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Review

On Formulae for Wave Transmission at Submerged and Low-Crested Breakwaters

by
Alberica Brancasi
1,*,
Elisa Leone
1,
Antonio Francone
1,
Giulio Scaravaglione
2 and
Giuseppe Roberto Tomasicchio
1
1
Department of Engineering for Innovation, University of Salento, EUMER Campus Ecotekne, Via Monteroni, 73100 Lecce, Italy
2
Department of Civil, Environmental, Territory, Building and Chemical Engineering (DICATECh), Polytechnic University of Bari, Via Edoardo Orabona, 4, 70126 Bari, Italy
*
Author to whom correspondence should be addressed.
J. Mar. Sci. Eng. 2022, 10(12), 1986; https://doi.org/10.3390/jmse10121986
Submission received: 15 November 2022 / Revised: 4 December 2022 / Accepted: 8 December 2022 / Published: 13 December 2022
(This article belongs to the Special Issue Breakwater Behaviour II)

Abstract

:
Submerged and low-crested breakwaters are nearshore barriers with an underwater or slightly emergent crest, designed to reduce the energy of wave attacks and, consequently, to protect the coast from erosion and flooding. Their performance in reducing the wave energy can be evaluated by the value of the wave transmission coefficient, which thus requires accurate prediction. In the last few decades, several experimental investigations allowed the development of several formulae to predict this coefficient that agreed well within the given range of validity. In the present study, a comprehensive review of the existing formulae has been reported and the influence of input design variables has been highlighted. Moreover, an extensive set of experimental data has been collected and critically examined and re-analyzed to obtain a homogenous up-to-date database. Special attention has been addressed to the assessment of the reliability of each existing formula for and to evaluate its performance beyond the validity limits for which it was developed.

1. Introduction

Submerged and low-crested breakwaters are nearshore barriers with an underwater or slightly emergent crest, designed to reduce energy of wave attacks and, consequently, to protect the coast from erosion and flooding. Over time, submerged and low-crested breakwaters have become more popular compared to the conventional high-crested structures due to their own advantages such as an enhanced water circulation, reduced visual impact and an increased biodiversity [1]. When the incident waves reach the structure, a process of energy transformation occurs. One part of this energy is dissipated by wave breaking and by friction with the structure, while another part is transmitted above the crest and through its interior in the case of permeable submerged breakwaters and the remaining energy is reflected seaward. To design efficient submerged and low-crested breakwaters as coastal protection, an assessment of these hydraulic performances is necessary.
In the last few decades, experimental observations have been conducted at both a small and large scale, many of which led to the development of predictive formulae for the wave transmission coefficient at the rear side of the structure. A variety of submerged and low-crested breakwaters have been tested, such as rubble-mound structures with natural and concrete units (permeable and impermeable) as well as smooth structures (impermeable). All these structures with their own characteristics have been tested at different test facilities and under different wave conditions, behaving differently for wave transmission. Within the EU-projects CLASH [2] and DELOS [3], an extensive database was generated for submerged and low-crested structures and new empirical formulae were obtained focusing on wave transmission and wave reflection phenomena. Later, artificial neural networks (ANNs) [4] were adopted to predict the hydraulic performance in terms of wave transmission for a wide range of wave conditions and for a variety of structure geometries. Research for these types of breakwaters is still very active [5,6].
In the present study, an attempt is made to give a comprehensive state-of-the-art review of the research in the field of submerged and low crested structures. The objectives of this paper are as it follows:
  • Define the most important hydraulic and structural parameters involved in wave transmission phenomenon.
  • Describe the existing formulae and give insight to them by means of an in-depth description of all the involved parameters.
  • Produce an up-to-date experimental wave transmission database, with the largest amount of data to date (4144).
  • Develop a user-friendly MATLAB script for calculating wave transmission coefficient implementing the existing formulae that consider all the validity limits for which the formulae were derived.
  • Use the up-to-date experimental database to assess the validity of the existing formulae for wave transmission prediction.

2. Materials and Methods

2.1. Governing Parameters

The principal wave characteristics and structural parameters involved in the transmission phenomenon are listed in Table 1 and reported in Figure 1, which shows a definition sketch of a typical breakwater. Other parameters which influence the hydraulic performance are the roughness of the armor layer, the permeability of the mound, the slope roughness, the type of armor units (natural or artificial stones) and the angle of wave attack [7]. The wave transmission coefficient, Kt, is equal to the ratio of transmitted and incident wave height Kt = Ht/Hi.

2.2. Existing Transmission Formulae

Based on a number of different datasets, several authors have proposed a series of wave transmission formulae. In the present section, the existing formulae with the relative description are reported. Subsequently, some of these formulae with their validity range have been implemented in a MATLAB script and applied to the largest database to date. In the following, the considered formulae are reported.
In 1990, Van der Meer [8] developed a simplified method prediction for emerged and submerged rubble-mound breakwaters which relates linearly the relative crest freeboard (Rc/Hi) to the wave transmission coefficient Kt, without taking into account the influence of crest width. The formula is in the first edition of The Rock Manual [9].
K t = 0.80 f o r 2.00 < R c H i < 1.13
K t = 0.46 0.3 R c H i   f o r 1.13 < R c H i < 1.2
K t = 0.1 f o r   1.2 < R c H i < 2
In 1987, Ahrens [10] improved the prediction method [8] including the analysis of laboratory test results for a reef-type emerged breakwater characterized by small waves (low values of Hi/Dn50) and relatively large freeboards (Rc/Hi > 1).
K t = 1 1.0 + X 0.592 with   X = H s , i L p   A t D n 50 2 f o r   1.2 < R c H i < 2
where Lp is the local wavelength related to Tp and At is the total cross-sectional area of the structure.
In 1994, Van der Meer and Daemen [11] proposed a different relative crest freeboard which considers the permeability of the armor layer by relating the freeboard to the nominal diameter of the armor stones (Rc/Dn50). The formula has been developed assuming the linear dependency of Kt on the relative crest freeboard with the parameters a and b, where the latter is the intercept that represents the transmission coefficient for structure with no crest freeboard (Rc = 0). The formula considers the crest width and is valid for emerged and submerged rubble-mound breakwaters and for 1 < H i / D n 50 < 6 and 0.01 < s o p < 0.05 .
K t = a   R c D n 50 + b f o r   0.075 K t 0.75
where:
a = 0.031   H i D n 50 0.024
b = 5.42   s o p + 0.0323   H i D n 50 0.0017   B c D n 50 1.84 + 0.51
In 1996, D’Angremond et al. [12] performed the analysis for low-crested rubble-mound structures by neglecting data with high steepness (i.e., sop > 0.06), breaking waves (i.e., Hi/h > 0.54), and structures highly submerged (i.e., Rc/Hi < −2.5), and highly emerged (Rc/Hi > 2.5). The formula reads:
K t = 0.4   R c H i + C   B c H i 0.31 1 e x p ( 0.5   ξ o p )
where C is a coefficient equal to 0.80 for impermeable structures, and equal to 0.64 for permeable ones. The formula is valid for 0.075 K t 0.80 .
In 1998, Seabrook and Hall [13] proposed a formula for submerged rubble-mound breakwaters only, calibrated for a wide range of relative crest width values:
K t = 1 e x p 0.65 R c H i 1.09 H i B c + 0.047 B c   R c L   D n 50 0.067 R c H i   B c   D n 50  
The formula is valid within the following validity ranges:
5 B c / H i 74.47 ,   0 < B c   R c L   D n 50 < 7.08   and   0 < H i   R c B c   D n 50 < 2.14
In 2002, Calabrese et al. [14] proposed a formula for low-crested and submerged rubble-mound breakwaters in the presence of broken waves, based on large-scale tests by resembling the formula of Van der Meer and Daemen [11] and replacing Dn50 with Bc.
K t = a   R c B c   + b  
where:
a = 0.6957   H i h s 0.7012   e x p   0.2568   B c H i
b = [ 1 0.562 e x p   0.0507 ξ o p ] 0.0854   B c H i
The validity ranges are: 0.4   R c B c 0.3 , 1   B c H i 8.13 , 0.31   H i h s 0.61 and 3   ξ o p   5.2 .
In 2003, Briganti et al. [15] re-analyzed the D’Angremond formula using the European DELOS project database [3] for rubble-mound low-crested structures because it was observed that (8) overestimates 𝐾𝑡 when 𝐵𝑐/𝐻i is larger than 10. To improve the prediction of wave transmission when 𝐵𝑐/𝐻i > 10, the authors proposed the following relationship:
K t = 0.35   R c H i + 0.51   B c H i 0.65 1 e x p ( 0.41   ξ o p )
For structures with 𝐵𝑐/𝐻i < 10, Equation (4) is still considered accurate. It is worth noting that the Formulae (8) and (13) give a discontinuity for 𝐵𝑐/𝐻i = 10.
In 2005, Van der Meer et al. [7] developed a formula for wave transmission over smooth structures using a database from the European DELOS project [3] and considered, for the first time, the influence of angle of wave attack β . The formula is based on measurements at smooth slopes, so it is not suitable for rubble mound breakwaters.
K t = 0.3   R c H i + 0.75   1 e x p ( 0.5   ξ o p ) c o s β 2 3
Its validity ranges are:
1   s o p 3 ,   0 ° β 70 ° , 1 B c H i 4   and   0.075 K t 0.80
Given the discontinuity found by Briganti et al. [15] for 𝐵𝑐/𝐻i = 10, authors suggested for practical applications to use (8) for 𝐵𝑐/𝐻i = 10 and (14) for 𝐵𝑐/𝐻i = 12, and in the range 8 < 𝐵𝑐/𝐻i < 12 to perform an interpolation between both equations. Because a larger crest width determines a lower wave transmission, the upper limit of Kt is obtained considering the influence of the non-dimensional parameter 𝐵𝑐/𝐻i instead of a constant value; it follows that the limits are: 0.05 K t 0.006 B H i + 0.93 .
In 2007, Buccino et al. [16] proposed a set of several formulae combined, which are based on a schematization of the physical processes governing wave transmission. The method is different for submerged and emerged rubble-mound structures. The present study considers the Buccino et al. [16] formulae for submerged breakwaters solely, where the submergence is defined based on two threshold factors indicating high, S1, and low, S2, submergence, respectively.
K t = 1 1.18   H i R c 0.12 + 0.33 H i R c 1.5 B c H i L o       f o r R c H i S 1
K t = min 0.74 ; 0.62 ξ o p 0.17 0.25 min ( 2.2 ;   B H i L o ) 2   f o r   R c H i S 2
E q . 16 R c H i = S 2 + E q . 15 R c H i = S 1 E q . 16 R c H i = S 2 S 1 S 2   R c H i S 2   f o r   S 1 > R c H i > S 2
Equation (15) is valid for high relative submergence, where R c / H i S 1 , while Equation (16) is for breakwaters with the crest close to the mean water level, R c / H i S 2 . In the range between these values, the wave transmission coefficient could be estimated by an interpolation of Equations (15) and (16), resulting in Equation (17). For practical application, the authors assumed S 1 = 1.2 and S 2 = 0.5 .
In 2008, Goda and Ahrens [17] developed a relationship for the wave transmission coefficient for low-crested rubble-mound structures. It distinguishes, for the first time, the contribution of transmission due to overtopping over the structure from the contribution of infiltration through the structure.
K t o v e r = max 0 ; ( 1 e x p a   R c H i R c , 0    
K t t h r u = 1 1 + C   H i L 0.5 2
K t a l l = min 1.0 ; K t o v e r 2 + K h 2   K t t h r u 2     with     K h = min 1.0 ; h c h s + H i
where:
R c , 0   = {    1.0 f o r   D e f f = 0 m a x   0.5 ; m i n   1.0 ; H i D e f f                 f o r   D e f f > 0
C = 1.135   B e f f D e f f 0.65
where Beff and Deff represent the relative crest width and the effective diameter of materials composing the low crested structure, respectively [17].
Later in 2013, [17,18] based on an extensive database for low-crested rubble-mound structures, larger than [17], Tomasicchio and D’Alessandro [18] re-calibrated Equations (18)–(20). They found that (Kt)all from Goda and Ahrens is overestimated in the range Kt < 0.4 and they further calibrated the formula for different values of Kh, C, and Rc,0 as it follows:
K h = 0.8 ; h c h s + H i
R c , 0   = {    1.0 f o r   D e f f = 0 m a x   0.6 ; m i n   0.8 ; H i D e f f                 f o r   D e f f > 0
C = 3.450   B e f f D e f f 0.65
In 2014, Zhang et al. [19] proposed two equations to determine the wave transmission coefficient for emerged porous rubble mound breakwaters and for submerged breakwater by using the shape function. The formulae are developed based on the laboratory data from [7]; Equations (22) and (23) are for emerged and submerged breakwaters, respectively
K t = β 1 1 α 1 R c H i 1 + α 1 R c H i   exp 0.18   B c H i   1 exp ( 0.5 ξ o p ] with   α 1 = 1.0   and   β 1 = 0.90
K t = β 2   1 α 2 R c H i 1 + α 2 R c H i   exp 0.18   B c H i   with   α 1 = 0.23   and   β 1 = 0.50
In 2015, Sindhu et al. [20] established a semi-empirical approach to calculate Kt for submerged reef-type breakwaters where the value of the crest freeboard Rc must be negative, and no range of validity has been mentioned.
K t = 0.02   R c B c + 0.035   h c h s   h s D n 50 + 0.45 s o p  
In 2022, Kurdistani et al. [21] developed a method for prediction of the wave transmission coefficient valid for submerged structures solely and including the pore pressure distribution inside the mound. The formula includes, for the first time, the influence of the porosity of the structure.
K t = 0.576 ln 0.428 1 + z 0.042 1 + R c H i 0.75 B e f f D n 50 0.125 L * 0.39 ω 0.413 φ 0.18 + 0.923
where z is the seaward slope, L* = L/Beff, ω = (1/2π) tanh(2π hs/L), φ = (n 0.5hs x)/(BcHi), n is the porosity of the structure and x is the horizontal coordinate inside the breakwater core [22].
Table 2 shows a list of the considered formulae, including the type of structure for which they have been calibrated and the involved dimensional parameters. It is intended that although the formulae have been calibrated for a specific type of structure, in the present study, unless expressly restricted by the validity limits, the formulae have been also applied for different structure geometries and wave conditions.

2.3. Existing Data Sets

Numerous experimental investigations have been performed for various low-crested and submerged structure configurations and materials by several investigators in the last few decades. An attempt to group and give a comprehensive description of these data is given in the present section. Among the first reported physical experiments on the wave transmission behind submerged breakwaters, Seelig [23] focused on waves with large wave steepness, Allsop [24] limited his studies to structures with a relatively high crest level, Daemrich and Kale [25] used Tetrapods as armor units, Powell and Allsop [26] carried out their tests at extremely shallow water depths and Ahrens [10] studied reef type breakwaters behavior. Investigations at Delft Hydraulics by Van der Meer [27] and Daemen [28] have been conducted for Tetrapods and Accropodes armor layers. Supplementary data sets, mostly on specific breakwater models, have been added by de Jong [29] to enlarge the database (in the following, these data sets will be indicated with the Delft Hydraulics report number M2090, H524, H2061, H1872, H2014, H1974). Taveira-Pinto [30] carried out an experimental campaign on smooth low-crested breakwaters, under random waves. Seabrook and Hall [13] conducted an extensive experimental study on rock-armored, nonemergent structures only and focused on the importance of the relative submergence, incident wave height and structure crest width as design variables. Later, within the European project DELOS, the following experimental investigations were performed: at the University of Cantabria [31], experimental tests included wide-crested breakwaters exposed to long waves; at the Polytechnic University of Catalonia [32], experiments on barriers with the crest near the still-water level have been considered. The armor layer of the breakwater models adopted for both previous tests groups was made of rock. Daemrich, Mai and Ohle [33] measured wave transmission at submerged structures with special interest beyond the upper limit of the formula of d’Angremond et al. [12]. Hirose et al. [34] proposed and tested the reef-type concrete armor units, Aquareef, designed for submerged structures. Wang et al. [35] studied the three-dimensional wave transmission at rubble and smooth structures subjected to direct long crested wave attack. Melito and Melby [36] conducted model tests to investigate the hydraulic response of structures armored with Coreloc, for submerged and emerged conditions with the relative freeboard varying in a wide range. The GWK experiments [14] have been conducted to study the behavior of rock-armored rubble mound breakwaters, with different crown widths at intermediate/shallow waters exposed to breaking/broken waves. Experimental tests have been carried out by Ruol et al. [37] to estimate the water piling up behind low-crested structures. Kimura et al. [38] investigated the behavior for wide submerged breakwater with armor blocks. The influence of the berm width of emerged and submerged structures has been investigated by Mori and Cappietti [39]. Amongst the more recent experimental investigations, Koraim et al. [40] and Lokesha et al. [41] investigated experimentally the efficiency of smooth and stepped submerged breakwaters; Teh et al. [42] tested a trapezoidal breakwater whose porosity is enabled by circular pipes. Recently, Kubowicz-Grajewska et al. [43] and Koley et al. [44] studied the wave interaction with multilayered trapezoidal porous breakwaters; Kim and Lee [45] studied the role of the superstructures on rubble mound structures in reducing the wave overtopping and improving the stability; Metallinos et al. [46] focused on permeable structures with steep slopes; Liu et al. [47] compared experimental data to a CIP-based model to accurately predict the wave deformation and the distribution of the velocity and the dynamic pressure over a submerged bar; Mahmoudof and Hajivalie [48] focused on the hydraulic response of smooth impermeable submerged breakwaters with a rectangular cross section.
The total amount of data collected and reported in the present study is extended in respect to the previous studies, leading to a total number of 4144 tests. All datasets are summarized in Table 3 in terms of wave conditions and structural parameters together with the dimensionless parameters that relate dimensional parameters and can identify the relevant physical processes. The type of the investigated breakwaters is also defined to give insight to the diversity of the tested structures. Of these tests, 67.4% of the total amount concerns permeable mound breakwaters, 28.0% concerns impermeable breakwater structures and only 4.6% of tests refer to reef-type breakwaters. It is also noteworthy that a number of the datasets, specifically 21%, consider only emerged structures, 34% of the datasets consider only submerged structures, and the majority (43%) refer to both emerged and submerged structures, thus including low-crested structures.

3. Analysis

In the present study, all formulae for calculating the transmission coefficient have been applied to the entire collected available database (4144), respecting the validity ranges for which each formula was developed.
Figure 2 shows the comparison between the observed (Kt,obs) and calculated (Kt,calc) wave transmission coefficients. Nt represents the total amount of tests that fall within the validity ranges of each formula.
The diagonal red line represents the condition of perfect agreement where Kt_obs = Kt_calc. The dotted lines represent the confidence levels of ±20% and ±50%, respectively. Table 4 and Table 5 show the amount and the percentage of the calculated data that fall in the interval of ±20% and ±50% in respect to Kt,obs. Table 6 reports the root mean square error (RMSE) for each formula and single datasets. The gradation of colors, from green to orange, is associated with the value of RMSE ranging from 0.015 (best agreement, in correspondence of green) to 0.494 (worst agreement, in correspondence of orange).
Van der Meer’s formula [8] (Figure 2a) considers Nt = 3801 and shows an overestimation of the wave transmission coefficient, since the formula does not consider the crest width, the effect of porosity and material size. It is noted that there is a noticeable concentration of data at Kt,calc = 0.8 and Kt,calc = 0.1, respectively, due to the upper and lower limits imposed by the formula. At Kt,calc = 0.46 there is also a noticeable a concentration of data which refers to the structure with no freeboard (Rc = 0).
The prediction formula of Van der Meer and Daemen [11] (Figure 2b) considers Nt = 2087, mainly since nominal diameter Dn50 is used to obtain the dimensionless parameter Rc/Dn50 in the calculation and, consequently, structures where the value of Dn50 is not known are not taken into account. (e.g., smooth structures). In addition, the transmission coefficient is underestimated for tests characterized by a high value of crest width Bc, which is not considered in the formula. Seabrook and Hall (Figure 2d) [13] counts Nt = 2129, as the formula is only valid for submerged barriers, but it is worth noting that the formula has the highest percentage of data that fall in both confidence levels of ±20% and ±50%, reaching 70% and 93%, respectively. The accuracy of the transmission coefficient prediction decreases for zero freeboard (Rc = 0); the accuracy increases for tests characterized by high submergence.
The developed prediction method of Calabrese et al. [14] (Figure 2e) considers the smallest number of data (Nt = 470) because tests with relatively high submergence, relatively large crest widths and breaking waves have been excluded by the imposed validity ranges. Despite this, the percentage of data that fall in ± 20% confidence level is the highest and the RMSE shows a good agreement for barriers that respect all the validity ranges for shallow water.
D’Angremond et al. [12] (Figure 2c) counts the number of tests equal to the full available database (Nt = 4144) and, similarly, Briganti et al. [15] (Figure 2f) consider the same number of data, since both formulae do not have a validity range and they are valid for any condition; both show a concentration of values at the lower and upper limits, but the Briganti’s limits are wider since the upper limit depends on the relative crest width. Although Briganti’s formula has been calibrated to improve D’Angremond’s prediction for tests with Bc/Hi > 10, the latter shows the lowest RMSE, equal to 0.100, and has a higher percentage of data falling within the ±20% and ±50% confidence levels compared to Briganti’s. In detail, for d’Angremond’s, 62% and 87% of data fall in ±20% and ±50% confidence levels, respectively; for Briganti’s, 50% and 86% of data fall in ±20% and ±50% confidence levels, respectively.
Buccino et al. [16] (Figure 2g) selected Nt =3452 tests, considering tests with submerged barriers solely as for the Seabrook and Hall formula, with which it shows a similar accuracy in terms of data falling within the ±20% and ±50% confidence levels, reaching, respectively, 69% and 94%, and RMSE, equal to 0.129. However, with respect to Seabrook and Hall, Buccino et al. adopted a larger set of data.
The Goda and Ahrens formula [17] (Figure 2h) shows a fairly good agreement between the calculated and observed transmission coefficient values, with a RMSE equal to 0.132, but there is a noticeable overestimation for Kt < 0.4 for tests with a small submergence. The re-calibrated formula of Tomasicchio and D’Alessandro [18] (Figure 2i) provides an improvement for those cases where Kt is less than 0.4. In the present study, both formulae consider the entire database (Nt = 4144) as they can be applied for any condition. Goda and Ahrens’s [17] includes more data that fall within the ±20% confidence level, while Tomasicchio and D’Alessandro present a larger amount of data in the ±50% confidence level; therefore, Tomasicchio and D’Alessandro’s leads to a lower RMSE, as shown in Table 6.
The method proposed by Zhang et al. [19] (Figure 2j) considers Nt = 2881, of which 27% and 63% fall within the ±20% and ±50% confidence bands, respectively. The overall trend shows a large scatter below the line of perfect agreement due to the influence of Rc/Hi and Bc/Hi: the prediction accuracy decreases as the crest width increases and the crest freeboard approaches zero.
Sindhu et al. [20] (Figure 2k) count Nt = 2629 and it is valid only for submerged barriers. Developed for reef-type structures, the formula has also been applied to rubble-mound structures. The trend of the results is far from the line of perfect agreement and, as can be seen in Table 4 and Table 5, the percentage of data that falls in ±20% and ±50% confidence levels is the lowest in respect to other formulae: 8% and 30%, respectively. Accordingly, RMSE is the highest for each single dataset.
The Kurdistani et al. [21] (Figure 2l) formula is applicable for submerged porous breakwater data without any limitations; for Kt,obs < 0.4, the calculated transmission coefficient is higher than the observed one. The data that fall in confidence levels ±20% and ±50% are lower than the formula of Seabrook and Hall [13], which considers the same datasets and structure type, but the RMSE shows an improved accuracy in prediction due to the inclusion of the pore pressure attenuation inside the breakwater.

4. Conclusions

In the present study, a comprehensive analysis has been conducted with the aim of describing and comparing the performance of the existing formulae for wave transmission at submerged and low-crested breakwaters. The formulae have been implemented in a user-friendly MatLab script, taking into account the validity range for each formula and have been applied for the largest database collected from all available laboratory tests, including 4144 data. The statistical analysis of the values of the predicted wave transmission coefficient have given insight to the reliability of the existing formulae; in general, it can be stated that the larger the standard deviation, the more unreliable the prediction is. The analysis indicates that for submerged rubble-mound breakwaters, the best agreement in prediction is given by Kurdistani et al. [21], with RMSE equal to 0.115 in respect to Buccino et al. [16] and Seabrook and Hall [13]. However, Buccino’s considers a larger amount of data than Kurdistani and Seabrook and Hall. For all the structure types (i.e., submerged, emerged and low-crested), Calabrese’s formula [14] provides a good agreement in terms of mean square deviation (RMSE = 0.107), but it is found to be applicable for a small number of data compared to the total database (Nt = 470). Formula from Tomasicchio and D’Alessandro [18], which presents a relative low mean square deviation (RMSE = 0.117) for the entire dataset, allows the separation of contributions due to overtopping and due to infiltration through the structure, while requiring a larger number of input parameters.
Finally, the analysis indicated that the D’Angremond et al. [12] formula provides the smallest mean square deviation (RMSE = 0.100), taking into account the full number of data (Nt = 4144), where 62% of data falls within a confidence level of 20% and 87% of data falls within a confidence level of 50%.

Author Contributions

Conceptualization and supervision of the investigation, data analysis and curation, writing—original draft preparation, review and editing, A.B., E.L., A.F., G.S. and G.R.T. All authors have read and agreed to the published version of the manuscript.

Funding

The present research was funded by the Regione Puglia through the grant project titled “MAREWIND (MAterials solutions for cost Reduction and Extended service life on WIND off-shore facilities)”-call H2020-NMBP-ST-IND−2020-twostage, project code SEP-210659243.

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

Coastal engineers can find the MatLab script available at GitHub at https://github.com/WaveTransmissionCoefficient/Kt (2 December 2022).

Conflicts of Interest

The authors declare no conflict of interest.

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Figure 1. Definition sketch for wave transmission.
Figure 1. Definition sketch for wave transmission.
Jmse 10 01986 g001
Figure 2. Comparison between Kt calculated and observed against the full database for (a) Van der Meer (1990) (b) Van der Meer and Daemen (1991) (c) D’Agremond et al. (1996) (d) Seabrook & Hall (1998) (e) Calabrese et al. (2002) (f) Briganti et al. (2003) (g) Buccino et al. (2007) (h) Goda & Ahrens (2008) (i) Tomasicchio & D’Alessandro (2013) (j) Zhang et al. (2014) (k) Sindhu et al. (2015) (l) Kurdistani et al. (2022).
Figure 2. Comparison between Kt calculated and observed against the full database for (a) Van der Meer (1990) (b) Van der Meer and Daemen (1991) (c) D’Agremond et al. (1996) (d) Seabrook & Hall (1998) (e) Calabrese et al. (2002) (f) Briganti et al. (2003) (g) Buccino et al. (2007) (h) Goda & Ahrens (2008) (i) Tomasicchio & D’Alessandro (2013) (j) Zhang et al. (2014) (k) Sindhu et al. (2015) (l) Kurdistani et al. (2022).
Jmse 10 01986 g002
Table 1. Principal influencing wave characteristics and structural parameters involved in the wave transmission phenomenon.
Table 1. Principal influencing wave characteristics and structural parameters involved in the wave transmission phenomenon.
SymbolUnitDefinitions
Hi[m]Incident wave height, typically the spectral significant wave height Hmoi, at the toe of the structure
Ht[m]Transmitted wave height, typically the spectral significant wave height Hmot, at the toe of the structure
Tp[s]Spectral peak wave period
hs[m]Water depth at the toe of the structure
hc[m]Structure height
Rc[m]Crest freeboard Rc = hc − hs
Bc[m]Crest width of the structure
tan(α)[-]Seaward structure slope
sop[-]Wave steepness, s o p = 2 π · H i g · T p 2
ξop[-]Surf similarity parameter, ξ o p = t a n α s o p 0.5  
Dn50[m]Nominal diameter of the armor units
n[-]Porosity of the structure
β[°]Angle of wave attack
Table 2. Features of existing formulae including the type of the structures for which they have been calibrated and the considered parameters.
Table 2. Features of existing formulae including the type of the structures for which they have been calibrated and the considered parameters.
FormulaStructure TypeInput Parameters
ESRMRTSmHiTpRcBcDn50hsβn
Van der Meer (1990)
Van der Meer and Deamen (1994)
Ahrens (1987)
d’Angremond et al. (1996)
Seabrook and Hall (1998)
Calabrese et al. (2002)
Briganti et al. (2003)
Van der Meer et al. (2005)
Buccino et al. (2007)
Goda and Ahrens (2008)
Tomasicchio and D’Alessandro (2013)
Zhang et al. (2014)
Sindhu et al. (2015)
Kurdistani et al. (2022)
Note: E = Emerged; S = Submerged; RM = Rubble mound; RT = Reef-Type structures; SI = Smooth Impermeable structures.
Table 3. Characteristics of the existing Data Sets.
Table 3. Characteristics of the existing Data Sets.
DatasetType of StructureNoHi
(m)
Tp
(s)
sop
(-)
Rc
(m)
Bc
(m)
Dn50
(m)
H m 0 D n 50 R c H m 0 B H m 0
Seelig (1980)SI (1)–E (2)130.13∼0.171.33∼3.320.01∼0.070.00∼0.150.30//0.00∼1.331.74∼2.65
Seelig (1980)RMn, RMa–E,S690.08∼0.180.91∼3.460.01∼0.08−0.42∼0.210.30∼0.400.11∼0.160.64∼1.60−4.42∼1.741.76∼5.00
Allsop (1983)RMn–E210.05∼0.161.02∼3.170.01∼0.040.08∼0.160.160.04∼0.050.96∼4.030.50∼3.140.99∼3.27
Daemrich & Kahle (1985)SI–S1470.02∼0.241.23∼3.270.01∼0.04−0.20∼0.000.20//−8.11∼0.000.82∼8.46
Daemrich & Kahle (1985)Rma–S1960.02∼0.221.23∼3.270.01∼0.04−0.20∼0.000.20∼1.000.080.28∼2.88−8.80∼0.000.89∼45.72
Powell & Allsop (1985)RMn–S420.09∼0.221.39∼2.300.03∼0.04−0.28∼0.080.07∼0.320.08∼0.091.16∼2.90−2.43∼0.680.38∼3.61
DH-M2090 (1985)SI–E70.07∼0.211.30∼2.280.02∼0.040.06∼0.210.43//0.30∼1.662.02∼6.16
DH-M2090 (1985)RMn–E310.05∼0.201.07∼2.260.02∼0.040.05∼0.200.150.041.03∼4.600.36∼3.390.75∼3.33
Ahrens (1987)RTn–E,S2010.01∼0.181.33∼3.640.001∼0.04−0.09∼0.110.16∼0.360.02∼0.030.37∼8.47−2.58∼5.911.35∼25.90
Van der Meer (1988)RTn–E,S310.08∼0.231.94∼2.600.01∼0.05−0.10∼0.130.300.042.08∼6.42−0.89∼1.681.30∼4.00
DH-H524 (1990)RTn–E140.06∼0.141.83∼2.560.01∼0.030.12∼0.200.08∼0.170.02∼0.032.16∼6.530.90∼2.310.66∼2.99
Daemen (1991)RTn–E,S530.03∼0.150.98∼2.880.01∼0.05−0.06∼0.200.340.04∼0.060.80∼3.70−0.65∼4.032.30∼10.63
DH-H1872 (1994)Rma–E390.07∼0.171.02∼2.220.02∼0.050.11∼0.190.140.04∼0.051.38∼3.710.66∼1.820.83∼2.14
DH-H2061 (1994)RMn–E,S320.09∼0.251.24∼2.890.02∼0.04−0.05∼0.200.200.04∼0.052.54∼6.23−0.43∼2.250.82∼2.25
DH-H2014 (1994)SI–E,S110.14∼0.211.80∼2.160.02∼0.05−0.16∼0.080.20//−1.00∼0.410.97∼1.39
DH-H1974 (1994)Rma–E100.09∼0.191.57∼2.450.02∼0.030.10–0.150.350.051.73∼3.620.55∼1.651.90∼3.98
TU Delft (1997)Rma–E1370.05∼0.201.03∼2.500.01∼0.050.00∼0.340.11∼0.400.03∼0.051.24∼5.940.00∼5.220.56∼6.45
Taviera Pinto (1997)SI–S5520.02∼0.100.80∼1.500.01∼0.12−0.04∼0.000.05∼0.10//−1.82∼0.000.51∼4.55
Seebrook & Hall (1998)RMn–S6330.05∼0.191.16∼2.130.01∼0.08−0.20∼0.000.30∼3.500.060.78∼3.20−3.92∼0.001.59∼74.47
Zannutigh (2000)RMn–E,S560.02∼0.150.74∼1.970.02∼0.05−0.07∼0.030.20∼0.600.050.43∼3.22−1.58∼1.531.44∼30.70
Van der Meer (2000)SI–E,S280.04∼0.151.03∼1.750.01∼0.06−0.01∼0.130.13∼1.33//−0.10∼1.100.99∼33.78
UCA (2001)RMn–E,S530.03∼0.091.60∼3.200.003∼0.03−0.05∼0.050.25∼1.000.040.84∼2.40−1.50∼1.532.67∼30.66
Daemrich, Mai, Ohle (2001)RMn–E,S1000.02∼0.151.00∼1.750.01∼0.07−0.20∼0.050.200.040.48∼3.51−9.84∼0.781.36∼9.95
Kimura (2002)Rma–S900.10∼0.151.62∼2.840.01∼0.04−0.020.24∼1.140.091.11∼1.66−0.22∼−0.151.57∼11.38
Aquareef (2002)Rta–S10630.03∼0.141.07∼2.390.004–0.08−0.11∼−0.010.12–2.350.040.65–3.55−4.09∼−0.050.93∼90.48
UPC (2002)RMn–E,S200.28∼0.462.56∼3.410.02∼0.04−0.11∼0.151.22∼1.830.112.59∼4.27−0.37∼0.382.64∼6.53
Wang (2002)RMn–E,S840.06∼0.171.02∼2.330.02∼0.06−0.05∼0.050.100.051.28∼3.51−0.66∼0.830.60∼1.67
Wang (2002)SI–E,S840.06∼0.201.02∼2.330.02∼0.06−0.05∼0.050.20//−0.59∼0.831.00∼3.33
Melito & Melby (2002)Rma–E,S1220.03∼0.231.07∼3.360.01∼0.06−0.30∼0.300.2430.050.69∼4.65−8.25∼8.871.06∼7.19
GWK (2002)RMn–E,S450.45∼0.963.50∼6.500.01∼0.03−0.40∼0.301.00∼4.000.232.02∼4.26−0.76∼0.661.06∼8.13
DH-H4087 (2002)RMn–S200.09∼0.121.61∼1.800.026∼0.029−0.14∼−0.051.00∼2.500.02∼0.033.50∼4.82−1.21∼−0.378.66∼22.86
DH−4171 (2003)SI–E,S90.68∼1.363.38∼4.460.04∼0.06−0.21∼0.501.75//−0.18∼0.731.29∼2.57
Ruol and Faedo (2004)RMn–E110.03∼0.150.97∼2.440.02∼0.050.050.200.050.46∼2.700.34∼2.001.37∼8.00
Mori and Cappietti (2006)RMn–E,S570.07∼0.101.50∼1.800.03∼0.04−0.03∼0.030.01∼0.210.032.31∼3.38−0.45∼0.450.10∼3.13
Koraim (2014)SI–S∼700.03∼0.100.80∼1.800.01∼0.08−0.35∼−0.050.30∼0.90//−11.67∼−0.503.00∼30.00
The (2014)Rma–Snd0.03∼0.130.60∼2.000.001∼0.04−0.15∼0.000.15//−5.77∼0.001.19∼5.77
Lokesha (2015)SI, Sist–S800.03∼0.090.55∼0.950.003∼0.03−0.05∼0.000.10∼0.30//−1.67∼0.001.11∼10.00
Grajewska (2017)RMn–S480.06∼0.111.60∼2.140.01∼0.03−0.10∼−0.050.300.090.69∼1.27−1.59∼−0.462.62∼4.81
Kim (2018)Rma–End0.05∼0.151.13∼1.600.02∼0.040.05∼0.200.3∼0.40.340.15∼0.440.33∼4.002.00∼8.00
Metallinos (2019)RMn–S80.05∼0.081.25∼2.000.001∼0.005−0.050.500.050.90∼1.60−1.11∼−0.636.25∼11.11
Liu (2019)SI–S180.05∼0.101.47∼2.940.001∼0.005−0.24∼−0.141.50//−4.80∼−1.4015.00∼30.00
Koley (2020)RMn–E,S300.05∼0.150.95∼5.430.004∼0.11−0.10∼0.100.20ndnd−2.00∼2.001.33∼4.00
Mohmoudof (2021)SI–S150.04∼0.081.10∼1.900.01∼0.03−0.15∼−0.050.90//−3.44∼−0.6511.63∼20.64
TOT41440.01∼1.360.55∼6.500.001∼0.12−0.42∼0.340.01∼4.000.02∼0.340.15∼8.47−11.67∼8.870.10∼90.48
Note: (1) RMn = Rubble Mound with natural stones; Rma = Rubble Mound with artificial stones; SI = Smooth Impermeable structures; Sist = Smooth Impermeable steeped structures; RTn = natural Reef-Type structures; Rta = articial Reef-Type structures. (2) E = Emerged; S = Submerged.
Table 4. Number and percentage of calculated data Kt,cal in the interval ±20% respect to Kt,obs.
Table 4. Number and percentage of calculated data Kt,cal in the interval ±20% respect to Kt,obs.
Total DataVan der Meer (1990)Van der Meer & Daemen (1994)Seabrook & Hall (1998)Calabrese (2002)Buccino (2007)D’Angremond (1996)Briganti (2003)Goda & Ahrens (2008)Tomasicchio & D’Alessandro (2013)Zhang (2014)Sindhu (2015)Kurdistani (2022)
Seelig (1980)-smooth13200034455000
Seelig (1980)-rubble mound692625282305127324432024
Allsop (1983)218300031135000
Daemrich and Kahle (1985)-smooth14773000841371117373000
Daemrich and Kahle (1985)-
rubble mound
19611411079412314710915710959096
Powell and Allsop (1985)423825205353724372625029
Delft M2090 (1985)-smooth7100000144000
Delft M2090 (1985)-rubble mound3178000162012200
Ahrens (1987)201124590075798210752143846
Van der Meer (1988)3123209013212617141209
Delft H524 (1990)14040007402000
Daemen (1991)531726103143514192110811
Delft H1872 (1994)39191000021918000
Delft H2061 (1994)3224123324232241013106
Delft H2014 (1994)1150007771010000
Delft H1974 (1994)10020004202300
TU Delft (1997)137301000505629113700
Taveira Pinto (1987)55222400132174263998787000
Seebrook and Hall (1998)633147107444215383334073763046734299
Zannutigh (2000)5622812017282724201109
Van der Meer (2000)2850000321010000
UCA (2001)53202116125252229268310
Daemrich,Mai,Ohle (2001)10043655209193368266456568
Kimura (2002)9058793594378407000
Aquareef (2002)106343044478212990275140583080024053389
UPC (2002)205550101416125325
Wang (2002)-rubble mound84762130616526684855019
Wang (2002)-smooth84440003844445050000
Melito&Melby (2002)1224235110215941163310116
Calabrese and Buccino (2002)45231014025344435215012
Delft H4087 (2002)2010309206159045
Delft H4171 (2003)9000000033000
Ruol and Faedo (2004)117000019110000
Mori and Cappietti (2005)5716190090015223250
Kubowicz-Grajewska (2017)48400001100000
Mahmoudof (2021)15500002022000
Number of data414438012087212947034524144414441444144288726982259
N° of calculated data Kt,cal in the interval ±20% Kt,obs 168310471500216238025842054222319216832231053
% of calculated data Kt,cal in the interval ±20% Kt,obs 44%50%70%46%69%62%50%54%46%24%8%47%
Table 5. Number and percentage of calculated data Kt,cal in the interval ±50% respect to Kt,obs.
Table 5. Number and percentage of calculated data Kt,cal in the interval ±50% respect to Kt,obs.
Total DataVan der Meer (1990)Van der Meer & Daemen (1994)Seabrook & Hall (1998)Calabrese (2002)Buccino (2007)D’Agremond (1996)Briganti (2003)Goda & Ahrens (2008)Tomasicchio & D’Alessandro (2013)Zhang (2014)Sindhu (2015)Kurdistani (2022)
Seelig (1980)-smooth137000681066000
Seelig (1980)-rubble mound694333382416552436450840
Allsop (1983)2116120001616514000
Daemrich and Kahle (1985)-smooth147123000147147147147147000
Daemrich and Kahle (1985)-
rubble mound
196149153128518719218318719111267132
Powell and Allsop (1985)423935265364142424137133
Delft M2090 (1985)-smooth7100001344000
Delft M2090 (1985)-rubble mound31172400024140241000
Ahrens (1987)2011659800911311501831291119191
Van der Meer (1988)3124271101329302231221111
Delft H524 (1990)141700081107000
Daemen (1991)5334481541550363543331515
Delft H1872 (1994)3934220003726725200
Delft H2061 (1994)322413932424242425251616
Delft H2014 (1994)11110001011111111000
Delft H1974 (1994)100903010318400
TU Delft (1997)137986600341058186935300
Taveira Pinto (1987)5525520042537536536549549000
Seebrook and Hall (1998)6332551175032358648856253254722693446
Zannutigh (2000)563822160294743524833016
Van der Meer (2000)2814000016141515000
UCA (2001)5327251833235413531241718
Daemrich, Mai, Ohle (2001)10066686609298949298827171
Kimura (2002)908669647169878287873100
Aquareef (2002)10637735931019192103797195410081028693277853
UPC (2002)2015141001020191520171010
Wang (2002)-rubble mound8484441006280778080781526
Wang (2002)-smooth84730005972727575000
Melito & Melby (2002)12263831153198893879362022
Calabrese and Buccino (2002)4543252503544454344391425
Delft H4087 (2002)20100200202020202001415
Delft H4171 (2003)9100012266000
Ruol and Faedo (2004)1110200099119900
Mori and Cappietti (2005)5729390023269284144330
Kubowicz-Grajewska (2017)48460081945452424000
Mahmoudof (2021)151000001201313000
Number of data414438012087212947034524144414441444144288726982259
N° of calculated data Kt,cal in the interval ±50% Kt,obs 2981164819893663246360535523526367717717731840
% of calculated data Kt,cal in the interval ±50% Kt,obs 78%79%93%78%94%87%86%85%89%61%29%81%
Table 6. RMSE of each formula for single dataset and mean value for each formula.
Table 6. RMSE of each formula for single dataset and mean value for each formula.
Van der Meer (1990)Van der Meer & Daemen (1994)Seabrook & Hall (1998)Calabrese (2002)Buccino (2007)D’Agremond (1996)Briganti (2003)Goda & Ahrens (2008)Tomasicchio & D’Alessandro (2013)Zhang (2014)Sindhu (2015)Kurdistani (2022)
Seelig (1980)-smooth0.097///0.0640.1170.1160.0690.069///
Seelig (1980)-rubble mound0.1100.0910.1200.0150.1220.0860.1550.1790.1110.1440.4680.171
Allsop (1983)0.0420.080///0.0730.0420.1680.0800.154//
Daemrich and Kahle (1985)-smooth0.157///0.1500.0760.1180.1710.171///
Daemrich and Kahle (1985)-rubble mound0.1320.0980.1340.0860.1110.0930.1300.0920.1230.2620.3380.113
Powell and Allsop (1985)0.0470.1220.1150.0290.0520.0750.1340.0820.1240.1290.4940.096
Delft M2090 (1985)-smooth0.094////0.1120.1100.0220.022///
Delft M2090 (1985)-rubble mound0.0680.054///0.0390.0870.2020.0480.085//
Ahrens (1987)0.1150.126//0.0930.1830.1790.1200.1990.2370.1610.142
Van der Meer (1988)0.0550.0580.119/0.0510.0630.0350.1140.1140.1660.2780.082
Delft H524 (1990)0.0790.027///0.0240.0350.2260.0350.064//
Daemen (1991)0.0980.0560.0970.0500.0530.0410.0930.0900.0810.1390.1370.078
Delft H1872 (1994)0.0350.102///0.0500.0840.1870.0770.158//
Delft H2061 (1994)0.0430.0700.2550.0440.0290.0570.1590.1320.1000.0980.0880.128
Delft H2014 (1994)0.090///0.0770.0680.0730.0650.065///
Delft H1974 (1994)0.1020.050/0.110/0.0280.0900.1030.0480.059//
TU Delft (1997)0.1300.190//0.2060.0910.0960.1360.1680.123//
Taviera Pinto (1987)0.177//0.1860.1970.1330.1420.2330.233///
Seebrook and Hall (1998)0.2790.2620.0760.0430.0400.1320.0840.1140.1220.3680.3990.116
Zannutigh (2000)0.1460.1400.115/0.1230.1050.1210.0950.1290.2160.4060.119
Van der Meer (2000)0.155///0.2140.1040.1070.0980.098///
UCA (2001)0.1940.1480.0700.0520.0550.0980.0860.1010.0870.2430.2260.109
Daemrich, Mai, Ohle (2001)0.1100.0500.102/0.0730.0510.1220.0980.1090.1340.0910.074
Kimura (2002)0.1230.2040.2200.1300.2050.1310.1040.1450.1940.302//
Aquareef (2002)0.1740.1320.0930.0760.0610.0970.1300.0750.0830.2480.3490.138
UPC (2002)0.1200.1380.091/0.0510.0610.0480.0950.0820.1490.1330.096
Wang (2002)-rubble mound0.0370.1080.323/0.0410.0640.1350.0660.0950.0900.2910.095
Wang (2002)-smooth0.116///0.1060.1200.1210.0960.096///
Melito & Melby (2002)0.1110.1160.0830.1980.1780.1000.0820.2810.1320.2050.3210.155
GWK (2002)0.1040.1880.098/0.0910.0750.0420.0810.1120.1710.2740.104
Delft H4087 (2002)0.2480.3900.108/0.0960.0390.1080.0850.1120.4010.2210.145
Delft H4171 (2003)0.269///0.2170.2230.2230.1300.130///
Ruol and Faedo (2004)0.0450.159///0.1010.0680.0260.0960.107//
Mori and Cappietti (2005)0.1790.1100.291/0.1530.1760.2930.1870.1070.0780.162/
Kubowicz-Grajewska (2017)0.304//0.3780.4040.3190.3190.3740.374///
Mahmoudof (2021)0.154///0.4150.1830.3790.2030.203///
RMSE0.1260.1260.1390.1070.1290.1000.1240.1320.1170.1740.2690.115
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Brancasi, A.; Leone, E.; Francone, A.; Scaravaglione, G.; Tomasicchio, G.R. On Formulae for Wave Transmission at Submerged and Low-Crested Breakwaters. J. Mar. Sci. Eng. 2022, 10, 1986. https://doi.org/10.3390/jmse10121986

AMA Style

Brancasi A, Leone E, Francone A, Scaravaglione G, Tomasicchio GR. On Formulae for Wave Transmission at Submerged and Low-Crested Breakwaters. Journal of Marine Science and Engineering. 2022; 10(12):1986. https://doi.org/10.3390/jmse10121986

Chicago/Turabian Style

Brancasi, Alberica, Elisa Leone, Antonio Francone, Giulio Scaravaglione, and Giuseppe Roberto Tomasicchio. 2022. "On Formulae for Wave Transmission at Submerged and Low-Crested Breakwaters" Journal of Marine Science and Engineering 10, no. 12: 1986. https://doi.org/10.3390/jmse10121986

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