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Review

Pectin Microspheres: Synthesis Methods, Properties, and Their Multidisciplinary Applications

by
Keila Gutierrez-Alvarado
1,*,
Randall Chacón-Cerdas
1 and
Ricardo Starbird-Perez
2
1
Instituto Tecnológico de Costa Rica, Centro de Investigación en Biotecnología, Avenida 14, Calle 15, Cartago 30101, Provincia de Cartago, Costa Rica
2
Instituto Tecnológico de Costa Rica, Escuela de Química, Avenida 14, Calle 15, Cartago 30101, Provincia de Cartago, Costa Rica
*
Author to whom correspondence should be addressed.
Chemistry 2022, 4(1), 121-136; https://doi.org/10.3390/chemistry4010011
Submission received: 4 January 2022 / Revised: 4 February 2022 / Accepted: 22 February 2022 / Published: 1 March 2022
(This article belongs to the Special Issue Multiscale Analysis of Natural Fibre Composites)

Abstract

:
There is great contemporary interest in using cleaner technologies through green chemistry and utilizing biopolymers as raw material. Pectin is found on plant cell walls, and it is commonly extracted from fruit shells, mostly apples or citrus fruits. Pectin has applications in many areas of commercial relevance; for this reason, it is possible to find available information about novel methods to transform pectin and pursuing enhanced features, with the structuring of biopolymer microspheres being highly cited to enhance its activity. The structuring of polymers is a technique that has been growing in recent decades, due to its potential for diverse applications in various fields of science and technology. Several techniques are used for the synthesis of microspheres, such as ionotropic gelation, extrusion, aerosol drying, or emulsions, with the latter being the most commonly used method based on its reproducibility and simplicity. The most cited applications are in drug delivery, especially for the treatment of colon diseases and digestive-tract-related issues. In the industrial field, it is used for protecting encapsulated compounds; moreover, the environmental applications mainly include the bioremediation of toxic substances. However, there are still many possibilities for expanding the use of this biopolymer in the environmental field.

Graphical Abstract

1. Introduction

Biopolymers are found in abundance in nature; they have desirable physicochemical characteristics for covalent or ionic structuring, and they are biodegradable, usually obtained from wastes from agro-industrial processes. Thus, they are a value-added side product, which reduces contamination through inappropriate disposal and accumulation, in contrast to synthetic polymers, which consume petroleum-based resources and are non-biodegradable [1,2]. Therefore, finding alternative uses for these biopolymers has been researched and applied [1]. Following this idea, pectin, a promising polysaccharide, has been used in the structuring of spheres due to its gelling capacity, low toxicity, and biocompatibility [3]. It is a biopolymer found naturally in plants, formed of D-polygalacturonic acid bound by α-1,4-glucosidic bonds.
In the last two decades, the structuring of polymers has been growing as a technique that has the potential to improve many fields of science and technology, including manufacturing bioengineering, electronics, biotechnology, and medicine [4,5,6,7,8]. This technique has important environmental impacts, due to the low costs of the formulation of new materials, with multiple functions, and it could bring revolutionary innovations to all of the fields mentioned before [9].
Due to the scale at which such polymers are structured/modified, it is necessary to use micro- and nanotechnology methods. Among them, polymeric microspheres have been one of the most widely used options for the smart delivery of compounds because they have the ability to ensure a controlled and gradual delivery, in addition to being mostly biocompatible and non-toxic [10]. However, the synthesis methods do not always meet the requirements of green chemistry, and some of the manufacturing process byproducts pollute the environment or are toxic for humans, limiting their mass production [11]. For this reason, certain research in this area has recognized the need to implement sustainability in nanotechnology [12,13]. Consequently, attempts have been made to migrate to techniques that generate fewer toxic products and side products, including the use of biopolymers such as chitosan and pectin in sphere manufacturing [1].
The objective of this review is to summarize the main synthesis methods that have been used for the structuring of pectin microspheres. Comparing their respective advantages with each other, the applications in fields such as drug delivery, multidisciplinary industrial applications, and the prospects for further research show evidence of the positive impact of microsphere structuring in such areas by means of pectin’s potential as a unique raw material.

2. Pectin: Functions, Structure and Characteristics

In plants, pectin is located in the cell walls—specifically, in the middle lamella—and it appears in the early stages of the formation of the primary (mainly) and secondary cell walls [14]. In dicotyledons, the primary wall is 35% pectin, 30% cellulose, 30% hemicellulose, and approximately 5% proteins [15]. It is mainly extracted from some fruits, such as citrus fruits and apples, although pectin is also present in monocotyledons such as pastures. It is usually given different uses for its gelling capacity [16].
Pectin participates in important biological functions, such as in ensuring cell wall porosity, influencing surface tension, pH regulation, balance, and ion transport through the wall [17]. In the cell wall, pectin provides hardness and creates a barrier against the environment; in addition, pectin participates in the signaling cascade that detects degradation when the wall is under attack from a pathogen [18].
Its ability to induce defense responses in plants against pathogens has been extensively researched and is widely known, because it is an elicitor defense molecule [19,20,21]. Pectin contributes to the production and accumulation of phytoalexins and reactive oxygen species in the event of an attack by a pathogen on the plant [17,22]. Subsequently, it also helps in the creation of peptides and defensive proteins [17,23,24].
The most well-known chemical structure of pectin is mainly that of the primary walls because pectin of the secondary walls has to be extracted with chemical or enzyme methods that changes their structure. Therefore, it is known that 65% of pectin is a homogalacturonan (HG) polymer of galacturonic acid (GalA) bound in s-1,4 [25]. It has been found acetylated to a lower grade in positions O-2 and O-3, and methylsterified to a higher degree in O-6. If the HG is found in O-3 or apiosylated in O-2 and/or O-3, it forms xylogalacturonan (XGA) and apiogalacturonan (AGA) [26,27].
Rhamnogalacturonan II (RG-II) makes up 10% of pectin and plays an important role in plant growth and development. This is an HG backbone replaced with chains of an octasaccharide and a nonasaccharide attached to the O-2 through residues of s-d-celosyl (Apif) and two chains of disaccharides attached to the O-3. Rhamnogalacturonan I (RG-I) constitutes 20–35% of pectin and is a disaccharide of joined repetitions of [4--d-GalA-(1,2)--l-Rha-1]n and GalA residues which are acetylated in O-2 or O-3. [25,28] Figure 1 shows the typical molecular structure of pectin.
In addition, pectin can be classified depending on its degree of esterification in low levels of methoxyl (<50) or high levels of methoxyl (>50), depending on the relationship between methoxylated and free groups [29]. This characteristic gives high-level methoxyl pectin the ability to form gels in the presence of high sugar concentrations, whereas low methoxyl pectin can form gels in the presence of divalent cations [30]. Thus, these are very useful characteristics for the food, agricultural, or medical industries [31,32].
In the food industry, pectin (especially that extracted from citrus fruits and apples) is very important because it is used as a gelling agent, stabilizer, and thickener in products such as jellies, yogurt, milk, and ice cream [30]. It is also known for its medicinal use in combination with plant extracts for the treatment of diarrhea; pectin is associated with blocking the adhesion of pathogenic microorganisms to the intestinal mucosa, as well as immunoregulatory effects altering ileal microbial activity, thus serving to lower blood cholesterol and decrease glucose absorption in the sera of diabetic and obese patients [33,34,35,36].
Those diverse applications are given by modifications of its chemical characteristics. For example, through alkylation, it is possible to increase pectin’s hydrophobicity and change its viscosity and emulsifying capacity [37]. With sulfation, the pectin anticoagulant activity is improved [38] and oxidation results in the faster degradation of pectin and reactive groups, which helps in the controlled drug-delivery [39]. Alternatively, through depolymerization, oligosaccharides are generated, which can then be used in antioxidant, antibacterial, prebiotic processes [30].

3. Methods for the Synthesis of Microspheres

The structuring methods to produce microspheres are summarized in this section; the most common methodologies reported by several authors correspond to emulsion and coacervation, ionotropic gelation, spray drying, hydrothermal synthesis and extrusion.

3.1. Emulsion and Coacervation

Emulsions are a mixture of two immiscible liquids, basically consisting of droplets of one liquid dispersed in the other, thus generating an unstable system. It is for this reason that an emulsifier or surfactant is added to the emulsions, to diminish the associated free energy and to stabilize it kinetically [40,41]. This is one of the most common methods for structuring microspheres due to its simplicity, low cost, and reproducibility [42]. There are several types of emulsions such as ethanol in oil [43], water in oil [44] or oil in water [45,46] and their use depends on the materials to be structured and the desired final application.
Polymers are molecules whose size falls within the colloidal range, and they affect the droplet size distribution in the emulsion [47]. The fabrication of microspheres by coacervation consists of forming a phase called coacervate by separating the phases of the initial hydrocolloids of the solution. Coacervation is divided into two types: simple and complex. In simple coacervation, a separation forms two phases, one of which is saturated in the polymer that is in solution, and the other which is in equilibrium but depleted from the polymer [48]. In contrast, complex coacervation consists of a mixture of two immiscible liquids with each other, where a concentrated interface is formed in polymers of opposite charge. This interface is called coacervate, generated by weak interactions such as hydrogen bonds, electrostatic, hydrophobic, or van der Waals forces [49,50]. Biopolymers, such as polysaccharides, are widely employed as functional ingredients in emulsion systems. Specifically, the structuring of pectin microspheres is carried out by coacervation. This coacervate will be positioned around the active ingredient found in the emulsified solution.
Several studies have been carried out with this method, covering a wide range of applications, from microspheres for controlled drug-delivery, such as acetaminophen [51], to the encapsulation of oils for the food industry [52]. The advantages that have been observed with this method are an increased resistance to mechanical stress or temperature and the subsequent controlled delivery of substances inside the microspheres [53].

3.2. Ionotropic Gelation

Ionotropic gelation is based on the principle that polymers can be crosslinked when they are in the presence of an electrostatic interaction between them and oppositely charged crosslinkers, considering the pH and the concentration of the polymers [54,55].
One of the main reasons why this method is used for microsphere structuring is because the degree of crosslinking and the polymer concentration can be modified, which makes it very useful in the field of controlled drug delivery. Moreover, due to ion interactions, a dense and strong hydrogel network can be created for multiple investigations [56].
For pectin microsphere synthesis, this technique is often used in conjunction with crosslinking agents such as calcium chloride or chlorhexidine (an antimicrobial agent), because electrostatic bonds are formed between the negatively charged carboxyl groups of pectin and the positively charged crosslinkers [57,58].
Research has been carried out using the ionotropic gelation method with pectin microspheres to encapsulate violet crystal, ciprofloxacin, polyphenols, and β-carotenes of Taraxacum officinale [59,60,61]. All of this research has applications for human health.

3.3. Spray Drying

Spray/aerosol drying is based on the principle that a solution (usually aqueous) can be turned into a powder. First, the solution is atomized and mixed with a drying gas, the solvent is evaporated from the solution, and the powder obtained is separated from the drying gas [62,63]. One of the main reasons supporting the use of this method in structuring microspheres is because of its low cost, reproducibility, and simplicity [64]. In addition, the characteristics of the microspheres can be optimized, heat-sensitive materials can be encapsulated, and their microbiological quality is ensured [64,65].
Spray drying is one of the most commonly used techniques for drug encapsulation; this process helps with the controlled release of the composite [64]. Research on pectin microspheres has focused on this feature too; for example, in the encapsulation of drugs such as albendazole, folic acid, and melatonin [66,67,68].

3.4. Hydrothermal Synthesis

Hydrothermal synthesis is one of the most commonly used alternatives methods to fabricate nanomaterials. The creation of particles involves hydrolysis and condensation in a medium (normally water), and a high temperature and pressure. At an ambient temperature, the medium is mixed with water which contains composites for the microspheres. Moreover, the medium provides an excellent environment for the formation of the particles and stabilization of the desired products, avoiding the formation of undesirable products [69,70].
Some of the advantages of this method are that it is environmentally friendly, low cost, involves low temperature and the equipment that is needed is simple and easy to use. It is also inexpensive and has excellent control of the particle size, structure and morphology [70,71].
Research has been done using the hydrothermal method for make pectin microparticles with the capacity of adsorption of methylene blue or pectin/GeO2 microspheres that have antibacterial activities and also sustainable pectin/carbon microspheres for in vivo bioimaging [72,73,74].

3.5. Extrusion

Microparticles are formed through extrusion by using an encapsulator with a nozzle [75]. Consequently, a solution travels through the extruder (such as a needle), and it is deposited it in a bath gelling solution [76,77].
This method of synthesis has variations such as co-extrusion and extrusion–spheronization. In co-extrusion, the main difference is that a concentric nozzle vibration system is used, which involves jet-cutting the poured solution into droplets [78]. For extrusion–spheronization, a dry powder is mixed in a liquid, passed through an extruder, broken out, converted to pellets in a spheronization step, and dried out [79].
Similar to other methods listed in this review, the use of the extrusion technique as a synthesis method for microparticles of pectin has many advantages, such as high drug loading capacity, high productivity, low hygroscopicity of the microparticles, and high resistance to gastrointestinal conditions [76,80]. Moreover, it allows the use of two liquids to make microspheres with a very different melting point and forming high-quality bonds between them [81]. Extrusion methods are very useful in the food industry because they reduce the oxidation of lipids and bioactive compounds, and do not use organic solvents [75,76,78].
Extrusion is the encapsulating method for kenaf seed oil in pectin microspheres [75], as well as in pectin/alginate structuring for the controlled release of polyphenols from papaya [76] and folic acid [82] to protect Lactobacillus acidophilius in gastrointestinal fluids [78] and make pectin-coated nanoliposomes [83], among others.

4. Pectin Microsphere Applications

This section prevents different areas in which pectin microspheres have been used; this specific review is mainly concerned with drug delivery, and other less frequent but diverse multidisciplinary industrial applications.

4.1. Drug Delivery

The implementation of microspheres of pectin in drug delivery applications has contributed to the development of new treatments with smart drug release. In Table 1, multiple investigations regarding the subject are compiled, focusing on the main characteristics of the pectin, the resulting microspheres, and the relevant details of their application (this being the field with the most information generated).
According to Table 1, most pectin microspheres that are implemented in drug delivery applications are produced by mixing them with other polymers, obtaining hybrid spheres. A smaller percentage is represented by only pectin as a unique raw material, and the lowest percentage refers to microspheres of the pectin-coating strategy, depending on the desired final properties. The main applications are the controlled delivery/release of drugs, mostly for colon and digestive tract treatments, exerting anticancer, anti-inflammatory, and antibiotic activities. The existing information correlates with the data reported in other reviews regarding pectin as a polymer [109]. A lower percentage regards the selective treatment of illnesses such as diabetes, bone disorders, nasal drug delivery, and regenerative medicine treatments (Table 1).
Focusing on hybrid microparticles, most are reported along with negatively charged hydrophilic polymers such as alginate or gellan gum. These both provide stability [89,104], mucoadhesion to the sphere, and protection for the molecule being transported. A similar principle is targeted through coating with other compounds to increase the interaction with biological surfaces [103]. The most frequent method of synthesis consists of ionotropic gelation, which uses calcium chloride as a linking agent between other pectin types and other compounds [94,98,99].
The different types of pectin shown in Table 1 exhibit varied characteristics in terms of molecular weight, esterification, and amidation degree which, combined with the synthesis method, result in particular physicochemical properties of delivery and diverse interactions, as presented in Table 1 [110]. However, they share advantages of protection, transport, and controlled drug-delivery, thus increasing treatment efficiency [111]. One of the advantages of these microspheres is that their integrity responds to pH variations, protecting polar and non-polar molecules, [65,88,93] and the microspheres are less sensitive to acidic pH of the stomach (pH 1–2) through the digestive tract. This characteristic means that they release major dosages in the guts (pH 7.0–7.8), where the drug will be absorbed [10,90]. This process is critical concerning the efficient dosage of specific drugs into organs, or when an unintended release could induce adverse effects on other organs, such as in chemotherapy. This interaction revolving around pH can also be beneficial for drug release in nasal secretions with alkaline pH [65].

4.2. Multidisciplinary Industrial Applications

In Table 2, multiple evidence of pectin microspheres from multidisciplinary industrial applications not included in the previous section are compiled.
According to Table 2, the most cited use of pectin microspheres is the encapsulation of substances, most of which are hybrids between pectin and some other materials. This is to improve the encapsulation and subsequent delivery of the materials they contain. The different types of pectin presented multiple properties in terms of the esterification degree, molecular weight, and methoxylation degree. The synthesis methods range from emulsion (with calcium chloride as a linker) to co-extrusion; hydrothermal technology is also cited as methodology to synthesize microspheres, allowing good levels of encapsulation efficiency and subsequent delivery of the molecules.
Pectin has wide applications, from the cosmetic industry to electronics, again demonstrating the importance of microencapsulation and especially the diverse uses of pectin in disparate fields.
In the food industry, a strong growth has been demonstrated in terms of the necessary search for healthy foods [121]. For example, many of the oils that can be used in this area oxidize easily, and for these reasons, the use of encapsulation methods as protectants has potential to reduce undesirable modifications. Due to the gelling capacity of pectin, in addition to it being biocompatible, non-toxic, and digestible in the small intestine, it has been one of the most widely used products to form parts of microsphere coatings [119,120,123].
The agricultural industry has also shifted to less polluting techniques, such as the use of biofertilizers or bioagents; within this topic, the controlled delivery of these agents is important for sustainable crop production [126,127]. One of the techniques for controlled release is the use of microspheres, and pectin has demonstrated good results, because it normally forms part of the cell walls in plants and is not toxic for animal consumption [126,127].
For environmental applications, the bioremediation of heavy metals is critical due to their toxicity and low biodegradability. There are different ways to treat or eliminate them, such as with chemical precipitation, flocculation, or absorption; the latter is the best option. However, it is often inefficient and expensive; thus, the technology has migrated to bioabsorption, using materials such as pectin due to its high absorption capacity and easy elimination [116]. Microencapsulation is presented as one of the most efficient technologies to perform the bioabsorption of toxic components [72]; however, despite its many environmental benefits, this field has not been explored sufficiently.
Hybrid particles can frequently be found in the presented applications because pectin microparticles retain some of the characteristics of the original polymer and, therefore, also some related limitations. The formulation of hybrid particles with other materials and chemical modification is how the properties of this material are improved. Extreme pH conditions produce rapid depolymerization of the pectin, frequently producing hybrid particles which enhance stability at alkaline pH values, and thus, greater release control [128].
Pectin microparticle applications are mainly performed under hydrophilic conditions when the particles have to be solubilized, because they generally have limited solubility in organic solvents [129].
Pectin has many properties related to its safe application in food and pharmaceuticals, with it being biocompatible and harmless; however, this also limits its use in applications as a microbial control agent, where hybrid particles with better performance have been found, such as combinations with chitosan or metals [130,131]. Pectin can be used as a scaffold or support in the development of biosensors and conductive material, because by itself it does not have sufficient conductive, magnetic, or bioactive capacities [132,133,134].

5. Conclusions and Outlook

According to this review, the most commonly used pectin microspheres in drug delivery and multidisciplinary industrial applications are hybrid types, combining their properties with other materials. Pectin exhibits diverse physicochemical characteristics (in terms of the esterification degree and methoxylation level), which can be manipulated through several synthesis methods aiming to maximize the properties of the microspheres for the desired applications (Table 1 and Table 2). Similarly, it has been observed that these synthesis methods range from coacervation to hydrothermal techniques of precipitation or ionotropic gelation. However, the most commonly used are emulsion methods, due to their simplicity, low cost and reproducibility.
As shown by the evidence presented, microspheres have many applications, exemplified in the field of the controlled delivery of drugs, especially for the treatment of diseases of the colon and digestive tract (Table 1). Other industrial applications also share the controlled delivery of substances approach but, in this case, it is primarily focused on the protection of the encapsulated compounds, or the bioremediation of toxic substances by bioabsorption (Table 2). Nevertheless, it is also evident that more research is needed in applications with biotechnological potential, for example, in the environmental field and the agricultural industry, which could increase the use of this versatile and sustainable biomaterial. This is despite the multiple environmental benefits of pectin microspheres which have been demonstrated. This systematic review summary presents opportunities for future research in these fields.
The fact that new technologies exist, such as polymer structuring or nanotechnology, means that new solutions could be found to replace traditional options that are less effective, potentially harmful to humans and the environment, and deplete natural resources. As demonstrated through this review, the use of microspheres is beneficial for the controlled delivery of substances; moreover, they can be biocompatible and non-toxic. Pectin, especially, is reported to be an elicitor of defense responses in plants, which could possibly influence research on the use of biofertilizers or biostimulators from microspheres of this biopolymer.

Author Contributions

K.G.-A., R.C.-C. and R.S.-P. All authors contributed to writing, reviewing, and editing. All authors have read and agreed to the published version of the manuscript.

Funding

Grant ID 1510120, funded by Vice-presidency of Research and Extension at Instituto Tecnológico de Costa Rica (TEC), Cartago, Costa Rica. The authors appreciate the budget and logistical support provided by TEC.

Conflicts of Interest

The authors declare no conflict of interest.

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Figure 1. Molecular structure of pectin.
Figure 1. Molecular structure of pectin.
Chemistry 04 00011 g001
Table 1. Characteristics of synthesized pectin microspheres for drug delivery applications.
Table 1. Characteristics of synthesized pectin microspheres for drug delivery applications.
Sphere TypeSynthesis MethodPectin PropertiesCharacteristics of the SpheresDrugApplication
Shellac-coated pectin microspheresW/O emulsification and linking with CaCl2+ solvent evaporationN/ADiameter of 28–35 µm
Encapsulation efficiency of 73–82%
pH-dependent release; faster with an acidic pH and slower with a basic pH
Vincristine sulfateColon cancer treatment by controlled drug release [84].
Pectin microspheresW/O emulsification + solvent evaporationN/ADiameter of 34–71 µm
Yield of 78–88%
Drug content of 15–33%
Encapsulation efficiency of 26–67%
95–98% of drug release in 9 h at a pH of 6.8
Metformin
Hydrochloride
Selective oral drug release for diabetes mellitus type II [85].
Pectin + Ag3PO4 mesoporous hybrid microspheresIonotropic gelationHighly methoxylated (HMP)
Esterification degree of 74%
Average of 1.60 × 105 Da
Diameter of 1.3–1.5 µm
Yield of 90%
LevofloxacinAntimicrobial particles for controlled drug release [86].
Pectin microspheresIonotropic gelation with CaCl2 + linking with polyethyleneimineAmidated of low methoxylated OG 175C
Esterification degree of 22–28%
Amidation degree of 19–23%
Average diameter of 1010 µm
Encapsulation efficiency of 80%
Expansion ratio at 1.5 h of 7.9
Disintegration time of 7 h +
86% of their biological activity remains after 5 h in a basic environment (pH of 6.0)
B-lactamaseControlled b-lactamase release in colon to reduce bacterial antibiotic resistance [87].
Pectin/chitosan hybrid microspheresAerosol dryingEsterification degree of 70–75%
30–100K Mr
Average of diameter of 3 µm
16–32% of drug content
Expansion by hydration of 100–180%
pH-dependent release
70–80% of drug release in 10 h at a pH of 5.5
VancomycinControlled antibiotic release for colon infections [88].
Algin/pectinate hybrid microspheresIonotropic gelation with CaCl2Highly methoxylated (HMP)
Average of 1.76 × 106 Da Mr
Diameter of 740–810 µm
Yield of 9%
Encapsulation efficiency of 84–96%
pH-dependent release; faster with a basic pH and slower with an acidic pH
90% of drug release in 12 h at a pH of 6.8
AceclofenacControlled oral anti-inflammatory drugs [89].
Calcium pectinate microspheresW/O emulsification and linking with CaCl2Low methoxylated
Esterification degree of 6%
Diameter of 20–32 µm
Drug content of 20%
Encapsulation efficiency of 74%
Expansion ratio until constant weight of 0.3–1.3%
pH-dependent release; more with a basic pH and less with an acidic pH
20% of drug release in 24 h at a pH of 7.0
MethotrexateColon cancer treatment by controlled drug release [90].
TiO2/Fe3O4/pectin hybrid microspheresW/O emulsification and covalent linking induced by ultrasound≥74.0% galacturonic acidDiameter of 0.68 µm
Zeta potential of −4.87 mV
82% of drug content
7% of drug release in 5 h at a pH of 2.0
AmoxicillinSlow and maintained, controlled antibiotic release in the stomach [91].
Pectin microspheresLinking with zinc acetate and glutaraldehydeEsterification degree of 28%
Amidation degree of 20%
Diameter of 898–1053 µm
Humidity content of 8–13%
Encapsulation efficiency of 93–98%
pH-dependent release; faster with a basic pH (6.8) and slower with an acidic pH (1.2)
ResveratrolControlled drug release for colon cancer treatment [92].
Dexamethasone/alginate nanoparticles encapsulated by pectin microspheresAerosol dryingAmidated of low methyl esterification CF025
Esterification degree of 23–28%
Amidation degree of 22–25%
Diameter of 2.76 µm
Zeta potential of −36 mV
Drug content of 3%
Yield of 45–70%
DexamethasoneControlled release of mucoadhesive drug in nasal solution [65].
Pectin microspheresIonotropic gelation with CaCl2Low proportion of amidated methoxylation
Molecular weight of 228,000 Da
Esterification degree of 30%
Amidation degree of 19%
Diameter of 280 µm
Polydispersity index of 0.69
Drug content of 4%
Encapsulation efficiency of 77%
Slow and lengthy release at pH of 7.5, approximately 62% in 45 days
IbuprofenMacroporous structuring in bone implant material and controlled drug release [93].
Algin/pectinate hybrid microspheresIonotropic gelation with CaCl2Highly methoxylated (HMP)
Esterification degree of 74%
Average MW of 160 kDa
Encapsulation efficiency of 47%
Expansion by hydration of 190–300%
Slow release at gastric pH of 1.2 and fast release at a basic pH (7.4)
CiprofloxacinControlled antibiotic release in the digestive tract and degradation protection [94].
Pectin microspheresAerosol drying and linking with CaCl2Low methoxylated amidation
Esterification degree of 9%
Encapsulation efficiency of 13%
Drug content of 5%
Slow release at 1.2 pH in 24 h of 18%
Fast release at 7.4 pH
IndomethacinControlled drug release for gastrointestinal disease treatment [95].
Pectin/magnetite coated with chitosan microspheresIonotropic gelation with CaCl2N/ADiameter of 3.05–3.69 mm
Encapsulation efficiency of 88–85%
Drug loading of 0.14–0.15%
MetamizoleSmart drug release [96].
Pectin microspheresSpray dryingEsterification degree of 62–72%Encapsulation efficiency of 68.4–72.2%
Drug loading of 16.6–17.0%
Moisture content of 4.37–5.59%
Octreotide acetatePeptide delivery [97].
Pectin microspheres functionalized with RGD peptideIonotropic gelation with CaCl2Esterification degree of 14 %
Average MW of 29 kDa
Expansion by hydration higher than 5000%
Maintenance of viability, proliferation, and cellular differentiation until 30 days
3D structures promotion for cellular growth
Higher interaction of pinned cells in the sphere with the medium
N/AImmobilization substrate and cellular transport for tissue engineering and potential application in regenerative medicine [98,99].
Eugradit-coated pectin microspheresW/O emulsification and linking with CaCl2 + solvent evaporationN/ADiameter of 400–600 µm
Yield of 70–80%
Drug (prednisolone) content of 75–80%
Drug (mesalamine) content of 75%
Expansion ratio by hydration of 1.44–1.60
100% of drug release in 14h at a basic pH of 7.4
Mesalamine + PrednisoloneControlled drug release for ulcerative colitis treatment [100].
Pectin/hypromellose hybrid microspheresAerosol dryingLow methoxylated amidation CF 005
Esterification degree of 35%
Amidation degree of 15%
Diameter of 17–22 µm
Zeta potential of −21 to −28 mV
Yield of 47–65%
Encapsulation efficiency of 96–100%
Drug content of 25%
2–3% of humidity
80% of fast drug release in 120 min at a pH of 6.8, improving drug solubility
MelatoninControlled release of mucoadhesive drug in nasal solution [68].
Pectin/sodium alginate hybrid microspheresIonotropic gelation with CaCl2Low methoxylated
Esterification degree of 18%
Diameter of 1108–653 μm
Encapsulation efficiency of 59–95%
90% of fast drug release in 6–10 h at a pH of 6.8
Metformin
Hydrochloride
Controlled drug release for diabetes treatment [101].
Pectin microspheresAerosol dryingN/ADiameter of 4.0–4.5 μm
Encapsulation efficiency higher than 98%
Drug content of 20–48%
Yield of 46–48%
100% of fast drug release in 48 h at a pH of 6.4
Ciprofloxacin hydrochlorideControlled antibiotic release for osteomyelitis treatment [102].
Eugradit-coated pectin microspheresW/O emulsification + solvent evaporationN/ADiameter of 24–31 μm
Encapsulation efficiency of 64–74%
Expansion ratio by hydration of 0.04–0.18
pH-dependent release; faster with a basic pH (7.4) and slower with an acidic pH (1.2)
5-fluorouracilControlled drug release for colon cancer treatment [103].
Pectin/gellan gum hybrid microspheresIonotropic gelation with AlCl3LM-5206 CSAverage diameter of 914 μm
Polydispersity index of 0.29
Encapsulation efficiency of 76%
pH-dependent release: slow in an acidic pH (1.2) of 17% in 120 min and gradually controlled in a basic pH (6.8), longer than 48h.
ResveratrolControlled antioxidant release for colon disorders treatment [104].
Pectin/sodium alginate hybrid microspheresIonotropic gelation with CaCl2 + separation by coacervationN/ADiameter of 500–700 μm
Encapsulation efficiency of 64–70%
Expansion ratio by hydration of 0.11–0.42
pH-dependent release: slow at an acidic pH (1.2) of only 8% in 4 h and maximum release at a basic pH (6.8) in 12 h
5-fluorouracilControlled drug release for colon cancer treatment [105].
Pectin/gellan gum hybrid microspheresIonotropic gelation with CaCl2Low methoxylated and amidation
Esterification degree of 35%–40%
Amidation degree of 20%
Average diameter of 250 μm
Encapsulation efficiency of 67–88%
30–55% of drug release at pH of 7.4 in 120 min
Methyl violetControlled drug release for microorganism and other human parasite treatments [59].
Pectin-based CAP-coated microspheresDehydration techniqueN/AAverage diameter of 0.8–7.06 and 0.9–10.31 at pH 1.2, whereas at pH 7.4, the particle size was 1.3–9.26 and 0.5–11.64 mm.
Polydispersity index of 0.245–0.267
Zeta potential of 26.78–29.36 Mv
MesalamineControlled drug release for ulcerative colitis [106].
Pectin microspheresCrosslinking with glutaraldehyde + Spray dryingN/ASizes between 20 and 500 μmQuercetinStabilization of quercetin with microencapsulation [107].
Eugradit-coated pectin microspheresW/O emulsification + solvent evaporationN/ADiameter of 9–14 μm
Encapsulation efficiency of 52–75%
91–99% of maximum drug release at a pH of 7.5 in 8 h
MetronidazoleControlled antibiotic release for colon disorders treatment [108].
N/A = Not available.
Table 2. Pectin microspheres, properties, and applications in industry.
Table 2. Pectin microspheres, properties, and applications in industry.
Sphere TypeSynthesis MethodPectin PropertiesCharacteristics of the SpheresFieldApplication
Pectin/alginate hybrid microspheresCoaxial electrospray systemN/AZeta potential of −21–53 mV
Diameter of 1.58–3.24 µm
Encapsulation efficiency of 26–85%
CosmeticsMint essential oil encapsulation for use cosmetics and food [112].
Pectin/jelly fig hybrid microspheresW/O emulsification and linking + reticulation with formaldehydeN/ADiameter of 58–82 µm
Image contrast efficiency of 94%
ElectronicsCopper phthalocyanine modified by cetylpyridinium chloride to use it in electrophoretic ink display [113].
Pectin-coated lanthanum oxide hybrid microspheresPrecipitation + calcinationN/ADiameter of 0.6–7 µmElectronicsLanthanum oxide sensor to detect CO [114].
Pectin/calcium phosphate hybrid microspheresExtrusion + linking with calcium chlorideLow methoxylatedDiameter of 400–600 µmEnvironmentalPromote biomineralization process with a biomimetic method [115].
Pectin microspherespH modification + linking with calcium chlorideGalacturonic acid of >74%
Esterification degree of 0.90–47%
Diameter of 2 mm
Pb (II) absorption of 69–95% at pH 6
EnvironmentalAbsorption of Pb(II) by microspheres [116].
Pectin microspheresHydrothermalN/ADiameter of 1–5 µm
Absorption capacity of 905.8 mg/g at t = 0.5 min
EnvironmentalAbsorption of blue methylene by microspheres [72].
Pectin–alginate microspheresIonotropic gelation with TiO2N/AAbsorption of 51–56% at t = 30 minEnvironmentalRemoval of methylene blue by microspheres [117].
Pectin/activated carbon microspheresIonotropic gelation with CaCl2Molecular weight of 786 kDa
Degree of methoxylation of 28.3%
Degree of amidation of 20.63%
Diameter of 1.30–2.78 mmEnvironmentalAbsorption of Pb2+ by microspheres [118].
Chitosan-coated pectin microspheresO/W/O emulsification and linking with CaCl2Low methoxylatedDiameter of 100 µm
Bioink viscosity of 445 mm2/s
Result of assay in cytotoxicity in cells 95.7 ± 1.0 %
BiotechnologyEstradiol encapsulation for use in bioprinting [46].
Pectin/pea protein/maltodextrin hybrid microspheresW/O emulsification and linkingEsterification degree of 60%Diameter of 0.3–400 µm
Encapsulation efficiency of 77%
FoodA rich oil in polyunsaturated fatty acids encapsulation for use in food [119].
Pectin/xanthan gum/wheat protein hybrid microspheresW/O emulsification and linkingEsterification degree of >50%
Average MW of 200 kDa
Zeta potential of −9.1–23 mV
Diameter of 0.23–22 µm
FoodFish oil encapsulation for use in food [120].
Pectin/sodium alginate hybrid microspheresW/O emulsification and linking with calcium chlorideEsterification degree of >50%Diameter of 0.46–0.62 mm
Encapsulation efficiency of 52–70%
Humidity content of 4.29–4.73%
Swelling index of 0.911–0.959
Foodα-tocopherol encapsulation for use in food [121].
Pectin/maltodextrin/whey protein concentrate hybrid microspheresW/O/W emulsification + doble layer techniqueEsterification degree of 71.1%
65% galacturonic acid
Diameter of 0.536–0.482 µm
Encapsulation efficiency of 93–96%
FoodSaffron encapsulation for use in food [122].
Chitosan-coated highly methoxyl pectin alginate hybrid microspheresCoextrusion + linking with calcium chlorideHigh methoxylatedDiameter of 475–825 µm
Encapsulation efficiency of 33–73%
FoodKenaf seed oil encapsulation for use in food [123].
Calcium pectinate microspheresIonotropic gelation/Extrusion + calcium chloride crosslinkingN/AEncapsulation efficiency of 25.2–31.1%
Yield of 92.2–97.1%
FoodSlow release of urea in the sheep diet [124].
Pectin/casein microspheresComplex coacervation + Spray dryingN/ADiameter of 4–8 µm
Encapsulation efficiency of 60.09–83.22%
Drying yield of 3.49–18.82%
Foodmicroencapsulation of phytochemicals from Vitis labrusca [125].
Pectin/Kasagumycin hybrid microspheresChemical linking with EDC and NHSEsterification degree of 25%
Average MW of 70 kDa
Stable a different pH and temperaturesAgricultureKasagumycin encapsulation for use against crop pathogens [126].
Highly methoxylated pectin and guar-gum-coated Low methoxylated pectin/alginate hybrid microspheresW/O emulsification and linking with calcium chlorideLow and highly methoxylatedNumber of bacteriophages per microspheres 4–6AgricultureBacteriophage encapsulation [127].
N/A = Not available.
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Gutierrez-Alvarado, K.; Chacón-Cerdas, R.; Starbird-Perez, R. Pectin Microspheres: Synthesis Methods, Properties, and Their Multidisciplinary Applications. Chemistry 2022, 4, 121-136. https://doi.org/10.3390/chemistry4010011

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Gutierrez-Alvarado K, Chacón-Cerdas R, Starbird-Perez R. Pectin Microspheres: Synthesis Methods, Properties, and Their Multidisciplinary Applications. Chemistry. 2022; 4(1):121-136. https://doi.org/10.3390/chemistry4010011

Chicago/Turabian Style

Gutierrez-Alvarado, Keila, Randall Chacón-Cerdas, and Ricardo Starbird-Perez. 2022. "Pectin Microspheres: Synthesis Methods, Properties, and Their Multidisciplinary Applications" Chemistry 4, no. 1: 121-136. https://doi.org/10.3390/chemistry4010011

APA Style

Gutierrez-Alvarado, K., Chacón-Cerdas, R., & Starbird-Perez, R. (2022). Pectin Microspheres: Synthesis Methods, Properties, and Their Multidisciplinary Applications. Chemistry, 4(1), 121-136. https://doi.org/10.3390/chemistry4010011

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