2.3.1. Format “Winners and Runners-up Advancing from Two Adjacent Groups”
In order to analyze the incentive impact of the above pair matching methods, we need to make assumptions regarding the state of affairs during the group phase. We start with assuming that:
It is already known if group A is won by the stronger or the weaker competitor;
The competitors advancing from group B are already known but their places are not;
The preferences of all competitors regarding their opponents in the elimination phase are identical and this is common knowledge.
Now, we can easily make the following observation, e.g., by looking at the first two cases in
Table 1. If group A is won by the stronger competitor (I
A = S
A), then only winning group B leads the group B competitor to be matched with the weaker competitor advancing from group A (W
A). The observation holds for both methods. From the incentive perspective, it means that the two competitors already sure to advance further from group B are still motivated to win matches in their fight for the first place in the group.
The difference between the methods arises when we analyze the situation when IA = WA. Then, in the standard method, both group B competitors prefer the runner-up position to the winner one. There is a risk of temptation to deliberately lose a match. In the unanimity method, both group B competitors are indifferent between the first two places. In the unanimity method, if we know that IA = WA, we already know that the pairs are going to be: WA vs. WB and SA vs. SB. From the incentive perspective, it means that the two competitors already sure to advance further from group B are not highly motivated to win but, fortunately, also not incentivized to intentionally lose.
For our further analysis, we define the “temptation to lose” as a situation when losing a match maximizes the probability of the loser being matched with the weaker competitor advancing from the adjacent group. We emphasize that it is the situation of perverse incentives which is pathological and should be reduced. For the perverse incentives to be undesirable, it is not necessary that someone actually succumbs to the temptation. The match is unattractive for the fans even if no competitor takes active efforts to lose.
To clarify the notion of “temptation to lose”, we assume here that the standard method is applied and the adjacent group is won by the weaker competitor. We identify two cases in the situation when both competitors advancing from the group to the knockout phase are already known but their positions in the final group table are not. The first case is when these competitors play a match together. There is obvious “temptation to lose” for the currently first. If it loses, its probability of playing with the weaker from the adjacent group rises from zero to one. Whether there is “temptation to lose” for the currently second depends on the fact of if the match can end as a draw. If it can (as e.g., in soccer), strictly speaking, the currently second does not have “temptation to lose” but rather “temptation not to win”. If the match has to end up with a decisive outcome, both competitors have “temptation to lose”. The second case is when the competitors sure to advance further do not play with each other but each of them plays with a competitor already eliminated from the knockout phase. In such a case, both competitors have “temptation to lose”. The competitor currently first does not know the outcome of a match played by the competitor currently second and vice versa. Nevertheless, for both of them, the loss of the match is the outcome maximizing the probability of being paired with the weaker competitor advancing from the adjacent group.
Continuing our analysis, we focus on “temptation to lose” which is faced only by competitors who are already completely sure to advance to the elimination phase. The key goal of every competitor of the group phase is advancing to the next phase. The issue of facing a stronger or weaker opponent in the first round of the elimination phase is a minor one when confronted with the threat of not advancing from the group. In general, a competitor is not going to make considerations from a pair matching perspective of potential positive consequences of losing a match if losing this match could eliminate the competitor from the tournament. Obviously, in real tournaments, there could be exceptions. For example, when there is still a theoretical possibility that a competitor will not advance to the knockout phase, but it is highly unlikely. Then, losing a match in order to get a weaker opponent could be worth taking a small risk of being eliminated from the tournament. Nevertheless, our further analysis will ignore such exceptions.
Our further analysis is performed from a single group perspective. Not taking into account the situation in the adjacent group, it is not possible to know if there is temptation in a given group. Particularly, referring to groups A and B, the temptation can never occur if it is already known that IA = SA. Then, independent of the pair matching method, the incentives in group B work exactly as we wish: as the runner-up of group B, you are never rewarded with being matched with WA, independent of whether you are SB or WB. To be rewarded, you have to be the winner. The necessary condition for the temptation in group B to occur is that it is certain, or at least highly likely, that IA = WA. Without additional assumptions, it is impossible to state the minimum probability required for the necessary condition to hold. Continuing our single group analysis, we will refer to the notion of “potential temptation to lose”. The “potentiality” directly refers to the adjacent group. We define the situation in a given group as “potential temptation to lose” if the above necessary condition holding in the adjacent group leads to “temptation to lose”.
Now, we are ready to specify the conditions to classify a situation in a given group as “potential temptation to lose”. In the standard method, the conditions are the following:
If the group winner is unknown, there are chances for the competitor already sure to qualify to be finally a runner-up. To maximize the probability of finishing in second place, the competitor should lose the remaining matches.
Contrary to the standard method where the only determining factor is the place taken by the competitor in the final group table, in the unanimity method, it is also important with whom a given competitor advances from a given group. A competitor prefers to advance with someone regarded as stronger or equivalently: everyone prefers to be the weaker. As seen in cases 3 and 4 of
Table 1, to be matched with W
A, you have to be W
B and it does not matter if you are I
B or II
B. Being yourself certain to advance, you are incentivized to prevent qualification of someone weaker than you and help someone stronger than you to advance. If you play a match with the weaker competitor and you want to minimize the probability of your opponent’s qualification, the best you can do is to win the match. The “potential temptation to lose” occurs in the unanimity method when you play with someone stronger and you can increase the probability of your opponent’s qualification by losing the match.
In the unanimity method, the conditions to classify a situation in a given group as “potential temptation to lose” are the following:
For the competitor sure to advance to the elimination phase, it is still possible to be either the stronger or the weaker one.
The competitor plays a group match with an opponent stronger than itself.
It is still possible for this stronger opponent to qualify to the elimination phase.
The first condition implies that there is only one competitor already qualified to the knockout phase. Consequently, contrary to the standard method, at worst, only a single competitor can face the “potential temptation to lose”. Moreover, it is important to notice that if it is the group favorite who is guaranteed its spot in the elimination phase, the temptation does not occur as the competitor is certain to be regarded as the stronger. This observation is important from the practical point of view as it is quite natural that most often, the strongest of all competitors in the group is the one who first ensures its qualification.
The second and third condition point to the fact that in the unanimity method, in order to classify a situation as “potential temptation to lose”, you also need to know the schedule of the remaining matches. This is in contrast to the standard method, where we only need to the know the points of each competitor in the current group table.
The above conditions for both methods are general in the sense that they apply to all tournaments having the “winners and runners-up advancing from two adjacent groups” format. In order to formulate more specific conclusions, we need to refer to the particular variant of this format and take into account its details.
2.3.2. Format of the FIFA World Cup Type
The best-known example of the “winners and runners-up advancing from two adjacent groups” format is its variant applied in the most prestigious soccer tournament—The FIFA World Cup. The same variant is utilized in many different soccer tournaments around the world.
There are eight groups (A–H) with four teams each. Within a group, there is a round robin format. There are three rounds (match days) with two matches each. The two matches of the last round are played simultaneously. The point system for a match is 3-1-0, so 3 points for a win, 1 for a draw, and 0 for a loss. In the case of more teams having the same number of points in the final group table, the tie-breakers criteria are applied in a lexicographic way. The first tie-breaker is goal difference in all group matches.
For a competitor to be certain to qualify to the elimination phase, it needs to have a points advantage over the currently third place higher than the number of points to be gained in the remaining rounds. If the advantage is equal and not higher, there is a risk of being eliminated on the basis of the goal difference tie-breaker. It is straightforward to see that the situation of a guaranteed qualification to the knockout phase can occur no earlier than after the second round. This requires the competitor to be at least four points ahead of the currently third place.
Out of the 13 possible states of the point table after the two rounds, 4 of them indicate at least one of the competitors with sure qualification to the elimination phase. We write them in the convention: points of the currently 1st—points of the currently 2nd—points of the currently 3rd—points of the currently 4th. They are the following:
6-6-0-0;
6-4-1-0;
6-3-1-1;
6-2-1-1.
These are all the possible states of the point table satisfying the first condition to classify a situation in a given group as “potential temptation to lose” in the standard method. The last state does not satisfy the second condition as the current leader is already known to be the final group winner.
Thus, in the standard method, always if in a given group, the state of the point table after the two rounds is 6-6-0-0 or 6-4-1-0 or 6-3-1-1, there is “potential temptation to lose”.
The important point we would like to make here is that there is no additional information required. As there are four teams in the group, we have 24 possible permutations. One of these teams is regarded as the strongest, one the weakest, and the others as second and third strongest. The points states specified above do not convey information about which team is in which place. This is not needed to identify “potential temptation to lose” in the standard method. Moreover, we do not need to know what matches are scheduled for the last round. If the state of the point table is one of the three specified above, the temptation occurs independent of the permutation and the schedule.
In the unanimity method, the temptation can occur only in the last three of the above states of the point table (i.e., 6-4-1-0; 6-3-1-1; 6-2-1-1). They indicate that there is exactly one competitor certain to advance to the elimination phase. However, here the states of the point table are just the necessary conditions and not the sufficient ones. In order to classify a situation as the “potential temptation to lose”, we need to take into account the order of the competitors in the table as well as the matches scheduled for the third round.
To clearly identify all the situations classified as the “potential temptation to lose”, we introduce the following naming convention related to the competitors of a given group. We name them by their places in the playing strength ranking. Thus, 1 is the strongest (and also, the least preferred as the opponent), 4 is the weakest (i.e., the most preferred opponent), while 3 and 4 are the second and the third strongest.
Obviously, the full schedule of the group matches is known before the group phase begins. Both the matches in the third round are played simultaneously. In our naming convention, there are the following three variants possible:
Variant “1vs2” with pairs: 1 vs. 2 and 3 vs. 4;
Variant “1vs3” with pairs: 1 vs. 3 and 2 vs. 4;
Variant “1vs4” with pairs: 1 vs. 4 and 2 vs. 3.
In
Table 2,
Table 3 and
Table 4, we specify situations of “potential temptation to lose” in the unanimity method.
The very nature of the process of gaining points by competitors implies which current places can meet in the third round. If the state of the point table is 6-4-1-0 or 6-2-1-1, the competitors from the two currently highest places play against each other in the last round. If the state of the point table is 6-2-1-1, the current leader plays the last match either with the currently third place or the fourth one.