Changes in the Upper Airway Dimension Following the Use of Functional Appliances in Children with Obstructive Sleep Apnea: A Systematic Review
Abstract
:1. Introduction
2. Materials and Methods
2.1. Search Strategy
2.2. Selection Criteria
- Participants: growing patients (14 years old and younger) diagnosed with OSAS and skeletal class II malocclusion due to retrognathic mandible, without craniofacial syndromes.
- Intervention: interceptive orthopedic treatment with functional appliances only.
- Comparison: with or without a control group or pre-treatment and post-treatment.
- Outcome: upper airway modifications
- Study design: randomized/non-randomized clinical trials, cohort studies, cross-sectional studies, case–control studies, prospective studies, retrospective studies, pilot studies.
2.3. Data Extraction
3. Results
Risk of Bias
4. Discussion
5. Conclusions
Supplementary Materials
Author Contributions
Funding
Conflicts of Interest
Abbreviations
OSAS | Obstructive Sleep Apnea |
CBCT | Cone beam computed tomography |
FA | Functional appliance |
MCA | Minimal cross-sectional area |
Phw1-psp | Upper airway dimension |
Phw2-tb | Lower airway dimension |
MPW | Pharyngeal width |
PNS-AD1 | Upper airway dimension |
PNS-AD2 | Lower airway dimension |
AD2-H | Adenoid thickness in upper airway |
AD1-Ba | Adenoid thickness in lower airway |
DOP | U-MPW |
DPH | Lower pharyngeal space |
PAS | Posterior airway space |
AHI | Apnea–Hypopnea index |
SPAS | Superior posterior airway space |
MAS | Middle airway space |
SPL | Soft palate length |
SNA | Angle between the sella, nasion and A point |
SNB | Angle between the sella, nasion and B point |
ANB | Angle between point A, the nasion and point B |
FMA | Frankfurt mandibular plane angle |
OJ | Overjet |
SDB | Sleep disordered breathing |
CPAP | Continuous positive airway pressure |
PSG | Polysomnography |
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Inclusion Criteria | |
Type of study | Randomized/non-randomized trials, cohort studies, cross-sectional studies, case–control studies, prospective studies, retrospective studies, pilot studies |
Cohort | Growing patients (14 years old and younger) with OSAS and skeletal class II malocclusion due to retrognathic mandible, treated with functional appliance |
Data | Evaluation of upper airway modification through cephalogram or CBCT |
Timing | Pre- and post-treatments |
Exclusion Criteria | |
Type of study | Case series, case reports, reviews, letters, technical notes, conference, documents, books, book chapters, editorials, surveys |
Cohort | Studies on patients with >14 years old, without OSAS, treated with combined treatment. Studies on craniofacial syndromic patients |
Data | Evaluation of efficacy of functional treatment without upper airway measures on cephalograms or CBCT |
Timing | Only pre- or post-treatments |
Study | Study Design | Setting | Characteristics of Patients | Interventions | No. of Patients (M/F) | Age in Years | Treatment/Observation Time | Imaging Examination | Outcomes |
---|---|---|---|---|---|---|---|---|---|
Zreaqat 2023 [24] | Prospective longitudinal study | Malaysia | Class II malocclusion, 79° < SNA < 84°, SNB > 76°, 20° < FMA < 28°, 6 < OJ < 10, GT: OSA GC | GT: twin-block GC: prefunctional therapy | GT: 34 GC: 34 | GT: 8–12 GC: 8–12 | GT: 9 m | CBCT | Compared to controls, treatment group showed an increase in the volume of the airway and in the MCA hypopharynx. Furthermore, after treatment, AHI dropped significantly. |
Pavoni 2017 [25] | Prospective case–control study | Rome | GT: Class II malocclusion (ANB > 4, OJ > 5) and SDB GC: Class II malocclusion | GT: modified monoblock | GT: 51 (27/24) GC: 31 (15/16) | GT: 9.9 GC: 10.1 | GT: 1.8 y GC: 1.9 y | Cephalogram | Compared to controls, the treatment group showed an increase in SPL, the posterior inferior airway space, and in the middle pharyngeal width. Moreover, it was registered as an anterior position of the hyoid bone, an anterior and lower position of the tongue, and a reduction in the OSA’s symptoms. |
Maspero 2015 [9] | Prospective study | Milan | GT: class II malocclusion (SNA = 82 ± 2), SNB < 80 and OSA, GC | GT: Andresen appliance | GT: 40 (23/17) GC: 10 (5/5) | GT: M: 10/14 F: 8/10 GC: M: 11/14 F: 9/10 | GT: 16 m | CBCT | Compared to controls, the treatment group showed an increase in DOP, PAS, and SPL. Moreover, the hyoid moved in a superior manner and breathing parameters were better after treatment. |
Zhang 2013 [26] | Preliminary study | Wuhan | GT: ANB > 3, SNB < 80°, OJ > 3 and OSA | GT: twin-block | GT: 46 (31/15) | GT: 9.7 ± 1.5 | GT: 10.8 m | Cephalogram | After the treatment, the AHI dropped about 75.9%, the superior posterior and middle airway space increased (SPAS, MAS). Moreover, a reduction in SPL was pointed out. |
Adequate Sequence Generated | Allocating Concealment | Blinding | Incomplete Outcome Data | Registration Outcome Data | |
---|---|---|---|---|---|
Zreaqat 2023 [24] | |||||
Pavoni 2017 [25] | |||||
Maspero 2015 [9] | |||||
Zhang 2013 [26] |
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Scribante, A.; Pascadopoli, M.; Zampetti, P.; Rocchi, C.; Falsarone, F.; Sfondrini, M.F. Changes in the Upper Airway Dimension Following the Use of Functional Appliances in Children with Obstructive Sleep Apnea: A Systematic Review. Children 2025, 12, 227. https://doi.org/10.3390/children12020227
Scribante A, Pascadopoli M, Zampetti P, Rocchi C, Falsarone F, Sfondrini MF. Changes in the Upper Airway Dimension Following the Use of Functional Appliances in Children with Obstructive Sleep Apnea: A Systematic Review. Children. 2025; 12(2):227. https://doi.org/10.3390/children12020227
Chicago/Turabian StyleScribante, Andrea, Maurizio Pascadopoli, Paolo Zampetti, Chiara Rocchi, Francesca Falsarone, and Maria Francesca Sfondrini. 2025. "Changes in the Upper Airway Dimension Following the Use of Functional Appliances in Children with Obstructive Sleep Apnea: A Systematic Review" Children 12, no. 2: 227. https://doi.org/10.3390/children12020227
APA StyleScribante, A., Pascadopoli, M., Zampetti, P., Rocchi, C., Falsarone, F., & Sfondrini, M. F. (2025). Changes in the Upper Airway Dimension Following the Use of Functional Appliances in Children with Obstructive Sleep Apnea: A Systematic Review. Children, 12(2), 227. https://doi.org/10.3390/children12020227