A Survey on Energy Optimization Techniques in UAV-Based Cellular Networks: From Conventional to Machine Learning Approaches
Abstract
:1. Introduction
- Ubiquitous connectivity can be provided to the users as UAV-BSs are mobile and are capable of tracking the users;
- Pop-up scenarios are well managed in terms of connectivity;
- The business of mobile network operators becomes more sustainable as their capital expenditure (CAPEX) and operational expenditure (OPEX) are reduced because they do not need to deploy new fixed BSs since the same UAV-BSs can be reused in various occasions;
- Emergency scenarios can be managed more efficiently, as the UAV-BSs provide a good amount of flexibility.
1.1. Related Works
1.2. Motivation, Contributions, and Organization of the Survey
- To highlight the cruciality of energy optimization in UAV-assisted wireless networking;
- To reveal the state of the art in order to understand where we currently stand;
- To identify the gaps in the literature, on which further research should focus.
- The focus of our survey is not only on energy optimization in general but also on the optimization methods employed in energy efficient UAV-assisted wireless communication networking;
- We categorized the methods according to their type (i.e., conventional and ML) and investigated each energy optimization method accordingly;
- For the sake of completeness, a brief tutorial about the optimization methods is included in our survey;
- We also included the novel landing spot approach, which has gained momentum in the research community.
- Section 2 discusses different types of UAVs in order to reveal their characteristics and capabilities, which is quite important in selecting the UAV for a particular application;
- The power supply and charging mechanisms of UAVs are extensively covered in Section 3. This is particularly important because the optimization can be performed according to the power supply (e.g., battery, grid, fuel, renewable, hybrid), and various charging/recharging mechanisms (e.g., battery swapping, refuelling, wireless power transfer, etc.) can be placed into the optimization model.
- The role of UAV-BSs in wireless communication networks is investigated in Section 4. Since this survey is oriented towards wireless communication networks, we include a thorough discussion on how UAVs can help and what their primary use-cases are. Such discussion also reiterates the reasoning behind using UAVs in today’s and future wireless communication networks and somehow uncovers the importance of the efforts trying to make the whole concept feasible;
- Section 5 presents different types of UAV deployments in order to explain the difference between standalone UAV deployments and UAV-assisted cellular networking because, according to this, the energy optimization model changes significantly;
- The energy optimization in UAV-assisted wireless networking is covered in Section 6, wherein the energy optimization is categorized according to the optimization objective (i.e., propulsion energy, communication energy, and joint optimization of propulsion and communication energies);
- For the sake of completeness of this survey paper, the overview of both conventional and ML algorithms employed in energy optimization of UAV-assisted wireless networks is given in Section 7;
- The energy optimization techniques, as the core part of this survey, are thoroughly discussed in Section 8. Various techniques are introduced by presenting the related literature, which is categorized in terms of the type of UAV deployment and optimization method employed (e.g., conventional and ML). With this section, the state-of-the-art is demonstrated, and a recently proliferating concept—called landing spot optimization—is also included to capture the energy optimization in UAV-assisted wireless networks holistically;
- To understand what and how other technologies can boost EE in UAV-assisted wireless networks, Section 9 mainly introduces the enabling technologies. In this section, a novel technology called RIS is included as one of the enablers, since RIS has recently gained a significant amount of interest in the research community;
- Section 10 identifies the primary challenges and possible future research directions in order to fill the gaps in the literature that would enable the overall UAV-assisted wireless communications concept to be more feasible. Lastly, Section 11 concludes the survey with final remarks.
2. Types of UAVs
3. UAV Power Supply and Charging Mechanisms
3.1. Battery Powered UAVs
3.1.1. Battery Swapping
3.1.2. Laser Beam Charging
3.1.3. Wireless Power Transfer/Wireless Charging
3.2. Grid Powered UAVs: Tethering
3.3. Fuel Cell-Powered UAVs
3.4. Renewable Energy Powered UAVs
3.5. Hybrid Powered UAVs
3.5.1. Fuel Cell-Battery
3.5.2. Solar Cells plus Battery
4. The Role of UAV-Base Station in Wireless Communications
4.1. Emergency Services (Pop-Up Networks)
4.2. Data Harvesting from IoT Devices
4.3. Content Caching and Computation Offloading
4.4. Load Balancing
4.5. Coverage Extension/Relaying
4.6. Capacity/Throughput Enhancement
4.7. Backhauling
4.8. Energy Efficiency
5. Types of UAV Deployments
5.1. Standalone UAV Deployments
5.2. UAV Deployment with Fixed BSs (UAV-Assisted Cellular Networks)
6. Types of Energy Optimization in UAV-Based Cellular Networks
6.1. Optimization of the Propulsion Energy
6.2. Optimization of the Communication Energy
6.3. Joint Optimization of the Communication and Propulsion Energy
6.4. Optimization of the Energy Consumption in UAV-Assisted Cellular Networks
7. Overview of Algorithms for Energy Optimization UAV-Based Cellular Networks
7.1. Conventional Algorithms (CA)
7.1.1. Heuristic Algorithms
7.1.2. Meta-Heuristic Algorithms
Evolutionary-Based Algorithms
- Genetic Algorithm: GA is a meta-heuristic optimization method based on the principles of the biological evolution process that finds the best solution to problems that are difficult to solve with exact methods. The first studies on this algorithm were conducted by John Holland. Holland developed new methods for computer systems based on the principles of natural selection and adaptation existing in nature. Holland argued that processes such as crossover, mutation, and selection that take place in the evolutionary process are very important for solving optimization problems and that better individuals can be obtained in each generation. Holland modeled all these processes for solving problems by considering the perfect adaptation of living things in nature to the ecosystem [127].GA is one of the population-based algorithms used for solving complex problems because it provides a convenient and fast solution. The population consists of individuals that make up the solution set. By eliminating the bad solutions in the solution sets created in each generation, the next generations consist of good solutions that will lead to better results. Since there is more than one solution set in a generation, finding many best solutions in one step is one of the features that distinguish GA from other algorithms. Additionally, by focusing on the part of the solution set, it can perform an effective search and provide the best solution in a short time [128].In the GA application process, the first step is to define how to encode the solutions represented by chromosomes according to different problems. After the necessary parameters are received from the user, the initial population is created so that the GA steps can begin. Each chromosome is an individual and consists of genes. The initial population consists of randomly selected chromosomes. Then, the fitness function that defines the problem solution is determined. Afterwards, chromosomes that will form the next generation are selected from the population, and genetic operators based on genetic processes in nature are applied respectively to obtain better chromosomes. The crossover process is applied to generate new offspring from the individuals obtained from the selection process. The mutation tool is used after the crossover step to provide diversification in the population. At the end of all these processes, new generations are created and compared with the fitness values of other generations. Individuals with good fitness are preserved and passed on to other generations (elitism). This process continues until a specified termination criterion is met [129].There are several features that make the GA different from other conventional heuristic methods. The most important of these are that GA offers more than one solution and needs less information for the obtained solutions. Additionally, GA uses probabilistic transitions rules and can be parallelized very easily for application in both continuous and discrete problems. However, the drawback of using GA is that it is difficult to model the problem using the algorithm, and its implementation involves a high computational cost compared to that of other conventional heuristic approaches [128].
Swarm Intelligence-Based Algorithms
- Particle Swarm Optimization (PSO) Algorithms:The PSO algorithm was introduced by Eberhart and Kennedy in 1995 [131]. It was developed as a population-based optimization method inspired by the two-dimensional behavioral movement of bird and fish flocks in nature. It has a more straightforward computation method than other traditional optimization methods and does not involve time-consuming complex operations. Therefore, it works faster, has shorter computation times, and is more preferred [132].The solution approach of the PSO algorithm is as follows: There is a flock of birds in a region where there is only one source of food. Birds are randomly placed in this food area and no bird knows where the food is. However, the end of each iteration, they know how close they are to the food. In this case, it is a good decision to follow the bird closest to the food. PSO works according to this scenario and is used to solve optimization problems. Birds trying to find food in solution space are called “particles” in PSO. Each particle has a fitness value and velocity that enables it to fly. These are calculated using the fitness function. Particles fly out of the problem space, following the optimum particle at each iteration [133].If there is no specific initial solution generation mechanism for a problem, the PSO is started with a group of random solutions (particle swarm) and tries to reach the global best solution with updates. The first obtained feasible solution value is kept as the best solution and the coordinates of the associated solution are determined. In each local search, this value is kept in memory for later use and is called the “local best solution”. The other best value is the coordinates that provide the best solution ever obtained by all particles in the population. This value is kept as “global best solution”. In each iteration, the local best solution is compared with the global best solution based on the objective function to develop the global best solution.
- Ant Colony Optimization Algorithms (ACO): ACO is a meta-heuristic technique used for solving optimization problems and works based on swarm intelligence as PSO. It was developed by Dorigo et al. in 1991 and tested on different sizes of Traveling Salesman Problems (TSP). Dorigo named this algorithm the ’Ant System’ [134].The basis of this technique is the pheromone hormone that ants use in communication. Ants start the foraging process randomly, and when food is found, they secrete the pheromone hormone to show the other ants in the colony the pathway to the discovered food. This hormone is updated by other ants and helps the colony find the shortest path to food. An intense pheromone amount indicates the quality of the path and increases the probability of preference for the use of that path. If the ants encounter any obstacle on the way between the food and the nest, the ant in front of the obstacle cannot continue and they must make a decision for the new direction of the trip. Each of the new direction options is equally likely to be selected. If the ant chooses the shortest path, this path becomes the preferred route according to the pheromone hormone density. However, if the chosen path is not the shortest, the colony route is reconstructed very quickly and the amount of pheromone on the newly chosen path is increased to create a preference for the ants that come later. Considering that each ant releases the same amount of hormone at the same rate on average, the expected situation is that it takes a long time for the colony to recognize the obstacle and choose the shortest path. However, the path selection made by the ants coming from behind, depending on the amount of pheromone, shortens the total time to trip for food [135].
Trajectory-Based Algorithms
- Simulated Annealing Algorithm (SA): SA is a meta-heuristic algorithm developed by Kirkpatrick et al. in 1983 to solve optimization problems. The SA method is based on the analogy between the annealing process in physical systems that minimizes the energy state of the solids and the solution process in combinatorial optimization problems [136].The SA algorithm starts with an initial solution and a relatively high-temperature value to avoid being trapped by the local minimum. At each iteration, the algorithm produces the next solution within the local neighborhood and the temperature decreases according to specific rules. A new solution that represents the energy level of the system and improves the objective function is always accepted. On the other hand, a workaround proposal that allows for an increase in the temperature of the system or allows a certain degree of divergence/deterioration from the objective function in the system is also accepted. The algorithm is conducted with a new solution if the new solution is accepted and with an existing solution if the new solution is rejected. These processes continue until the termination criteria (number of iterations, the smallest temperature value, etc.) are met.
- Variable Neighborhood Search Algorithm (VNS): The VNS meta-heuristic was developed by Pierre Hansen and Nenad Mladenovic in 1997 [137]. The VNS method, which has been continuously developed since its inception and has applications in numerous fields, is a single solution-based, static/dynamic objective function, based on various neighborhood structures (meta-heuristics other than VNS use a single neighborhood structure). Based on the systematic modification of neighborhood structures used in the search, VNS is a simple and effective meta-heuristic aimed at solving combinatorial optimization problems. Since the local minimum in any neighborhood may not be valid for other neighborhoods, the use of the multiple neighborhood structures is advantageous because it enables the best solutions in different regions of the search space to be obtained. In addition, these neighborhood structures are systematically changed during the search process. Thus, by providing diversification in the search space, the disadvantage of being stuck in the local optimum can be overcome. VNS offers significant advantages over other algorithms due to its simple structure, integration with different solution techniques and it requires few parameters.
7.1.3. Exact Methods
7.2. Machine Learning Algorithms
7.2.1. Supervised Learning (SL)
7.2.2. Unsupervised Learning (UL)
7.2.3. Semi-supervised Learning (SSL)
7.2.4. Deep Learning (DL)
7.2.5. Reinforcement Learning
7.2.6. Federated Learning
8. Energy Optimization Techniques in UAV-Based Cellular Networks
8.1. Energy Optimization of Standalone UAV Deployments
8.1.1. Positioning and Placement
Conventional Approaches
Machine Learning Approaches
8.1.2. Trajectory Design and Path Planning
Conventional Approaches
Machine Learning Approaches
8.1.3. Resource Management
Conventional Approaches
Machine Learning Approaches
8.1.4. Flight and Transmission Scheduling
Conventional Approaches
Machine Learning Approaches
8.1.5. Landing Spot Concept
8.2. Energy Optimization of UAV-Assisted Cellular Networks
8.2.1. Conventional Approaches
8.2.2. Machine Learning Approaches
9. Enabling Technologies for Energy Efficiency in UAV-Based Cellular Networks
9.1. RIS
9.2. Mobile Edge Computing (MEC)/Cloud
9.3. Network Slicing/Network Function Virtualization
9.4. Cooperative Communications
9.5. Energy Harvesting Technologies
10. Challenges and Open Research Problems
10.1. Security Challenges
10.2. Complexity
- Algorithmic planning to manage communication and task allocation;
- Coverage issues and equitable distribution of workload;
- Aerial manipulation of the vehicles;
- Power management;
- Management of the communication infrastructure;
- Path planning to avoid collisions while ensuring adequate coverage without overlaps;
- Interference arising from other UAVs;
- Conflict resolution;
- Safety issues related to preventing the vehicles from flying into one another’s buffer zones;
- Safety issues related to take-off and landing (in some current implementations, a swarm of fixed-wing UAVs spent less than 20% of the time staying simultaneously in the air to execute assigned tasks) while the bulk of the time is spent trying to coordinate the flight of the UAVs;
- Network congestion and channel interference due to multiple UAVs exchanging data to coordinate the execution of assigned tasks.
10.3. Data Availability
10.4. Limited Energy Storage Capacity
10.5. Energy Harvesting Challenges
10.6. Regulations
10.7. Integration of Multi-Tier Heterogeneous UAV Networks
11. Conclusions
Author Contributions
Funding
Data Availability Statement
Conflicts of Interest
Abbreviations
Acronym | Full Meaning |
3D | Three Dimensional |
5G | Fifth Generation |
6G | Sixth Generation |
ADMM | Alternating Direction Method of Multipliers |
AI | Artificial Intelligence |
ANN | Artificial Neural Networks |
AP | Access Point |
ARIMA | Auto-Regressive Integrated Moving Average |
AtG | Air-to-Ground |
BCA | Block Coordinate Ascent |
BCA | Block Coordinate Descent |
BS | Base Station |
CA | Conventional Approaches |
CAPEX | Capital Expenditure |
CCP | Concave Convex Procedure |
CNN | Convolution Neural Networks |
C-RAN | Centralized Radio Access Network |
CS | Cucker-Smale |
D2D | Device-to-Device |
DBS | Data Base Station |
DC | Direct Current |
DDPG | Deep Deterimistic Policy Gradient |
DRL | Deep Reinforcement Learning |
D-RRH | Drone-Mounted Remote Radio Head |
DSC | Drone Small Cell |
EE | Energy Efficiency |
GA | Genetic Algorithm |
GMM | Gaussian Mixture Model |
GPS | Global Positioning System |
HIL | Hardware in Loop |
FL | Federated Learning |
FSO | Free Space Optics |
kNN | k-Nearest Neighbour |
IoT | Internet of Things |
IRS | Intelligent Reflective Surface |
LiPo | Lithium Polymer |
LoS | Line of Sight |
LSTM | Long and Short Term Memory |
MBS | Macro Base Station |
MDP | Markov Decision Process |
MEC | Mobile Edge Computing |
MIMO | Multiple Input Multiple Output |
ML | Machine Learning |
mmWave | Millimeter Wave |
MNIST | Modified National Institute of Standards and Technology |
NFV | Network Function Virtualization |
NLP | Natural Language Processing |
NR | New Radio |
NOMA | Non-Orthogonal Multiple Access |
OEM | Original Equipment Manufacturer |
OPEX | Operating Expense |
PSO | Particle Swarm Optimization |
PV | Photo voltaic |
QoS | Quality of Service |
RF | Radio Frequency |
RIS | Re-configurable Intelligent Surfaces |
RL | Reinforcement Learning |
RNN | Recurrent Neural Networks |
SARSA | State Action State Action Reward |
SCA | Successive Convex Optimization |
SEE | Secrecy Energy Efficiency |
SMPS | Solar Power Management System |
SVM | Support Vector Machine |
SVR | Support Vector Regression |
TBS | Terrestrial Base Station |
TDMA | Time Division Multiple Access |
THz | TeraHertz |
T-UAV | Tethered Unmanned Aerial Vehicle |
UAV | Unmanned Aerial Vehicle |
UE | User Equipment |
URLLC | Ultra-Reliable Low Latency Communication |
WEM | Weighted Expectation Maximization |
WiFi | Wireless Fidelity |
WPCN | Wireless Powered Communication Networks |
WPT | Wireless Power Transfer |
XGBOOST | Extreme Gradient Boosting |
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Paper | Year | Category | Specific Algorithm | |
---|---|---|---|---|
CA | ML | |||
[116] | 2017 | ✓ | Heuristic | |
[23] | 2021 | ✓ | Heuristic | |
[24] | 2019 | ✓ | Heuristic | |
[178] | 2020 | ✓ | Heuristic | |
[179] | 2020 | ✓ | Heuristic | |
[119] | 2020 | ✓ | Heuristic | |
[180] | 2020 | ✓ | Heuristic | |
[181] | 2020 | ✓ | Heuristic | |
[118] | 2020 | Heuristic | ||
[182] | 2017 | ✓ | Heuristic | |
[183] | 2021 | ✓ | Heuristic | |
[184] | 2018 | ✓ | Heuristic | |
[185] | 2021 | ✓ | Heuristic | |
[186] | 2016 | ✓ | Heuristic, IP, MINP | |
[187] | 2020 | ✓ | Heuristic | |
[188] | 2020 | ✓ | PSO | |
[189] | 2018 | ✓ | Heuristic | |
[190] | 2019 | ✓ | Heuristic | |
[191] | 2020 | ✓ | Heuristic | |
[192] | 2019 | ✓ | Heuristic | |
[193] | 2021 | ✓ | Heuristic | |
[195] | 2021 | ✓ | Heuristic, LP | |
[196] | 2018 | ✓ | Heuristic, MILP | |
[197] | 2021 | ✓ | Random forest, k-means | |
[198] | 2020 | ✓ | Clustering algorithm | |
[199] | 2018 | ✓ | GMM, WEM, k-means | |
[200] | 2021 | ✓ | Actor-critic RL |
Paper | Year | Category | Specific Algorithm | |
---|---|---|---|---|
CA | ML | |||
[201] | 2020 | ✓ | Heuristic | |
[113] | 2017 | ✓ | Heuristic, MILP | |
[25] | 2019 | ✓ | Heuristic | |
[145] | 2020 | ✓ | Heuristic | |
[26] | 2020 | ✓ | Heuristic | |
[202] | 2020 | ✓ | Heuristic | |
[203] | 2021 | ✓ | Heuristic | |
[204] | 2018 | ✓ | Heuristic | |
[70] | 2019 | ✓ | GA | |
[205] | 2018 | ✓ | Heuristic | |
[206] | 2019 | ✓ | Heuristic | |
[129] | 2020 | ✓ | GA | |
[115] | 2021 | ✓ | Heuristic | |
[207] | 2021 | ✓ | Heuristic | |
[208] | 2019 | ✓ | Heuristic | |
[209] | 2018 | ✓ | Heuristic | |
[210] | 2018 | ✓ | Heuristic | |
[211] | 2019 | ✓ | Heuristic | |
[212] | 2020 | ✓ | Heuristic | |
[213] | 2020 | ✓ | Heuristic | |
[214] | 2020 | ✓ | Heuristic, MILP | |
[216] | 2019 | ✓ | Heuristic | |
[215] | 2021 | ✓ | Heuristic | |
[217] | 2020 | ✓ | Heuristic | |
[218] | 2020 | ✓ | Heuristic | |
[219] | 2021 | ✓ | Heuristic | |
[220] | 2021 | ✓ | Heuristic | |
[142] | 2016 | ✓ | Heuristic, MILP | |
[221] | 2018 | ✓ | GA, MILP | |
[222] | 2018 | ✓ | LP, Convex Optimization | |
[223] | 2020 | ✓ | RL | |
[224] | 2021 | ✓ | DQN | |
[225] | 2020 | ✓ | DDPG | |
[226] | 2021 | ✓ | Q-learning | |
[227] | 2019 | ✓ | Q-learning | |
[231] | 2020 | ✓ | DRL | |
[232] | 2020 | ✓ | RL, DRL | |
[234] | 2021 | ✓ | Q-learning | |
[235] | 2019 | ✓ | SVR, k-means | |
[236] | 2021 | ✓ | DDPG |
Paper | Year | Category | Specific Algorithm | |
---|---|---|---|---|
CA | ML | |||
[237] | 2018 | ✓ | Heuristic | |
[238] | 2021 | ✓ | Heuristic | |
[239] | 2021 | ✓ | Heuristic | |
[240] | 2021 | ✓ | Heuristic | |
[241] | 2020 | ✓ | Heuristic | |
[242] | 2021 | ✓ | Heuristic | |
[243] | 2019 | ✓ | Heuristic | |
[244] | 2020 | ✓ | Heuristic | |
[245] | 2019 | ✓ | Heuristic | |
[246] | 2019 | ✓ | Heuristic | |
[247] | 2020 | ✓ | Heuristic | |
[27] | 2019 | ✓ | Heuristic | |
[242] | 2021 | ✓ | Heuristic | |
[248] | 2020 | ✓ | Heuristic | |
[249] | 2019 | ✓ | Convex Optimization | |
[250] | 2021 | ✓ | Heuristic, MINLP | |
[251] | 2021 | ✓ | Heuristic, MINLP | |
[252] | 2019 | ✓ | Q-learning | |
[253] | 2020 | ✓ | DDPG | |
[28] | 2021 | ✓ | DRL | |
[254] | 2020 | ✓ | DQN | |
[255] | 2019 | ✓ | Fuzzy C-means |
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Share and Cite
Abubakar, A.I.; Ahmad, I.; Omeke, K.G.; Ozturk, M.; Ozturk, C.; Abdel-Salam, A.M.; Mollel, M.S.; Abbasi, Q.H.; Hussain, S.; Imran, M.A. A Survey on Energy Optimization Techniques in UAV-Based Cellular Networks: From Conventional to Machine Learning Approaches. Drones 2023, 7, 214. https://doi.org/10.3390/drones7030214
Abubakar AI, Ahmad I, Omeke KG, Ozturk M, Ozturk C, Abdel-Salam AM, Mollel MS, Abbasi QH, Hussain S, Imran MA. A Survey on Energy Optimization Techniques in UAV-Based Cellular Networks: From Conventional to Machine Learning Approaches. Drones. 2023; 7(3):214. https://doi.org/10.3390/drones7030214
Chicago/Turabian StyleAbubakar, Attai Ibrahim, Iftikhar Ahmad, Kenechi G. Omeke, Metin Ozturk, Cihat Ozturk, Ali Makine Abdel-Salam, Michael S. Mollel, Qammer H. Abbasi, Sajjad Hussain, and Muhammad Ali Imran. 2023. "A Survey on Energy Optimization Techniques in UAV-Based Cellular Networks: From Conventional to Machine Learning Approaches" Drones 7, no. 3: 214. https://doi.org/10.3390/drones7030214