1. Introduction
With the transformation of the global energy structure, offshore wind power as a clean and renewable energy source has attracted widespread attention. In recent years, the construction of deep sea offshore wind farms has gradually become a new trend in the development of offshore wind energy. However, the construction of wind farms inevitably affects the safety of shipping in the surrounding waters, especially in areas with heavy maritime traffic. As an economic hub and a major energy-consuming city in China, the construction of deep sea offshore wind farms in Shanghai not only contributes to optimizing the energy structure, but also poses new challenges to the safety of ship navigation.
Currently, domestic and international scholars have conducted extensive research on the navigational safety of offshore wind farms. Krzysztof Naus et al. used historical AIS data to generate quantitative and qualitative characteristics, describing the vessel traffic conditions in and around the wind farm areas and assessing the impact of offshore wind farms on navigational safety and efficiency [
1]. Andrew Rawson et al. compared and analyzed vessel traffic before and after the construction of offshore wind farms, using AIS data and GIS to evaluate the impact of wind farms on navigational safety in order to predict and manage potential risks [
2].
Cao uses fuzzy comprehensive evaluation and a collision probability model to evaluate the navigation risk of offshore wind farms in Putian Port [
3]. Marcjan et al. used the risk matrix method and AIS data to analyze the navigational risks of wind farms in the southern Baltic Sea [
4]. Lv et al. assessed the navigational safety risks of offshore wind farms by establishing fuzzy inference rules on the impact of navigational risks in offshore wind farms [
5].
Yu et al. assessed the risk of collisions between ships and offshore wind turbines by combining Bayesian networks with evidence inference [
6]. Yu et al. proposed a rule-based Bayesian inference method for assessing the risk of collision between ships and offshore facilities [
7].
Yuh-Ming Tsai et al. use a fault tree analysis approach to perform a ship-to-ship and ship-to-turbine collision risk analysis [
8]. Kang et al. carried out a risk assessment using a modified FMEA method to investigate the relationship between failure modes and their effect on the probability of failure of the whole system [
9].
Sinha uses FMECA to evaluate the risk and priority number of a failure to help prioritize maintenance work. He also illustrates the usefulness of RPN numbers in identifying failures which can assist in designing cost-effective maintenance plans [
10]. Hong aims to identify and evaluate the economic risks of tropical cyclones to offshore wind farms within China’s Economic Exclusive Zone and help improve decision-making for planners and investors [
11].
Gatzert aims to comprehensively present current risks and risk management solutions for renewable energy projects and to identify critical gaps in risk transfer, thereby differentiating between onshore and offshore wind farms with a focus on the European market [
12]. Junmin Mou et al. conducted a qualitative and quantitative analysis of potential accident types in offshore wind farms using fault tree analysis to identify key risk factors during their operation [
13].Victor Ceder et al. used historical AIS data, ice condition data, and ship performance simulation to analyze the impact of offshore wind farms on shipping routes and winter navigation in the Gulf of Bosnia [
14].
Regarding the interference of wind farms with navigation systems, Simbo A. Odunaiya argues that wind turbines may block or reflect radio signals, leading to attenuation or distortion of navigation signals from systems like VOR, thereby affecting the accuracy of aircraft positioning and navigation [
15]. Similarly, Vandermolen, Jon et al. suggest that the rotating blades of wind turbines may intercept radar signals, impacting the radar system’s ability to detect targets such as weather patterns and aircraft [
16]. Additionally, T. Stupak et al. believe that the tall wind turbines and metal structures in offshore wind farms can generate multiple direct and sidelobe echoes on radar, making it difficult to detect vessels near or behind the wind farm [
17].
Recent progress in the integration of renewable energy shows the great potential for the decarbonization of offshore operations, particularly through smart port infrastructure optimization. Notably, the pioneering study by Seyed behblood Issa Zadeh systematically divides carbon reduction measures for modern seaports into three broad categories: energy management systems, infrastructure and equipment upgrades, and policy regulatory interventions. By synthesizing the literature on carbon footprint reduction for smart seaports optimized for energy infrastructure, they further show that smart energy infrastructure optimization for smart ports can achieve substantial efficiency gains while maintaining operational reliability [
18,
19].
However, systematic research on the impact of deep sea offshore wind farms on ship navigation safety remains relatively scarce. To meet the requirements for the planning and sustainable development of wind farms in Shanghai, this study aims to establish a computational model for assessing the risks between wind farms and ship navigation. By analyzing AIS data and employing the fuzzy analytic hierarchy process (FAHP), combined with the layout of wind farms and the navigational environment, the model evaluates the impact of deep sea offshore wind farms on ship navigation safety. Furthermore, corresponding safety management strategies are proposed.
2. Overview of the Wind Farm and Its Adjacent Shipping Routes
2.1. Overview of the Wind Farm
The construction costs of an offshore wind farm are significantly higher than those of an onshore wind farm. Therefore, it is crucial to evaluate whether the location of an offshore wind farm is optimal. The Shanghai coastal region falls within the temperate and subtropical humid climatic zones, which are characterized by abundant wind energy resources. According to the “Shanghai 2024 Offshore Wind Power Project Competitive Allocation Work Program” [
20], the competitive allocation project is divided into six bidding sections, with a total installed capacity of 5.8 million kW. The existing and planned sites for Shanghai offshore wind farms are shown in
Figure 1. The offshore wind farm is located near the mouth of the Yangtze River, adjacent to waters with high vessel traffic density and complex traffic patterns, which will inevitably have some impact on the navigational environment of the surrounding waters.
The proposed site for the Shanghai offshore wind farm is located to the north of the Yangtze Estuary Ship Routing System. The area of the offshore site is shown in
Figure 1. The interior of the offshore site includes areas of the navigation route that are not suitable for the installation of offshore wind turbines, so that part of the route area needs to be removed from the offshore site. The main navigation routes in the vicinity of the offshore site include the Inner Yangtze Estuary route, the divergence area, and the Outer Yangtze Estuary route. The relationship between the offshore site and the shipping route is shown in
Figure 2.
2.2. Characteristics of Vessel Traffic Flow Based on AIS Data
In order to understand the ship traffic flow in the nearby waterways, the traffic volumes of several major routes in the vicinity of the offshore wind farm in 2023 were statistically analyzed. A schematic representation of the selected ship traffic flow cross-sections is shown in
Figure 3. Among them, observation line 1 mainly records the vessel traffic flow in the Inner Yangtze Estuary route, observation line 2 focuses on the traffic flow in the divergence area, and observation line 3 records the traffic flow in the Outer Yangtze Estuary route. Observation line 4 is designed to monitor the traffic flow along the regular route from the Yangtze Estuary to Nantong and Lusi Port, while observation line 5 is used to measure the traffic flow along the regular route from the Yangtze Estuary to Lianyungang.
Further analysis was carried out on the flow of vessel traffic in representative months of each quarter in the area, as shown in
Figure 4. Based on the navigational conditions in the waters where the offshore wind farm sites and their surrounding areas are located, it can be observed that the deep sea offshore wind farm site in
Section 1 has a certain impact on ship navigation. Similarly, the location of the deep sea offshore wind farm in
Section 2 also has an impact on vessel navigation. In contrast, the deep sea offshore wind farm sites in
Section 3 and
Section 4 are located away from the divergence area and the outer Yangtze Estuary route, generally in areas with low traffic density. However, the traffic density on the western side of the wind farm sites in these two sections is higher than on the eastern side, so the potential impact of the western sites on navigational safety needs to be considered.
3. Risk Assessment Indicator System
From the perspective of vessel traffic flow, the waters where the deep sea offshore wind farm is located experience relatively dense vessel traffic with a high volume of vessel movements. The traffic flow analysis shows that in addition to the officially published north–south routes within the Yangtze Estuary, the bifurcated waters, and the routes outside the Yangtze Estuary, there are several potential customary routes in the vicinity of the wind farm. Some of these routes intersect, contributing to a complex navigational environment.
In order to more accurately assess the impact of the offshore wind farm on navigational safety, it is essential to conduct an in-depth investigation of the existing risk factors and the magnitude of their influence. The fuzzy analytic hierarchy process is used to assess the safety of navigation in this context.
3.1. The Basic Principle of Fuzzy Analytic Hierarchy Process
The fuzzy analytic hierarchy process is a multi-criteria decision-making method that integrates the analytic hierarchy process with fuzzy mathematics. By constructing an evaluation matrix, FAHP transforms expert opinions into fuzzy numbers, thereby addressing the uncertainties and ambiguities inherent in expert judgments and ultimately deriving the weights of each criterion.
The basic steps of FAHP include, first, establishing an evaluation index system; second, constructing a hierarchical structure model; third, performing pairwise comparisons; fourth, calculating relative weights; and finally, performing consistency checks. FAHP makes evaluation conclusions intuitive and clear, with a streamlined and efficient process. It ensures that evaluators maintain clear thinking and consistent principles throughout the multi-index evaluation process. FAHP has been widely applied to complex decision-making and evaluation problems such as port management, transport, and supply chain management.
The impact of offshore wind farms on the navigational safety of vessels involves numerous complex and imprecisely quantifiable factors, such as the degree to which meteorological conditions affect vessel navigation and the relationship between wind farm size and navigational risk. These factors are characterized by their inherent fuzziness. Using the FAHP, these ambiguous and qualitative factors can be quantified. This is achieved through the construction of factor sets, rating sets, and fuzzy relationship matrices, ultimately leading to a comprehensive rating result. This approach scientifically reflects the level of navigation safety risks.
3.2. Establishment of the Evaluation Index System
At present, more than 1000 vessels pass through the waters around the Shanghai deep sea offshore wind farm on a daily basis. The vessels passing through the area are mainly those entering and leaving the north and south channels, as well as transit vessels on the north–south routes. These vessels are diverse in type, large in size, and include numerous anchored and transit vessels.
The Shanghai deep sea offshore wind farm will have multiple impacts on the surrounding navigable waters. The numerous wind turbines and associated facilities occupy a significant portion of the marine space, reducing the original expansive navigable area. As the navigable area decreases, the density of vessel traffic increases, leading to increased traffic flow and complexity within the port access channels. In addition, the towering structures of wind turbines obstruct the line of sight of vessel operators, potentially interfering with the navigation of other vessels in the channel and posing a risk to maritime safety.
In order to assess the impact of offshore wind farms on maritime safety, a hierarchical structure model was established, judgment matrices were constructed, and the weights of factors at each level were calculated. This process clarifies the relative importance of different risk assessment indicators to navigation safety risks and provides a reasonable basis for weighting in subsequent fuzzy comprehensive assessments. This approach ensures that the assessment results are more scientific and rational. Based on the traffic risk assessment model, risks in the areas surrounding the wind farm were identified, and a corresponding evaluation index system was designed.
Through a review of relevant literature and extensive consultation with frontline pilots and industry experts, including 20 captains, 15 offshore wind power engineers, and 15 maritime managers, initial indicators were selected based on the principles of systematicity, hierarchy, simplicity, and feasibility in constructing the indicator system. These initial indicators were then refined through questionnaire surveys and factor analysis to determine the final evaluation indicators. This study did not take into account the influence of subjective factors; therefore, the evaluation indicator system does not include any personnel-related metrics.
Based on the risks identified during the implementation of offshore wind projects, the target layer of the evaluation system is defined as “Navigation Risk Assessment for Offshore Wind Farms”. This approach allows for a more comprehensive and accurate analysis of the relationships between factors and their impact on the target layer. The constructed evaluation indicator system for assessing the impact on the safety of navigation is presented in
Table 1.
3.3. Determination of Indicator Weights Using the Analytic Hierarchy Process
- (1)
Construction of the Judgment Matrix
Based on the evaluation indicator system for offshore wind farm navigation risk assessment established in
Table 1, invite experts in related fields, including captains, offshore wind power engineering experts, and maritime management experts, etc. Based on their professional knowledge and practical experience, compare the relative importance of the factors in the guideline layer. Then, score them according to the 1–9 scale methodology so as to construct a judgment matrix.
Specifically,
represents the ratio of the relative importance of two factors ai and aj under the same criterion
. The value of
ranges from
, where the values 1, 3, 5, 7, and 9 indicate that ai is equally important, slightly more important, significantly more important, strongly more important, and extremely more important than aj, respectively. The values 2, 4, 6, and 8 represent intermediate levels of importance. Note that
,
,
[
21].
Based on this, the judgment matrices
C,
,
,
, and
for the navigation risk assessment of offshore wind farms can be constructed as follows:
- (2)
Calculation of the Weight Vector
After constructing the judgment matrix, it is necessary to calculate the weight vector A based on the judgment matrix to ensure that the evaluation conclusions are intuitive and operable. The constructed judgment matrix is a positive matrix, which is unique and necessarily has a maximum eigenvalue .
The corresponding weight vector satisfies the formula. By normalizing , the weights of each factor in the indicator layer relative to their respective criteria layer and the weights of each factor in the criteria layer relative to the target layer can be obtained.
Through calculation using Matlab software R2018a, the maximum eigenvalues corresponding to the matrices
C,
,
,
, and
are
,
,
,
, and
, respectively. The fuzzy consistency matrices were normalized to calculate the fuzzy weights of each evaluation criterion. The corresponding weight vectors are as follows:
- (3)
Consistency Check
To assess the reliability of the conclusions of the matrix analysis, in particular to determine whether there are significant discrepancies between the expert opinions collected during the evaluation of the pilotage support organization’s capabilities, a consistency test is necessary. Let CI be the consistency index and CR the consistency ratio, calculated according to the following formula:
If the consistency ratio
, the matrix
A is considered to have passed the consistency check. However, if
, it indicates that the discrepancy in the consistency index is too large and an adjustment of the importance weights of the indicators is required. Here,
refers to the average random consistency index corresponding to the order of the matrix, which is determined by the order
n of the matrix
A, as shown in
Table 2.
After calculation, the values of , , , , and are all less than 0.1, indicating satisfactory consistency.
4. The Evaluation of Ship Navigation Risk
The fuzzy comprehensive evaluation method is an approach that transforms qualitative indicators into quantitative analysis. By calculating comprehensive scores for each indicator based on the evaluation results, it provides a relatively accurate and integrated assessment of outcomes that are influenced by multiple hierarchical factors.
4.1. The Standard Values of Risk Assessment Indicators
The assessment of navigation risks in waters with waterborne activities can be carried out using either qualitative or quantitative methods, depending primarily on the scale of the project and the complexity of the technology involved. For most projects, a qualitative risk assessment is appropriate. The assessment criteria are based on the subjective assessment of navigation risk levels by national and international scientists and the results of relevant national research. The risk assessment criteria are divided into five levels: low risk (L), relative low risk (RL), moderate risk (M), relative high risk (RH), high risk (H), denoted as
. Based on “Technical Guidelines for Navigational Safety Analysis of Offshore Wind Farm Siting” in China Sites”, the risk matrix for different influencing factors is shown in
Table 3 [
22].
4.2. Fuzzy Comprehensive Evaluation Results
According to
Table 1, the influencing factor sets for the criteria layer of navigation risk assessment for offshore wind farms are listed, where the primary indicator factor set is denoted as
, and the secondary indicator factor set is denoted as
,
,
,
.
By assigning the values
to the risk evaluation criteria, the evaluation indicator factor set can be derived, as shown in
Table 4.
A single factor fuzzy evaluation matrix is constructed step by step in ascending order.
Using the evaluation criteria of the conclusion set
V, each factor
is evaluated. Let
represent the ratio of the number of times that factor
is evaluated as
to the total number of experts. Thus,
denotes the membership degree corresponding to this indicator, and the single-factor fuzzy relation matrix
can be constructed based on
. Fifty experts were invited to evaluate the navigation risks of offshore wind farms in deep sea areas, and the results are presented in
Table 5.
Based on a comprehensive analysis of the above table, the risk matrices for each risk assessment indicator are presented in
Table 6. Integrating the above analyses, the primary risks posed by the wind farm site to the adjacent waters are mainly reflected in the impacts on the nearby shipping routes and navigational vessels.
From the table above, the fuzzy relation matrices for each factor can be obtained as follows:
Based on the weight vector Wi obtained through the analytic hierarchy process (AHP), the single-factor fuzzy evaluation vector for each indicator can be derived using the formula for the single-factor fuzzy evaluation vector:
By conducting a comprehensive fuzzy evaluation based on the single-factor fuzzy evaluation, the comprehensive fuzzy evaluation matrix can be obtained:
The calculation of the fuzzy comprehensive evaluation vector yields the normalized processing results:
By quantifying based on the evaluation set assignment, the fuzzy comprehensive evaluation result can be obtained:
5. Navigation Safety Measures
By utilizing the fuzzy weights and the actual data of the assessment indicators, a comprehensive assessment was carried out to determine the overall score for the navigation risk of offshore wind farms in deep sea areas.
In terms of natural conditions, visibility less than 1000 m is about 25∼40 days in a year. 60∼100 days standard wind. Tidal current velocity 0.25∼0.75 (m/s) is a little fast. Significant wave height is about 0.5∼1 (m), so that the overall impact of the natural environment conditions influencing factor is moderate risk.
In terms of navigational conditions, the proximity to nearby shipping lanes, and the high volume of navigating vessels, proximity to shipping routes is high risk. The construction of offshore wind farms in deep sea areas means that the distance to anchorage areas and other wind farms is relatively large, resulting in minimal impact on vessels anchoring in or near these areas. Distance to the nearest shipping route, distance to other wind farms, and distance to the nearest anchorage are all far away. Therefore, the risk is low.
In terms of surrounding vessels, engineering ships are working for a long time and have an impact on the safety of the wind farm. Therefore, the risk of engineering ships is relatively high. Fishing ships with large operating ranges during fishing activities contribute to a high risk assessment for the offshore wind farms in relation to nearby shipping lanes with fishing ships.
In terms of construction conditions, there are longer offshore wind construction operations that have relatively high risk in construction conditions.
The score ranges from relatively high to moderate, indicating that the risk level of the wind farm project to the safety of shipping is moderate. Among the elements at the indicator level, tidal currents, navigation of surrounding technical vessels, and construction activities have a relatively high impact on navigational safety. This reflects that the current navigational safety of offshore wind farms in deep sea areas still needs to be improved. To improve the ship navigation safety near the wind farms, the following safeguards can be taken:
- (1)
Optimizing the layout of wind farms
To mitigate the impact of wind farms on navigational environments, enhanced site selection and planning of wind farms is essential. Prior to construction, it is imperative to thoroughly assess the risks associated with navigational vessels. Specific research should be conducted to determine the safe distances between wind farm sites and shipping lanes and routes, thereby avoiding areas of dense maritime traffic. Wind farm facilities should be rationally distributed according to the actual needs of shipping lanes, and the boundaries of wind farms should be optimized. If necessary, the location of wind farms may be adjusted or normal shipping routes of vessels optimized to ensure that navigational vessels have sufficient buffer zones; also, sufficient emergency anchorages can be retained, thereby reducing overall risk.
- (2)
Improve navigational safety facilities
Clear navigational aids should be installed in the vicinity of wind farms, with improved night-time lighting and warning systems. Color differentiation between wind turbines and surrounding buoys and navigational lights should be optimized to minimize visual interference. In addition, AIS (Automatic Identification System) repeaters can be installed in the wind farm area to improve the detection rate of vessel signals. The installation of high-precision navigational aids should also be considered to improve the navigational environment within the wind farm area and ensure safe passage for vessels. For ships passing through the area, the construction of ship safety management should be strengthened, equipment should be checked, and emergency plans should be formulated, etc., to ensure the safety of ship navigation. For very large ships, consider mandatory towing services for safety.
- (3)
Establish strict navigation management regulations
Regulations should clearly define the working hours, operating areas, and navigation routes for construction vessels. The use of lights on construction vessels should also be standardized so as not to interfere with existing coastal navigation aids and to avoid confusion for vessel operators. During the operational phase, a reporting system for wind farm maintenance vessels should be established, requiring them to report in advance to the maritime authorities with details such as departure time, number of personnel, and type of operations. This will enable regulatory authorities to effectively monitor maritime activities.
6. Conclusions
This paper conducted a clustering study on the ship motion trajectory of AIS data, deeply mined the movement trajectory of ships in the offshore wind farm area, and analyzed the impact of wind farm construction on ship trajectory deviation, speed change, etc. The study found that ship traffic density in the surrounding area of the wind farm will increase. Subsequently, a multi-dimensional risk assessment was conducted based on the FAHP method, and the impact of wind farms on navigation safety was quantitatively analyzed. Thus, the change of the wind farm construction in ship navigation behavior was comprehensively evaluated. The evaluation indicators cover key factors such as natural conditions, navigation conditions, surrounding ships, and construction conditions. The fuzzy risk score obtained by comprehensive calculation is 67.3. The results indicate that wind farms pose a medium risk to navigation safety and require further optimization of wind farm siting and construction. To this end, this paper proposes countermeasures such as optimizing the layout of wind farms, improving navigation safety facilities, and establishing strict navigation management regulations. The results of this study provide a scientific basis for the coordinated development of wind farms and shipping navigation safety. The proposed optimization measures will help improve the level of navigation safety in offshore wind power areas and provide theoretical support and practical guidance for the coordinated development of wind farms and navigation safety.