1. Introduction
Vibrational degrees of freedom can be identified either with a local or a normal mode behavior. Until the seventies, the point of view of description in terms of normal modes dominated, due in part to the success in describing spectra through the inclusion of resonances in the Hamiltonian [
1,
2]. Examples of this success include the descriptions of H
2O and CO
2 [
3,
4]. This situation changed during the eighties with the advent of modern spectroscopy techniques based on lasers [
5,
6,
7], unveiling doublets in the energy spectra of molecules involving bonds with large mass differences, although evidence of such patterns had been identified many years before [
8,
9,
10,
11]. This kind of spectra, although difficult to describe in terms of normal modes, were relatively easy to interpret in terms of interacting local oscillators [
12,
13,
14,
15,
16]. Indeed, the doublets signal the presence of a local mode behavior and they were explained by the simple model of anharmonic oscillators harmonically coupled (AOHC) [
17]. Regarding this model, the general features of the spectra are explained in terms of both the anharmonicity and strength of the interaction between the oscillators, as a consequence of the close relation between anharmonicity and locality [
18]. It was realized that in every molecule with bonds involving large mass differences, like for instance H
2O, CH
4, and AsH
3, the stretching degrees of freedom cn be well described in terms of interacting Morse oscillators. In contrast, the bending degrees of freedom are still treated in terms of normal modes, due to their collective features [
19]. Within a set of molecules presenting a local mode behavior, it is possible to assign a locality degree using the parameter
defined by [
12,
13]
where
stands for the Morse anharmonicity and
corresponds to the interaction strength of the oscillators. In the local limit (
large and
small)
, while in the normal limit (
small and
large)
. This parameter has been calculated for several molecules following the expected behavior, in accordance with the mass ratio ligand/central-atom dictated by the structure of the molecule. In general, the criterion established by the parameter
is satisfied for a great variety of molecules. However, when in a series of molecules the anharmonicities are similar and the strengths do not increase in accordance with the mass difference, the local-normal mode behavior leads to unexpected results. This is the case for the series of pnictogen pyramidal hydrides XH
3, with X = N, P, As, Sb, and Bi. In order to elucidate this type of behavior a new perspective on local-normal behavior was considered [
20].
Even for molecules with local mode behavior, a local-normal transition may appear regarding different states of a given multiplet. This situation has been analyzed from a dynamical point of view using methods of non-linear classical mechanics [
21,
22,
23,
24,
25,
26,
27,
28,
29]. Recently, the local to normal mode transition has been studied from a quite different point of view [
20,
30,
31,
32]. The basic feature of the proposal is to focus on the problem from a polyad breaking perspective. A molecule with a local mode behavior is characterized by a set of interacting levels associated with a local polyad, defined in terms of local quantum numbers. As long as this polyad is conserved, the molecule maintains a local character. This viewpoint is partial, in the sense that the polyad-conservation depends on the energy. At sufficiently high energy, the local polyad stops being conserved. However, a local behavior may still be present in a wide energy range, as long as the local polyad is conserved. From this perspective, the energy range becomes very narrow for molecules with evident normal mode behavior. This is indeed the case of the CO
2 molecule, where the central carbon atom is lighter than the ending oxygen atoms. In this situation, it is not possible to define a local polyad. In fact, the concept of a polyad as a pseudo quantum number that embraces the set of interacting states is well defined in a normal mode scheme, and only when this polyad is suitable to be translated into a local scheme is the molecule said to have a local character, otherwise the concept of a local polyad is lost. The question that arises is how to measure the LN degree from this perspective. The traditional parameter (
1) is not useful, because it is constrained to molecules with local mode behavior and consequently a new criterion is needed, in order to involve any possible case covering the different molecular systems. On the other hand, this new criterion is not expected to be based on a system of interacting Morse oscillators, because, in principle, molecules with strong normal mode behavior cannot be described starting with local oscillators without breaking the polyad. In this work, we propose a new general different approach based on the analysis of the limit of the normal to the local description. Following this route, it is possible to derive more than one LN criteria. Surprisingly, these criteria include only the analysis of normal modes associated with the fundamentals. In this contribution, we present in detail the analysis of the new LN criteria for two, three, four, and six oscillators. The case of two oscillators has been partially presented in the context of the isotopologues of CO
2 [
33], as well as the three equivalent oscillators in pyramidal molecules [
20], but here both are included in detail in the context of an unified treatment that includes any molecular system. We shall show that the proposed parameters are sensitive enough to distinguish any molecule in either the extreme normal or local regimes. The four-oscillator system is included for tetrahedral molecules, to study the situation where spurious states are present, while octahedral molecules involving six oscillators are studied, because several types of interactions are involved. Embracing this set of systems, we consider every situation to test the proposed parameters. We stress that, for the first time, LN parameters are proposed with incidence in molecular properties, such as non-rigidity and resonances, but also in spectroscopy where vibrational excitations are involved.
This paper is organized as follows: The general theory to establish the different LN criteria is presented in
Section 2. In
Section 3, an analysis involving two oscillators is presented in detail.
Section 4 is devoted to the case of three equivalent oscillators. In
Section 5, tetra-atomic molecules are analyzed, while in
Section 6, the stretching modes of octahedral molecules are studied.
Section 7 is devoted to discussing the relation between the parameters proposed and their physical properties. Finally, the conclusions are drawn in
Section 8.
2. LN Mode Criteria: General Formalism
In this section, we present the general ideas that lead to establishing several independent parameters to measure the LN degree of molecules. We start by considering the situation for an arbitrary number of equivalent oscillators, albeit for the particular case in which the normal coordinates coincide with symmetry-adapted coordinates. This is a common situation in small and medium size molecules, where the energy of the bends are quite different from the stretches. The generalization to normal coordinates involving several coordinates of the same symmetry involves GF formalism and will be discussed in the next section.
The simplest model to describe vibrational degrees of freedom consists in considering the system as a set of independent harmonic oscillators associated with normal coordinates. When normal coordinates span irreducible representations
of the symmetry group
G, the Hamiltonian in terms of bosonic operators takes the form [
34]
where the sum over
runs over all irreducible representations contained in the reducible representation spanned by the equivalent local oscillators. The subscript index
N in the Hamiltonian emphasizes the normal mode representation. From the fundamental energies and the explicit expression of the frequencies
, we are able to estimate the force constants for both normal and local mode schemes
Here,
and
correspond to the elements of the Wilson matrix and force constants, respectively, in the normal basis. The local force constants
associated with the local coordinates
are obtained from the force constants
using the chain rule. The superscript index (
N) emphasizes the precedence of the local force constants. The connection between the normal bosonic operators
and the local bosonic operators
corresponding to the internal coordinates is given by the Bogoliubov transformation
where
The term
stands for the Wilson matrix elements in the local scheme. Given our consideration of equivalent diagonal operators, we have
. The elements
stand for the coefficients connecting the normal and local coordinates through
which are obtained by symmetry projection [
34]. The relation (
4) is obtained from the definition of the operators
in terms of the normal coordinates (
6) and assuming bosonic operators for the local coordinates with frequencies
. Notice that, in Equation (
5), there is no superscript index in the force constants
. The reason for this is that the same expression will be used to estimate the force constants in both local and normal limits. The coefficients
satisfy the relation
, as a consequence of the commutator
. In addition, we can see that in the pure local limit
and
, and consequently it is useful to introduce the average
as an LN degree, with
standing for the number of irreducible representations contained in the subspace of
N oscillators. The substitution of (
4) into the Hamiltonian (
2) leads to an algebraic representation of the Hamiltonian in the local scheme
with coefficients
These expressions provide a deep insight into the problem, since it implies that, in the limit
, the coefficients
vanish. Consequently, only when
is negligible is the total number of local quanta
conserved. We will shortly return to this point. In practice, it is more convenient to carry out the explicit substitution of (
5) to express these parameters in the following form
For equivalent oscillators the coefficients
are independent of the oscillator, and are reduced to
with
for any oscillator. The parameters
and
can be simplified to the form
with definitions
Not all of these parameters are different. Some of them are expected to be equal, depending on the symmetry dictated by the geometrical conformation. This information is contained in the matrix
. To simplify the notation, we shall use
when only one type of interaction is present and
for a second type of interaction. It is important to notice that, as long as spurious modes are not present, the same Hamiltonian (
8) is obtained starting from the quadratic Hamiltonian in local coordinates and momenta, which explains the subscript index
L. The presence of redundancies imposes constraints on the local representation (
8), as will be shown in
Section 5.
The Hamiltonians (
2) and (
8) are equivalent. Their difference lies in the representation. Both Hamiltonians conserve the normal total number of quanta
, but from the point of view of (
8),
is not conserved. From now on, we assign the name polyad to the total number of quanta, which is justified by that fact that we shall be dealing with Hamiltonians with interactions up to second order (normal modes). In order to obtain a local polyad-conserving Hamiltonian, we have two alternatives. One possibility consists in just neglecting the interactions associated with
in the Hamiltonian (
8) to obtain
where the coefficients are kept to be identified by (10). This Hamiltonian (
13) can be used to estimate the force constants
by choosing parameters to fit the fundamental energies and using the matrix representation in the local basis
, with
being the number of local quanta for the
i-th oscillator. It is clear that this route is feasible as long as an evident local mode behavior is present. In
Table 1, analytical expressions for the force constants obtained from (
3) and (
11) are displayed for the systems we shall discuss.
As a second alternative to obtain a Hamiltonian with the property
, we may take
in (
4) and consequently also in (9). In this case, the renormalization
must be imposed to satisfy
valid. In this case, the canonical transformation takes the form
The substitution of the operators (
15) into the Hamiltonian (
2) leads to the polyad-conserving Hamiltonian
with coefficients
The Hamiltonians (16) and (
8) look similar when
, but they are not the same. Two features make them different: (i) the bosonic operators
are not strictly local, which explains the subscript index
; and (ii) the relation between the spectroscopic parameters and the force constants is different, a fact that suggests an additional LN criterion, as we next discuss.
The sets of parameters
in (
16) and
in (
13) are functions of both the force and the structure constants, although with different functional form. To establish the connection between both sets, it is convenient to recall the definitions (
12), since they are expected to be small, actually vanishing at the pure local limit. The set
is expected to be recovered from
near the local limit. The latter set can be considered a function of the variables (
12), which can be put together in vector form
. The connection between the parameters is given by the Taylor series expansion
where
is the Hessian matrix evaluated at
and
denotes the error involved up to second order. It is clear that the second-order terms measure the deviation of the parameters from the local mode description, but they also indicate the degree of local polyad conservation. We thus propose the set
as new parameters to provide an LN degree. In addition, the spectroscopic parameters (
11) from the local scheme and the parameters involved in (
16) provide different force constants, both connected through (18). This fact suggests the introduction of the following parameters to estimate the LN degree
since
.
On the other hand, since the energy splitting of a set of degenerate equivalent oscillators is expected to be proportional to the their interaction strength, the following LN parameter may also be proposed [
30,
31]
where
and
correspond to the lowest and highest energy of the multiplet.
Summarizing, we have identified four parameters, namely , and , which vanish in the local limit, and consequently provide a way to measure the locality(normality) of a molecule. It is convenient to emphasize that these criteria do not assume a model of interacting Morse oscillators, but only harmonic oscillators. They arise from bosonic operators and are determined by the fundamental energies. We now describe their characteristics:
: This parameter measures the suitability of applying the polyad-conserving canonical transformation (
15) for each symmetry (normal mode). For convenience, we also introduced the average (
7), which takes into account the contribution of all normal modes. It is worth stressing that this parameter
can be calculated for any molecular system, and from its definition (
5) it measures the degree of locality/normality from the point of view of the normal mode scheme. In contrast, the polyad-conserving transformation (
15) has been assumed in every study of the local-to-normal mode transition involving stretching degrees of freedom of molecules with a clear local mode behavior. Indeed, this assumption leads to the
x-
K relations [
18,
35,
36,
37,
38,
39,
40,
41,
42], which stop being valid when the molecules move to a normal mode behavior.
: These parameters correspond to the Hessians in (18) and they provide the quadratic approximation for the sets starting from when the local parameters become small. These parameters establish LN criteria from the point of view of the local mode scheme and are expected to be correlated with , in some cases in a perfect linear trend when the higher order terms in the expansion (18) are neglected compared with the quadratic terms, as we shall discuss.
: This set of parameters are introduced to see the impact of the LN degree on the estimation of the force constants and takes into account both the normal and local mode schemes, since both estimations (
3) and (
14) for the force constants are involved. However, in order to obtain reliable results, the force constants should not be too small, since the errors may hide the criterion.
: This parameter takes into account the correlation between the strength of the interaction and the LN degree, and it is a natural parameter based on the correlation between the splitting of the fundamentals and the strength of the interaction. However, we shall prove that the parameter , although intuitive, is not appropriate for establishing a LN degree.
Here, we have assumed that the development of this approach lies in the formulation of the model in terms of internal coordinates. This route can be quite elaborate from a theoretical point of view because of the calculation of the Wilson matrix and the identification of redundancies. However, since these parameters involve the concept of normal modes, the calculations are quite fast.
A comment regarding the correlation between the polyad breaking and the LN degree deserves special attention. The canonical transformation (
15) conserves the local polyad, but even when the local polyad is not conserved, the Hamiltonian satisfies
. Substitution of (
4) into the definition of a normal polyad leads to the relation
with coefficients given by
The transformation (
15) assumes
and
, leading to the values
and
, with
. The explicit behavior of these parameters will be studied later on in the context of two equivalent oscillators. At the moment, we just reinforce the argument that local polyad breaking is strongly correlated with the LN degree.
In the next sections, we present an analysis for different numbers of oscillators. The aim is to show that the correlation between different parameters unveils physical properties. Due to its importance, the case of two oscillators will be studied in detail, including the case of non-equivalent oscillators. The latter illustrates the way our approach is modified when the normal mode coordinates do not coincide with symmetry-adapted coordinates.
4. Pyramidal Molecules
In Ref. [
20], the case of three equivalent oscillators was analyzed in the context of the pyramidal molecules for both stretching and bending modes, while in Ref. [
61] a study of the stretching modes in the molecule BF
was considered. Here, we focus on pyramidal molecules, because of their abundance.
Pyramidal molecules present two stretching and two bending normal modes, both with symmetries
. The fundamental energies of the bending modes are far from the stretching frequencies, hence a good approximation consists in neglecting stretching–bending interactions up to second order, where the normal modes are defined. This means that the stretches and bends can be independently analyzed in terms of a Hamiltonian of type (
2).
We start with the stretching degrees of freedom. The expressions for the force constants (
3) are [
20]
while for the matrix elements involved in (
6)
which was chosen to be associated with the group chain
with
, with the same notation for the symmetry elements used in Ref. [
20]. In this case, the algebraic Hamiltonian (
8) takes the form
with coefficients given by (
11). This Hamiltonian does not conserve the local polyad. Again, if we demand
, we are able to estimate the force constants using (
11), as well as the matrix representation of the Hamiltonian in the local basis
. The results were extracted from
Table 1 with
, allowing the parameters
to be calculated.
To obtain a polyad-conserving Hamiltonian, we should consider the canonical transformation (
15), which when substituted into the Hamiltonian (
2) yields
where the spectroscopic parameters given by
are functions of
, in accordance with (18). Their expansion, equivalent to (18), leads to the identification
which again turns out to be basically the Hessian of the Taylor expansions of (52). In
Table 4, the fundamentals as well as the calculated force constants are given for several molecules. Because it is possible to establish an isomorphism between the stretches and the bends in such a way that both span the same irreducible representations, the general results are basically valid, with the proviso that the structure constants change for the bends [
20]. In
Table 5, the LN parameters for the stretches are presented, while in
Table 6 the corresponding parameters for the bends are listed.
In
Figure 7, a plot of
vs.
is displayed for the stretching modes for several molecules, including the pyramidal molecules analyzed in Ref. [
20]. Again, a linear trend is manifested, because all the molecules are in the local mode region (small values of
). In
Figure 8, the plot
vs.
for the bending modes is displayed. One point to stress is that the NH
molecule is the only one located out of the line, a fact we assumed to be due to the existence of the inversion mode [
20]. We have thus identified two cases where the deviation of the linear behavior allows particular molecular properties to be identified: internal inversion and resonance.
Although we do not present the plot
vs.
, it turned out to be similar for both stretches and bends, a behavior that can be extracted from
Table 5 and
Table 6. Regarding
, for the stretches, the expected correlation with
is fulfilled, while this is not the case for the bends. From the same Tables, it is clear that the parameter
associated with the splitting of labels does not represent an LN parameter.
6. Octahedral Molecules
We now consider the stretching modes of octahedral molecules, with the
symmetry group. This system is included in our study because of the presence of two types of interactions: contiguous and opposite ones, but also because, in the case of contiguous bonds, the parameter
vanishes. A partial analysis of this system, including vibrational descriptions of the series of molecules SF
, WF
, and UF
, was discussed in Ref. [
32].
The reduction of the internal coordinates corresponds to
. In this case, the force and structure constants take the form
from these expressions and the fundamental energies, the force constants can be obtained from
Table 1, with
. The results are displayed in
Table 10. The matrix elements
defining the symmetry-adapted combinations for one quantum are given by
in accordance with chain
. The substitution of (
4) into the Hamiltonian (
2) leads to the local representation
with coefficients provided by (
11). A polyad-conserving Hamiltonian is obtained by setting
. The diagonalization of the Hamiltonian in the one-quantum basis
allows us to express the spectroscopic parameters in terms of the fundamental energies, from which we estimate the force constants
. The results are displayed in
Table 1. We may now apply the polyad-conserving transformation (
15) to the Hamiltonian (
2) to obtain
with spectroscopic coefficients given by
with
In this case, the expansion in terms of
leads to the identification
In
Table 11, the corresponding parameters associated with the LN degree are presented. Based on these results, in
Figure 14 the plot
vs.
is displayed, obtaining a clear linear correlation. In addition, in
Figure 15, the plots involving
and
are included. As expected, the
shows a clear linear correlation, while for
, although a linear trend is obtained, it is not as clear as for
. The parameter
was not included, because no correlation appeared. Again, from
Table 11, it is clear that the parameter
does not provide a general LN parameter.
8. Conclusions
In this contribution, we have presented, for the first time, a consistent set of LN criteria that can be applied to any molecule. In contrast to the long established theory of local molecules, where the criterion of locality depends on a model of interacting Morse oscillators, our criteria are based on the analysis of normal modes. Choosing a selected set of molecules, we have shown that the proposed LN criteria can be applied to a great variety of situations, from local to normal extremes. Each parameter presents its own features. The parameter measures the degree of locality from the normal point of view, while the Hessian can be associated with a local perspective. In addition, (and in some cases too) offers a third parameter, and this is defined taking ingredients from both local and normal mode schemes through the force constants. Analyses of several representative systems were presented. First, the most simple system of two oscillators was presented, in order to include the case where the normal modes do not coincide with symmetry-adapted coordinates. The pyramidal molecules were included, in order to show that the proposed parameters can also be applied to the bending degrees of freedom. In addition, tetrahedral molecules were studied because of the presence of spurious modes in the bending modes. Finally, octahedral molecules were incorporated in our analysis because of the presence of two types of interactions involving vanishing contributions of the Wilson matrix. Although this set of studied systems may be considered relatively simple, it was chosen to include every possibility encountered in the framework of local coordinates, which allowed us to conclude the validity of our LN criteria.
The correlations between the different parameters in these systems were investigated to prove their consistency, but also to show that through such correlations it is possible to identify particular signatures of the molecules with just the knowledge of the fundamental energies:non-rigidity in NH, resonance structures in O and NO, and change in electronic configuration in the pnictogen pyramidal hydrides and GeH. The isotopologues displayed a perfect linear correlation for the plots vs. . This fact allowed us to establish a linear correlation between the slopes and the force constants.
An important result is that the LN degree is correlated with physical properties. This conclusion was obtained by considering the behavior of the partition function for two oscillators, taking advantage of the parameterization HO → CO. A similar situation appears in spectroscopy; a clear dependence of the wave functions with the LN parameters, together with their correlation with the interaction strengths allowed us to conclude the importance of the LN parameters in the analysis of Raman and infrared spectroscopy. This finding is particularly relevant for series of isotopologues, where preliminary results indicated the existence of a correlation between the LN parameters and the relative transition intensities in the Raman spectra of the isotopologues of CO.
The present formalism is based on a harmonic oscillator model, and only the fundamentals were involved in both the determination of the LN parameters and their correlation. Consequently, the proposed criteria can be applied to any molecular system, without limitations. A remarkable result is that these parameters are correlated with spectroscopic properties, taking into account the full description of the systems, where all the relevant interactions are included: anharmonicities and resonances. On the other hand, we selected internal coordinates in our treatment because of the physical meaning of the force constants, but in practice Cartesian coordinates are more appropriate to generalize our approach. In the latter case, efficient programs to obtain the normal modes are available and a work in this direction is in progress.
Finally, we conclude from this work that the LN parameters, in particular the , is a descriptor of a molecule, which opens the possibility of also being used in machine learning algorithms.