1. Introduction
With the development of the manufacturing industry, vacuum environment processing is finding more and more applications. Not only do semiconductor devices, optical lenses [
1], and other parts and equipment with special processing requirements need to be produced in a vacuum environment, but even the processing of ordinary parts is also turned to a vacuum environment processing [
2] to improve surface roughness.
The vacuum environment poses higher thermal performance requirements for machine tools. It is well known that even in the atmospheric environment, the thermal error of machine tools accounts for more than 40% of all error sources [
3]. The heat dissipation effect of air, especially the temperature-related parameters such as flow rate, temperature, outlet pressure, and heat-transfer coefficient, is the most important research areas in the research of machine tool performance [
4]. In a vacuum environment, the air is so thin that it hardly exists, air convection cannot be formed, and processing equipment such as machine tools can only dissipate heat through heat radiation and heat conduction between components. This special thermal boundary condition raises higher requirements on the thermal characteristics of the machine tool during the working process. Therefore, it is urgent to conduct in-depth research on the thermal characteristics of machine tools in a vacuum environment so as to achieve accurate thermal performance by predicting and controlling the temperature increase of the whole machine.
When analyzing and predicting thermal characteristics of machine tools, the accuracy of input parameters is an important prerequisite for ensuring the correctness of thermal design results. The identification methods of input parameters for thermal characteristic analysis and prediction research in the field of machine tools can be roughly divided into theoretical analysis [
5,
6,
7], experimental measurement [
8,
9,
10,
11,
12,
13,
14,
15,
16,
17], and numerical prediction [
18,
19,
20,
21]. For the references involved in the above three research methods, the application of different research methods is described in detail from the perspective of atmospheric and vacuum environment.
In an atmospheric environment, Laraq [
5] is based on the linear superposition method to determine the heat-transfer coefficients of the contact surfaces of multiple discs of random location and size, providing an accurate analytical solution with a reasonable computation time. Meng et al. [
6] believed that the influence of fractal parameters on the thermal and contact characteristics of the electro-spindle should not be ignored, so they established a mathematical model of the electro-spindle considering the influence of each fractal parameter, divided the key nodes of the electro-spindle, solved the heat balance equation, and finally the accuracy of the thermal resistance network model was verified by the temperature increase experiment. Mori et al. [
8] studied the influence of the difference in the linear expansion coefficient between the machine tool and the workpiece on the thermal deformation caused by room temperature through precision machining experiments. Liu [
9] proposed a method-combining experiment and prediction to analyze the temperature field of an EDM machine tool spindle. Zhang et al. [
10] studied the contact thermal resistance of five aluminum alloy materials through experiments, and used the difference in average roughness produced by lathes with different feed speeds to characterize the surface topography of the contact surface. The results showed that there is no direct relationship between the contact thermal resistance and the surface roughness due to the different morphologies and contact randomness of the two surfaces during the contact process. Surface roughness and surface flatness have a coupled effect on the contact thermal resistance. Duo et al. [
11] studied the effects of interface temperature, sample surface roughness, and contact pressure on thermal contact conductance through experiments. The results showed that the contact thermal resistance has a power–law relationship with the contact pressure and the interface temperature. Cheng et al. [
18] carried out the finite element method simulation of thermal characteristics of a high-speed motorized spindle system under a high-temperature and high-pressure environment, and considered that the accurate determination of heat generation rate, convective heat-transfer coefficient, and heat-transfer coefficient is the basis for accurate simulation analysis of the thermal characteristics of the motorized spindle. Weng et al. [
19] used the finite element method to match the thermal power-deformation mapping coefficient, and formed a general thermal-balance design method machine tools in an atmospheric environment based on the analytical modeling method. On the basis of the multi-point contact model, Liu et al. [
20] considered the temperature dependence of the material, the thermal radiation through the cavity at the interface and the influence of the thermal interface material, and proposed a finite element model of high temperature thermal contact resistance. The geometric parameters of the finite element model were determined by simple surface roughness tests and experimental data fitting. The validity of the finite element model was verified by the experimental results of the high-temperature thermal contact resistance between the superalloy and the composite material.
For equipment in a vacuum environment, Chen et al. [
7] proposed a data-processing technique for measuring contact thermal resistance. First, it was proved by numerical prediction that the thin disk sample is a one-dimensional axial heat flow, and an experimental device for measuring high-temperature thermal contact thermal resistance based on the steady-state method was established. The uncertainty of the method was less than 10%. Sun et al. [
12] obtained the effects of interface temperature, contact pressure, surface roughness, heat flow, load cycle, and processing technology on the heat-transfer coefficient through experiments. Tian [
13] mainly studied the water-cooled heat dissipation of the motor and the reducer, and determined the heat-transfer coefficient between the motor, the reducer, and the water-cooled plate through experiments. Chen [
14] prepared samples with different surface roughnesses, and tested them in a vacuum environment and non-vacuum environment for thermal measurements, and proposed a surface roughness that can keep the contact thermal resistance consistent in various environments. Nishino et al. [
15] simulated the actual heat-transfer surface of a cold-plate heat exchanger used in outer space with a square test plate made of aluminum alloy to study the thermal conductivity in a vacuum environment under low load. The microscopic and macroscopic thermal shrinkage resistances were evaluated based on the real contact pressure distribution and through digital image processing, and the results showed that the macroscopic shrinkage resistance caused by surface corrugation and substrate deformation had the greatest effect on the transformation of thermal conductivity at low applied loads. Ding et al. [
16] established an experimental device to study the thermal conductivity of stainless-steel joints in vacuum, and analyzed the influence of the interface contact pressure and average interface temperature on the contact thermal conductivity. The results showed that the thermal conductivity reached the peak when the contact surface pressure was 25.54 MPa. Dongmei et al. [
17] used the laser photothermal method to measure the contact thermal resistance between solids in the temperature range of 70~290 K and the pressure range of 0.2~0.7 MPa. The effects of temperature and contact pressure on the interface contact thermal resistance were analyzed. The relationship between contact thermal resistance and temperature under certain contact pressure is established. Li [
21] determined the turntable structure scheme based on the finite element analysis method, optimized the main support structure with justified material selection, and analyzed and calculated the influence of the drive mechanisms and shafts on the turntable stiffness, temperature adaptability, and pointing accuracy.
These analysis studies show that the accurate identification of the heat-transfer coefficient between the contact surfaces is a key issue in the construction, analysis, and prediction of the thermal field model of the whole machine. There is still a lot of uncertainty in the theoretical calculation method of the heat-transfer coefficient. Due to the difference in contact pressure and surface roughness, there is no general formula for the contact surface; the experimental measurement method of the heat-transfer coefficient is relatively complicated, which is not suitable for large-scale machine tools. At present, there are relatively few studies on the thermal characteristics of equipment in a vacuum environment, and there is no research on the analysis, identification, and prediction of thermal characteristics of large-scale machine tools in vacuum.
Based on the heat flow coupling model, this paper identified the simulation parameters of a large machine tool in vacuum, affirmed that the key thermal characteristic parameter is the heat-transfer coefficient of the water-cooled plate in the motor-reducer system, and focused on its accurate identification. Through accurate thermal characteristic parameter identification, the consistency between theoretical simulation and experimental verification of the temperature field analysis of the whole machine in a vacuum environment was ensured. Therefore, the prediction research of the temperature field of the machine tool under various working conditions was carried out, which provides theoretical guidance for the performance analysis and thermal protection design of vacuum equipment.
4. Simulation Analysis and Verification of Thermal Characteristics of the Whole Machine
The identified contact thermal resistance was introduced into the whole machine simulation model, and the temperature distribution of the whole machine temperature field and the temperature of key points on the Y-axis could be obtained by combining other boundary condition values listed in
Table 4, as shown in
Figure 14.
Figure 15 shows the temperature field distribution of key components on the Y-axis. The maximum temperature increase of the whole machine reached 3 °C, which appeared on the bearing on the motor side. Since the motor water-cooling plate passes through the cooling water of 20.5 °C, the overall temperature was not much different from the cooling water, which was within 0.1 °C. The temperature field analysis of some key components is as follows: (1) Different from the atmospheric environment, the temperature of the motor-reducer system was about 20.5 °C under the cooling effect of the cooling water, and the temperature of the motor base and the coupling was within 24.3 °C~20.5 °C; the temperature difference was large and there was an obvious gradient change; (2) the maximum temperature increase of the nut on the motor side was 3 °C, and the closer it is to the motor system, the lower the temperature; (3) the maximum temperature increase of the nut was 1.7 °C; (4) the maximum temperature increase of the slider was within 0.6 °C, and the minimum temperature increase was 0.3 °C. According to the simulation results, it can be considered that sensors should be installed at the following parts to monitor the temperature of the whole machine: (1) the highest temperature point of the machine tool is the motor side bearing, so a sensor should be attached to the bearing seat; (2) the temperature of the nut and slider also increased to a certain extent, so it is necessary to attach a temperature sensor to the nut bracket and the side of the slider; (3) as the main heat source, the motor and reducer should be attached with a sensor on the shell to ensure that the temperature is within the applicable range when the water-cooling plate is cooled; (4) a temperature sensor should be attached at the inlet of the water-cooling plate to monitor the temperature of the cooling water. It can be seen from the above analysis that the temperature measurement points of key components of the feed system should be as shown in
Figure 16.
The test was carried out under the same simulation boundary conditions as given in
Table 4; the Y-axis reciprocated at a speed of 10 mm/s, while the other axes remained stationary, and the Y-axis water-cooling plate was fed with cooling water of 20.5 °C. The temperature of the key components measured by the temperature sensor displayed on the host computer during the whole machine test is shown in
Figure 17.
The analysis of the three temperature sensors on the Y-axis showed that when the temperature of the water-cooled plate was cooled at 20.5 °C, the temperature of the water-cooled plate was 20.9 °C, which is slightly higher than the simulation result of 20.5 °C by 0.4 °C, and the bearing seat test temperature was higher than the simulation result by 0.1 °C. Considering the test error and sensor accuracy error, it is considered that the setting of simulation parameters in vacuum environment is reasonable.