Hybrid Feature Selection Framework for Bearing Fault Diagnosis Based on Wrapper-WPT
Abstract
:1. Introduction
- (1)
- the proposed bearing feature-selection method based on Wrapper-WPT is constructed to avoid the common disadvantage of homogeneous energy feature extraction from the reconstructed signals by extracting a variety of heterogenous features with various sensitivities;
- (2)
- the proposed method allows the most discriminant information from the whole WPT decomposition level to be obtained, without any premature decisions on the usability of certain nodes for inter-class data separation based on various metrics at the signal processing stage.
2. Bearing Faults Theoretical Background
3. Experimental Setup and Data Collection
3.1. Paderborn University Bearing Dataset
3.2. Case Western Reserve University Bearing Dataset
4. Proposed Methodology
4.1. Bearing Vibration Signal Preprocessing
Hilbert Transform Envelope
4.2. Wrapper-WPT
4.2.1. Wavelet Packet Transform Base Theory
4.2.2. Mother Wavelet Selection
4.3. Feature Extraction and Selection
4.3.1. Boruta Feature Selection
- The Boruta algorithm creates several copies of all original attributes—Shadow Attributes (SA);
- Then, the attributes are shuffled and permutated to remove their correlation with the response. The obtained randomized feature set is added to the original feature set to bring randomness to the feature attributes, constructing the Extended Information System (EIS);
- The Random Forest classifier is fitted to the EIS several times. The SA within the EIS is randomized for each run. Thus, every SA part of the EIS is unique for every iteration;
- The importance of every feature attribute, called the Z score, is computed for each run. In order to compute the Z scores, the EIS is divided into several bootstrapped sets of samples (BSSs) equal to the number of decision trees used for training the Random Forest algorithm. Accordingly, the same number of the out of the bag samples (OBSs) are used for testing the performance of each corresponding decision tree. The number of votes for the correct class is recorded for every attribute from the EIS. After that, the values of the OBSs are permutated and the class votes of the DTs are recorded once again. The importance value for the attribute for each DT—mean decrease in accuracy (MDA) is calculated as follows:
- The maximum Z score among shadow attributes (MZSA) is found. A hit is assigned to every real attribute with a Z score higher than MZSA;
- The real attributes that scored significantly lower than MZSA are deemed as non-important and eliminated;
- The real attributes that scored significantly higher than MZSA are deemed as important;
- All Shadow Attributes are removed;
- The procedure is repeated until the importance is assigned to each attribute or the algorithm has reached the user-defined limit of Random Forest runs.
4.3.2. Selected Feature Set Analysis
4.4. Subspace k-NN
5. Results and Performance Evaluation for Fault Identification
Performance Comparison
- (1)
- Yan et al. [18] extracted energy features from a WPT decomposed signal and used the Random Forest algorithm for classification. After extracting the same energy features from the decomposed signal using the PU experimental data and applying Random Forest, we obtained a 99.70% accuracy result for the real fault data and 94.10% for the artificial data, which is less than the proposed method, though this method has the closest performance levels among the comparison methods. This can be explained by the fact that both the proposed method and the method developed by Yan et al. utilized a powerful Random Forest algorithm, inside the Boruta feature selection for the first and as a classifier for the latter. However, the drawback of the comparison method is that there is no feature variability. The single energy feature compared to a set of different statistical features from time and frequency domain lacks sensitivity and thus yields less discriminant information;
- (2)
- For the second comparison, as demonstrated in the method developed by Surti et al. [58], the bearing vibration signal from the PU experiment data was decomposed using WPT and the statistical features from Table 5 were extracted. Classification was completed using k-NN with five nearest neighbors. The method yielded 92.12% accuracy for real fault data and 90.19% for artificial fault data. The underperformance of this method in comparison with the proposed method can be attributed to the absence of feature selection and thus presence of the less discriminant or possibly junk features detrimental for classification performance in the method’s feature vector. Additionally, the simple k-NN algorithm is known as a weaker classifier compared with Subspace k-NN;
- (3)
- The method developed by Yadavar Nikravesh [30] et al. decomposed the bearing vibration signal using WPT, extracted energy features and forwards the feature set to a Gaussian kernel SVM for classification. To make a correct comparison, the energy features were extracted from WPT decomposed experimental data bearing vibration signal and classification was executed by the Gaussian kernel SVM classifier. Accuracy yielded by the comparison method with real fault data is 89.96% and accuracy with the artificial fault data is 90.76%, which is lower than the proposed method for the reason of low feature variability similarly to the method developed by Yan et al, meaning that this comparison method is likely to show a better performance on the feature vector that would contain features of different domains;
- (4)
- For the fourth comparison method, the best energy node out of the third decomposition level was selected, then statistical features from Table 5 were extracted and the resulting feature set was forwarded to the Subspace k-NN for classification. The accuracy result for the real fault data is 93.07% and 91.58% for the artificial fault data. The lower accuracy in comparison with the proposed method can be explained by not utilizing the whole WPT decomposition level, which means leaving a significant amount of fault-related information untouched. Then, for the same reason, utilization of the whole WPT decomposition level by the proposed method becomes an advantage and is considered as a part of the proposed method contribution;
- (5)
- The proposed method together with Chi-Squared test for feature selection instead of Boruta algorithm showed slightly lower accuracies for two PU datasets; however, it performed better on the CWRU dataset. This close performance can be explained by the fact that this comparison method shares most of the structure with the proposed method and only differs in the feature selection step; however, we observed that the feature pools created by this algorithm for all datasets contain energy of signal feature as a predominant one which strongly resembles the feature pools of comparison method one and three, which utilized only energy of signal features;
- (6)
- The last comparison method is the Deep Learning Attention Stream Network. This method showed very high classification performance without any signal preprocessing. However, the authors believe that if WPT signal processing had been considered, the accuracy of this method on given data would have reached 100%.
6. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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No. | Rotational Speed (rpm) | Load Torque (Nm) | Radial Force (N) |
---|---|---|---|
0 | 1500 | 0.7 | 1000 |
1 | 900 | 0.7 | 1000 |
2 | 1500 | 0.1 | 1000 |
3 | 1500 | 0.7 | 400 |
Bearing Type | Bearing Code | Class Label |
---|---|---|
Healthy | K001 | H |
K002 | ||
K003 | ||
K004 | ||
K005 | ||
K006 | ||
Outer Ring Damage | KA01 | OR |
KA03 | ||
KA05 | ||
KA06 | ||
KA07 | ||
KA08 | ||
KA09 | ||
Inner Ring Damage | KI01 | IR |
KI03 | ||
KI05 | ||
KI07 | ||
KI08 |
Bearing Type | Bearing Code | Class Label |
---|---|---|
Healthy | K001 | H |
K002 | ||
K003 | ||
K004 | ||
K005 | ||
K006 | ||
Outer Ring Damage | KA04 | OR |
KA15 | ||
KA16 | ||
KA22 | ||
KA30 | ||
Inner Ring Damage | KI04 | IR |
KI14 | ||
KI16 | ||
KI17 | ||
KI18 | ||
KI21 | ||
Outer + Inner Ring Damage | KB23 | |
KB24 | OR + IR | |
KB27 |
Bearing Type | Bearing Code | Class Label |
---|---|---|
Healthy | 97–100 | H |
Outer Ring Damage | 130–133 | OR |
144–147 | ||
156–160 | ||
197–200 | ||
234–237 | ||
246–249 | ||
258–261 | ||
Inner Ring Damage | 056–059 | IR |
105–108 | ||
169–172 | ||
209–212 | ||
Ball Damage | 048–051 | B |
118–121 | ||
185–188 | ||
222–225 |
Statistical Feature | Formula | Statistical Feature | Formula |
---|---|---|---|
Peak value | Fifth normalized moment | ||
Root-mean square | Sixth normalized moment | ||
Kurtosis | Skewness | ||
Crest factor | Shape factor RMS | ||
Clearance factor | Peak-to-peak value | ||
Impulse factor | Energy of signal | ||
Shape factor SMR | Frequency center | ||
Entropy | RMS frequency | ||
Mean | Root variance frequency | ||
Square mean root |
Dataset | Precision | Recall | F1-Score | FIA |
---|---|---|---|---|
PU Artificial faults | 99.39% | 99.39% | 99.39% | 99.39% |
PU Real faults | 99.92% | 99.92% | 99.92% | 99.92% |
CWRU | 98.77% | 98.77% | 98.77% | 98.77% |
Number | Method | Accuracy (PU Real Fault Data) | Accuracy (PU Artificial Fault Data) | Accuracy (CWRU Data) |
---|---|---|---|---|
Proposed | 99.92% | 99.39% | 98.77% | |
1 | WPT Energy Feature + Random Forest [18] | 98.70% | 94.10% | 98.62% |
2 | WPT + k-NN [58] | 92.12% | 90.19% | 91.51% |
3 | WPT Energy Feature + Gaussian kernel SVM [30] | 89.96% | 90.76% | 88.87% |
4 | Best Energy WPT Node + Subspace k-NN | 93.07% | 91.58% | 94.71% |
5 | Proposed + Chi-Squared test | 99.35% | 98.35% | 99.02% |
6 | Attention Stream Network [59] | 99.37% | 99.28% | 99.60% |
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Maliuk, A.S.; Ahmad, Z.; Kim, J.-M. Hybrid Feature Selection Framework for Bearing Fault Diagnosis Based on Wrapper-WPT. Machines 2022, 10, 1204. https://doi.org/10.3390/machines10121204
Maliuk AS, Ahmad Z, Kim J-M. Hybrid Feature Selection Framework for Bearing Fault Diagnosis Based on Wrapper-WPT. Machines. 2022; 10(12):1204. https://doi.org/10.3390/machines10121204
Chicago/Turabian StyleMaliuk, Andrei S., Zahoor Ahmad, and Jong-Myon Kim. 2022. "Hybrid Feature Selection Framework for Bearing Fault Diagnosis Based on Wrapper-WPT" Machines 10, no. 12: 1204. https://doi.org/10.3390/machines10121204