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Article

Barriers to BIM-Based Life Cycle Sustainability Assessment for Buildings: An Interpretive Structural Modelling Approach

Centre of Applied Research and Innovation in the Built Environment (CARINBE), Department of Construction Management and Quantity Surveying, University of Johannesburg, Johannesburg 2028, South Africa
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Author to whom correspondence should be addressed.
Buildings 2022, 12(3), 324; https://doi.org/10.3390/buildings12030324
Submission received: 25 January 2022 / Revised: 24 February 2022 / Accepted: 26 February 2022 / Published: 8 March 2022
(This article belongs to the Special Issue Sustainability and Life Cycle Assessment of Buildings)

Abstract

:
With the emergence of Building Information Modelling (BIM) as central to construction design, planning, execution and maintenance, integration into the entire infrastructure sustainability process is imperative for achieving sustainable development. Despite its immense benefit of aiding compliance to sustainable construction, potential barriers continue to widen the gap in implementation. Therefore, this study adopts the “interpretive structural modelling approach” to advance a ranked structure of the interrelatedness of the barriers to integrating BIM in buildings sustainability assessment. The “Matrice d’Impacts croises-multipication applique a classement analysis (MICMAC)” was utilised to categorise the identified adoption barriers in the model. The identified barriers and relationship with themselves are valuable in discussing the challenges to BIM-based LCA and developing policies and design decisions to drive the process further. Further, it adds to the emerging discussion of BIM from the life cycle sustainability assessment perspective for infrastructure. The findings are critical for policy, stakeholders and extending the body of knowledge.

1. Introduction

Amidst the global discourse on sustainability and environmental wellness of the earth, the impact of building materials and methods on environmental sustainability, asides from being a source of concern, is attracting more attention [1,2]. The effect of greenhouse gases (GHG) on the health and safety of people and the environment has necessitated urgent studies on availing better and sustainable development methods and approaches. The AEC sector has been identified as accountable for “40% of the EU energy demand, 36% of carbon emissions and 50% of raw material consumption” [3]. This impact on the general well-being of humans has seen increasing demand for more sustainable approaches to construction through sustainability assessment and the use of sustainable materials [4]. Because it involves material impact considerations, a life cycle perspective is crucial to align the built environment with global best practices. Given the benefits of adopting BIM-based LCA, proactive approaches to improving adoption and reducing the impact of barriers are essential for its wide implementation in the built environment.
However, the construction industry has yet to meet its sustainable development goals largely. With the global campaign on sustainability, the onus falls to construction stakeholders to innovate more sustainable methods and approaches continually and efficiently and adopt existing sustainable practices to achieve a sustainable development agenda for the construction industry. While there have been extensive studies on BIM-based LCA, very few studies have been conducted to delineate the state of barriers that inhibit its adoption. Examining critical barriers is highly significant for industry success or failure to adapt and meet the global sustainable development agenda. Meeting this sustainable development agenda also guarantees a safer and more conducive environment for clients, workers, and cost-effective building processes. The construction sector is critical in attaining sustainable infrastructure growth because of its immediate effect on habitations, people and natural assets [5,6]. This study, therefore, seeks to highlight the underlying relationship between the barriers affecting the BIM-based LCA implementation to further draw these critical issues out for resolution and extend knowledge in BIM-based LCA. The study’s research questions border the critical barriers to adopting BIM-based LCA and the relationship between the barriers.
Identifying the dynamic barriers is imperative to guide organisational decisions and drive policy, especially with governments looking to formulate regulations on sustainable development. While it contributes to the developing studies on BIM-based LCA, the identified barriers also serve as critical study areas for further studies on how to best overcome these challenges.

2. Background to Study

2.1. Building Information Modelling in the Built Environment

Based on the versatility of BIM in information management and design modelling, its use in performing various kinds of sustainability analyses is emerging with the need to ensure that buildings are environmentally sustainable [7,8,9]. As sustainability performance of a building can be planned and determined from the design stage, the efficiency BIM brings in during structure design makes it integral to the sustainability process [10,11,12]. Santos et al, and Carvalho et al. [11,12]. mentions that with construction stakeholders collaborating constantly and in real-time, efficiency is improved while inaccuracies, inconsistencies or oversights are typically eliminated.
As mentioned by Eleftheriadis et al. [13], BIM integration into sustainable development ranges from “energy analysis, lightening and daylight analysis, estimation of water use, estimation of the renewable energy produced on-site, acoustic analysis, waste management, sustainability to life cycle assessment”. However, more usage of BIM in sustainable performance is emerging.

2.2. Building Sustainability Assessment (BSA)

BSA mostly requires assessing multi-disciplinary data to be treated from the start to the execution phase of the project and is therefore considered time consuming and complex [1]. This has led to BSA being used during the latter stages when modification costs are increased; however, these issues can be resolved by utilising the multi-disciplinary properties of BIM, paving the way to examine and embed different sustainability solutions with few resources [14].

2.3. Life Cycle Sustainable Assessment (LCA)

Life Cycle Sustainability Assessment (LCA) is a common and standardised method of eliminating emissions from buildings that are dangerous to the environment. It is a generally used interdisciplinary method used in assessing the impact of the environment’s activities and processes [2,3,7,15]. It includes an examination of the effect of construction materials in the AEC supply chain on the environment, regarded as the represented effect of the buildings’ sustainability decisions on the environment. By adopting LCA to assess sustainability, the utilisation of materials and energy is identified and measured across the product’s lifecycle, which includes “extraction, processing, manufacturing, transportation, use, reuse, maintenance, recycling or final disposal” [2,16,17]
Nwodo et al. mentioned that the LCA’s main focus is on reducing environmental effects, reduction in carbon emissions of building properties, energy optimisation, and cost effectiveness. Furthermore, it can aid decision making by comparing the embodied and operational impact of different tools [2,18,19]; differentiating construction materials based on their physical properties, such as strength, is critical to the LCA process but would require a life cycle inventory (LCI) database [8]. Other factors such as environmental cost, the significance of the cost, and resource depletion potential must be factored in [8,20].

2.4. Methods and Tools for Buildings Environmental Performance

The literature presents different tools to examine infrastructure development’s sustainability and environmental performance. As stated by [7,21], assessing a buildings whole life sustainability using LCA and (BSA) building sustainability assessment are amongst the most popular sustainability analysis tools for buildings [4]. While BIM-integrated LCA in the BSA approach is emerging, it becomes imperative to analyse its barriers to improve the adoption process to achieve sustainable infrastructure development. Zimmermann et al. [15] examined the built sector practice and needs for BIM–LCA in the Danish context through qualitative interviews of AEC companies.
They revealed that a mix of the methods suggested by [7] implies that designers are privy to comprehensive data to evaluate and make efficient decisions on the appropriate performance tools to adopt. The BSA considers buildings with a sustainability score and certification. At the same time, the LCA stresses elements of buildings and the effect of materials adopted on the environment in the structure’s life cycle [7,22]. However, LCA places lesser emphasis on socio-cultural attributes while concentrating on the amount of energy utilised by the building and quantity of emissions from carbon releasing materials and elements but would need other multi-criteria assessment tools to improve its usefulness [2,23].
In accessing the incorporation of BIM-embedded LCA in BSA approaches, [24] conducted a case study in Portugal by performing an LCA utilising a series of necessities for sustainability highlighted in SBTool, which is revealed by embedding building information modelling into the BSA approach. It was able to incorporate an entire additional design into the maintenance stages, a merit in the analysis of building sustainability, while permitting and ensuring output of equivalent outcomes. Providing information from a multi-disciplinary data environment is also a highlight of integrating BIM in the process.

2.5. BIM-Based Life Cycle Sustainability Assessment (LCA) for Buildings

Eco-friendly building designs incorporating building information modelling (BIM) are increasingly becoming popular [8,25] even though the concept is still at its early stage [26]. Integrating BIM into LCA is essential in the sustainable development goal for the AEC sector as it allows integration of seamless tools to avail efficiency to the whole process. It is necessary for design assessments concerning building items and materials’ environmental, safety, and health effects. Its importance is further pivoted on storing professional analyses in its central common data environment [9]. While previous studies have examined integrating BIM with LCA–BSA, BIM-based LCA global adoption is relatively low [27].
Another merit of BIM integrated into life cycle assessment is that BIM aids faster sustainability measurement with fewer resources. Lee et al. [8] developed environmentally sustainable models for evaluating the represented environmental impact of buildings, further reviewed using a case study analysis. Wastiels and Decuypere [28] proposed five approaches to BIM–LCA such as the quantity take-off approach (manual or automated export of BOQ from the model to the LCA software), Enriched BIM (addition of LCA information to the model), “import of geometry into the LCA software” approach, using an intermediate viewer in a 3D environment where information from IFC is matched with environmental data, and the fifth approach uses the LCA plugin for the BIM software.
Zimmermann et al. [15] revealed that the quantity take-off approach is the most commonly used, whereas companies are beginning to develop the LCA-plugin approach for the BIM software.

2.6. Global Adoption

Due to the global prevalence of environmental pollution, the AEC sector’s global interest in sustainable building constantly increases. Tools such as LCA are becoming increasingly popular, however, with low adoption. In countries such as France and the Netherlands, LCA is required for the green building certification system [29].
Countries also use the life cycle assessment (LCA) method, proposed in ISO 14000 sets of international guidelines, to perform environmental impact assessments for buildings. Additionally, countries such as Denmark, Finland, France, and Sweden are increasing awareness, legislation, and training on adopting LCA as they plan to make it mandatory [26,30].

2.7. Barriers

A common database environment has been identified as a critical barrier to LCA and sustainability [31]. As stated by, [11] it can be time consuming, complex, lacking in availability of different tools, interoperable, and lack of requirements for BSA in BIM standards [32]. Dissimilar databases is also a critical factor that, according to [7], could lead to an inefficient process as using similar databases provides more comparable results.
It is also important for the databases to be region-oriented, as some databases aid automated material identification to assign and measure the prospective environmental effects. Lack of expertise to utilise the BIM-based life cycle sustainability is also identified by [8]. Inability to consider some materials such as rebars in the Revit architecture may lower the reliability of the assessment results. In examining industrial user challenges, ref. [15] identified the following challenges to BIM-LCA development as indicated below. Table 1 below as adapted highlights comments on the challenges of integrating sustainability assessment with BIM.

3. Materials and Methods

The research approach to answering the specific study objectives included four stages shown in Figure 1.
Stage 1: This involved the identification of the survey variables as shown in Table 2, which are the barriers of adoption and application of building information modelling integrated life cycle sustainability evaluation (LCA) for projects. This involved a thorough literature review of existing studies in the BIM LCA thematic area by examining published articles in several databases: Scopus, Google Scholar and Web of Science, to cover the BIM LCA domain.
As mentioned by [12], the Scopus database has a wider coverage; meanwhile, the Web of Science database contains “important journals”. Not examining all these databases could therefore exclude vital knowledge areas in the study. It is further helpful to avoid publication bias as the knowledge domain of BIM LCA is an emerging study area.
Stage 2: Having extracted and reviewed extant literature vital to the study and identifying barriers to BIM-based LCA, the identified barriers were refined with researchers in the discipline of BIM-based LCA to focus on the most critical barriers and ensure representativeness [39]. The output from the discussion was co-opted into the final aggregated barriers, as shown in Table 3. The barriers were administered in a fillable PDF form and distributed to respondents, followed by discussions to ensure understanding of the self-structural interaction matrix [39].
Stage 3: The received responses were then aggregated and interpreted through interpretive structural modelling (ISM) methodology. The ISM method was initiated by [40] as an interaction tool for complicated situations by disintegrating constructs further to several subsystems through eliciting responses based on the experience and knowledge of experts [41]. Using ISM is a collaborative learning approach during which some groups of disparate and linked variables are categorised into an all-inclusive and holistic methodical framework [41]. It is vital to identify the order and contextual direction, especially in complex system elements. As stated by, ref. [42] the approach is focused on response quality instead of quantity. It accordingly is satisfied with a small number of knowledgeable and highly proficient experts for the survey, which can be as small as two [41,43,44]. As further affirmed by [41], the method is useful for fields with few experts and emerging thematic areas to which BIM LCA belongs. Furthermore, the approach has gained widespread adoption in the built sector due to its efficiency in interpreting complex systems [45,46].
The ISM method is approached by utilising interpretive structural modelling to determine the ranked model amongst the identified barriers, analysed to showcase the driving power and the dependence power of barriers to generate the model’s digraph.
“Matrice d’Impacts croises-multipication applique a classement (MICMAC)” technique was developed by [42] to classify variables based on their driving power and dependence power. As evident through previous ISM studies [47,48], the driving power of the studied factor is the addition of the rows showing the relationship between specific barrier “i” and the dependence power is the addition of the columns showing the association between a specific barrier “j”. The dependence power and the driving power, therefore, provides a classification of the variables in terms of autonomous, independent, linkage, and dependent categories.

3.1. Barriers

After identifying the variables (barriers) from the extant literature review, they were then aggregated based on the outcome of group discussions with researchers with post PhD experience in BIM-based LCA studies. Criteria for the selection of the panel of respondents were based on industry experts with over a decade of experience in construction and with extensive use of BIM that had undertaken LCA implementation. Additionally included were specialists in the development of BIM databases and BIM tool design. The pool of consultants who participated in the survey has had extensive public and private sector experience. Three experts agreed on the aggregated barriers shown in Table 3 in BIM–LCA research after critical removal of duplicates and other barriers considered less important. This approach is suitable, as identified by.

3.2. Interpretive Structural Modelling Analysis

The Structural Self-Interaction Matrix (SSIM)

Twenty respondents were identified and administered the self-structural interaction matrix (SSIM). They were identified through a snowball approach and were confirmed to have extensive industry and research experience in life cycle sustainability. The SSIM survey form was prepared in fillable forms and administered via emails to the experts with follow-up emails and calls to ensure understanding of the forms due to the nature of the SSIM.
Fourteen responses were received with continental spread in North America, Europe, and Africa to ensure that a comprehensive opinion was articulated and to eliminate bias to ensure the ability to generalise. Not all responses were received as indicated in studies such as [39], as the ISM approach is technical and requires time and additional explanation from the researchers, thus producing fewer respondents. The responses were deemed fit for analysis based on previous studies’ validations of the ISM approach adequate with low respondents, especially for studies with fewer experts. Additionally, emphasising expertise and depth of responses rather than quantity due to its strength to study complex systems and thus as few as two experienced experts are sufficient for the study. The distribution of respondents is highlighted in Table 4.
The respondents with expertise in BIM-based LCA were asked to give their perspective and opinions on the inter-relationship between the barriers “i” and “j” demonstrated with four symbols “V, A, X and O”, which symbolises:
(1)
V: Barrier i helps to influence j, and j does not influence i.
(2)
A: Barrier j helps to influence i and i does not influence j.
(3)
X: Barrier i helps to influence j, and j also influences i.
(4)
O: Barriers i and j do not have any link
Once the data was collated, they were aggregated into a single survey using the rule “the minority gives way to the majority” as highlighted in [42,49,50]. Table 5 reveals the structural self-interaction matrix.
Initial reachability matrix
Once the responses are aggregated, they are transformed into the initial reachability matrix of ISM based on the rules highlighted below:
If the cell (i, j) is V, then cell (i, j) entry is 1 and cell (j, i) entry is 0.
If the cell (i, j) is A, then cell (i, j) entry is 0 and cell (j, i) entry is 1.
If the cell (i, j) is X, then cell (i, j) entry is 1 and cell (j, i) entry is 1.
If the cell (i, j) is O, then cell (i, j) entry is 0 and cell (j, i) entry is 0.

4. Results

The transformed initial reachability matrix is highlighted below in Table 6

4.1. Final Reachability Matrix

To convert the initial reachability matrix of the ISM into the final reachability matrix, the rule of transitivity mentions that if barrier A is related to B and B is related to C, then A is necessarily related to C [42,43,45]. This was performed to result in the final reachability matrix of the BIM-based LCA barriers. This is shown in Table 7.

4.2. Hierarchical Structure and Level Partitioning

Reachability sets and antecedent sets are extracted from the final reachability matrix [40]. Reachability sets for a specific barrier in the study include barrier variables identified and several other barrier variables that it may assist in achieving. Antecedent sets comprise the barriers identified and the barriers that they can help realise. Consequently, the intersection of these sets is obtained for all barriers and noted as intersection sets. Barriers in the study involving equality of reachability sets and the intersection sets are appropriated as the highest-ranked barrier in the ISM model/framework, meaning it has no influence or impact on barriers above their level.
Then, highlighting the highest-ranked barriers is carried out to extract them from the remaining variables [42,47]. The level partitioning based on iteration was completed in seven levels for the 16 barriers. From Table 8, it is shown that Barriers 3, 5 and 9 have equal reachability sets and intersection sets and were thus segmented to Level I as top-level factors. The ISM principle of partitioning based on equality of reachability and intersection set was performed for all the other variables.
Each partitioned level was discarded to categorise all variables. For level 1, BA3, BA5 and BA9 were cancelled out from the level partitioning table, then for level 2 BA1 and BA2 were cancelled out, BA4 and BA6 were cancelled out for level 3, BA10, BA11, BA12, BA13 and BA14 were cancelled out for level 4, BA7 and BA8 were cancelled out for level 5, BA9 was cancelled out for level 6 while BA15 was cancelled out for level 7. Table 8, Table 9, Table 10, Table 11, Table 12, Table 13, Table 14 and Table 15 highlight the partitioning process in the ISM methodology as carried out for this study. Therefore, each level reveals partitioned barriers and barriers to transit to the next stage.
Subsequently, the partitioned levels (Table 9, Table 10, Table 11, Table 12, Table 13, Table 14 and Table 15) were utilised in developing the ISM-based ranked model as shown in Figure 2.

4.3. MICMAC Analysis

“Matrice d’Impacts croises-multipication applique and classment” abbreviated as MICMAC as explained from previous studies such as [42,46], is built on multiplication properties of matrices. It is used in examining by analysis the driving power and dependence power of barriers. This becomes imperative in highlighting the main barriers opposing systems in diverse categories. The highest variable in the dependence power and driving power is a figure of 16 lying on the x-axis, and the lowest is 1; consequently, the axis ranges from 1 to 16 (15 units), which results in half of 7.5 and is utilised to plot the two-dimensional diagram (digraph), which partitions the barriers into four categories, as presented in Figure 3.
The digraph is designed with dependence power on the x-axis and the driving power on the y-axis with the variables shown in Table 16.
The digraph classified the barriers into four categories as identified below:
Independent Barriers: These have strong driving power but weak dependence power. They are shown in Quadrant IV, as shown in Figure 3. These are considered the most important barriers; they include interoperability of the BIM tools for LCA software, the high cost of investment, and the complexity involved in executing life cycle sustainability.
Dependent Barriers: This category includes enablers with weak driving power but strong dependence power located in Quadrant II. They are dependent on other barriers and can be fixed by resolving similar barriers. They include the life cycle inventory (LCI) database, unavailability of quality data/information loss, workflow and modelling errors, BIM technology limitation and varied functional units/unidentified system boundaries. As stated by [42], they characterise unfavourable results.
Autonomous Barriers: Known as having weak driving and dependence power. In Figure 3, they can be seen in Quadrant 1. They include legal aspects regarding model ownership, are disconnected from the main system and have few links.
Linkage Barriers: These have strong driving power and strong dependence and are located in Quadrant III. In Figure 3, they are shown as resistance to change, low awareness and knowledge of sustainable design, absence of statutory regulations/government commitment, lack of interest by client/top management, time-consuming work, lack of expertise and lack training. These barriers influence other barriers and have responses on themselves [39].

4.4. Discussion of Findings

Despite the emerging global campaign for sustainable development, the construction industry is still prevalently highlighted as critical in terms of its sustainability impact [51,52]. With the emerging design and studies on improving sustainable development through BIM-based life cycle sustainability assessment for buildings, the adoption and interest are still at a low phase [53,54].
Therefore, with the need to further drive the adoption of BIM-based life cycle sustainability assessment for buildings, this study aimed to study the barriers associated with the developing innovative system. The Interpretive Structural Modelling (ISM) approach was utilised to take advantage of the knowledge and experience associated with the methodology in highlighting and grouping the variables and understanding how they affect the adoption of BIM-based LCA [55].
The barriers were extracted from literature and expert advice and went through the ISM iteration process resulting in seven hierarchical levels. The most critical barriers were classified, and the top-level revealed barriers such as unavailability of quality data/information loss, workflow and modelling. With the amount of time dedicated to sorting data and ensuring its validity, especially for LCA, the integration of BIM as an information management system is inevitable in resolving the challenges associated with loss of information and unavailability of quality data.
Errors and varied functional units/unidentified system boundaries. It reinforces the findings of [15,56,57] that the life cycle sustainability data of buildings is critical to the process. Thus, it must be accurate, available, free of errors, and comprehensive. This further brings to the fore the importance of training and continuous reskilling in improving the ability to identify system boundaries and the need to automate the process to reduce errors. While popular conception resorts to lack of interest as the major barrier to life cycle considerations using BIM [56,58,59] the study indicates that basic variables identified in level 1 are critical to the adoption. Life cycle inventory (LCI) database and lack of expertise are the next essential elements of adopting BIM-based LCA as identified in level II. As stated by [1], the LCA database is imperative as it enhances automated material identification to assign and measure the prospective environmental effects, simplifies the process, and enhances the overall life cycle workflow. However, the required expertise is absent in the industry, which could be attributed to the nascent stage of the emerging concept [60,61]. A unified open database is imperative to the adoption of BIM-based LCA. It is key in successful adoption, given that the existing databases of diverse organisations lack synergies and interoperability of the BIM tools with the LCA software. Further studies need to examine this barrier and strategies for its resolution, and it is without a doubt, this would require collaborative work practices and an open cloud environment. By eliminating the need to re-enter information already in a building model, BIM can simplify the establishment of the life cycle inventory (LCI) for LCA.
Level III barriers were revealed as legal aspects regarding model ownership and BIM technology limitation, which are emerging issues in the built environment regarding ownership of data co-developed and with the emergence of diverse tools for different aspects of construction development. Elaborate contractual documentation must therefore integrate new realities in specifying the contributions of each stakeholder and rights to the data and models generated during the process and guidelines on the usage and dissemination of such information.
Furthermore, the study revealed a lack of interest by client/top management, absence of statutory regulations/government commitment, low awareness and knowledge of sustainable design, resistance to change and lack of training as level IV in the structure of barriers. Resolving these important barriers has been identified to aid the built environment to achieve its sustainable development goals [23,34,36,62]. This can be achieved by affirming policies to enhance the adoption, offering incentives, improving training accessibility and flexibility to encourage stakeholder participation. Professional bodies, stakeholders and academia in partnership with the government must also drive the awareness advocacy. The fifth level barriers include concerns on the cost of investment in ensuring sustainability assessment in terms of procuring the needed expertise and tools, training, and other allied costs and how it affects SMEs in the industry. The time-consuming work required for embedding sustainability assessment for buildings has attracted concerns about its adoption. The sixth and seventh levels identified the complexity involved and interoperability of BIM tools. While diverse tools are emerging in the construction domain, their interoperability is imperative to enhancing positive usage and widespread adoption necessitating designers to make purposeful interoperable designs.
MICMAC analysis and the digraph categorised the barriers into autonomous, dependent, linkages and independent barriers. The linkage barriers resistance to change, low awareness and knowledge of sustainable design, absence of statutory regulations/government commitment, lack of interest by client/top management, time-consuming work, lack of expertise and lack of training are sensitive and often impact other barriers. Resistance to change is central as it determines the disposition of clients and professionals to engage in sustainable development. This influences other barriers alongside the availability of expertise, awareness of BIM-based LCA, and government regulations to guide the system. On the other hand, the dependent barriers are the life cycle inventory (LCI) database, unavailability of quality data/information loss, workflow and modelling errors, BIM technology limitation, and varied functional units/unidentified system boundaries. These barriers can be solved by addressing other similar barriers, such as information loss, which can be resolved with the appropriate expertise and training of professionals handling the system.
This also holds for workflow and modelling errors and unidentified system boundaries. Legal aspects regarding model ownership are an autonomous barrier and signify its importance in reducing the incidence of litigation arising from model and database legal issues. If resolved, the independent barriers are central to driving BIM-based LCA’s fast adoption. They include interoperability of the BIM tools for LCA software, the high cost of investment, and the complexity involved in executing life cycle sustainability [35,58,63,64,65].

5. Conclusions

The study identified that while there is growing interest and concerns with global sustainability, the attention and interest in sustainable development in the built industry is slowly emerging amidst the need to provide sustainable infrastructure for clients. The study revealed the major barriers influencing the adoption of BIM-based life cycle sustainability assessment for buildings. The identified barriers and relationship with themselves are valuable in discussing the challenges to BIM-based LCA and developing policies and design decisions to drive the process further. Secondly, its contribution to the developing thematic area is imperative in extending knowledge in BIM-based LCA and highlighting critical areas for further research considerations. Thirdly, the ISM approach strengths in benchmarking experts’ perspectives to decompose the complex system into subsystems provide an edge over limitations in other approaches. The study reiterates the need to adopt BIM for effective information management in LCA and avoid information loss. Human capital development in training coupled with automation is important for eliminating errors in boundary systems, while a unified open database would require synergistic collaboration amongst organisations. The importance of stakeholders, professional bodies, academia and government in improving awareness and building competencies cannot be overstated. Contractual documentation must also accommodate new realities to eliminate legal issues.
The ISM approach emphasises expert opinion and experience but can also be limited by the few experts the method often adopts. This limitation was accounted for by ensuring the respondents who participated in the survey were knowledgeable in the BIM-LCA thematic area with research and industry experience to enhance the quality of the responses in determining the relationship between the variables. While the findings can be extrapolated to other countries, further studies could adopt other analytical tools to validate the ISM hierarchical structure developed based on the experts surveyed.

Author Contributions

Conceptualisation: A.O. and I.M.; software: A.O., I.M.; formal analysis: A.O.; investigation: A.O.; writing—original draft preparation: A.O.; validation: I.M. resources: A.O., I.M.; writing—review and editing: I.M.; supervision: I.M. All authors have read and agreed to the published version of the manuscript.

Funding

This work is supported by the Centre of Applied Research and Innovation in the Built Environment (CARINBE).

Institutional Review Board Statement

The study was conducted according to the guidelines of the University of Johannesburg’s Research Ethics Committee.

Informed Consent Statement

Informed consent was obtained from all subjects involved in the study.

Data Availability Statement

Not applicable.

Conflicts of Interest

The authors declare no conflict of interest.

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Figure 1. Research process.
Figure 1. Research process.
Buildings 12 00324 g001
Figure 2. Interpretative structural model (ISM) for barriers.
Figure 2. Interpretative structural model (ISM) for barriers.
Buildings 12 00324 g002
Figure 3. Diagraph of BIM-based LCA.
Figure 3. Diagraph of BIM-based LCA.
Buildings 12 00324 g003
Table 1. Comments on challenges to sustainability assessment integration with BIM for buildings [15].
Table 1. Comments on challenges to sustainability assessment integration with BIM for buildings [15].
Challenges Comments
Lack of building model management
for a collaborative process
Model not designed by users
Late commencement of models
Inability to edit models
No minimum demands for LOD on material information
No standardisation for extraction of quantities
Time consuming
Lack of responsibility of the quantities in models
Workflow errorsHuman error when manually typing
Inability to detect missing quantities in Revit quantities extraction
Difficult to check models for errors by third parties
Paint areas are wrong if the suspended ceiling is not accounted for
Lack of data availability and quality in
models
Data in models is not good enough
Difficulty in extracting correct quantities from the models
incorrect models in terms of extracting quantities
Incorrect quantities
Incorrect modelling
Varying models quality
MEP model is not used for the LCA because it is not good enough
Getting information from the right source
Not all materials are modelled in the model
Insufficient details in models
Varying details
Incomplete data availability in Revit
Information is not in the Revit model, only geometry
Materials are not in the models
Modelling errorsWrong mensuration from modelling errors
No reinforcement in concrete elements
Errors in the model,
Double modelling
Wrong dimension of elements
Variations in the structure of modelsStructurally different models
The difference in modelling across nations
Data exchange and matching
model data with LCIA data
Difficulty using quantity outputs units from models for LCA
Matching quantities with LCIA data from LCA by
creating generic plugin scripts for all models
Difficulty in future workflow prediction
too user-friendly tools
Issues with stability and workflow
Manual workflow and large modelsTime consuming with manual BIM–LCA workflow
Extracting quantities/checking data is the most time-consuming process
Too much information
Table 2. Identified barriers to life cycle Sustainability assessment integration with BIM.
Table 2. Identified barriers to life cycle Sustainability assessment integration with BIM.
S/NBarriersReference
1Database[24,33]
2Lack of expertise [8,33]
3Lack of building model management
for a collaborative process
[15,33]
4Lack of data availability and quality in
models/unwillingness to share information
[34]
5Data exchange and matching
model data with LCIA data/information loss
[15,33]
6Legal aspects regarding model ownership[34]
7Manual workflow and large models[15,33]
8Modelling errors[15,33]
9BIM technology limitation[33]
10Variations in the structure of models[15,33]
11Life cycle inventory (LCI) database[8]
12Varied views on
sustainability issues in the sector
[33,34]
13Workflow errors[15,33]
14Construction materials unable to be considered, e.g., rebars[8,33]
15Cost[15,33]
16Time-consuming work[15,33]
17lack of quality in the models/data availability[3,24]
18Complexity[15,35]
19Absence of sustainability measures by stakeholder/lack of top management commitment[13,15,36,37]
20Little to no interest by clients[36]
21High financial requirement for investment[36]
22Absence of ability to execute sustainable tenets[15,33]
23Support from government in policy and legislation [38]
24Little motivation/interest in sustainability by stakeholders [36,38]
25Dearth of sustainability concept knowledge, information and awareness[36,38]
26The required increased cost of executing sustainable design and planning[36,38]
27Absence of proper direction for professionals in executing sustainable design[15,33]
28Absence of personal motivation[17,33]
29Absence of instructive training from the AEC education sector on sustainable development[5,33]
30Absence of awareness of statutory regulations[15,33]
31Interoperability of the BIM tools with LCA software[19,33]
32Resistance to change[17,33]
33Varied functional units[17,33]
34Uncertainty in data collection methods[17,33]
35Procedural issues in highlighting significant system boundaries [17,33]
Table 3. Aggregated barriers to life cycle sustainability assessment integration with BIM.
Table 3. Aggregated barriers to life cycle sustainability assessment integration with BIM.
IDBarriers
BA1Life cycle inventory (LCI) database
BA2Lack of expertise
BA3Unavailability of quality data/information loss
BA4Legal aspects regarding model ownership
BA5Workflow and modelling errors
BA6BIM technology limitation
BA7High cost of investment
BA8Time-consuming work
BA9Complexity
BA10Lack of interest by client/top management
BA11Absence of statutory regulations/government commitment
BA12Low awareness and knowledge of sustainable design
BA13Resistance to change
BA14Lack of training
BA15Interoperability of the BIM tools
BA16Varied functional units/unidentified system boundaries
Table 4. Distribution of respondents.
Table 4. Distribution of respondents.
DemographicsTypePercent
Architect 36%
ProfessionEngineer28%
Quantity surveyor36%
Consultant42%
TypeContractor35%
Academia16%
BIM systems designers7%
Continental spreadNorth America30%
Europe35%
Africa35%
Table 5. Structural self-interaction matrix (SSIM) barriers to BIM-based LCA.
Table 5. Structural self-interaction matrix (SSIM) barriers to BIM-based LCA.
BA16BA15BA14BA13BA12BA11BA10BA9BA8BA7BA6BA5BA4BA3BA2BA1
BA1OOOAAAAOOAXOAVOX
BA2VOXAAAOOOOOOOVX
BA3XAAAAOOOXOOXOX
BA4OOOOOAOOOOOOX
BA5XAAOAOOAVOOX
BA6OAOOOOOOVOX
BA7OAOVOOVOOX
BA8OOOVOOOAX
BA9XAOVOOOX
BA10OOXXAXX
BA11OOXXXX
BA12OOXAX
BA13 OAVX
BA14VOX
BA15OX
BA16 X
Table 6. Initial reachability matrix of the barriers as derived from the SSIM prior to transitivity.
Table 6. Initial reachability matrix of the barriers as derived from the SSIM prior to transitivity.
BA1BA2BA3BA4BA5BA6BA7BA8BA9BA10BA11BA12BA13BA14BA15BA16
BA11010010000000000
BA20110000000000101
BA30010100100000001
BA41001000000000000
BA50010100100000001
BA61000010100000000
BA71000001001001000
BA80010000100001000
BA90000100110001001
BA101000000001101100
BA111101000001111100
BA121110100001110100
BA131110000001111100
BA140110100001110101
BA150010111010001010
BA160010100010000001
Table 7. Final reachability matrix of the barriers as derived from the SSIM showing transitivity.
Table 7. Final reachability matrix of the barriers as derived from the SSIM showing transitivity.
BA1BA2BA3BA4BA5BA6BA7BA8BA9BA10BA11BA12BA13BA14BA15BA16DRP
BA11010* 110* 10000000* 16
BA20110* 100* 1* 1* 1* 1* 1010110
BA300101001* 1000* 10016
BA410* 110* 100000000004
BA500101001* 1000* 10016
BA610* 1* 101010000* 10006
BA71* 1* 100* 11001* 1* 11* 10010
BA8* 1* 110* 1* 1010* 1* 1* 11* 10* 112
BA9* 1* 1* 1010011* 1* 1* 11* 10112
BA101* 1* 1* 1* 1* 100011* 1110* 112
BA1111* 11* 1* 1000111110* 112
BA12111* 11* 10* 10111* 110* 113
BA13111* 1* 1* 10* 10111110* 113
BA14* 111* 1100* 1* 1111* 110113
BA15* 1* 110111* 11* 1* 1* 11* 11* 115
BA1600101 0 0* 11000* 10016
DPP1210167131021271010101310113
Notes: * Transitive values; Dpp—dependence power; Drp—driving power.
Table 8. Level partitioning.
Table 8. Level partitioning.
BarriersReachability SetAntecedent SetIntersection Set
BA1BA(1, 3, 5, 6, 8 and 16)BA(1, 4, 6, 7, 8, 9, 10, 11, 12, 13, 14 and 15)BA(1, 6 and 8)
BA2BA(2, 3, 5, 8, 9, 10, 11, 12, 14 and 16)BA(2, 7, 8, 9, 10, 11, 12, 13, 14 and 15)BA(2, 8, 9, 10, 11, 12 and 14)
BA3BA(3, 5, 8, 9, 13 and 16)BA(1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15 and 16)BA(3, 5, 8, 9, 13 and 16)
BA4BA(1, 3, 4 and 6)BA(4, 6, 10, 11, 12, 13 and 14)BA(4 and 6)
BA5BA(3, 5, 8, 9, 13 and 16)BA(1, 2, 3, 5, 8, 9, 10, 11, 12, 13, 14, 15 and 16)BA(3, 5, 8, 9, 13 and 16)
BA6BA(1, 3, 4, 6, 8 and 13)BA(1, 4, 6, 7, 8, 10, 11, 12, 13 and 15)BA(1, 4, 6,8 and 13)
BA7BA(1, 2, 3, 6, 7,10, 11, 12, 13 and 14)BA7 and BA15BA7
BA8BA(1, 2, 3, 5, 8, 10, 11, 12, 13, 14 and 16)BA(1, 2, 3, 5, 6, 8, 9, 12, 13, 14, 15 and 16)BA(1, 2, 3, 5, 8, 12, 13, 14 and 16)
BA9BA(1, 2, 3, 5, 8, 9, 10, 11, 12, 13, 14 and 16)BA(2, 3, 5, 9, 14, 15 and 16)BA(2, 3, 5, 9, 14 and 16)
BA10BA(1, 2, 3, 4, 5, 6, 10, 11, 12, 13, 14 and 16)BA(2, 7, 8, 9, 10, 11, 12, 13, 14 and 15)BA(2, 10, 11, 12, 13 and 14)
BA11BA(1, 2, 3, 4, 5, 6, 10, 11, 12, 13, 14 and 16)BA(2, 7, 8, 9, 10, 11, 12, 13, 14 and 15)BA(2, 10, 11, 12, 13 and 14)
BA12BA(1, 2, 3, 4, 5, 6, 8, 10, 11, 12, 13, 14 and 16)BA(2, 7, 8, 9, 10, 11, 12, 13, 14 and 15)BA(2, 8, 10, 11, 12, 13 and 14)
BA13BA(1, 2, 3, 4, 5, 6, 8, 10, 11, 12, 13, 14 and 16)BA(3, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15 and 16)BA(3, 5, 6, 8, 10, 11, 12, 13, 14 and 16)
BA14BA(1, 2, 3, 4, 5, 8, 9, 10, 11, 12, 13, 14 and 16)BA(2, 7, 8, 9, 10, 11, 12, 13, 14 and 15)BA(2, 8, 9, 10, 11, 12, 13 and 14)
BA15BA(1, 2, 3, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15 and 16)BA15BA15
BA16BA(3, 5, 8, 9, 13 and 16)BA(1, 2, 3, 5, 8, 9, 10, 11, 12, 13, 14, 15 and 16)BA(3, 5, 8, 9, 13 and 16)
Table 9. Level I partition of the hierarchical structure of the barriers using a final reachability matrix.
Table 9. Level I partition of the hierarchical structure of the barriers using a final reachability matrix.
BarriersReachability SetAntecedent SetIntersection SetLevel
BA1BA(1, 3, 5, 6, 8 and 16)BA(1, 4, 6, 7, 8, 9, 10, 11, 12, 13, 14 and 15)BA(1, 6 and 8)
BA2BA(2, 3, 5, 8, 9, 10, 11, 12, 14 and 16)BA(2, 7, 8, 9, 10, 11, 12, 13, 14 and 15)BA(2, 8, 9, 10, 11, 12 and 14)
BA3BA(3, 5, 8, 9, 13 and 16)BA(1, 2, 3, 4, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15 and 16)BA(3, 5, 8, 9, 13 and 16)I
BA4BA(1, 3, 4 and 6)BA(4, 10, 11, 12, 13 and 14)BA4 and BA6
BA5BA(3, 5, 8, 9, 13 and 16)BA(1, 2, 3, 5, 8, 9, 10, 11, 12, 13, 14, 15 and 16)BA(3, 5, 8, 9, 13 and 16)I
BA6BA(1, 3, 4, 6, 8 and 13)BA(1, 4, 6, 7, 8, 10, 11, 12, 13 and 15)BA(1, 4, 6, 8 and 13)
BA7BA(1, 2, 3, 6, 7, 10, 11, 12, 13 and 14)BA(7 and 15)BA7
BA8BA(1, 2, 3, 5, 8, 10, 11, 12, 13, 14 and 16)BA(1, 2, 3, 5, 6, 8, 9, 12, 13, 14, 15 and 16)BA(1, 2, 3, 5, 8, 12, 13, 14 and 16)
BA9BA(1, 2, 3, 5, 8, 9, 10, 11, 12, 13, 14 and 16)BA(2, 3, 5, 9, 14, 15 and 16)BA(2, 3, 5, 9, 14 and 16)
BA10BA(1, 2, 3, 4, 5, 6, 10, 11, 12, 13, 14 and 16)BA(2, 7, 8, 9, 10, 11, 12, 13, 14 and 15)BA(2, 10, 11, 12, 13 and 14)
BA11BA(1, 2, 3, 4, 5, 6, 10, 11, 12, 13, 14 and 16)BA(2, 7, 8, 9, 10, 11, 12, 13, 14 and 15)BA(2, 10, 11, 12, 13 and 14)
BA12BA(1, 2, 3, 4, 5, 6, 8, 10, 11, 12, 13, 14 and 16)BA(2, 7, 8, 9, 10, 11, 12, 13, 14 and 15)BA(2, 8, 10, 11, 12, 13 and 14)
BA13BA(1, 2, 3, 4, 5, 6, 8, 10, 11, 12, 13, 14 and 16)BA(3, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15 and 16)BA(3, 5, 6, 8, 10, 11, 12, 13, 14 and 16)
BA14BA(1, 2, 3, 4, 5, 8, 9, 10, 11, 12, 13, 14 and 16)BA(2, 7, 8, 9, 10, 11, 12, 13, 14 and 15)BA(2, 8, 9, 10, 11, 12, 13 and 14)
BA15BA(1, 2, 3, 5, 6, 7, 8, 9, 10, 11, 12, 13, 14, 15 and 16)BA15BA15
BA16BA(3, 5, 8, 9, 13 and 16)BA(1, 2, 3, 5, 8, 9, 10, 11, 12, 13, 14, 15 and 16)BA(3, 5, 8, 9, 13 and 16)I
Table 10. Level II partition of the hierarchical structure of the barriers using a final reachability matrix.
Table 10. Level II partition of the hierarchical structure of the barriers using a final reachability matrix.
BarriersReachability SetAntecedent SetIntersection SetLevel
BA1BA(1, 6 and 8)BA(1, 4, 6, 7, 8, 9, 10, 11, 12, 13, 14 and 15)BA(1, 6 and 8)II
BA2BA(2, 8, 9, 10, 11, 12 and 14) BA(2, 7, 8, 9, 10, 11, 12, 13, 14 and 15)BA(2, 8, 9, 10, 11, 12 and 14) II
BA4BA1, BA4 and BA6,BA(4, 10, 11, 12, 13 and 14)BA4 and BA6
BA6BA(1, 4, 6, 8 and 13)BA(1, 4, 6, 7, 8, 10, 11, 12, 13 and 15)BA(1, 4, 6, 8 and 13)
BA7BA(1, 2, 6, 7, 10, 11, 12, 13 and 14)BA(7 and 15)BA7
BA8BA(1, 2, 8, 10, 11, 12, 13 and 14) BA(1, 2, 6, 8, 9, 12, 13, 14 and 15) BA(1, 2, 8, 12, 13 and 14)
BA9BA(1, 2, 8, 9, 10, 11, 12, 13 and 14) BA(2, 9, 14 and 15)BA(2, 9 and 14)
BA10BA(1, 2, 4, 6, 10, 11, 12, 13 and 14) BA(2, 7, 8, 9, 10, 11, 12, 13, 14 and 15)BA(2, 10, 11, 12, 13 and 14)
BA11BA(1, 2, 4, 6, 10, 11, 12, 13 and 14)BA(2, 7, 8, 9, 10, 11, 12, 13, 14 and 15)BA(2, 10, 11, 12, 13 and 14)
BA12BA(1, 2, 4, 6, 8, 10, 11, 12, 13 and 14) BA(2, 7, 8, 9, 10, 11, 12, 13, 14 and 15)BA(2, 8, 10, 11, 12, 13 and 14)
BA13BA(1, 2, 4, 6, 8, 10, 11, 12, 13, 14)BA(6, 7, 8, 9, 10, 11, 12, 13, 14 and 15) BA(6, 8, 10, 11, 12, 13 and 14)
BA14BA(1, 2, 4, 8, 9, 10, 11, 12, 13 and 14)BA(2, 7, 8, 9, 10, 11, 12, 13, 14 and 15)BA(2, 8, 9, 10, 11, 12, 13 and 14)
BA15BA(1, 2, 6, 7, 8, 9, 10, 11, 12, 13, 14 and 15)BA15BA15
Table 11. Level III partition of the hierarchical structure of the barriers using a final reachability matrix.
Table 11. Level III partition of the hierarchical structure of the barriers using a final reachability matrix.
BarriersReachability SetAntecedent SetIntersection SetLevel
BA4BA4 and BA6BA(4, 10, 11, 12, 13 and 14)BA4 and BA6III
BA6BA(4, 6, 8 and 13)BA(4, 6, 7, 8, 10, 11, 12, 13 and 15)BA(4, 6, 8 and 13)III
BA7BA(6, 7, 10, 11, 12, 13 and 14)BA(7 and 15)BA7
BA8BA(8, 10, 11, 12, 13 and 14) BA(6, 8, 9, 12, 13, 14 and 15)BA(8, 12, 13 and 14)
BA9BA(8, 9, 10, 11, 12, 13 and 14) BA(9, 14 and 15)BA(9 and 14)
BA10BA(4, 6, 10, 11, 12, 13 and 14) BA(7, 8, 9, 10, 11, 12, 13, 14 and 15)BA(10, 11, 12, 13 and 14)
BA11BA(4, 6, 10, 11, 12, 13 and 14)BA(7, 8, 9, 10, 11, 12, 13, 14 and 15)BA(10, 11, 12, 13 and 14)
BA12BA(4, 6, 8, 10, 11, 12, 13 and 14) BA(7, 8, 9, 10, 11, 12, 13, 14 and 15)BA(8, 10, 11, 12, 13 and 14)
BA13BA(4, 6, 8, 10, 11, 12, 13, 14) BA(6, 7, 8, 9, 10, 11, 12, 13, 14 and 15) BA(6, 8, 10, 11, 12, 13 and 14)
BA14BA(4, 8, 9, 10, 11, 12, 13 and 14) BA(7, 8, 9, 10, 11, 12, 13, 14 and 15)BA(8, 9, 10, 11, 12, 13 and 14)
BA15BA(6, 7, 8, 9, 10, 11, 12, 13, 14 and 15) BA15BA15
Table 12. Level IV partition of the hierarchical structure of the barriers using a final reachability matrix.
Table 12. Level IV partition of the hierarchical structure of the barriers using a final reachability matrix.
BarriersReachability SetAntecedent SetIntersection SetLevel
BA7BA(7, 10, 11, 12, 13 and 14)BA(7 and 15)BA7
BA8BA(8, 10, 11, 12, 13 and 14) BA(8, 9, 12, 13, 14 and 15) BA(8, 12, 13 and 14)
BA9BA(8, 9, 10, 11, 12, 13 and 14) BA(9, 14 and 15)BA(9 and 14)
BA10BA(10, 11, 12, 13 and 14) BA(7, 8, 9, 10, 11, 12, 13, 14 and 15)BA(10, 11, 12, 13 and 14)IV
BA11BA(10, 11, 12, 13 and 14)BA(7, 8, 9, 10, 11, 12, 13, 14 and 15)BA(10, 11, 12, 13 and 14)IV
BA12BA(8, 10, 11, 12, 13 and 14) BA(7, 8, 9, 10, 11, 12, 13, 14 and 15)BA(8, 10, 11, 12, 13 and 14)IV
BA13BA(8, 10, 11, 12, 13, 14) BA(7, 8, 9, 10, 11, 12, 13, 14 and 15) BA(8, 10, 11, 12, 13 and 14) IV
BA14BA(8, 9, 10, 11, B12, B13 and 14) BA(7, 8, 9, 10, 11, 12, 13, 14 and 15)BA(8, 9, 10, 11, 12, 13 and 14) IV
BA15BA(7, 8, 9, 10, 11, 12, 13, 14 and 15) BA15BA15
Table 13. Level V partition of the hierarchical structure of the barriers using a final reachability matrix.
Table 13. Level V partition of the hierarchical structure of the barriers using a final reachability matrix.
BarriersReachability SetAntecedent SetIntersection SetLevel
BA7BA7 BA7 and BA15BA7V
BA8BA8 BA8, BA9 and BA15BA8 V
BA9BA8, BA9 BA9 and BA15BA9
BA15BA7, BA8, BA9 and BA15 BA15BA15
Table 14. Level VI partition of the hierarchical structure of the barriers using a final reachability matrix.
Table 14. Level VI partition of the hierarchical structure of the barriers using a final reachability matrix.
BarriersReachability SetAntecedent SetIntersection SetLevel
BA9BA9 BA9 and BA15BA9 VI
BA15BA9 and BA15 BA15BA15
Table 15. Level VII partition of the hierarchical structure of the barriers using a final reachability matrix.
Table 15. Level VII partition of the hierarchical structure of the barriers using a final reachability matrix.
BarriersReachability SetAntecedent SetIntersection SetLevel
BA15BA15 BA15BA15VII
Table 16. Dependence power and driving power of the barriers.
Table 16. Dependence power and driving power of the barriers.
BA1BA2BA3BA4BA5BA6BA7BA8BA9BA10BA11BA12BA13BA14BA15BA16
Dp Power1210167131021271010101310113
Dr Power61064661012121212131313156
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Onososen, A.; Musonda, I. Barriers to BIM-Based Life Cycle Sustainability Assessment for Buildings: An Interpretive Structural Modelling Approach. Buildings 2022, 12, 324. https://doi.org/10.3390/buildings12030324

AMA Style

Onososen A, Musonda I. Barriers to BIM-Based Life Cycle Sustainability Assessment for Buildings: An Interpretive Structural Modelling Approach. Buildings. 2022; 12(3):324. https://doi.org/10.3390/buildings12030324

Chicago/Turabian Style

Onososen, Adetayo, and Innocent Musonda. 2022. "Barriers to BIM-Based Life Cycle Sustainability Assessment for Buildings: An Interpretive Structural Modelling Approach" Buildings 12, no. 3: 324. https://doi.org/10.3390/buildings12030324

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