Search Results (15)

Contract farming has become a sustainable strategy in agriculture around the world. Formal farming contract in pig production is one of the priorities of the Vietnamese Government for livestock development. Due to the differences in husbandry methods, a comparison of the technical efficiency between contract and noncontract pig farms has not been studied in Vietnam yet. This study attempts to do so and proposes implications for the sustainable development of pig production in Vietnam. In this study, we surveyed 201 pig farms (63 contract farms and 138 noncontract farms) in Hanoi, Vietnam, and applied data envelopment analysis (DEA) with a meta-frontier. Under group frontiers, the technical efficiency of the contract and noncontract farms are 96.11% and 88.64%, respectively. However, the meta-technology ratios of the two groups are 82.30% and 99.99%, respectively, which means that contract farms’ technical efficiency is lower than noncontract farms. An interesting finding is that although the technical efficiency of contract farms is lower than noncontract farms, their annual pig income is significantly higher, making contract farming attractive to farmers. Results of Tobit regression models showed that land rent is one of the important factors that reduce the technical efficiency of both contract and noncontract farms. This result implies that the Vietnamese government should revise the land limit policy so that farms can own more land. Another finding is that the high feed price reduces the technical efficiency of noncontract farms. The policy implication from this finding is that the Vietnamese government should develop domestic raw material areas for feed production to lessen the dependence on imported raw materials from abroad, which contributes to reducing the feed prices in Vietnam. Full article

The industrial sector, the backbone of China’s economic development, is a key field that requires environmental management. The purpose of this study is to propose an improved data envelopment analysis (DEA) model to analyze the performance of provincial industrial systems (ISs) from 2011 to 2020 in China. To comprehensively characterize the operational framework of ISs, this study proposes an improved meta-frontier network DEA model. Unlike the existing models, the one proposed in this study not only considers the technical heterogeneity of ISs, but also reflects the interaction between IS subsystems. The empirical analysis yields valuable research findings. First, the overall environmental performance of Chinese ISs is generally low, with an average performance of 0.50, showing a U-shaped trend during the study period. Furthermore, significant regional differences are observed in the environmental performance of Chinese ISs. Second, the average performance of the production subsystem is 0.75, while the average performance of the pollution control subsystem (PTS) is 0.44. The low performance of the PTS pulls down the overall performance of Chinese ISs. Third, the technological level of Chinese ISs is low, with about 50% improvement potential. Finally, targeted suggestions to promote the green development of ISs are proposed on the basis of the empirical results. Full article

Data relative to the water services industry in Italy indicate that there is a serious infrastructure gap between the southern regions and isles and the rest of the country. In these geographical areas, water utilities are provided with substantial public grants from the central and local governments to support investments necessary to mitigate the infrastructure divide by increasing capacity and improve service quality. This paper implements a meta-frontier non-parametric approach based on a data envelopment analysis (DEA) to evaluate the efficiencies of 71 Italian water utilities, accounting for the differentiated contexts in which they operate. A short-term perspective was assumed to estimate efficiency, considering the production factors associated with the infrastructure assets as non-discretionary inputs in the specification of the meta-frontier model. The results showed that water utilities operating in the southern regions and isles suffer from an efficiency gap in comparison to those in the northern and central regions. The average efficiency gap was 9.7%, achieving 24.9% in the worst case. Moreover, a more in-depth analysis focusing on the water utilities in the southern regions and isles indicated that scale inefficiencies might be an important determinant of such an efficiency gap. Indeed, slightly more than 69% of the water utilities operated at increasing returns to scale. Evidence from this study raises concern about the appropriate structure of the Italian water service industry and, particularly, the optimal size of the utilities and the financial sustainability of water services in the southern regions and isles. Full article

Urban clusters are important carriers for cities to participate in international competition and cooperation, and a booster for urban sustainable development. This study measured the degree of urban clusters by utilizing the panel data of 278 cities in China during 2004–2016. Then, an extended meta-frontier data envelopment analysis (EM-DEA) model was applied to estimate the total-factor ecological performance (UTEP) and decompose it into two sub-index from the perspective of “resource conservation” and “environmental friendliness”. On these bases, we employed a dynamic panel data approach to examine and demonstrate the relationship between urban cluster and UTEP in two dimensions, and further explored transmission channels of urban clusters on UTEP by adding the mediating effect. The results show that resource conservation increases first and then decreases with the increasing of urban clustering level, while environmental friendliness showed the opposite trend, making the latter become the main way for urban clusters to improve the UTEP. Industrial structure supererogation and rationalization are transmission channels for environmental friendliness rather than resource conservation in the way of improvement of UTEP. Technology innovation, as well as technology diffusion, also improves UTEP to some extent. In addition, urban clusters in eastern and central China have the greatest improvement in UTEP, while such effects are not the case in western China. Urban clusters in the second half sample period are more conducive to the improvement of the UTEP, with these potentially being the gains from the improvement of the level and quality of urban clusters. Full article

Accurate assessment of the efficiency of securities companies is of great significance to improve the competitiveness of companies, due to their increasingly important role in supporting economic development. As the main contribution, this paper proposes a novel efficiency estimation framework for securities companies based on data envelopment analysis (DEA), which takes into account operational risks and technical heterogeneity. First, the risk variable is incorporated in the evaluation system as an undesirable output through the setting of weak disposability. Subsequently, the meta-frontier model is introduced to consider the impact of the technical heterogeneity of different companies to improve the accuracy of the assessment. Furthermore, this article also provides the meta-frontier Malmquist model, which can be utilized to analyze in detail technological progress. Finally, the securities companies listed in the Chinese stock market were selected as samples for empirical analysis. The efficiency evaluation model for securities companies proposed in this paper will provide a reference for related evaluation issues. Full article

Previous applications of DEA (data envelopment analysis) models in the field of franchising have been scarce. In particular, measurement and analysis of the operational efficiency of coffee shop franchisors in the explosively growing coffee market in Korea is required. In this study, we categorize 29 Korean coffee shop franchisors into three groups according to their number of franchisees and employ the metafrontier analysis to measure the efficiency of coffee shop franchisors from 2015 to 2018. Based on the results of metafrontier DEA, this study identifies sources of inefficiency within individual coffee shop franchisors to provide insights for coffee franchise operators and investigates efficiency differences between small-chain and medium-chain coffee shop franchisors. Furthermore, the results of bootstrapped truncated regression provide that the external environmental factors affecting the efficiency of each individual group are totally different patterns depending on the franchise group. Based on the analysis results, this study suggests strategic initiatives tailored to individual coffee shop groups to enhance their operating efficiency and identifies the principal operational drivers of the environmental variables to achieve sustainable growth. Full article

There is a close and important relationship between environmental pollution and public health, and environmental pollution has an important impact on the public health. This study employed the two-stage meta-frontier dynamic network data envelopment analysis (TMDN-DEA) model to explore the environment pollution effects from energy consumption on the mortality of children and adult, tuberculosis rate, survival rate and health expenditure efficiencies in 28 EU countries and 53 non-EU countries from 2010 to 2014. We calculated the overall efficiency scores and the technology gap ratios of each EU and non-EU countries and the efficiencies of input and output variables in the production and health stage. The average overall efficiencies each year in EU countries are higher than in the non-EU countries. But EU countries have higher energy efficiency than non-EU countries, and non-EU countries have higher health efficiency than EU countries. The health expenditure efficiencies in the EU countries are obviously lower than those in non-EU countries. The renewable energy efficiencies are obviously higher than the non-renewable energy efficiencies; PM2.5 efficiencies are obviously higher than the CO₂ efficiencies and the children’s mortality rate efficiencies are higher than the adult’s mortality rate efficiencies for EU countries and non-EU countries. The government management in the EU and non-EU countries should be strengthened to reduce the air pollutant and carbon dioxide emissions and raise energy transformation to the clean energy in renewable energy and improve health efficiencies in medical and health care field. Full article

We calculated provincial carbon emissions efficiency and related influencing factors in China with the purpose of providing a reference for other developing countries to develop a green economy. Using panel data covering the period from 2004–2016 from 30 provinces in China, we calculated the carbon emission performance (CEP) and the technology gap ratio of carbon emission (TGR) with the data envelopment analysis (DEA) method and the meta-frontier model separately to analyze provincial carbon emissions efficiency in China. No matter which indicator was employed, we found that distinct differences exist in the eastern, the central, and the western regions of China, and the eastern region has the highest carbon emission performance, followed by the central and the western regions. Then, the panel data Tobit regression model was employed to analyze the influencing factors of carbon emissions efficiency, and we found that scale economy, industrial structure, degree of opening up, foreign direct investment (FDI), energy intensity, government interference, ownership structure, and capital-labor ratio have different impacts on the carbon emission efficiency in different regions of China, which indicates different policies should be implemented in different regions. Full article

This paper develops a new network data envelopment analysis (DEA) model that simultaneously integrates the non-convex metafrontier and undesirable outputs and which is super efficient at performing dynamic network slacks-based measures. The model is employed to discuss the efficiency of 36 commercial banks in China during the years 2010–2014. The efficiency of these banks shows significant heterogeneity and the efficiency of most foreign banks has much room for improvement. Regarding both the non-convex metafrontier and the group frontier, state-owned banks perform the best, followed by joint-stock banks, with foreign banks performing the worst; the same is true for the technology gap ratios. The empirical results produced by the feasible generalized least squares estimation method indicate that liquidity and scale effects exert positive impacts on bank efficiency. An alternative estimation method confirmed that the conclusions were robust. Full article

The Yangtze River Economic Belt (YREB) is one of the most important areas for the economic growth of China, but rapid development has caused tremendous damage to the energy and ecological environments of the region. Very few studies have compared the carbon emissions of YREB with that of non-YREB and furthermore, have not considered regional differences and radial or non-radial characteristics in their analysis. This paper thus selects the energy consumption data of 19 provinces and cities in YREB and 19 provinces and cities in non-YREB from 2013 to 2016, constructs the modified meta-frontier Epsilou-based measure (EBM) data envelopment analysis (DEA) model and adds an undesirable factor, energy consumption, and CO₂ emission efficiency of each province and city of the two regions. The results are as follows. (1) China’s provinces and cities have different energy efficiency scores in energy consumption, economic growth, and CO₂ emissions. The regional ranks and technology gaps of five provinces and cities in non-YREB and of four provinces and cities in YREB exhibit a decline. Overall, the ranks and technology gaps of the provinces and cities in YREB are significantly lower than those in non-YREB, meaning that there is greater room for efficiency improvement in the latter region. (2) The gross domestic product (GDP) and CO₂ efficiency values of non-YREB provinces present great differences, especially the CO₂ efficiency value that ranges from 0.2 to 1, while their values in YREB are more balanced with little difference between provinces and cities. Thus, YREB is more coordinated in terms of energy savings and air pollutant reduction. (3) Some cities with good economic development such as Beijing, Shanghai, and Tianjin have regional and technology gap values of one, indicating that they not only target economic growth but also address energy savings and air pollutant reduction. The regional rank and technology gap values of some underdeveloped provinces such as Neimenggu, Ningxia, and Qinghai are also one. Finally, this research proposes countermeasures and recommendations to both areas. Full article

Ecological efficiency (eco-efficiency) reflects the synergetic degree of the development of resource, economic, and environmental systems. This paper measures urban eco-efficiency based on a nonconvex metafrontier data envelopment analysis (DEA) approach using data from 191 cities in China during the years of 2003 to 2013. In particular, the impacts of dynamic agglomeration externalities on urban eco-efficiency are investigated. Our empirical results show that eco-efficiency decreased from 2003 to 2013, and its spatial distribution demonstrates significant regional heterogeneity. Additionally, there exists an inverted U-shape relationship between dynamic externalities, including Marshall-Arrow-Romer (MAR), Jacobs and Porter externalities, and eco-efficiency. We also find that eco-efficiency can be enhanced by strengthening environmental regulations, optimizing industrial structures, and improving technological capacity. These findings are robust to alternative eco-efficiency measures, model specifications, and estimation approaches. Furthermore, we discuss related policy implications of our research results. Full article

With the contradiction between energy supply and demand around the world, urbanization formed with high-investment, high-consumption, and high-emission has significantly impaired the ecological environment of China. The evaluation of environmental impact is a must for decision-makings related to sustainable urbanization. This paper assessed the dynamic environmental performance of 285 cities in China from 2005 to 2013 based on the Malmquist-Luenberger index, an expanded data envelopment analysis (DEA) model. To ensure comparability among cities, a two-step clustering method was used to classify all cities into three types. From the results, we found (1) 166 and 185 cities’ environmental conditions remained the improvement during the research period under the meta-frontier and group frontier respectively. (2) Low and Medium energy intensity cities performed better than high energy intensity cities. (3) The environmental performance under the group frontier was overestimated compared with the meta-frontier. (4) The trends of environmental improvement and economic growth are significantly inconsistent. Overall, all ways to decrease undesirable outputs and increase desirable outputs, such as technological innovation, industrial structure optimization and regional cooperation, should be encouraged to achieve urban, regional and country sustainability. Full article

The present paper investigates the impact of pollution information transparency index (PITI) on eco-efficiency using a novel panel dataset covering 109 key environmental protection prefecture-level cities in China over the period 2008–2015. We apply an extended data envelopment analysis (DEA) model, simultaneously incorporating metafrontier, undesirable outputs and super efficiency into slack-based measure (Meta-US-SBM) to estimate eco-efficiency. Then, the bootstrap Granger causality approach is utilized to test the unidirectional Granger causal relationship running from PITI to eco-efficiency. Results of DEA model show that there exist significant spatiotemporal disparities of eco-efficiency, on average, the eco-efficiency in eastern region is relative higher than those of central/western region. Estimates of ordinary least square (OLS) method, quantile regression, and spatial Durbin model document that the evidence of an inverted-U-shaped relation between PITI and eco-efficiency is supported, and the turning points vary from 0.3370 to 0.4540 with different model specifications. Finally, supplementary analysis of panel threshold model also supports the robust findings. Policy implications are presented based on the empirical results. Full article

Policymakers around the world are confronted with the challenge of balancing between economic development and environmental friendliness, which entails a robust set of measures in energy efficiency and environmental protection. The increasing complexity of these issues has imposed pressure on the Asian countries that have been acting as global factories. This paper proposes a meta-frontier slacks-based measure (SBM) data envelopment analysis (DEA) model, with the hope that policymakers clarify the relationship between labor force, energy consumption, government expenditures, GDP, and CO₂ emissions. Clarification of the causal relationship can serve as a template for policy decisions and ease concerns regarding the potential adverse effects of carbon reduction and energy efficiency on the economy. The results show: (1) Developing countries should establish their own climate change governance and policy frameworks; (2) Developed economies should seek to lower carbon emissions; (3) Energy policies play a pivotal role in energy efficiency improvement; (4) Top-down efforts are critical for the success of carbon reduction policies; (5) Learning from the success of developed countries helps to improve the effectiveness of energy policies; (6) Environmental policies should be formulated, and new production technologies, pollution prevention measures, and treatment methods should be introduced; (7) Governments are suggested to build long-term independent management institutions to promote energy cooperation and exchange. Full article

This paper proposes a green development growth index (GDGI) for measuring the changes in sustainable development over time. This index considers a wide range of pollutants, and allows for the incorporation of group heterogeneity and non-radial slack in the conventional green development index. The GDGI is calculated based on a non-radial directional distance function derived by several data envelopment analysis (DEA) models, and was decomposed into an efficiency change (EC) index, a best-practice gap change (BPC) index and a technology gap change (TGC) index. The proposed indices are employed to measure green development performance in 30 provinces in China from 2000 to 2012. The empirical results show that China has a low level of green development, with a 2.58% increase per year driven by an innovation effect. China’s green development is mainly led by the eastern region, and the technology gaps between the eastern region and the other two regions (the central and western regions) have become wider over the years. The group innovative provinces have set a target for resource utilization of non-innovative provinces in order to catch-up with the corresponding groups, while the metafrontier innovative provinces provide targets for the technology levels of other provinces to improve their green development performance. Full article