Adoption and Diffusion of Nature-Based Solutions by Property Owners in Urban Areas: The Case of Green Roofs in Eindhoven, The Netherlands
Abstract
:1. Introduction
2. The Diffusion of Innovations Theory
2.1. Innovation
- Relative advantage, which measures how much better an innovation is perceived to be compared to the existing idea it is meant to replace. It has a positive relationship with the rate of adoption of the innovation.
- Compatibility, which measures how well an innovation aligns with the values, experiences, and needs of potential adopters. It has a positive relationship with the rate of adoption of the innovation.
- Complexity, which measures how difficult an innovation is to understand and use. It has a negative relationship with the rate of adoption of the innovation.
- Trialability, which measures how easily an innovation can be experimented with on a limited basis. It has a positive relationship with the rate of adoption of the innovation.
- Observability, which measures how visible the results of the innovation are to others. It has a positive relationship with the rate of adoption of the innovation.
2.2. Communication Channels
2.3. Time
- Innovation decision processes involve several stages, including the previous conditions of potential adopters, knowledge and persuasion regarding the innovation, the decision of adoption or rejection, implementation, and confirmation. The persuasion stage depends on the characteristics of the innovation, including relative advantages, compatibility, complexity, trialability, and observability.
- Innovativeness refers to the tendency of potential adopters to be early or late in adopting new ideas compared to the rest of their social system. Earlier adopters tend to have higher socioeconomic status, more education, greater empathy, less dogmatism, a more favorable attitude towards change and science, and more social participation and interconnectedness.
- The adoption rate is the relative speed of innovation adoption within a social system and is determined by five variables: the perceived attributes of the innovation, type of innovation decision, communication channels, the nature of the social system, and the innovation promotion efforts and stakeholders involved.
2.4. Social System
3. Materials and Methods
3.1. The Adoption and Diffusion Outcome Prediction Tool (ADOPT)
- Relative advantage for the population (quadrant Q1);
- Learnability characteristics of the innovation (quadrant Q2);
- Learnability of the population (quadrant Q3);
- Relative advantage of the innovation (quadrant Q4).
3.2. Questionnaire “Green Roofs in Endhoven-Exploring the Potential for Adoption”
- Literature review: The authors conducted a comprehensive literature review to gain insights into the specific characteristics and factors relevant to the adoption of green roofs by house/property owners.
- Questionnaire refinement: Various iterations of the questionnaire were developed and tested within an academic setting at the University of Aveiro in Portugal. These internal workshops allowed the authors to refine the questions and ensure that they were easily understandable and applicable to potential adopters.
- Pilot study: In 2018, a preliminary version of the questionnaire was used in a workshop setting at the Eindhoven University of Technology and with the Municipality of Eindhoven (see [30]). This pilot study provided valuable feedback and insights into the practical usability and effectiveness of the survey.
- Final survey development: The final version of the survey questionnaire emerged as a result of this refinement process, incorporating the feedback and lessons learned from the pilot study as well as based on detailed feedback from the Municipality of Eindhoven. This version was then prepared for implementation on a larger scale (see Appendix A).
- Introductory questions;
- Relative advantage for the population (quadrant Q1);
- Learnability characteristics of green roofs (quadrant Q2);
- Population-specific influences on the ability to learn about green roofs (quadrant Q3);
- Relative advantage of green roofs (quadrant Q4).
3.3. Sensitivity Analysis
4. Results
4.1. Descriptive Statistics
4.2. Survey Analisis Using ADOPT
4.3. Sensitivity Analysis to Peak Adoption Level
4.4. Sensitivity Analysis for Time to Peak Adoption Level
5. Discussion
6. Conclusions
Author Contributions
Funding
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
Appendix A
Variable | Question | Answers |
---|---|---|
Introductory questions | ||
Postal code | Please select your postal code | Various options |
Gender | What is your gender? | Woman, man, other, prefer not to say |
Age | Please select your age range | 21–70, prefer not to say |
Income | What is your average monthly income? (after-tax) | Various options from 0 € to >4300 €, prefer not to say |
Relative advantage for the population (Q1) | ||
1. Profit orientation | Is profit maximization a strong motivation for you? This question asks about the importance of profit/utility maximization for the property owner and should be answered independent of the innovation. | 1. No, profit maximization IS NOT a strong motivation for me 2. Probably, profit maximization IS NOT a strong motivation for me 3. Neither agree nor disagree, that profit maximization is a strong motivation for me 4. Probably, profit maximization IS a strong motivation for me 5. Yes, profit maximization IS a strong motivation for me |
2. Environmental orientation | Is protecting the natural environment a strong motivation for you? This question asks about the importance of environmental motivations (defined broadly) for the property owner and should be answered independently of the innovation. | 1. No, protecting the natural environment IS NOT a strong motivation for me 2. Probably, protecting the natural environment IS NOT a strong motivation for me 3. Neither agree nor disagree, that protecting the natural environment is a strong motivation for me 4. Probably, protecting the natural environment IS a strong motivation for me 5. Yes, protecting the natural environment IS a strong motivation for me |
3. Risk orientation | Is risk minimization a strong motivation for you? This question asks about the importance of minimizing risk for the property owner. | 1. No, risk minimization IS NOT a strong motivation for me (risk taker) 2. Probably, risk minimization IS NOT a strong motivation for me 3. Neither agree nor disagree, that risk minimization a strong motivation for me 4. Probably, risk minimization IS a strong motivation for me 5. Yes, risk minimization IS a strong motivation for me (risk averse) |
4. Enterprise scale | What proportion of your house/property is suitable for the implementation of green roofs? This question helps to identify to what extent green roofs can be implemented on the property. For example, if green roofs could be implemented on only few areas of the property, then the answer should be “a minor part of the property”. | 1. Almost none of the house/property 2. A minor part of the house/property 3. About half of the house/property 4. A majority of the house/property 5. Almost all of the house/property |
5. Management horizon | Do you have a long-term (more than 10 years) management horizon for your house/property? This question helps to identify the planning horizon of the property owner. For example, if the planning horizon is 1 year, then the answer should be “No, I have a short-term (less than 10 years) management horizon for my property ”. | 1. No, I DO NOT have a long-term management horizon for my house/property (i.e., less than 10 years) 2. Yes, I DO have a long-term management horizon for my house/property (i.e., more than 10 years) |
6. Short-term constraints | Do you face severe temporary financial constraints? This question helps to identify whether there are temporary financial constraints to the implementation of green roofs. In this context, severe could be defined as the limited capacity to meet basic needs. | 1. No, I DO NOT face severe temporary financial constraints 2. Yes, I DO face severe temporary financial constraints |
If desired, you can provide a brief description of the reasoning for your answers regarding questions 1 to 6 | ||
Learnability characteristics of the green roofs (Q2) | ||
7. Trialling ease | How easily can a green roof be trialled/tested on a small part of your house/property, before a decision is made to apply it on a larger scale? This question identifies whether the green roof can be tested on a small scale with low cost to allow some learning about its likely benefits. | 1. Not trialable/testable at all on a small scale 2. Very difficult to trial/test on a small scale 3. Moderately difficult to trial/test on a small scale 4. Easy to trial/test on a small scale 5. Very easily trialable/testable on a small scale |
8. Practice complexity | How difficult is it to evaluate the effects of the adoption of the green roof on your house/property? For example, changing materials in a property is a simple change that is not usually difficult to assess. Changes in wellbeing can be more complex to evaluate | 1. Very difficult to evaluate effects of use due to complexity 2. Difficult to evaluate effects of use due to complexity 3. Moderately difficult to evaluate effects of use due to complexity 4. Slightly difficult to evaluate effects of use due to complexity 5. Not at all difficult to evaluate effects of use due to complexity |
9. Observability | To what extent would your green roof be observable to other potential adopters in the neighbourhood? Green roofs on low-rise residential housing are easily observed. Green roofs on high-rise or factory buildings may not be easily observed | 1. Not observable at all to potential adopters 2. Difficult to observe to potential adopters 3. Moderately observable to potential adopters 4. Easily observable to potential adopters 5. Very easily observable to potential adopters |
If desired, you can provide a brief description of the reasoning for your answers regarding questions 7 to 9 | ||
Learnability of the population (Q3) | ||
10. Advisory support | Would you use advisors capable to provide advice relevant to green roofs? This question uncovers to what extent property owners use advisors for obtaining information (pros and cons) that could be relevant to the establishment and maintenance of green roofs. | 1. Never 2. Hardly ever 3. Sometimes 4. Almost always 5. Always |
11. Group involvement | Do you participate in any groups that discuss topics related to nature-based solutions (including green roofs)? This question refers to groups that are potentially relevant to raise the awareness of nature-based solutions in general and green roofs in particular. | 1. Never 2. Hardly ever 3. Sometimes 4. Almost always 5. Always |
12. Relevant skills & knowledge | Would you need to develop substantial new skills and knowledge to use green roofs? In some cases, property owners would require substantial new skills and knowledge before the full value of green roofs can be realized. | 1. No, I WOULD NOT need additional skills 2. Probably, I WOULD NOT need additional skills 3. I do not know, if I would need some additional skills 4. Probably, I WOULD need additional skills 5. Yes, I WOULD need additional skills |
13. Practice awareness | Are you aware of the use or previous trialling/testing of green roofs in your city/neighbourhood? This question is about whether people in the neighbourhood are likely to recognize if green roofs or information about them, previously exists in their urban area. | 1. No, I am not aware of previous trialling/testing in my city/neighbourhood 2. I am a little aware of previous trialling/testing in my city/neighbourhood 3. I am moderately aware of previous trialling/testing in my city/neighbourhood. 4. I am aware of previous trialling/testing in my city/neighbourhood |
If desired, you can provide a brief description of the reasoning for your answers regarding questions 10 to 13 | ||
Relative advantage of the green roofs (Q4) | ||
14. Relative upfront cost of practice | What do you think is the size of the initial investment relative to the potential annual benefit from the implementation of the green roof? In this context, if subsidies or incentives are provided, they should be incorporated into your estimate as part of the initial investment. | 1. Very large initial investment relative to the potential annual benefit 2. Large initial investment relative to the potential annual benefit 3. Moderate initial investment relative to the potential annual benefit 4. Minor initial investment relative to the potential annual benefit 5. No initial investment required |
15. Reversibility of the practice | To what extent do you think can the use of the green roof be reversed? This question assesses how difficult is to reverse/remove the implementation of a green roof on the property once it has been built. | 1. Not reversible at all 2. Difficult to reverse 3. Moderately difficult to reverse 4. Easy to reverse 5. Very easy to reverse |
16. Profit benefit in years it is used | To what extent do you think is the green roof likely to affect the operation and maintenance costs of your house/property during the years it is implemented/used? This question is focused on your expected financial profit (i.e., expected annual savings) or loss (i.e., expected annual expenses), not on any other non-financial benefits. | 1. Large annual costs in years that it is implemented/used 2. Moderate annual costs in years that it is implemented/used 3. Small annual costs in the years that it is implemented/used 4. No annual costs or benefits in the years that it is implemented/used 5. Small annual benefits in the years that it is implemented/used 6. Moderate annual benefits in the years that it is implemented/used 7. Large annual benefits in the years that it is implemented/used 8. Very large annual benefits in the years that it is implemented/used |
17, Profit benefit in future | To what extent are the green roofs likely to have additional effects on the future value of your house/property? This question is related to the profit obtained or loss suffered in property value, due to the implementation of the green roof. | 1. Large loss in house/property value in the future 2. Moderate loss in house/property value in the future 3. Small loss in house/property value in the future 4. Neither loss nor profit in the future 5. Small profit in house/property value in the future 6. Moderate profit in house/property value in the future 7. Large profit in house/property value in the future 8. Very large profit in house/property value in the future |
18. Time profit benefit to be realized | How long after the green roof is implemented do you think it would take for the effects on the value of your house/property to be realized? This question aims to capture the expected time delay before the future profit or loss suffered in property value, measured by the previous question, is obtained. | 1. More than 10 years. 2. 6 to 10 years 3. 3 to 5 years 4. 1 to 2 years 5. Immediately 6. Not applicable |
19. Environmental impact | To what extent do you think the use of the green roof have net environmental benefits or costs? This question is not only focused on environmental costs and benefits but could also include allied non-profit concerns (such as health and wellbeing). | 1. Large environmental costs 2. Moderate environmental costs 3. Small environmental costs 4. No net environmental effects 5. Small environmental benefits 6. Moderate environmental benefits 7. Large environmental benefits 8. Very large environmental benefit |
20. Time env. impacts to be realized | How long after the green roof is first implemented do you think it would take for the expected environmental benefits or costs to be realized? This question aims to capture the expected time delay before the future environmental costs and benefits, measured by the previous question, are obtained. | 1. More than 10 years 2. 6 to 10 years 3. 3 to 5 years 4. 1 to 2 years 5. Immediately 6. Not applicable |
21. Risk | To what extent would the use of the green roof affect the net exposure of the house/property to risk? This question identifies whether green roofs reduce, or not, the possibility to have a negative/positive impact on the management expenses of the property. | 1. Large increase in risk 2. Moderate increase in risk 3. Small increase in risk 4. No increase in risk 5. Small reduction in risk 6. Moderate reduction in risk 7. Large reduction in risk 8. Very large reduction in risk |
22. Ease and convenience | To what extent would the use of the green roof affect the ease and convenience of the maintenance of your house/property, during the years that it is used? This question measures changes to the ease, convenience and management demands on the property that may result from implementing a green roof. | 1. Large decrease in ease and convenience 2. Moderate decrease in ease and convenience 3. Small decrease in ease and convenience 4. No decrease in ease and convenience 5. Small increase in ease and convenience 6. Moderate increase in ease and convenience 7. Large increase in ease and convenience 8. Very large increase in ease and convenience |
If desired, you can provide a brief description of the reasoning for your answers regarding questions 14 to 22 |
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Variable | Mean | Std. Dev. | Min. | Max. |
---|---|---|---|---|
Introductory questions | ||||
Age (years) | 58 | 14 | 21 | 75 |
Income (€/month) | 3278 | 1511 | 1000 | 6000 |
Relative advantage for the population (Q1) | ||||
1. Profit orientation (low “1” to high “5”) | 2.3 | 1.3 | 1 | 5 |
2. Environmental orientation (low “1” to high “5“) | 4.4 | 0.9 | 1 | 5 |
3. Risk orientation (low “1” to high “5”) | 3.3 | 1.2 | 1 | 5 |
4. Enterprise scale (low “1” to high “5”) | 2.4 | 1.2 | 1 | 5 |
5. Management horizon (low “1” to high “5”) | 2.0 | * | 1 | 5 |
6. Short-term constraints (low “1” to high “5”) | 5.0 | * | 1 | 5 |
Learnability characteristics of green roofs (Q2) | ||||
7. Trialling ease (low “1” to high “5”) | 3.5 | 1.4 | 1 | 5 |
8. Green roof complexity (high “1” to low “5”) | 3.4 | 1.5 | 1 | 5 |
9. Observability (low “1” to high “5”) | 2.9 | 1.3 | 1 | 5 |
Learnability of the population (Q3) | ||||
10. Advisory support (low “1” to high “5”) | 3.0 | 1.3 | 1 | 5 |
11. Group involvement (low “1” to high “5”) | 1.5 | 0.8 | 1 | 5 |
12. Relevant skills and knowledge (high “1” to low “5”) | 3.1 | 1.3 | 1 | 5 |
13. Green roof awareness (low “1” to high “5”) | 1.0 | 2.4 | 1 | 5 |
Relative advantage of green roofs (Q4) | ||||
14. Relative upfront cost of practice (high “1” to low “5”) | 2.5 | 1.0 | 1 | 5 |
15. Reversibility of green roofs (low “1” to high “5”) | 3.2 | 1.0 | 1 | 5 |
16. Profit benefit in years they are used (high “1” to low “3” costs, neutral “4”, and low “5” to high “8” benefits) | 3.2 | 1.5 | 1 | 5 |
17. Profit benefit in future (high “1” to low “3” costs, neutral “4”, and low “5” to high “8” benefits) | 4.2 | 1.2 | 1 | 8 |
18. Time for profit benefit to be realized (high “1” to low “5” and neutral “6”) | 3.9 | 1.8 | 1 | 6 |
19. Environmental impact (high “1” to low “3” costs, neutral “4”, and low “5” to high “8” benefits) | 5.5 | 1.4 | 1 | 8 |
20. Time for environmental impacts to be realized (high “1” to low “5” and neutral “6”) | 3.7 | 1.5 | 1 | 6 |
21. Risk (high “1” to low “3” increase, neutral “4”, and low “5” to high “8” reduction) | 3.3 | 1.6 | 1 | 8 |
22. Ease and convenience (high “1” to low “3” reduction, neutral “4”, and low “5” to high “8” increase) | 3.5 | 1.6 | 1 | 8 |
Question | Response |
---|---|
Relative advantage for the population (Q1) | |
1. Profit orientation | 2. Probably, profit maximization IS NOT a strong motivation |
2. Environmental orientation | 4. Probably, protecting the natural environment IS a strong motivation |
3. Risk orientation | 3. Neither agree nor disagree that risk minimization is a strong motivation for me |
4. Enterprise scale | 2. A minor part of the house/property is suitable for the implementation of green roofs |
5. Management horizon | 2: A minority have a long-term management horizon |
6. Short-term constraints | 5: Almost none currently have severe short-term financial constraints |
Learnability characteristics of green roofs (Q2) | |
7: Trialable | 3. Moderately difficult to trial/test on a small scale |
8: Innovation complexity | 3: Moderately difficult to evaluate effects of use due to complexity |
9: Observability | 3. Moderately observable to potential adopters |
Learnability of the population (Q3) | |
10: Advisory support | 3. Sometimes |
11: Group involvement | 1. Never |
12: Relevant skills and knowledge | 3. I do not know if I would need some additional skills |
13: Innovation awareness | 1. No, I am not aware of previous trialing/testing in my city/neighborhood |
Relative advantage of green roofs (Q4) | |
14: Relative upfront cost of innovation | 3. Moderate initial investment relative to the potential annual benefit |
15: Reversibility of innovation | 3. Moderately difficult to reverse |
16: Profit benefit in years they are used | 3. Small annual costs in the years that they are implemented/used |
17: Future profit benefit | 4. Neither loss nor profit in the future |
18: Time for profit benefit to be realized | 4: 1–2 years |
19: Environmental costs and benefits | 6: Moderate environmental benefits |
20: Time to environmental benefit | 4: 1–2 years |
21: Risk exposure | 3: Small increase in risk |
22: Ease and convenience | 4: No decrease in ease and convenience |
Variable | Peak Adoption (%) | |||||||
---|---|---|---|---|---|---|---|---|
Answer 1 | Answer 2 | Answer 3 | Answer 4 | Answer 5 | Answer 6 | Answer 7 | Answer 8 | |
Relative advantage for the population (Q1) | ||||||||
2: Environmental orientation | 2 | 2 | 3 | 3 | 4 | N/A | N/A | N/A |
3: Risk orientation | 4 | 3 | 3 | 3 | 3 | N/A | N/A | N/A |
4: Enterprise scale | 3 | 3 | 4 | 4 | 4 | N/A | N/A | N/A |
5: Management horizon | 3 | 3 | 3 | 4 | 4 | N/A | N/A | N/A |
Relative advantage of green roofs (Q4) | ||||||||
14: Relative upfront cost of innovation | 2 | 3 | 3 | 4 | 5 | N/A | N/A | N/A |
15: Reversibility of innovation | 3 | 3 | 3 | 4 | 4 | N/A | N/A | N/A |
16: Profit benefit in years they are used | 2 | 2 | 3 | 5 | 7 | 10 | 15 | 22 |
17: Future profit benefit | 2 | 2 | 3 | 3 | 5 | 6 | 9 | 12 |
19: Environmental costs and benefits | 1 | 1 | 1 | 2 | 2 | 3 | 6 | 10 |
20: Time to environmental benefit | 2 | 2 | 3 | 3 | 4 | 4 | N/A | N/A |
21: Risk exposure | 2 | 3 | 3 | 5 | 7 | 10 | 14 | 20 |
22: Ease and convenience | 1 | 2 | 2 | 3 | 5 | 8 | 12 | 18 |
Variable | Time to Near Peak Adoption (Years) | |||||||
---|---|---|---|---|---|---|---|---|
Answer 1 | Answer 2 | Answer 3 | Answer 4 | Answer 5 | Answer 6 | Answer 7 | Answer 8 | |
Relative advantage for the population (Q1) | ||||||||
6: Short-term constraints | 17 | 16 | 15 | 14 | 13 | N/A | N/A | N/A |
Learnability characteristics of green roofs (Q2) | ||||||||
7: Trialable | 16 | 14 | 13 | 12 | 11 | N/A | N/A | N/A |
8: Innovation complexity | 16 | 14 | 13 | 12 | 11 | N/A | N/A | N/A |
9: Observability | 14 | 14 | 13 | 13 | 12 | N/A | N/A | N/A |
Learnability of the population (Q3) | ||||||||
10: Advisory support | 14 | 14 | 13 | 13 | 12 | N/A | N/A | N/A |
11: Group involvement | 13 | 13 | 13 | 13 | 12 | N/A | N/A | N/A |
12: Relevant skills and knowledge | 17 | 15 | 13 | 12 | 10 | N/A | N/A | N/A |
13: Innovation awareness | 13 | 13 | 13 | 12 | 12 | N/A | N/A | N/A |
Relative advantage of green roofs (Q4) | ||||||||
14: Relative upfront cost of innovation | 15 | 14 | 13 | 13 | 13 | N/A | N/A | N/A |
19: Environmental costs and benefits | 14 | 14 | 13 | 13 | 13 | 13 | 13 | 13 |
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López-Maciel, M.; Roebeling, P.; Llewellyn, R.; Figueiredo, E.; Matos, F.A.; Mendonça, R.; Bastos, M.I.; Mendes, R.; Postmes, L.; Van Dinter, M. Adoption and Diffusion of Nature-Based Solutions by Property Owners in Urban Areas: The Case of Green Roofs in Eindhoven, The Netherlands. Resources 2023, 12, 133. https://doi.org/10.3390/resources12110133
López-Maciel M, Roebeling P, Llewellyn R, Figueiredo E, Matos FA, Mendonça R, Bastos MI, Mendes R, Postmes L, Van Dinter M. Adoption and Diffusion of Nature-Based Solutions by Property Owners in Urban Areas: The Case of Green Roofs in Eindhoven, The Netherlands. Resources. 2023; 12(11):133. https://doi.org/10.3390/resources12110133
Chicago/Turabian StyleLópez-Maciel, Max, Peter Roebeling, Rick Llewellyn, Elisabete Figueiredo, Fábio André Matos, Rita Mendonça, Maria Isabel Bastos, Rúben Mendes, Luuk Postmes, and Mayke Van Dinter. 2023. "Adoption and Diffusion of Nature-Based Solutions by Property Owners in Urban Areas: The Case of Green Roofs in Eindhoven, The Netherlands" Resources 12, no. 11: 133. https://doi.org/10.3390/resources12110133
APA StyleLópez-Maciel, M., Roebeling, P., Llewellyn, R., Figueiredo, E., Matos, F. A., Mendonça, R., Bastos, M. I., Mendes, R., Postmes, L., & Van Dinter, M. (2023). Adoption and Diffusion of Nature-Based Solutions by Property Owners in Urban Areas: The Case of Green Roofs in Eindhoven, The Netherlands. Resources, 12(11), 133. https://doi.org/10.3390/resources12110133