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Article

Improving Hourly Precipitation Estimates for Flash Flood Modeling in Data-Scarce Andean-Amazon Basins: An Integrative Framework Based on Machine Learning and Multiple Remotely Sensed Data

by
Juseth E. Chancay
1,2 and
Edgar Fabian Espitia-Sarmiento
1,3,*
1
Facultad de Ciencias de la Tierra y Agua, Universidad Regional Amazónica Ikiam, Tena 150101, Ecuador
2
Cátedra UNESCO en Manejo de Aguas Dulces Tropicales, Universidad Regional Amazónica Ikiam, Tena 150101, Ecuador
3
Grupo de Investigación de Recursos Hídricos y Acuáticos, Universidad Regional Amazónica Ikiam, Tena 150101, Ecuador
*
Author to whom correspondence should be addressed.
Remote Sens. 2021, 13(21), 4446; https://doi.org/10.3390/rs13214446
Submission received: 7 September 2021 / Revised: 28 September 2021 / Accepted: 16 October 2021 / Published: 5 November 2021

Abstract

:
Accurate estimation of spatiotemporal precipitation dynamics is crucial for flash flood forecasting; however, it is still a challenge in Andean-Amazon sub-basins due to the lack of suitable rain gauge networks. This study proposes a framework to improve hourly precipitation estimates by integrating multiple satellite-based precipitation and soil-moisture products using random forest modeling and bias correction techniques. The proposed framework is also used to force the GR4H model in three Andean-Amazon sub-basins that suffer frequent flash flood events: upper Napo River Basin (NRB), Jatunyacu River Basin (JRB), and Tena River Basin (TRB). Overall, precipitation estimates derived from the framework (BC-RFP) showed a high ability to reproduce the intensity, distribution, and occurrence of hourly events. In fact, the BC-RFP model improved the detection ability between 43% and 88%, reducing the estimation error between 72% and 93%, compared to the original satellite-based precipitation products (i.e., IMERG-E/L, GSMAP, and PERSIANN). Likewise, simulations of flash flood events by coupling the GR4H model with BC-RFP presented satisfactory performances (KGE* between 0.56 and 0.94). The BC-RFP model not only contributes to the implementation of future flood forecast systems but also provides relevant insights to several water-related research fields and hence to integrated water resources management of the Andean-Amazon region.

Graphical Abstract

1. Introduction

Accurate estimation of spatiotemporal precipitation dynamics is crucial for several hydrological purposes, especially for operational flash flood forecasting [1,2]. Conventional approaches to estimate the precipitation patterns require rain gauge information. However, the spatial distribution of rain gauges strongly influences the uncertainty of precipitation estimates [3,4]. This implies important limitations over areas with complex topography, as in the case of the Andean-Amazon sub-basins, where implementing a suitable rain gauge density is often difficult and cost-prohibitive. In recent years, satellite-based precipitation products (hereafter SPPs) have been constituted as an alternative to overcome this limitation [5,6]. Nevertheless, SPPs present multiple sources of random and systematic errors associated with retrieval algorithms, sampling time steps, detection ability, among others [7,8].
In this regard, several studies have proposed different methods to improve the accuracy of SPPs and use them for forcing precipitation in hydrological models [9,10,11,12]. Most of these studies have focused on bias correction by statistical techniques and regression- based downscaling using land surface characteristics [13,14,15,16,17,18,19,20]. However, these correction methods still present several issues at high spatial (i.e., <10 km) and temporal (i.e., hourly) resolutions [21]. Thus, their applicability for hydrological modeling in fast-response basins is limited [22,23]. To address these issues, recent investigations have proposed various correction methods based on machine learning. For instance, Le et al. [24] developed a framework to correct daily and sub-daily SPPs by convolutional neural networks, obtaining higher performances than classical correction methods. Likewise, Chivers et al. [25] and Wolfensberger et al. [26] suggested a combination of random forest modeling with classical bias correction methods to improve hourly precipitation estimates derived from SPPs. However, the latter method focuses on the individual correction of SPPs without considering the valuable information that could be better captured by other precipitation products.
In contrast, Baez et al. [27] and Kolluru et al. [28] proposed merging multiples SPPs with rain gauge data and geographical features by random forest modeling. This method extracts the most relevant information from each SPP and combines it to maximize the accuracy of precipitation estimates. Results obtained with this method showed significant increases in performances of precipitation estimates (greater than 60%) compared to using isolated SPPs [27,28]. Further studies have indicated the combination of SPPs with satellite-based soil-moisture products (hereafter SMPs) also provides relevant insights to improve the accuracy of precipitation estimates [29,30,31,32]. In fact, soil-moisture information have proven to be an excellent indicator of the precipitation occurrence, especially at high temporal scales [33].
Although the integration of multiple SPPs and SMPs by machine learning provides an unprecedented opportunity to better estimate the precipitation dynamics in data-scarce regions, its applicability has not been evaluated in the Andean-Amazon basins. A representative Andean-Amazon basin is the upper part of the Napo River Basin, as it presents a complex topography and fast hydrological responses. Given its characteristics, the upper Napo River Basin is prone to recurrent flash floods [34,35]. In spite of this, no operational hydrological modeling and hence flood forecasting systems have been implemented in the region due to the scarce rain gauge data and hence suitable spatiotemporal precipitation estimates.
To address this problem, this study aims to propose an integrative framework for improving the estimation of spatiotemporal precipitation dynamics (i.e., intensity, distribution, and occurrence) at an hourly scale in the upper Napo River Basin. The framework combines multiple SPPs and SMPs with ground observed data and geographical features using random forest modeling and bias correction methods. The potential use of the framework as forcing precipitation inputs for hydrological modeling was illustrated in three gauged sub-basins within the upper Napo River Basin that suffer continuous flood risk. This study might not only contribute to the development of flood forecasting systems, but also to several water-related research fields and hence to integrated water resources management in the Andean-Amazon region.

2. Study Area

The Napo River is an important tributary of the Amazon Basin (Figure 1a) providing a mean annual discharge of about 6300 m3/s. It covers a drainage area of 100,500 km2, distributing among Ecuador (59.6%), Peru (40.0%), and Colombia (0.4%) (Figure 1b) [36]. This study focuses on the upper part of the Ecuadorian Napo River Basin (hereafter NRB), located between the Eastern Andes and the Amazonia foothills. The NRB covers 6095 km2 above the H1156 hydrological station and presents steep slopes that descend from 5900 to 370 m.a.s.l. over only 100 km (Figure 1c) [37]. Due to this complex topography, the NRB presents a strong climate gradient. Along this climate gradient, several ecosystems can be found, from the higher to lower elevations: (i) paramo, (ii) mountain forest, and (iii) piedmont rainforest (Figure 1d).
The paramo is located in the western highlands of the NRB (above 3200 m.a.s.l.). It presents mean temperatures that range from 4 to 8 °C. The precipitation is influenced by moisture originated from both the Pacific and Atlantic oceans with annual accumulation that varies from 500 to 2000 mm [38,39]. In the paramo, the precipitation occurs mainly as drizzle (~0.1 mm/h) [40], however, rainfall events with high-relative intensities (60 mm/h) have been reported [38]. The mountain forest, instead, is a transitional region between the paramo and piedmont rainforest. Here, mean annual temperature varies from 12 to 20 °C and the annual precipitation ranges from 2000 to 4000 mm. In general, the precipitation mainly occurs by orographic and convective events, reaching maximum intensities up to ~85 mm/h [41].
The piedmont rainforest is located in the eastern lowlands of the NRB (i.e., below 900 m.a.s.l.). This region is dominated by a humid tropical climate with annual rainfall between 3500 and 5000 mm, and mean temperatures from 20 to 27 °C [42]. Overall, precipitation presents intensities from 20 to 40 mm/h. However, extreme events above 95 mm/h have been recorded [35]. The piedmont rainforest is the most critical region within the NRB as its soil-saturation conditions and strong precipitation regime generate frequent flooding. Indeed, nine flash floods with peak discharges above 6000 m3/s have been recorded near the NRB outlet during the last 12 years, affecting on average 8000 families per year [42,43,44].
In the NRB, there are two additional critical points that suffer recurrent flash floods, which are the outlets of the Tena River Basin (TRB) and Jatunyacu River Basin (JRB). The TRB drains 239 km2 above the HI001 hydrological station in Tena City. The streamflow and baseflow average 24.4 m3/s and 8 m3/s, respectively [42]. In the last years, four flash floods have been registered in the TRB, reaching peak discharges above 1800 m3/s [35]. On the other hand, the JRB has a drainage area of 3128 km2 above the H0721 hydrological station. According to this station, discharge averages 290 m3/s [45]. Since 2010, three flash floods with peak discharges above 2500 m3/s have been recorded near the JRB outlet [45,46].

3. Datasets and Methods

3.1. Data

3.1.1. Ground-Observed Precipitation and Streamflow Data

Hourly precipitation and streamflow data were obtained from 12 meteorological stations and 3 hydrological stations (Figure 1c) belonging to the Ikiam Hydrometeorological Service [42] and the National Institute of Meteorology and Hydrology of Ecuador [45,46]. The analysis period was from January 2016 to December 2020 (5 years). We chose this period due to the availability of hourly data within the study area. Prior to this study, a data quality analysis was performed to find and remove outliers using the graphical method described in Chebana et al. [47]. It consists in visualizing data by a rainbow plot and then identifying outliers using bagplots and highest-density region boxplots.

3.1.2. Satellite-Based Data

Satellite-based precipitation data were obtained from the Integrated Multi-Satellite Retrievals for GPM Early Run (IMERG-E) and Late Run (IMERG-L) [48,49], the Global Satellite Mapping of Precipitation (GSMAP) [50,51], and the Precipitation Estimation from Remotely Sensed Information using Artificial Neural Networks—Cloud Classification System (PERSIANN-CCS) [52]. We focus on these products as they are widely used for flash flood analysis [53,54,55,56] due to their high spatiotemporal resolutions and low latency (Table 1). Likewise, soil moisture data at surface level (SM) and root zone (RM), as well their temporal variation (i.e., ΔSM and ΔRM), were derived from the Soil Moisture Active-Passive Satellite Mission (SMAP L4-SM product).

3.2. Integration of Satellite-Based Products

To achieve a new high-resolution and fitting precipitation product over the NRB, the proposed framework was implemented into three steps (Figure 2): (i) preprocessing, (ii) random forest precipitation modeling, and (iii) postprocessing or bias correction. Further details of the framework are described as follows.

3.2.1. Preprocessing

To ensure spatial consistency, the SPPs and SMPs were resampled to 4 km (the highest resolution provided by the precipitation products) using the bilinear method, following recommendations presented in Baez et al. [27]. Temporal consistency was obtained by aggregating or disaggregating the satellite-based products to hourly intervals [57]. The SPPs were aggregated by simple sum, whereas SMPs were disaggregated using the proximal interpolation method [58].
Since topographic features and temporal variability play an important role in precipitation patterns [59], variables such as altitude (ALT), monthly variability (MON), and hourly variability (HOUR) were considered as ancillary covariates. Altitude was derived from the Shuttle Radar Topography Mission (SRTM v4.1 90m) which was previously resampled to 4 km. Once the covariates were on the same temporal and spatial scales, we generated a data matrix joining information from the SPPs and SMPs, ancillary covariates, and ground-observed precipitation of each meteorological station. Data extraction was performed by point-to-pixel scale (Figure 2).

3.2.2. Random Forest Precipitation (RFP) Modeling

To integrate the SPPs and SMPs with ground-observed precipitation data and the ancillary covariates, we used a random forest (RF) model as the core of the framework.
A RF model is a machine learning technique that combines a large number of regression trees [60]. Each tree is generated with random data subsets sampled independently. These random data subsets are permuted at each splitting node for each tree, which reduces overfitting and improves the strength of predictions [61]. Thus, the error converges to the minimum possible as the number of trees increases within the forest. Given that the RF model generates a prediction for each tree, the final output is the average of all predictions.
We implemented the RF model using the R package “randomForest” [62]. With this package, the RF model requires two parameters: the number of regression trees (ntree) and the number of predictor variables at each node (ntry). We established ntree = 1000 and ntry = 4, following recommendations presented in Wolfensberger et al. [26]. The k-fold cross-validation method (k = 10) was proposed for model training. For this, the input data was previously divided into training (70%) and testing (30%) subsets.
Additionally, a variable importance analysis was simultaneously performed with the model training, calculating the percentage increase in mean square error (%IncMSE) for out-of-bag samples after permutating each covariate [59]. High %IncMSE values correspond to high importance and hence greatest influence on the precipitation prediction. Since the RF model generates a new gridded precipitation product, we called it random forest precipitation (hereafter RFP).

3.2.3. Postprocessing: The Bias-Corrected Random Forest Precipitation (BC-RFP)

Given the RFP model could present systematic bias due to the error associated with satellite-based covariates and the resampling process [59], we carried out a bias correction by the gamma quantile mapping method (GQM). This parametric method corrects precipitation assuming a gamma distribution. Thus, GQM nonlinearly corrects the mean, variance, intensities, and frequencies of wet hours [63]. A further description of this method is presented in Fang et al. [64]. The bias correction was performed considering the three main ecosystems of the study area. Note that each ecosystem presents a specific precipitation regime (see Section 2).

3.3. Statistical Criteria for Performance Assessment

Performance of precipitation estimates derived from the integration framework (i.e., RFP and BC-RFP) was assessed by comparison with observed precipitation data at a point-to-pixel scale. For this, we used three common continuous-statistic metrics: root mean square error (RMSE), correlation coefficient (R), and Kling–Gupta efficiency (KGE). Furthermore, three categorical statistics were used to assess the precipitation detection ability: probability of detection (POD), false alarm ratio (FAR), and critical success index (CSI).
Likewise, the SPPs used as covariates in the integrative framework were previously assessed to determine a reference for the improvement reached by RFP and BC-RFP. Mathematical definitions and characteristics of the aforementioned statistical metrics are described in Appendix A Table A1.

3.4. Hydrological Aplication

The bias-corrected estimates derived from the integrative framework (i.e., BC-RFP) were used as forcing precipitation inputs for the GR4H model. This hydrological model has been widely used for flash floods modeling due to its simple structure, low computing needs, and ability to simulate hourly streamflow [65,66]. Previous studies, such as Llauca et al. [67] and Espitia et al. [68], showed that the GR4H model can satisfactorily simulate the hydrological processes over the Andean-Amazon sub-basins. Details of the hydrological modeling process are described as follows.

3.4.1. Model Parameters and Inputs

The GR4H model has four free parameters that characterize the storage processes and unit hydrograph: X1, maximum capacity of moisture store (mm); X2, groundwater exchange coefficient (mm/h); X3, maximum capacity of the routing store (mm); and X4, base time of the unit hydrograph (h). A complete description of the model structure and equations are shown in Mathevet [65] and Bennett et al. [66]. The GR4H model requires precipitation and potential evapotranspiration (ETP) data as inputs. As previously mentioned, precipitation data were derived from the BC-RFP. ETP was calculated using the modified FAO Penman─Monteith method at hourly steps using the R package “water” [69,70], and interpolated along the study area with the Kriging method. For this, we used the meteorological data (temperature, relative humidity, solar radiation, and wind speed) provided by stations located in the study area.

3.4.2. Hydrological Modeling Setup

The GR4H model was calibrated and validated for the three study sub-basins: TRB, JRB, and NRB (Figure 1). We used the R package “airGR” [65,66] following a semi-distributed setting as shown in Figure A1.
Model calibration considered 40 months for the NRB and JRB (January 2016–March 2019), and 18 months for the TRB (July 2018–December 2019). Before this, we considered a warm-up period of six months to reduce the uncertainty associated with initial moisture conditions of the model. Model parameters were automatically calibrated by the shuffled complex evolution algorithm [71], using the nonparametric variant of the Kling─Gupta efficiency (KGE*) as the objective function [72]. We chose this metric as it provides better agreement between simulated and observed streamflow at sub-daily and hourly steps compared to the Nash─Sutcliffe efficiency [72,73]. The flow duration curve (FDC) and the percent bias (PBIAS) were also used to assess the model performance in term of streamflow distribution and model bias. The mathematical definition of the evaluation metrics is shown in Table A2.
Model validation consisted of evaluating the GR4H outputs using the optimal parameters obtained in the calibration step. To perform the validation, we used 20 months for the NRB and JRB (April 2019–December 2020), and 12 months for the TRB (January 2020–December 2020).

3.4.3. Flash Flood Event Analysis

The five last flash flood events produced within the study area (Table 2) were used to assess the performance of the coupling of the BC-RFP and GR4H models during high flow conditions. These events were chosen based on:
  • Records of the National Service for Risk Management of Ecuador [44].
  • Streamflow thresholds defined by Hurtado et al. [35] and Lapo et al. [34] for flood events in the TRB, JRB, and NRB (Table 2).
For the event analysis, we focused on the differences between the simulated and observed behavior of four hydrograph aspects widely examined in flash flood modeling [74]:
  • Streamflow dynamic or hydrograph shape.
  • Peak discharge.
  • Volume discharge.
  • Peak timing.

4. Results and Discussion

4.1. Preliminary Evaluation of the SPPs

The SPPs used as covariates in the integration framework showed non-satisfactory performances within the study area (Figure 3). In terms of the RMSE, the SPPs presented errors that ranged between 0.6 and 3.3 mm/h. Compared to previous studies [75,76,77], these values could be considered acceptable. However, CORR and KGE metrics were below 0.4, indicating a poor agreement between SPPs and observed precipitation data. Similarly, detection performances (POD < 0.6, FAR > 0.5, CSI < 0.4) suggested that SSPs cannot correctly capture the hourly precipitation occurrence. These results agreed with several authors [67,68,69,70,71,72,73,74,75,76,77,78,79] who previously found important limitations in precipitation estimates of SSPs at fine temporal scales over complex topography regions, as in the case of the study area.

4.2. Variable Importance Analysis

The variable importance analysis revealed that all covariates, except PERSIANN, strongly influenced the performance of the integration framework as %IncMSE values ranged from 0.25 to 0.88 (Figure 4). The IMERG-E product and the soil-moisture change at root zone (ΔRM) were the most important covariates and hence those that contributed more information to precipitation estimates. Likewise, IMERG-L and soil moisture change at surface level (ΔSM) showed relatively high importance (%IncMSE > 50). These findings complied with those of Bhuiyan et al. [80,81], who discussed that the synergy among IMERG- and SMAP-derived soil-moisture products provides relevant insights to improve the fitting of precipitation patterns.
Monthly variability (MONTH) was the third most important predictor. However, its importance varied along the study area. Note that paramo does not present a strong precipitation seasonality [39,40], whereas the mountain forest and piedmont rainforest have the wettest season from March to July [82]. Altitude (ALT) and hourly variability (HOUR) showed similar importance. In general, both covariates are associated with the valley─mountain effect that generates convective precipitation events with high occurrence in the late afternoon and night along the study area [83].
As mentioned, PERSIANN was not a relevant covariate within the integration framework. This finding was consistent with the prior evaluation of SPPs (Figure 3), which indicated that PERSIANN was the worst performing product. In fact, this SPP presented no correlation with the observed data (CORR < 0.1) and the lowest detection skill (i.e., CSI < 0.12). As discussed Tan et al. [84], the low performance of PERSIANN is related to its low latency and hence lower processing compared to other SPPs. Note the PERSIANN product used in this study was derived from the cloud classification system that runs in real time.

4.3. Integration Framework Performance

The integration framework showed a high ability to capture the hourly precipitation within the study area (Figure 5). Precipitation estimates derived from RFP exhibited good performances for both training and testing periods (CORR ≈ 0.93, RMSE ≈ 0.77, and KGE ≈ 0.67). However, these preliminary results presented a systematic error, underestimating events with intensities greater than 15 mm/h (Figure 5a,c). As discussed by Zhang et al. [85], the RF algorithm uses the average of all prediction trees to generate model outputs. Therefore, it tends to underestimate extreme precipitation events. Nevertheless, this error was minimized in the postprocessing step by applying a bias correction using the GQM method (Figure 5b,d). As result, the corrected precipitation estimates (BC-RFP) showed notable improvements in accuracy and better captured the highest precipitation intensities (CORR > 0.95, RMSE < 0.65, and KGE > 0.83).
While the aforementioned results provide information about precipitation intensity performances, they do not clearly denote the ability of the integration framework to capture the occurrence of precipitation events. Capturing the precipitation occurrence is important because even small amounts of rainfall can affect the initial soil moisture conditions in the study area with subsequent impacts on the flash flood generation [86].
The precipitation detection ability of the BC-RFP model diminishes as the intensity threshold decreases, meaning that the BC-RFP model is less able to capture the correct magnitude of low-intensity events (Figure 6). Within the study area, low-intensity events (below 0.2 mm/h) mainly occur on the paramo. This denoted the difficulty of estimating precipitation at fine temporal scales over high-elevation regions [87]. For intensities between 2 and 50 mm/h, the precipitation detection ability (based on POD, FAR, and CSI) reaches the highest performances, suggesting that the BC-RFP model correctly estimates both intensity and occurrence of precipitation events in this precipitation range. Above 50 mm/h, the detection performance decreases slightly compared to precipitation events below 50 mm/h. However, these results suggested that BC-RFP presents a high potential to detect flash flood caused by heavy rainfalls (i.e., 50–100 mm/h).
Considering intensity thresholds altogether, the BC-RFP model showed satisfactory performances in detection metrics (POD = 0.67, FAR = 0.27, and CSI = 0.54). This indicates the proposed framework improved the detection ability between 43% and 88% compared to the original SPPs (i.e., IMERG-E/L, GSMAP, and PERSIANN). In fact, general performances reached by the BC-RFP model were similar to those reported by more complex methods that use RF models to correct and downscale the hourly precipitation estimates [25,26].

4.4. Spatial Consistency Analysis

As shown in Figure 7, the spatial distribution of annual precipitation obtained by the BC-RFP model was consistent with climate precipitation trends that characterize the Andean-Amazon region (see Section 2). No anomalous or out-of-trend pixels were found in the paramo and mountain forest regions. However, few pixels located in the lowest reaches of the NRB (piedmont rainforest) showed an important overestimation. While the long-term measurements in the aforementioned area indicate that annual precipitation does not exceed 5500 mm [88,89], the BC-RFP model showed values above 6500 mm/year. This can be explained by two reasons: (i) the SMAP-derived data exhibited the highest soil-moisture contents over the lowest reaches of the NRB, and (ii) the training of the integrative framework did not consider a rain gauge in this sector. Therefore, the BC-RFP model incorrectly interpreted these high moisture contents as more amounts of rainfall due to the lack of hourly precipitation data in the training set. Given that few pixels presented this problem, we considered they provided no significant impact in our hydrological modeling.

4.5. Calibration and Validation of the GR4H Model

The assessment of the BC-RFP model’s ability to force precipitation input for the GR4H model presented satisfactory performances (Figure 8). Overall, KGE* values between simulated and observed streamflows were above the acceptable threshold (KGE* > 0.5) [72]. Likewise, PBIAS showed scores below ±20%, indicating a good fitting [90]. The visual assessment based on the flow duration curve (FDC) revealed that the combination of the BC-RFP and GR4H models correctly captured the cumulative frequency of the streamflow distribution, except above the 95th percentile where the streamflow was underestimated.
In the TRB, the GR4H model showed the highest performances, reaching KGE* of 0.87 and 0.79 for calibration and validation, respectively (Figure 8a). These yields were higher than those reported by Espitia et al. [68], who previously implemented the GR4H model in the TRB. The main limitation faced by previous hydrological studies in the TRB was the lack of spatial precipitation data [35,68]. Our results partially overcame this limitation and corroborated that streamflow simulations of the TRB can be improved by the spatialization of the precipitation.
Regarding the JRB, streamflow simulations showed ~30% lower performance than that shown by the TRB, reaching KGE* values of 0.65 and 0.54 for calibration and validation, respectively (Figure 8b). FDCs revealed a high underestimation of streamflow distribution above 300 m3/s that was corroborated by PBIAS that shows a value of −18.2% for the validation period. This notable reduction in model performance is explained by the larger hydrological heterogeneity of the JRB produced by its complex topography and the transition between the paramo and the mountain forest. In fact, various studies such as Du et al. [91] and Liu et al. [92] have discussed that uncertainty on the parameter estimation increases considerably under these conditions. The error associated with low-intensity precipitation estimates produced in the paramo was another driver performance reduction in the JRB (see Section 4.3). Given the low ability of the BC-RFP model to detect drizzle events (>0.2 mm/h), the humidity conditions of the JRB may have been underestimated during most of the simulation time which affected the runoff generation [93].
Considering the whole study basin (NRB), the GR4H model showed KGE* values of about 0.54 ± 0.03. The streamflow was overestimated during calibration (PBIAS = 3.1%) and underestimated during the validation (PBIAS = −16.2%). Although this basin presented the lowest performances (Figure 8c), the FDC analysis indicated that high streamflows were better simulated compared to the JRB. This confirms that regardless of the overestimation problem occurring in lowest reaches of the NRB (see Section 4.4), the BC-RFP model better captured the high precipitation events in the piedmont rainforest compared to other regions within the study area. Note the piedmont rain forest presented the highest precipitation intensities and hence produced more runoff within the NRB [37].

4.6. Flood Event Analysis

As discussed in the previous section, streamflow simulations of the GR4H model underestimated high discharges. For the last five flash flood events that occurred in the TRB, JRB, and NRB (Figure 9), simulated peak flows were 3.8% to 47.8% lower than observed peak flows (Table 3). Similarly, runoff volume was underestimated by 8.1% to 48.9% in most cases, especially during events 2, 3, and 4. Despite this, hydrograph shapes of the analyzed events were suitably simulated. Note that KGE* values ranged from 0.56 to 0.94. Moreover, the visual inspection of hourly precipitation pulses (i.e., hyetograph) revealed high similarities with the observed streamflow, meaning that the BC-RFP model properly captured the temporal distribution of precipitation over the study sub-basins.
Time differences between observed and simulated peak flows were no greater than ±3 h, except for event 3 in the JRB (Figure 9c) and event 4 in the TRB (Figure 9d) where the peak timing difference was above ±6 h (Table 3). In both cases, the peak precipitation pulses derived from the BC-RFP model presented better agreements with the observed peak flows contrasted to simulations (Figure 9). Considering the latter, errors in peak timing may be explained by the routing routine used in the semi-distributed GR4H model (i.e., the lag routing method; Table A3 and Table A4). Bentura et al. [94] highlighted that the lag routing method does not consider physical features of the channel, which may produce limitations in the propagation and routing of hydrographs over complex topography areas [95]. In spite of this, altogether, results provided sufficient evidence to propose the coupling of the BC-RFP and the GR4H models as a preliminary tool to recreate streamflow dynamics and flood events.

5. Future Perspectives and Final Remarks

Precipitation estimates derived from the integration framework (i.e., BC-RFP) showed a high ability to reproduce the intensity, distribution, and occurrence of rainfall events on hourly scales over the study area. Indeed, the BC-RFP model improved the detection ability between 43% and 88%, reducing the estimation error between 72% and 93% compared to the IMERG, GSMAP, and PERSIANN products. This contributes new evidence to corroborate that the combination of soil-moisture products (SMPs) with satellite-based precipitation products (SPPs) significantly improves the spatiotemporal precipitation estimates over complex topography areas, such as the Andean-Amazon region.
Overall, the latency of the BC-RFP model depends on the soil-moisture products used as predictors within the integration framework (~7 days; Table 1). Thus, the use of the BC-RFP model in real-time forecasting systems is limited. However, as we discussed in previous sections, the BC-RFP model provides suitable information to improve the parameterization of hydrological models that are indispensable components of flood-forecasting systems. In fact, our results show that the combination of the BC-RFP and the GR4H models better simulate the fast-hydrological responses of the TRB, JRB, and NRB. However, simulations still present some limitations, such as the underestimation of peak streamflows, that could be addressed by testing other rainfall-runoff models. Physics-based distributed models (e.g., SWAT, TESTIS) are alternatives to reduce the uncertainties produced by the high hydrological heterogeneity of the study sub-basins.
Given that the proposed framework offers a robust way to estimate hourly precipitation dynamics, it opens up new opportunities for the physical parameterization of numerical weather models (e.g., WRF) over the Ecuadorian Andean-Amazon region. These models are essential for flood forecasting and early warning systems, as they provide valuable information on the future atmospheric state that could produce heavy rainfalls. However, there are no studies that determine the optimal physical schemes of the WRF model in the Ecuadorian Andean-Amazon region. Thus, we consider that future studies should focus on this underexplored issue.
The information generated in this study not only contributes to flood forecast or weather prediction but also to new research avenues on environmental modelling, providing relevant insight in different research fields such as ecology, ecohydrology, hydrogeology, water quality, and hence integrated water resources management over the Andean-Amazon region.

Author Contributions

Conceptualization, J.E.C. and E.F.E.-S.; methodology, J.E.C.; validation, J.E.C. and E.F.E.-S.; formal analysis, J.E.C.; investigation, J.E.C.; data curation, J.E.C.; writing—original draft preparation, J.E.C.; writing—review and editing, E.F.E.-S.; visualization, J.E.C.; supervision, E.F.E.-S.; project administration, E.F.E.-S.; funding acquisition, E.F.E.-S. All authors have read and agreed to the published version of the manuscript.

Funding

This research was funded by Universidad Regional Amazónica Ikiam.

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

Hydrometeorological data used in this study can be found at the web page of the IHS http://hidrometeorologia.ikiam.edu.ec/meteoviewer (accessed on 20 March 2021). The information generated in this study (i.e., BC-RFP) can be found at auxiliar HIS web page: http://meteorologia.ikiam.edu.ec:3838/pacum/ (accessed on 24 September 2021).

Acknowledgments

The authors extend their thanks to Jorge Celi, Gabriel Moulalet, and Jorge Hurtado for comments on previous version of this article. The authors would also like to thank the National Institute of Meteorology and Hydrology of Ecuador for providing the hydrometeorological data used in this study.

Conflicts of Interest

The authors declare no conflict of interest.

Appendix A

Table A1. Statistical criteria used to evaluate the performance of the integrative framework that combine multiple SPPs and SMPs with observed precipitation data and spatiotemporal covariates.
Table A1. Statistical criteria used to evaluate the performance of the integrative framework that combine multiple SPPs and SMPs with observed precipitation data and spatiotemporal covariates.
MetricDefinitionOptimum ValueRangeUnit
RMSE RMSE = i = 1 n ( S i O i ) 2 n 0(0, Inf)mm/h
CORR CORR = c o v   ( S ,   O ) v a r ( S )     v a r ( O ) 1(−1, 1)-
KGE KGE = 1 ( α 1 ) 2 + ( β 1 ) 2 + ( r 1 ) 2 1(−Inf, 1)-
POD POD = A A + B 1(0, 1)-
FAR FAR = C A + C 0(0, 1)-
CSI CSI = A A + B + C 1(0, 1)-
Where n is the total number of observations, Si is the ith simulated element, Oi is the ith observed element, cov() is the covariance, var() is the variance, α is the ratio between simulated and observed mean, β is the ratio between simulated and observed standard deviation, r = CORR, A is the number of hits (Si > 0 and Oi > 0), B is the number of misses (Si = 0 and Oi > 0), C is the number of false positive (Si > 0 and Oi = 0).
Table A2. Statistical criteria used to evaluate the performance of the GR4H model.
Table A2. Statistical criteria used to evaluate the performance of the GR4H model.
MetricDefinitionOptimum ValueRangeUnit
KGE* KGE * = 1 ( α 1 ) 2 + ( β N P 1 ) 2 + ( r N P 1 ) 2 1(−Inf, 1)-
PBIAS PBIAS =   i = 1 n ( S i O i )   i = 1 n (   O i )   0(−1, 1)-
For KGE*, the variability and dynamic terms (i.e., β and r, see Table A1) are expressed in nonparametric way using the flow duration curve (βNP) and the Spearman rank correlation (rNP), respectively. Mathematical definitions are shown in Equations (A1) and (A2).
β N P = 1 1 2 k = 1 n | Q s i m ( I k ) Q o b s ( J k ) n   |  
r N P = i = 1 n ( R o b s ( i ) R ¯ o b s )   ( R s i m ( i ) R ¯ s i m ) ( i = 1 n ( R o b s ( i ) R ¯ o b s ) 2 )   ( i = 1 n ( R s i m ( i ) R ¯ s i m ) 2 )  
where Ik and Jk represent the time steps when the kth largest flow occurs within the simulated (Qsim) and observed (Qobs) time series, respectively. Robs and Rsim are the ranks of the observed and simulated streamflows, respectively.
In this section, we present further details of the semi-distributed setting used in the implementation of the GR4H model and its optimal parameters.
Figure A1. Disaggregation of the study sub-basins (TRB, JRB, and NRB) into 18 hydrological units for the semi-distributed setting of the GR4H model.
Figure A1. Disaggregation of the study sub-basins (TRB, JRB, and NRB) into 18 hydrological units for the semi-distributed setting of the GR4H model.
Remotesensing 13 04446 g0a1
Table A3. Optimal parameter of the GR4H model for each hydrological unit.
Table A3. Optimal parameter of the GR4H model for each hydrological unit.
Hydrological UnitDrainage Area (km2)X1 (mm)X2 (mm/h)X3 (mm)X4 (h)
1328.39372.5313.54591.7851.457
2466.98798.9602.912203.2795.888
3369.021427.643−0.616381.8136.067
4423.61372.0984.673208.6143.718
5319.81862.500−3.36925.4434.300
6377.841655.687−2.70737.6785.290
7397.35637.224−2.46742.85311.838
8443.701525.332−1.47395.3594.400
9290.627793.4375.57111.60046.452
10250.623343.2900.395376.77920.223
11342.421965.4632.554306.83616.395
12317.357165.090−3.850672.14222.799
13239.311764.8580.2379.7064.586
14230.222624.7219.469929.2306.712
15423.28195.5751.922657.57611.714
16312.1910.933−0.50798.9511.902
17319.5724.9934.87845.3014.939
18240.0810.7346.26266.29713.210
To transfer the volume of runoff generated in each hydrological unit (Figure A1), the semi-distributed GR4H model uses the lag routing method. For this method, it is required to know the travel time (or lag time). This parameter represents the time that the inflow hydrograph will be translated as it moves through the reach. Calibrated lag times are presented as follows.
Table A4. Calibrated lag times for each connection among the hydrological units.
Table A4. Calibrated lag times for each connection among the hydrological units.
Hydrological UnitLag Time (h)
UpstreamDownstream
120.81
232.84
453.09
353.53
672.33
784.01
9105.54
10110.97
12133.15
11146.89
13145.96
15163.94
161710.84
81710.47
17187.10

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Figure 1. Study area. (a) Location of the Napo River Basin within the Amazon River Basin. (b) Location of the study area within the NRB. (c) Topography, drainage network, and gauge stations of the three Andean-Amazon sub-basins analyzed in this study: the upper Napo River Basin (NRB), Tena River Basin (TRB), and Jatunyacu River Basin (JRB). (d) Ecosystems of the NRB related to climate gradient and specific precipitation regime.
Figure 1. Study area. (a) Location of the Napo River Basin within the Amazon River Basin. (b) Location of the study area within the NRB. (c) Topography, drainage network, and gauge stations of the three Andean-Amazon sub-basins analyzed in this study: the upper Napo River Basin (NRB), Tena River Basin (TRB), and Jatunyacu River Basin (JRB). (d) Ecosystems of the NRB related to climate gradient and specific precipitation regime.
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Figure 2. Schematic diagram of the integration framework proposed in this study. The framework integrates multiples satellite-based precipitation and soil-moisture products by random forest modeling and bias correction to generate a new hourly fitting precipitation product.
Figure 2. Schematic diagram of the integration framework proposed in this study. The framework integrates multiples satellite-based precipitation and soil-moisture products by random forest modeling and bias correction to generate a new hourly fitting precipitation product.
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Figure 3. Performance assessment of the SPPs used as covariates within the integrative framework. The whisker-box plot shows the performance variation within the study area, considering each rain gauge as an individual data point. Red dashed line indicates the optimal value for each performance metric: root mean square error (RMSE), correlation coefficient (CORR), Kling─Gupta efficiency (KGE), probability of detection (POD), false alarm ratio (FAR), and critical success index (CSI).
Figure 3. Performance assessment of the SPPs used as covariates within the integrative framework. The whisker-box plot shows the performance variation within the study area, considering each rain gauge as an individual data point. Red dashed line indicates the optimal value for each performance metric: root mean square error (RMSE), correlation coefficient (CORR), Kling─Gupta efficiency (KGE), probability of detection (POD), false alarm ratio (FAR), and critical success index (CSI).
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Figure 4. Variable importance analysis. The %IncMSE represents the percentage increase in mean square error. Covariates with high %IncMSE generate a strong influence on the RFP model.
Figure 4. Variable importance analysis. The %IncMSE represents the percentage increase in mean square error. Covariates with high %IncMSE generate a strong influence on the RFP model.
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Figure 5. Scatter density plot for observed and simulated precipitation intensity at the hourly scale. (a) Training period without bias correction. (b) Training period with bias correction. (c) Testing period without bias correction. (d) Testing period with bias correction.
Figure 5. Scatter density plot for observed and simulated precipitation intensity at the hourly scale. (a) Training period without bias correction. (b) Training period with bias correction. (c) Testing period without bias correction. (d) Testing period with bias correction.
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Figure 6. Assessments of the ability to detect the precipitation occurrence for BC-RFP using POD, FAR, and CSI metrics at different intensity thresholds. The analysis was carried out considering both training and testing periods. Red dashed lines indicate the optimal value for each performance metric.
Figure 6. Assessments of the ability to detect the precipitation occurrence for BC-RFP using POD, FAR, and CSI metrics at different intensity thresholds. The analysis was carried out considering both training and testing periods. Red dashed lines indicate the optimal value for each performance metric.
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Figure 7. Distribution of annual precipitation obtained with BC-RFP used for the spatial consistency analysis along the study area (NRB).
Figure 7. Distribution of annual precipitation obtained with BC-RFP used for the spatial consistency analysis along the study area (NRB).
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Figure 8. Performances of the GR4H model for calibration and validation periods, using the BC-RFP method as forcing precipitation input. (a) Tena River Basin, TRB. (b) Jatunyacu River Basin, JRB. (c) Upper Napo River Basin, NRB.
Figure 8. Performances of the GR4H model for calibration and validation periods, using the BC-RFP method as forcing precipitation input. (a) Tena River Basin, TRB. (b) Jatunyacu River Basin, JRB. (c) Upper Napo River Basin, NRB.
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Figure 9. Observed and simulated hydrographs of the last five flash flood events that occurred in Tena River Basin (TRB), Jatunyacu River Basin (JRB), and upper Napo River Basin at Ahuano (NRB). (a) Event 1, September 2017. (b) Event 2, July 2018. (c) Event 3, May 2019. (d) Event 4, June 2019. (e) Event 5, May 2020.
Figure 9. Observed and simulated hydrographs of the last five flash flood events that occurred in Tena River Basin (TRB), Jatunyacu River Basin (JRB), and upper Napo River Basin at Ahuano (NRB). (a) Event 1, September 2017. (b) Event 2, July 2018. (c) Event 3, May 2019. (d) Event 4, June 2019. (e) Event 5, May 2020.
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Table 1. General information of satellite-based precipitation and soil-moisture data used in this study.
Table 1. General information of satellite-based precipitation and soil-moisture data used in this study.
Satellite ProductSpatial ResolutionTemporal ResolutionLatencyDownload Website 1
GPM IMERG-E0.10°0.5 h6 hhttps://giovanni.gsfc.nasa.gov/giovanni/
GPM IMERG-L0.10°0.5 h12 hhttps://giovanni.gsfc.nasa.gov/giovanni/
GSMAP0.10°1 h1 hhttps://sharaku.eorc.jaxa.jp/GSMaP/
PERSIANN-CCS0.04°1 h1 hhttps://chrsdata.eng.uci.edu/
SMAP L4-SM0.09°3 h7 dhttps://nsidc.org/data/SPL4SMGP/versions/5
1 Accessed on 7 March 2021.
Table 2. Information of the last five flash flood events produced within the study area.
Table 2. Information of the last five flash flood events produced within the study area.
EventStart (Datetime)Duration (h)Peak Discharge (m3/s)
TRBJRBNRB
12017-09-02 19:0053189611603570
22018-07-22 01:005165725794574
32019-05-25 20:002824211846407
42019-06-20 00:007225026596338
52020-05-01 00:00805938968925
Streamflow threshold for flood events21022004500
Table 3. Results of the event analysis considering the last five floods that occurred in the Tena River Basin (TRB), Jatunyacu River Basin (JRB), and upper Napo River Basin (NRB).
Table 3. Results of the event analysis considering the last five floods that occurred in the Tena River Basin (TRB), Jatunyacu River Basin (JRB), and upper Napo River Basin (NRB).
EventBasinPeak Flow (m3/s)Runoff Volume (Hm3)Difference in Peak Timing (h)
Obs.Sim.Diff. (%)Obs.Sim.Diff. (%)
1TRB18961379−27.233.829.9−11.50
JRB1160211782.4109.4160.846.9−3
NRB35703231−9.5245.5333.735.92
2TRB657365−44.430.123.0−23.60
JRB25791344−47.8270.3198.0−26.21
NRB45743614−20.9390.5359.0−8.11
3TRB2422586.58.75.8−33.30
JRB1184877−25.960.273.021.212
NRB64075661−11.6276.2240.4−13.0−1
4TRB250241−3.817.216.6−3.5−3
JRB26591573−40.8294.3150.4−48.90
NRB63385952−6.1733.4605.5−17.4−6
5TRB593486−18.019.721.38.120
JRB896640−28.6100.169.4−44.22
NRB89257980−10.6668.9453.9−47.4−1
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Chancay, J.E.; Espitia-Sarmiento, E.F. Improving Hourly Precipitation Estimates for Flash Flood Modeling in Data-Scarce Andean-Amazon Basins: An Integrative Framework Based on Machine Learning and Multiple Remotely Sensed Data. Remote Sens. 2021, 13, 4446. https://doi.org/10.3390/rs13214446

AMA Style

Chancay JE, Espitia-Sarmiento EF. Improving Hourly Precipitation Estimates for Flash Flood Modeling in Data-Scarce Andean-Amazon Basins: An Integrative Framework Based on Machine Learning and Multiple Remotely Sensed Data. Remote Sensing. 2021; 13(21):4446. https://doi.org/10.3390/rs13214446

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Chancay, Juseth E., and Edgar Fabian Espitia-Sarmiento. 2021. "Improving Hourly Precipitation Estimates for Flash Flood Modeling in Data-Scarce Andean-Amazon Basins: An Integrative Framework Based on Machine Learning and Multiple Remotely Sensed Data" Remote Sensing 13, no. 21: 4446. https://doi.org/10.3390/rs13214446

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