4. Naturalness and Fine Tuning
Let us denote and . For the model contains a tiny non-zero dimensionless parameter . Without an explanation such a tiny parameter may be considered as unnatural. The obvious way to avoid a small non-zero parameter is given by .
There may be several contributions to
. They have to be “fine tuned” such that their sum vanishes for
, or results in a tiny value for non-zero
. We want to find a natural mechanism that explains
, and therefore forces individual contributions to sum up to zero. Such a mechanism solves the so called “cosmological constant problem” [
24]. We propose that this mechanism is rooted in the fixed point behavior of the renormalization flow. Typical flow generators or
-functions can have many different contributions from the fluctuations of different fields. Nevertheless, at a fixed point the flow generators vanish, such that all contributions add up precisely to zero. If the dynamics of the scalar field drives it for
towards a range of fields for which a fixed point is realized, this fixed point will govern the behavior of the potential. In our case we need that the fixed point value for
vanishes. Fixed points occur in the flow of couplings or functions with a renormalization scale
k. The proposed mechanism requires that the flow with
k can be mapped to a change of the scalar field value
. We we will see below how this is realized.
At a fixed point in the flow of all couplings a new powerful symmetry emerges—quantum scale symmetry [
25]. Quantum scale symmetry states that for an appropriate choice of renormalized fields no parameter with dimension of mass or length is present in the quantum effective action. The field equations derived by variation of the quantum effective action are exact, including all effects of quantum fluctuations. Those are the relevant field equations for cosmology. Quantum scale symmetry implies strong restrictions on the form of the effective action and the cosmological evolution equations.
For dynamical dark energy the present mass of the cosmon is very small, typically of the order of the present Hubble parameter
. In the presence of quantum fluctuations such a tiny mass may again appear as a fine-tuning problem. Quantum scale symmetry at a fixed point solves this issue [
25]. At the infrared fixed point, which is reached for
, quantum scale symmetry is an exact global symmetry of the effective action. It is, however, broken spontaneously by a non-zero value of a scalar field
, which is related to
by a simple field transformation (see below). On the one side this spontaneous symmetry breaking is responsible for the observed non-zero particle masses which are proportional to
. At the same time, the spontaneous breaking of the global scale symmetry induces a Goldstone boson—the dilaton—which is precisely massless at the fixed point. For large finite
in the vicinity of the fixed point quantum scale symmetry is only approximate, leading to an almost massless pseudo-Goldstone boson. The cosmon is the pseudo-Goldstone boson of the spontaneously broken approximate scale symmetry, which explains its tiny mass. The shape of the potential and the cosmon mass are directly related, since the latter involves the second derivative
.
Finally, for dynamical dark energy the scalar field
changes its value even in the present epoch. Since we do not invoke any non-linear screening mechanism, this requires that the coupling of
to the atoms of ordinary matter must be sufficiently small. Otherwise one could observe a time-variation of fundamental “constants” or an apparent violation of the equivalence principle [
26,
27,
28,
29,
30,
31,
32,
33,
34]. In the presence of quantum fluctuations the smallness of the cosmon-atom coupling may again appear as a problem of fine tuning. We will see that exact quantum scale symmetry results in vanishing cosmon-atom couplings. This gives a natural explanation for small couplings [
25] if the present value of
is in the vicinity of a fixed point with the associated quantum scale symmetry.
5. Variable Gravity
In a quantum field theory for the metric and a scalar field the scalar potential is not the only relevant function of the scalar field. In addition, the coefficient of the curvature scalar
R in the quantum effective action, which is related to an effective Planck mass, will depend on the value of a scalar field. One expects non-zero non-minimal couplings
, where
may be the Higgs field or, in our case, a singlet field related to
. We will therefore discuss the effective action for variable gravity [
35],
with three
-dependent functions
F,
K and
U this is the most general form for a derivative expansion in second order in the derivatives for the coupled system of the metric field
and a scalar field
. We require here diffeomorphism symmetry. In our notation
provides a factor
i in
.
Variable gravity is a rather modest version of modified gravity for which the effective squared Planck mass
F depends on
[
6]. It belongs to the general class of scalar-tensor theories. The Bra ns–Dicke theory [
36] would be obtained for
,
and
if the particle masses are constant. In contrast, for our setting it is important that also the masses
in the particle physics sector (not explicitly specified in Equation (
1)) depend on
[
6,
26]. We will find for large
a behavior
,
, such that the ratio particle-mass/effective Planck mass
is independent of
. In this region all particle mass ratios as well as the dimensionless couplings of the standard model are independent of
. This behavior will be dictated by quantum scale symmetry. From the point of view of phenomenology the
-dependence of the particle masses constitutes a crucial difference to Bra ns–Dicke theory or extensions with a cosmological constant [
37,
38,
39] which do not allow a realistic matter dominated epoch for constant
. Only the behavior
allows the cosmology of variable gravity to be compatible with observation.
By a Weyl scaling [
40]
, together with a rescaling of the scalar field
, the effective action takes the form
The constant Planck mass
M has been introduced here by the variable transformation rather than being a fundamental parameter. Covariant derivatives, the curvature scalar
and
are now formed from the metric
in the Einstein frame. The relation between the two frames is given by
The exact field equations derived by variation of the quantum effective action are strictly equivalent [
26,
41,
42,
43,
44,
45,
46,
47,
48,
49,
50] for Equations (
1) and (
2)—the two frames are related by a simple variable transformation in differential equations. This equivalence is called “field relativity” [
51]. We observe that the same transformations have to be performed in the particle physics sector, accompanied by suitable field transformations for the fields for fermions or other scalars in order to maintain a canonical form of their kinetic terms. Typical particle masses scale
such that the ratios remain unaffected,
.
The phenomenology of cosmology is most easily discussed in the Einstein frame for which the Planck mass and particle masses are constant. On the other hand, the “quantum frame” (
1) of variable gravity is more appropriate for understanding the role of quantum fluctuations, the renormalization flow of coupling, the fixed points and the associated quantum scale symmetry. The non-linear field transformation to the Einstein frame obscures many simple properties. This makes it rather difficult to understand the naturalness of dynamical dark energy and inflation in the Einstein frame. The discussion of this note will be centered on the quantum frame and the quantum effective action (
1) for variable gravity.
6. Crossover Cosmology
We first assume a simple form of the effective action which will be motivated by quantum gravity subsequently. For our rough ansatz the coefficients of the curvature scalar
F can be approximated by
as depicted in
Figure 2.
For
the
-dependence becomes negligible, while for large
the non-minimal scalar-gravity coupling
becomes dominant. A crossover between the two limits occurs for
. We consider a constant potential
In Equations (
4) and (
5) we have factored out the (arbitrary) renormalization scale
k such that the constants
,
,
as well as
are all dimensionless.
The potential in the Einstein frame takes for this simple crossover scenario an exponential form for large
It vanishes for
,
. The potential shown in
Figure 1 is actually the Weyl-scaled form of the simple crossover situation (
4) and (
5) shown in
Figure 2. (The upper curve is for
,
,
as for a typical grand unified model with SO(10)-symmetry, the lower one for
). The crossover between the flat tails for
corresponds to the crossover in
F. It seems much simpler to explain the crossover (
4) and (
5) than the particular form in the Einstein frame. In particular, we note that in the quantum frame the cosmological constant
does not vanish. There is no need of exact cancellation of vacuum fluctuations—for
of the order one
U has its natural value if
k is the only mass scale of the model.
We observe that the scale
k is no longer present in the Einstein frame [
52]. The value of this renormalization scale is arbitrary. The present dark energy density
is tiny for a large value of
without any small dimensionless parameter of the model. This simple observation has been the basis of the first proposal of dynamical dark energy or quintessence [
6]. (For subsequent, more observation oriented work see refs. [
7,
8,
28,
53,
54,
55,
56,
57,
58,
59]).
For the region
the potential takes a simple exponential form
. If the epoch of inflation relevant for the observable fluctuation spectrum occurs in this region of a “standard exponential potential”, the slow roll parameters
and
can be directly extracted from the “kinetial” or “wave function renormalization”
, according to [
16,
17]
Assuming that for this region of
the coupling
varies only slowly one finds the approximate form
Small values of the slow roll parameters require large values of
[
16], see also refs. [
60,
61]. For this scenario an end of inflation requires a
-dependence of
, which may be realized by a suitable form of
. Inflation ends once
Z drops below one [
16,
17].
We will see below that
corresponds to an ultraviolet (UV)-fixed point. Quantum scale symmetry at this fixed point is realized for
[
62], with
the scalar anomalous dimension. For the infrared (IR)-fixed point for
quantum scale symmetry requires constant
. A particularly interesting possible IR-fixed point is the conformal fixed point with
. In order to be consistent with both fixed points we make a first simple crossover ansatz,
resulting in
For large the function measures the distance form the conformal fixed point and may be slowly varying, reaching zero for . For large the crossover in K occurs for .
Due to the possibility of a common multiplicative rescaling of
and
k only the combinations
,
,
matter. In the approximation of constant
our ansatz involves therefore the dimensionless parameters
,
,
,
and
. A shift in
multiplies
,
and
v by a common factor, that we may use to set
in Equation (
6) and to replace
,
. With this normalization of
our ansatz has four free dimensionless parameters
,
,
and
.
In the limit of the exponentially decaying potential the inflationary epoch lasts as long as
or
. If we assume simultaneously
in order to have
in the exponential tail of the potential (
6), we have to require
. In this case the crossover triggering the end of inflation is the one in
. We observe that at the end of inflation one has
This can be a very small quantity for large enough
, reflecting in Equation (
6) the exponential suppression factor for
. A large value of
can explain, and is needed for, the observed small amplitude of the primordial fluctuations [
17,
18]. An alternative scenario would use the crossover in
, as reflected in the corresponding crossover of the potential
, in order to trigger the end of inflation. Compatibility with a small amplitude of the primordial fluctuations would require in this case a very small value
. We will argue below that quantum gravity does not seem to allow a tiny
, and focus therefore on the crossover in
K for ending inflation.
The properties of the spectrum of primordial density fluctuations are directly related to the slow roll parameters. The spectral index
n of scalar fluctuations and the tensor to scalar ratio
r are therefore determined by
, with
given by the value of the scalar field at a time corresponding to
N e-foldings before the end of inflation, at which the observable fluctuations are frozen,
The number of
e-foldings before the end of inflations obeys, with
the value of
at the end of inflation,
Neglecting the term
in Equation (
10) (see below) one finds the relation between
N and
or
,
implying
The bound
[
63] implies
, while
[
64] requires
near four. For a typical range
one observes a clash between the two requirements and concludes that the simple ansatz (
10) is not compatible with observation.
It is possible to devise other crossover-shapes of the kinetial
or
that are compatible with present observation. Examples for very similar models can be found in refs. [
17,
18,
23]. A discussion of the various possibilities for realistic inflation is not the point of this paper. We only indicate here that small
r requires a large value of
, where
indicates the value of
relevant for the horizon crossing or freezing of the observable fluctuations,
On the other hand, the relation
indicates that
Z decreases at least by a factor two for a change in
of the rough order
. A realistic fluctuation spectrum seems to require a rather rapid crossover for
. We could formally account for this by including in Equation (
10) a suitable dependence of
and
on
. For a qualitative discussion we may continue with the approximation of constant
and
.
For the large values of
relevant for the post-inflationary cosmology one has
. The field
has a standard normalization of its kinetic term, with approximate potential
This is a standard potential for many models of quintessence [
6]. Cosmological scaling solutions obtain for large enough
. In this case the term
in
Z plays only a small role during the inflationary epoch. Essentially, the parameters
,
and
determine the dynamics of inflation, while
governs the behavior of dynamical dark energy. We will discuss the properties of dynamical dark energy in the points (8)–(10).
7. Scaling Solution in (Dilaton) Quantum Gravity
We come now to a central point of this note, namely that scaling solutions in quantum gravity predict the qualitative form (
4) and (
5) for the
-dependence of
F and
U. In contrast, the crossover behavior of
K in Equation (
9) is not yet established. More precisely,
can be a slowly varying function of
with a constant positive value
for
, while a slowly varying
is found to take constant values
and
for
and
, interpolating smoothly between them.
If quantum gravity is a renormalizable quantum field theory, the functional flow equations [
65,
66,
67] have to admit a scaling solution [
25,
52,
68,
69,
70,
71] for which the dimensionless combinations
,
and
K become fixed functions of the dimensionless ratio
. This scaling solution permits to follow the flow to arbitrarily large
k, corresponding to arbitrarily short length scales. At the ultraviolet fixed point for
nothing changes anymore, permitting to extrapolate the model to arbitrarily high momenta or short distances and to render thereby quantum gravity complete. This is a typical scenario of asymptotic safety [
67,
72,
73,
74,
75,
76,
77,
78,
79], while asymptotic freedom [
80,
81,
82] may also be possible [
83] in the presence of higher order curvature terms. (We omit a discussion of the higher order curvature terms in this note because they play only a negligible role for the crossover cosmologies in the range relevant for observations).
For the scaling solutions the dimensionless functions depend only on the dimensionless ratio . This is the basic reason why the renormalization flow with k is mapped directly to the -dependence of the relevant couplings in the effective action, which translates in turn to cosmology by the dynamics of the evolution of . The ultraviolet limit at fixed can also be realized at fixed k by , while the infrared limit at fixed corresponds to at fixed k. The crossover behavior of the functions F and K interpolates between the UV-fixed point properties for and the IR-fixed point properties for .
For general renormalizable theories, including asymptotically safe of free quantum gravity, the renormalization flow departs from the ultraviolet fixed point and associated scaling solution as
k is lowered. This happens due to the presence of “relevant parameters” of the flow. These relevant parameters turn into the free couplings of a model. A more radical perspective assumes “fundamental scale invariance” [
84], for which the scaling solution holds for all
k. This corresponds to some type of finite theory. A theory with fundamental scale invariance is very predictive since there are no more the free couplings associated to the relevant parameters. From a qualitative point of view the more general renormalization flow with relevant parameters is very similar to fundamental scale invariance if the scale
of departure from a scaling solution is much smaller than the masses of all massive particles. This is realized for
, except perhaps for neutrinos. We will focus here on the more predictive scheme of fundamental scale invariance.
For fundamental scale invariance the form of the functions , and , with , are entirely determined by the scaling solution. The “parameters” , , , and of our crossover ansatz become predictable. Scaling solutions are very restricted since they have to solve a complex system of non-linear differential equations for the whole range of . Finding them, establishing the crossover behavior and determining the effective parameters is a highly non-trivial computation. If successful, this will relate inflation and quintessence by the properties of fluctuations in quantum gravity.
The first steps in this direction are rather encouraging [
25,
52,
68,
69]. All candidate scaling solutions show the qualitative behavior (
4) and (
5). In particular, the scaling solution for the constants
and
is understood rather easily. The flow equations for these couplings correspond to the ones for a type of cosmological constant, which may differ for the two limits. For the gauge invariant setting of the flow equations [
85] one finds for both limits [
69,
86]
Here , and are the numbers of effectively massless scalars, vector bosons and Weyl fermions, respectively. The parts independent of are the contribution of the metric fluctuations, with . One has for the limit and for the limit .
The scaling solution corresponds to fixed points of the flow equation
for which the r.h.s. vanishes. The fixed points are given by
The limit
corresponds to a renormalization scale
k much smaller than the effective Planck mass
. In this limit one deals with an effective low energy limit, as given by the standard model of particles plus an (almost) massless scalar field. For
only the photon (
) and the cosmon (
) contribute besides the metric, resulting in
For
quantum scale symmetry is not spontaneously broken and all particles are massless. A computation of
needs knowledge about the particles that play a role for momenta above the Planck mass. These may be the particles of the standard model, some grand unified model or even further extensions. One expects that
differs from
, while being of a similar order of magnitude. The flow of
for intermediate
is more complex, but it is not surprising that computations in models with a simplified particle content find a smooth interpolation between the two limits [
68,
69].
The flow equations for
are more involved, even though the gauge invariant flow equation yields a comparatively simple structure [
87] due to the decoupling between physical and gauge modes [
88]. The limit
is comparatively simple, since this covers an effective infrared theory for the metric, photons and the scalar
. One obtains indeed a scaling solution with
[
25,
52,
68,
87]. This is not surprising since
corresponds to the dominant renormalizable coupling for
. In contrast to
the value of
cannot be extracted from the asymptotic behavior alone—in this limit scaling solutions exist for arbitrary values of
. Restrictions on
from the existence of scaling solutions arise since not all values allow for a continuation of the solution from the asymptotic region
to
. This issue needs an understanding of the flow beyond the asymptotic region.
For
one can neglect
in the leading behavior for
. A computation similar to the one for
yields a fixed point [
87] at
Taken together with the asymptotic behavior for large
this establishes the qualitative crossover character of Equation (
4). This qualitative behavior has indeed been found for all candidate scaling solutions in dilaton quantum gravity [
52,
68]. We consider the qualitative behavior (
4) and (
5) as a rather robust property of quantum gravity.
The characteristic size of
and
according to the scaling solution has an important consequence for inflationary cosmology. For the potential
shown in
Figure 1 an epoch of “early inflation” occurs for values of
in the region of the flat tail of the potential for
. During this early inflation the tensor to scalar ratio
r is predicted to be very small. The amplitude of the tensor fluctuations is given by the potential
, which approaches for
the value
. Stable gravity requires
, and inflation needs
, such that
is positive. Despite the uncertainty for
, which refers to the particle content in the ultraviolet, the size of
cannot be orders of magnitude smaller than
. On the other hand, values of
exceeding one do not seem to be plausible. (For the models shown in
Figure 1 one has
of the order one). Any value
at the time of horizon crossing of the tensor fluctuations is much too large to be compatible with the observed bounds on their amplitude. The scaling solution requires that the primordial fluctuations should be frozen at a later time when
has already reached the exponential tail of
for large
. As discussed before, this needs large
and a crossover in the kinetial in order to end inflation.
Much less is known about the scaling solution for . The behavior for , which is suggested by quantum scale symmetry, has not yet been investigated by explicit solutions of flow equations. For one needs a setup which makes the fixed point at manifest. This fixed point is expected due to the enhanced conformal symmetry.
8. Quantum Scale Symmetry
In the UV-limit
and IR-limit
one expects fixed points for a theory with fundamental scale invariance [
84]. At these fixed points quantum scale symmetry becomes exact [
25]. The existence of a UV-fixed point is required for a renormalizable theory of quantum gravity. Our crossover ansatz for
U,
F and
K has to reflect this fixed point structure. At a fixed point the quantum effective action does not exhibit any mass scale. This includes the renormalization scale
k. Thus
has to become independent of
k for
and
. The resulting global symmetry is quantum scale symmetry.
The absence of any mass scale has to hold for a suitable choice of fields. This choice may differ for the UV- and IR-fixed points. For the IR-fixed point we use for the effective action (
1) the metric field
and the scalar
. The potential
vanishes for
, and
becomes independent of
k if
reaches a constant value
. In addition, the kinetic term does not involve
k if
reaches a constant. Our ansatz shows directly the invariance of
under the global scale transformation
,
.
Quantum scale symmetry would be compatible with a potential
with constant
. Such a term would lead to a cosmological constant
in the Einstein frame [
6]. We find, however, that this term is not compatible with the scaling solution for quantum gravity. The absence of the term
constitutes an important example how the requirement of a scaling solution of the system of non-linear differential flow equations restricts the possible couplings of a model. The scaling solution predicts a fixed point value
. This prediction coincides with the general quantum gravity bound [
89] for the increase of
for
. For
the potential is allowed to increase at most
. Combined with the requirement of quantum scale symmetry this allows only
, as realized for
.
The bound for the maximal increase of
U would still allow for a leading behavior
—a model that has often been studied in the past [
17,
18,
35]. Scaling solutions of quantum gravity do not seem to exist for an asymptotic behavior
. We have therefore not included this term in our ansatz. For late cosmology the behavior
or
both lead to a very similar phenomenology [
17]. In both cases the potential in the Einstein frame (
3) vanishes for
, either
or
.
The overall conclusion is rather striking. Quantum gravity solves the cosmological constant problem dynamically if cosmology is of a “runaway type” where increases to infinity in the infinite future. This is the case for our setting. Fundamental scale invariance provides for an even stronger statement. The scaling solution of quantum gravity requires that the potential becomes flat for .
In a situation with several scalar fields, for example including the Higgs doublet, these statements apply to the relative minimum of the effective potential with respect to the additional scalar fields. In the multifield space the potential
U has a flat valley for
. Furthermore, the quantum gravity bound for the maximal increase of the potential for large values of scalar fields suggests that
U also becomes flat for asymptotically large values of the Higgs scalar. (This flattening of the effective potential is somewhat analogous to the approach of the effective potential to convexity for spontaneous symmetry breaking [
90]).
The realization of quantum scale symmetry at the UV-fixed point differs from the IR-fixed point. For our ansatz the limit
contains the scale
k in the effective action (
1) since
,
. The action is not invariant under the same transformation of fields as for the IR-fixed point. We may, however use a new “scaling frame” [
17,
91] with metric
Performing the corresponding Weyl scaling the effective action (
1) with
,
becomes
This action becomes independent of
k if
w and
u are constant and
K is proportional to
. This is precisely the case for our crossover ansatz (
10) for
if
. The global scale transformation
,
transforms now
, while
remains invariant.
The invariance under a scaling of
with fixed
is also visible in the limit
of our ansatz in terms of
This UV-limit is very simple. It is Einstein-gravity with a different value of the Planck mass , a cosmological constant and a free massless scalar field with a canonical kinetic term. The obvious solution of the field equations for variable gravity in the limit or is de-Sitter space, with constant Hubble parameter . This solution is unstable towards increasing small non-zero values of . The inflationary epoch is directly linked to this unstable de-Sitter solution.
Quantum scale symmetry at the UV-fixed point gives a strong argument in favor of a divergence of
K in the limit
. The degree of the divergence may be questioned, however. For
K increasing with a different power
, we can define a renormalized scalar
according to
. Employing a Weyl scaling which replaces
in Equation (
24) leads to a scale invariant effective action similar to Equation (
25), with
replaced by
. Now the fields
,
undergo the canonical transformations, translating again to constant
. For
the transformation of
becomes, however, a non-linear transformation. This could suggest that
may be singled out for the scaling solution. For a clarification of this issue the gravity induced scalar anomalous dimension should be computed for the limit
. These arguments concern the asymptotic behavior for
, while an effective
-dependence of
for non-zero
remains possible.
9. Cosmological Scaling Solution
After the end of inflation the Universe enters a “kination” epoch for which the kinetic energy of the scalar field dominates. Realistic cosmology requires entropy production by heating the universe, producing the particles whose energy density dominates in the radiation dominated epoch. During this epoch the energy density of the scalar field may either be negligible, with dynamical dark energy playing a role only later. As an attractive alternative the evolution of the universe enters a cosmic scaling solution [
6,
56,
58] which is a “cosmic attractor” if the parameter
in the kinetial
is sufficiently large. We discuss this cosmic scaling solution in the Einstein frame with a canonical kinetic term for the scalar field
and exponential potential (
18).
In the limit of constant
the cosmic scaling solution [
6,
28] is characterized by a constant fraction of “early dark energy” (EDE) [
92,
93],
where
for the radiation (matter) dominated epoch. If the IR-fixed point is the conformal fixed point, the function
has finally to diverge for
. Nevertheless, the dependence on
may be smooth enough such that Equation (
27) remains a good approximation. Typically, the recent cosmology is already sufficiently close to the fixed point such that
is large for the recent cosmological epochs. This explains why the EDE-fraction is small. Observation require
to be typically below the percent level [
94].
For the (approximate) cosmic scaling solution the homogeneous energy density
of the scalar field decreases at the same rate as the dominant radiation or matter density,
. Similarly, the time evolution of the potential obeys
with equation of state parameter
for
,
for
. The large present value of
provides for a natural explanation why the present dynamical dark energy density is tiny in Planck units. This is due to the huge age of the universe
, and not to some small intrinsic parameter of the model.
We can employ the frame-invariant quantity (
28) in order to relate different metric frames. For this purpose we also may use the frame invariant Hubble parameter [
46,
95]
with
conformal time,
, and
a the cosmic scale factor. In the Einstein frame one has
, while the quantum frame used in Equation (
1) implies for large
and constant
the relation
. For the quantum frame one finds [
17,
35] for the radiation dominated epoch a static universe,
. In this case the dynamics leading to
is entirely due to the increase of the scalar field. For the matter dominated epoch both the scalar field and the scale factor increase, the latter with a rate different from the Einstein frame,
.
10. Cosmon Coupling to Matter
Quantum scale symmetry at the IR-fixed point provides for a natural explanation why the coupling of the cosmon to atoms is very weak. No non-linear screening mechanism is necessary in our setting. The strong observational bounds on the time variation of fundamental constants or an apparent violation of the equivalence principle are obeyed naturally.
Let us denote by
the dimensionless couplings of the standard model of particle physics. We include in this set the frame-invariant dimensionless mass ratios
and
, with
the expectation value of the Higgs doublet (Fermi scale) and
the confinement scale of QCD. In the quantum scale invariant standard model [
6,
96,
97,
98,
99] all
are independent of the renormalization scale
k and therefore of
. For late cosmology the quantum frame is a scaling frame with
. In this frame one has
and
, such that all particle masses are proportional to
. The effective Planck mass
increases during the cosmological evolution, and so do all particle masses. Mass ratios and dimensionless gauge couplings or Yukawa couplings remain constant, however, in agreement with the observational bounds. Translating to the Einstein frame with
the constant dimensionless couplings imply now that all particle masses are proportional to
M. For exact quantum scale symmetry there is no coupling of the cosmon
to atoms in the Einstein frame. This implies [
25] the absence of a “fifth force” due to cosmon exchange, and the absence of a time variation of fundamental couplings despite the time evolution of
. This situation is consistent with the role of
as a Goldstone boson that can have at most derivative couplings.
The IR- fixed point is reached only asymptotically in the infinite future. For a general scaling solution the couplings depend on the dimensionless ratio . In the Einstein frame this translates to a -dependence of the couplings which is, in principle, detectable by an apparent violation of the equivalence principle due to a cosmon mediated fifth force, or by time varying fundamental couplings due to the cosmic evolution of . We will see that for the atoms of baryonic matter this is a very small effect. The overall picture is simple. If at the fixed point for the dependence of on vanishes, any variation will be small for large finite . For present cosmology is huge.
The general renormalization flow for gauge—or Yukawa couplings depending on
and
k takes the form
For
the metric fluctuations have decoupled and do no longer contribute to
. The flow generators
become the standard functional renormalization
-functions for a model of particle physics without gravity, as obtained by the variation with an infrared cutoff
k at fixed
. For small couplings they coincide with the usual
-functions, as determined in perturbation theory. Furthermore, the scaling solution is given by a vanishing of the l.h.s. of Equation (
30). The couplings depend only on
according to
Only the particles with mass
contribute to the functional renormalization flow. All heavier particles decouple effectively and do no longer contribute to
. For
k larger than the mass
of the electron one finds the perturbative running of the fine structure constant. There is therefore a range of
for which we expect indeed
-dependent couplings and the corresponding time variation. This range is given by
, with a “decoupling value”
determined by
The running of the fine structure constant stops, however, for
since no more charged particles have mass smaller than
k. For the cosmic scaling solution (
28) this corresponds to the epoch when the (critical) energy density
in the Einstein frame was larger than
,
We conclude that for temperatures larger than a “decoupling temperature”
, which is roughly in the MeV-range and depends on
and
, the
-dependence of couplings may indeed lead to a small time-variation of the fine structure constant and other fundamental couplings. This could play a role for the abundance of primordial elements produced during nucleosynthesis [
100,
101,
102].
For the subsequent evolution of the Universe () the -dependence of couplings plays no longer a role. Indeed, for the -dependence of gauge or Yukawa couplings stops rapidly due to the decoupling of the charged particles. In a minimal setting only the neutrinos, photons and cosmon fluctuations matter in this range. They do not contribute to the corresponding -functions. This generalizes to the flow of the ratios or in the scaling frame. They become independent of for . In consequence, in the Einstein frame the confinement scale and Fermi scale are independent of . In summary, for the range of relevant for the present cosmological epoch all renormalizable couplings of the standard model become independent of . Thus does not couple to atoms. One expects for the present epoch neither a time variation of the renormalizable couplings, nor a fifth force.
The situation may differ, however, for dark matter if its constituent is a standard model singlet as, for example, a very light scalar field. The renormalization flow in this dark matter sector may induce a non-vanishing dark matter-cosmon coupling for more recent cosmology [
28,
59]. Neutrino masses arise from non-renormalizable couplings in the standard model. They involve the inverse of mass scales from beyond standard model physics. Without understanding the beyond standard model particle physics a
-dependence of neutrino masses or dark matter properties remains an open issue. We will turn to this next.
11. Growing Neutrino Quintessence
Any realistic dynamical dark energy based on a cosmic scaling solution requires an exit from this solution. Similar to the end of inflation this should be related to some crossover in the coupling functions. The exit from the scaling solution has to occur in a rather recent cosmological epoch for values of close to the present value . As we have seen before there is no longer any -dependence of the renormalizable couplings of the standard model in this range of very large . Thus a possible crossover has to be associated to the flow of couplings in the beyond standard model sector. Possible “portals” are neutrino masses or the dark matter sector. If a cosmic scaling solution plays a role for the radiation and matter dominated epoch the overall picture involves two crossovers in the flow of couplings. The first occurs for small and is associated to the end of inflation. The second occurs for large in the beyond standard model sector, and is associated to the exit from the cosmic scaling solution and the onset of dark energy domination.
An alternative with possibly only a single crossover are “thawing quintessence” cosmologies [
6,
103,
104] for which the post-inflationary dynamics drives
to such large values that the potential and kinetic energy density of the cosmon field become negligible during the radiation and matter dominated epochs. The cosmic scaling solution is never reached in this case. Only in the present cosmological epoch the cosmon potential gives a dominant contribution to the energy density of the Universe. This thawing scenario requires for the present range of values of the canonical cosmon field
a very flat potential. Equivalently,
should be large again for present values of
[
103,
105]. We see at present no convincing argument why the scaling solution for
should lead to large values of
K both for
and
, and small values or even negative values in some intermediate region. If the flow in quantum gravity can exclude such a behavior of
, the second crossover seems required for a realistic dark energy cosmology.
A particular interesting candidate is a cosmon coupling to neutrinos as discussed in models of “growing neutrino quintessence” [
106,
107]. Majorana masses of neutrinos involve the inverse of a large mass scale
. The electroweak gauge symmetry allows only neutrino masses
. The small ration
explains why neutrino masses are much smaller than the masses of charged leptons and quarks which are
[
108,
109,
110,
111,
112]. The scale
is a characteristic scale of the beyond standard model sector, often related to symmetry breaking of
B-
L (baryon-lepton number) symmetry.
If
depends on
in the Einstein frame, the neutrino masses depend on
. The resulting cosmon coupling to neutrinos leads to an attractive fifth force between neutrinos in addition to gravity. If
decreases with increasing
the neutrino masses grow. This can stop effectively the increase of
as soon as neutrinos become non-relativistic, producing on exit from the cosmic scaling solution. Once the increase of
is stopped, the potential
acts very similar to a cosmological constant, with equation of state parameter for quintessence close to −1. Suitable “growing neutrino quintessence” models based on this simple mechanism seem to be compatible with observation. They lead to an interesting relation between the present dark energy density
and a suitably averaged present neutrino mass
[
106],
Here, is a dimensionless quantity characterizing the growth rate of the neutrino masses. The observed present dark energy density is obtained by , compatible with of the rough order one for in the sub--range. In other words, the exit from the scaling solution triggered by neutrinos becoming non-relativistic occurs more or less at the right moment for the observed limits on neutrino masses.
Not much is known at present about the possibility of a suitable crossover in the space of beyond standard model couplings. We will therefore not dwell further on this interesting topic in the present note and refer to refs. [
106,
107,
113,
114,
115].
In conclusion, we have explored in this note the possible impact of quantum gravity on our understanding of inflation and dark energy. A central point is the scaling solution for the functional flow equations in the presence of metric fluctuations. Its existence is required if gravity can be described by a complete and consistent quantum field theory for the metric and a scalar field. The short distance limit of this scaling solution defines an ultraviolet fixed point which permits the extrapolation of quantum gravity to arbitrarily short distances. The scaling solution has to obey a complex system of non-linear differential flow or renormalization group equations. Its existence and properties place many restrictions on the models used to describe inflation and quintessence. In particular, fundamental scale invariance is a very predictive scheme for a given content of fields or particles.
The scaling solution fixes the qualitative properties of the effective potential for the scalar field that plays the role of the inflaton in early cosmology and the cosmon for late cosmology. Its non-polynomial properties are unfamiliar in perturbation theory. The scaling solution requires an almost constant effective potential for the cosmon, or more generally along the “cosmon valley” defined by a relative minimum with respect to additional scalar fields. The scaling solution also fixes the qualitative behavior of the field dependence of the coefficient of the curvature scalar. It goes to a constant for , and increases for .
The still rather limited results on the functional flow in quantum gravity have been found to entail important consequences for quintessential inflation. The most striking feature is a crossover in the effective potential
in the Einstein frame, as shown in
Figure 1. This comes in pair with an exponential decrease of
to zero for
. The latter solves the cosmological constant problem asymptotically for runaway cosmologies for which
increases without bounds towards the infinite future.
The simple behavior of the scaling solution and the associated quantum scale symmetry solve the issues of “naturalness” and “fine tuning” for the cosmological constant, the tiny mass of the cosmon and the suppressed cosmon-atom couplings. Small quantities are related to symmetries or dynamics. A possible critical discussion of naturalness should argue why the qualitative behavior of the curves shown in
Figure 2 is problematic. The Weyl transformation to the Einstein frame obscures the simplicity by introducing an additional large mass
M in the field transformation, which is not a parameter of the quantum field theory.
The high predictivity of fundamental scale invariance puts it in danger to fail. A next important step will be an understanding of the scaling solution for the kinetial
. If a given model fails to find the increase of
to large values for
, it would not be compatible with the slow roll behavior during inflation. (Possible ways to circumvent this statement are a very small value of
u that seems not realized by scaling solutions, or Starobinski inflation [
1] based on a very large coefficient of the term quadratic in the curvature scale
). If it fails to describe the decrease of
to small values as
increases, it will not allow an end of inflation. And if
does not come close to the conformal fixed point for
, there will be too much early dark energy for a cosmic scaling solution to be compatible with observation.
An approach that can fail at many places is also interesting: it can be tested. Finding the required qualitative properties can give some confidence that the approach goes into the right direction. In this case a quantitative study for given particle physics models may predict the observable properties of inflation and dynamical dark energy. In turn, observations of the primordial fluctuation spectrum may place restrictions on the microscopic models that allow to render quantum gravity complete. It is well conceivable that the rapid crossover in the kinetial required for a realistic primordial fluctuation spectrum hints towards a crossover in a sector beyond a single cosmon coupled to gravity. This crossover could concern pregeometry [
62], or be linked to the spontaneous breaking of a grand unified symmetry.
The overall picture of cosmology resulting from the scaling solution of quantum gravity is strikingly simple. The infinite past is “great emptiness” [
116], a state with unbroken exact scale symmetry and vanishing expectation values of the metric and scalar fields. The inhomogeneous fluctuations dominate. This state is unstable with respect to a slow increase of the expectation value of the metric
and scalar field
. Once the expectation values dominate, the Universe becomes homogeneous, as described by inflationary cosmology. In the infinite future quantum scale symmetry becomes again exact due to an infrared fixed point. This symmetry is broken spontaneously by a nonzero value of
, rendering most particles massive while producing a massless Goldstone boson. The renormalization flow between the UV- and IR-fixed points is characterized by two crossovers, which translate to crossovers in the dependence of coupling functions on
. The first crossover ends inflation. The second crossover triggers the transition to the present dark energy dominated Universe.