , then the result obviously holds. Now, we assume that . Assume to the contrary that . By Claim 12, there is a vertex such that is the path between and in T. If , then we can construct a new unbalanced signed graph by reversing the signs of the positive edges , and the negative edges , whose negative edges also form a spanning tree with k pendant vertices and
If , then X is also an eigenvector of corresponding to . However,
a contradiction. If , then there exists a vertex . If , then we can construct a new unbalanced signed graph by reversing the signs of the positive edges , and the negative edges , whose negative edges also form a spanning tree with k pendant vertices and
If , then X is also an eigenvector of corresponding to . However,
a contradiction. If , then we can construct a new unbalanced signed graph by reversing the signs of the positive edges , and the negative edges , whose negative edges also form a spanning tree with k pendant vertices and
a contradiction.
Claim 16.
.
Otherwise, . Then there is a vertex such that . Let P be the path from to w in T. Assume that at first. We assert that . Otherwise, let . Then we can construct a new unbalanced signed graph by reversing the sign of the positive edge and the negative edge whose negative edges also form a spanning tree with k pendant vertices such that by Lemma 1, a contradiction. Since , . Then we can construct a new unbalanced signed graph by reversing the signs of the positive edge and the negative edges for all whose negative edges also form a spanning tree with k pendant vertices and
If , then X is also an eigenvector of corresponding to . However,
for any , a contradiction. Now, we assume that . Note that at least one of and holds since . If , then we can construct a new unbalanced signed graph by reversing the signs of the positive edges , and the negative edges , for all and whose negative edges also form a spanning tree with k pendant vertices and
a contradiction. If , then we can construct a new unbalanced signed graph by reversing the signs of the positive edges , and the negative edges , for all whose negative edges also form a spanning tree with k pendant vertices and
If , then X is also an eigenvector of corresponding to . However,
a contradiction.
Claim 16 shows that for any , which means that T must be a starlike tree. Since , there is a vertex such that . Let . We assert that . Otherwise, we can construct a new unbalanced signed graph by reversing the signs of the positive edges , and the negative edges , whose negative edges also form a spanning tree with k pendant vertices and
a contradiction. If , set , then either or . If , then we can construct a new unbalanced signed graph by reversing the signs of the positive edges , , and the negative edges , , whose negative edges also form a spanning tree with k pendant vertices and
a contradiction. If , then we can construct a new unbalanced signed graph by reversing the signs of the positive edges , , and the negative edges , , whose negative edges also form a spanning tree with k pendant vertices and
If , then X is also an eigenvector of corresponding to . However,
a contradiction. These show that and , where is the spanning tree shown in Figure 1. Let such that , then we can construct a new unbalanced signed graph by reversing the sign of the positive edge and the negative edge whose negative edges also form a spanning tree with k pendant vertices such that by Lemma 1. As we continue the above procedure inductively, we obtain that .
Subcase 2.2.2.
. Note that since .
Claim 17.
.
Otherwise, . Let be the unique path between and in T, where . If , then we can construct a new unbalanced signed graph by reversing the sign of the positive edge and the negative edge for all whose negative edges also form a spanning tree with k pendant vertices and
a contradiction. Now we assume that and . Then we can construct a new unbalanced signed graph by reversing the sign of the positive edge and the negative edge whose negative edges also form a spanning tree with k pendant vertices such that by Lemma 1, a contradiction.
Let .
Claim 18.
.
If , then the result obviously holds. Now assume that . Assume to the contrary that . There is a vertex such that or is the path containing , and in T. We first consider the case of . If , then we can construct a new unbalanced signed graph by reversing the signs of the positive edges and the negative edges whose negative edges also form a spanning tree with k pendant vertices and
a contradiction. If , then there exists a vertex . If , then we can construct a new unbalanced signed graph by reversing the signs of the positive edges and the negative edges whose negative edges also form a spanning tree with k pendant vertices and
If , then X is also an eigenvector of corresponding to . However,
a contradiction. If , then we can construct a new unbalanced signed graph by reversing the signs of the positive edges and the negative edges whose negative edges also form a spanning tree with k pendant vertices and
a contradiction. Then we consider the case of . Similar to the above, we can obtain the contradiction.
It is not restrictive to assume that by Claim 17. Let . If , then T is a starlike tree. Now, we consider and . Let be the unique path between and w in T. If , then we assert that for any . Assume to the contrary that and , then we can construct a new unbalanced signed graph by reversing the sign of the positive edge and the negative edge whose negative edges also form a spanning tree with k pendant vertices such that by Lemma 1, a contradiction. Similarly, we can obtain that for any if . And either or . We first consider and . Let . If , let be the unique path between and in T. Note that and v may be the same vertex. Let . If , then for any , we can construct a new unbalanced signed graph by reversing the signs of the positive edge and the negative edge whose negative edges also form a spanning tree with k pendant vertices such that by Lemma 1, a contradiction. If , then we can construct a new unbalanced signed graph by reversing the signs of the positive edges and the negative edges for all whose negative edges also form a spanning tree with k pendant vertices and
If , then X is also an eigenvector of corresponding to . However,
a contradiction. If , we can similarly obtain the contradiction. Thus, . So, we only need to consider . Similarly, we can obtain that . Then , where is the spanning tree shown in Figure 1.
Let . Then . For any , we have . Then we can construct a new unbalanced signed graph by reversing the sign of the positive edge and the negative edge whose negative edges also form a spanning tree with k pendant vertices such that by Lemma 1, a contradiction. As we continue the above procedure inductively, we obtain that , where is depicted in Figure 1. One can easily observe that . In this case, we have . Therefore, . This completes the proof.□
4. Conclusions
This study investigates the largest eigenvalues of unbalanced signed complete graphs whose spanning trees have k pendant vertices. We determine the extremal signed graph which attains the maximum index among signed graphs of this type. However, there are still some parameters that can be taken into account. It is challenging to consider the index or the least eigenvalue of such unbalanced signed graphs with fixed different parameters.
Author Contributions
Conceptualization, D.L.; methodology, D.L. and M.Y.; validation, M.Y. and Z.T.; formal analysis, M.Y. and Z.T.; writing—original draft preparation, D.L. and Z.T.; supervision, D.L. All authors have read and agreed to the published version of the manuscript.
Funding
This research was funded by National Natural Science Foundation of China grant numbers 12361071 and 11901498.
Data Availability Statement
No new data were created or analyzed in this study. Data sharing is not applicable to this article.
Acknowledgments
The authors would like to show great gratitude to anonymous referees for their valuable suggestions which lead to an improvement of the original manuscript.
Conflicts of Interest
The authors declare no conflicts of interest. The funders had no role in the design of the study; in the collection, analyses, or interpretation of data; in the writing of the manuscript; or in the decision to publish the results.
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