1. Introduction
Cannabidiol (CBD), a non-psychoactive cannabinoid derived from
Cannabis sativa, has gained significant attention due to its potential therapeutic benefits in various health conditions, including antiseizure, analgesic, neuroprotective, anxiolytic, antidepressant, and antipsychotic effects [
1]. Also, it has been shown to have antioxidative and anti-inflammatory properties [
1,
2]. CBD has a favourable safety and tolerability profile in humans [
2]. For this reason, in 2018, the US FDA approved Epidiolex
®, an oral solution containing CBD, for the treatment of seizures associated with Lennox–Gastaut syndrome, Dravet syndrome, or Tuberous Sclerosis Complex in patients one year of age and older [
2,
3]. This approval was supported by various clinical trials [
3,
4,
5] and has led to rapid growth in CBD product consumption. Indeed, a report by Fortune Business Insights predicts that the global CBD market will grow from USD 7.59 billion in 2023 to an impressive USD 202.45 billion by 2032, with a compound annual growth rate of 43.66% from 2024 to 2032 [
6].
Despite its potential, the application of CBD in clinical practice is limited by several challenges, including its poor water solubility (0.7–10 µg/mL) [
7], physicochemical instability, and extensive first-pass metabolism [
2,
3], which are the main reasons for its low oral bioavailability (approximately 6% in humans) [
8]. Moreover, the absorption of CBD shows high intra- and inter-subject variability, which can lead to inconsistent therapeutic outcomes [
4]. For this reason, a significant number of formulation strategies have been explored, including the production of synthetic CBD [
9], the development of self-emulsifying delivery systems [
2,
9,
10], the encapsulation of CBD in gelatine matrix pellets [
11], and the preparation of water-soluble CBD powders [
12] and liposomes for the treatment of canine osteoarthritis pain [
13].
Oil-based formulations are commonly used for cannabidiol (CBD) delivery; however, they present significant limitations. Despite their ability to improve solubility, they provide only a modest enhancement in bioavailability, with studies showing an increase of merely 14% compared to lipid-free formulations [
14]. Additionally, CBD absorption from oil solutions is highly variable, as it is influenced by gastrointestinal conditions and food intake, leading to inconsistent therapeutic effects [
14]. Moreover, CBD undergoes extensive first-pass metabolism, significantly reducing systemic availability [
15]. Although many novel drug delivery systems have attempted to overcome CBD’s biopharmaceutical challenges, there is currently no lipid-based oral formulation containing CBD that has demonstrated a bioavailability improvement exceeding eight-fold [
16], indicating the limitations of conventional lipid-based approaches. Furthermore, CBD in oil formulations degrades over time when exposed to heat, light, or oxygen, reducing its potency and shelf-life [
15]. These drawbacks highlight the necessity for advanced delivery systems.
Phospholipid complexation (PLC) technology offers a promising drug delivery system for CBD, utilising phospholipids (PLs) to form lipid-compatible molecular aggregates. PLs, integral structural components of cell membranes, possess excellent biocompatibility, facilitating effective drug transport across biological barriers [
17,
18]. This delivery system not only provides controlled and targeted release but also enhances drug stability and shields gastrointestinal (GI) tissues from luminal enzymes [
17,
18]. Furthermore, PLC’s ability to enhance compound absorption reduces the necessary dosage of pharmaceuticals. PLs also contribute to nutritional and hepato-protective benefits, with complexes ranging in size from 50 nm to 100 μm, offering advantages in biodegradability and solubility, ultimately improving drug absorption and targeted delivery within the body [
19,
20]. The amphiphilic nature of PLs, particularly through their hydroxyl groups, allows for interaction with the polar components of hydrophobic compounds, forming a complex that enhances the drug’s therapeutic activity by improving its transport across lipid-rich biomembranes [
18].
Indeed, previous studies have demonstrated that PLC significantly enhances the solubility and bioavailability of poorly water-soluble compounds. For instance, Quercetin exhibited a 12-fold increase in water solubility when formulated as a PLC [
21]. Similarly, Silybin, a Biopharmaceutics Classification System (BCS) Class II drug—like cannabidiol (CBD) [
22]—showed a remarkable 1265.9% improvement in relative bioavailability when formulated as a Silybin PLC [
23]. These findings highlight the potential of PL-based formulations in overcoming solubility and absorption limitations, further supporting the rationale for employing this approach in CBD delivery.
Phosphatidylcholine (PC) is a PL that plays a critical role in maintaining cellular integrity and modulating various physiological processes. Its anti-inflammatory effects are well documented, with evidence showing that PC supplementation can prevent inflammatory responses and behavioural disturbances in disease models [
24]. For instance, PC has been shown to ameliorate systemic inflammation and cognitive impairments by mediating the gut–brain axis balance, regulating neurotrophic factors, synaptic proteins, and gut barrier damage, thus improving gut health and reducing brain inflammatory responses [
24]. To harness the potential of PC, this study investigates four distinct PLs, each with a PC content of at least 68%, to assess their efficacy in improving particle size, stability, and, most importantly, water solubility—a key objective of our research. Enhancing the water solubility of (BCS) Class II drugs, such as CBD [
22], is crucial for increasing their bioavailability. The limited dissolution rate in the GI tract is the primary barrier to the absorption of these drugs [
25]. BCS Class II drugs are characterised by high permeability but low solubility, leading to poor dissolution in the aqueous environment of the digestive system and consequently restricting their absorption into the bloodstream [
25].
In line with these objectives, CBD-PLC was prepared using the solvent evaporation method. This complex was then characterised for its physicochemical properties using techniques such as Differential Scanning Calorimetry (DSC), Fourier Transform Infrared Spectrometry (FTIR), and Scanning Electron Microscopy (SEM), among others. Additionally, intestinal absorption was assessed using the Caco-2 monolayer assay to evaluate the permeability behaviour of CBD-PLC. A Quality by Design (QbD) approach was utilised to optimise the formulation, determining the effects of independent variables on dependent variables to select the most effective PL:CBD ratio and encapsulate the resulting CBD-PLC in acid-resistant gelatine capsules for oral delivery. Additionally, this study aimed to examine the in vitro release and permeation of the formulation and to comprehensively characterise the physical and chemical attributes and functional parameters of the fabricated complexes.
3. Materials and Methods
3.1. Materials/Chemical and Reagents
CBD crystals in powder form were kindly provided by Green Dispensary Compounding (Adelaide, Australia). HPLC-grade methanol and acetonitrile were obtained from EMD Millipore® (Billerica, MA, USA). A Sartorius ultra-pure water system was utilised in all studies (Goettingen, Lower Saxony, Germany). Ethanol was purchased from Thermo Fisher Scientific (Melbourne, Australia). Lipoid E80 (80–85% egg phosphatidylcholine (PC)), 7–9.5% phosphatidylethanolamine (PE), 3% lysoPC, 0.5% lysoPE, 2–3% sphingomyelin, 2% water, 0.2% ethanol, and iodine (value 65–69) were obtained from Lipoid GmbH (Ludwigshafen am Rhein, Rheinland-Pfalz, Germany). PC-98T and PL-100M (68% phosphatidylcholine and 20% phosphatidylethanolamine) were obtained from YST PHARMA CO. Ltd. (Goka-machi, Ibaraki, Japan). L-α-Phosphatidylcholine from dried egg yolk, type X-E, ≥40% (enzymatic), L-α-Phosphatidylcholine from soybean, formic acid, Dulbecco’s Modified Eagle Medium (DMEM), Hanks Balanced Salt Solution (HBSS), Dulbecco’s Phosphate-Buffered Saline (DPBS), Fetal Bovine Serum (FBS), l-glutamine, penicillin/streptomycin (10,000 U/mL), trypan blue solution, acidic isopropanol, D-chloroform, and Corning® Transwell® polyester membrane cell culture inserts (12 mm Transwell with 0.4 μm pore polyester membrane, TC-treated, sterile) were obtained from Merck Pty Ltd. (Sydney, Australia). N-Octanol was purchased from ChemSupply (Adelaide, Australia). CBD-D3 was purchased from Novachem Pty Ltd. (Melbourne, Australia). Capsules CONI-SNAP size #00 (White Opaque) with acid resistance were obtained from Medisca (Sydney, Australia). We used the Stat-ease 360 software (version: 23.1.3) for the Design of Experiments. The Caco-2 cell line was kindly provided by Anthony Wignall, University of South Australia.
3.2. Quantification of CBD by HPLC Method
The HPLC method was conducted under the conditions previously studied and optimised by Abdella et al. [
67]. Sample analysis was carried out by using an isocratic method using a Luna 5 µm C8(2) 100 Å (250 × 4.6 mm) analytical column at 30 °C, which was connected to an HPLC system (Shimadzu Corporation, Kyoto, Japan) consisting of a photodiode array detector (LC-20ADXR), a degasser (DGU-20A3), a system controller (CBM-20A), an autosampler (SIL-20AHT), a pump (LC20AD), and an LC solution Chromopac data processor. The mobile phase was a mixture of acetonitrile and MilliQ water (8:2,
v/
v) eluted at a flow rate of 1.0 mL/min. The sample injection volume was 20 µL, and a wavelength of 220 nm was selected for UV detection of CBD’s peak detected at 7.3 min.
3.3. Quantification of CBD by LC-MS Method
The quantities of CBD that permeated through the Caco-2 cells were quantified using LC-MS/MS analysis. The Sciex 6500+ Qtrap LC-MS/MS (Shimadzu, Kyoto, Japan) was used in positive mode with electrospray ionization to analyse the samples. A 5 μL injection volume of each sample was loaded onto a Phenomenex Kinetex C18 analytical column, 100 Å (100 × 2.4 m, 1.7 μm), with a flow rate of 0.4 mL/min. The column temperature was 40 °C. The mobile phases used for LC separation were MilliQ water containing 0.1% formic acid (A) and methanol containing 0.1% formic acid (B). The gradient elution is summarised as follows: 0.1–6.0 min, 2% B; 6.0–7.0 min, 100% B; 8.0–9.0 min, 2% B. The total analysis required 9 min with a dwell time of 100 ms and the source temperature was 400 °C. The MRM transitions for CBD were as follows:
CBD Quantifying 1: 315.1–193.1;
CBD Quantifying 2: 315.1–259.1;
CBD-D3 (Internal Standard) Quantifying 1: 318.1–196.1;
CBD-D3 (Internal Standard) Quantifying 2: 318.1–262.0.
3.4. Preparation of CBD-PLC
CBD-PLC was prepared via the solvent evaporation method. Briefly, a predetermined amount of CBD and the PL was accurately weighed and transferred into a 50 mL Falcon tube. Ethanol (30 mL) was then added, and the mixture was vortexed until a homogeneous solution was obtained. The resulting solution was transferred to a 100 mL round-bottomed flask, ensuring complete transfer by rinsing the Falcon tube twice with additional ethanol (5 mL). The flask was placed under reflux and stirred at 40 °C for 30 min.
Following the reaction, the organic solvent was removed using rotary evaporation (Rotavapor R-210, BUCHI Labortechnik AG, Flawil, Switzerland) under reduced pressure, yielding a solid product. The obtained material was further dried under vacuum at room temperature overnight to remove residual solvent. Finally, the dried product was stored at 4 °C in a sealed container until further analysis.
3.5. Preliminary Study for Selection of PL
A preliminary investigation was conducted to compare the effects of four different PLs—Lipoid E 80, PC-98T, PL-100M, and L-alpha-phosphatidylcholine from dried egg—when combined with CBD at four different ratios (1:1, 1:5, 1:10, and 1:20). These combinations were then characterised based on their solubility (as outlined in
Section 2.7), particle size, and PDI in PBS at pH 6.8.
3.6. DLS
Approximately 10 mg of CBD-PLC was dissolved in 2 mL of RO water. The solution was completely dissolved by vortexing and then filtered through a 0.2 μm filter. Subsequently, a 1:10 dilution was made with RO water and allowed to stabilise for a few min away from light before the particle size, PDI, and zeta potential were measured.
3.7. CBD Lipophilicity Evaluation (N-Octanol/Water Partition Coefficient)
The solubility profile of CBD-PLC was investigated by adding 100 ± 10 mg of the complex into sealed Falcon tubes containing 5 mL of PBS (pH 6.8), MilliQ water, or n-octanol [
68]. The tubes were subjected to gentle agitation on an orbital shaker at room temperature (23 ± 0.5 °C) for a 24 h duration away from light, followed by centrifugation at 3000 rpm for 10 min. The supernatant was subsequently filtered (0.45 μm) and diluted with methanol (1:1) before analysis via HPLC. The
Po/w and its logarithmic form (log
Po/w) are important indicators of the solubility and bioavailability properties of the compounds tested. In this study, three samples (CBD, PM, and CBD-PLC) were evaluated for their partitioning behaviour between octanol and water. The formulas used are as follows:
3.8. Design of Experiments
In this study, we employed the RSM to optimise the ratio of CBD to the selected PL. Our objective was to achieve optimal performance metrics, including enhanced water solubility, reduced particle size, PDI, and optimal zeta potential. We used the Stat-ease 360 software (version: 23.1.3) to implement an L-optimal design with a quadratic model and a randomised subtype, in line with the study’s objectives and the formulation optimisation process. L-optimal designs are commonly used in the RSM to achieve optimal responses with fewer experiments. The quadratic model, a standard in the RSM, elucidates the relationship between the response and independent variables. Randomising the experimental runs helps minimise potential errors and biases. With a total of six experimental runs and no blocks, this design is well suited for a preliminary study exploring the effects of PLs on CBD. We anticipated that this RSM approach would yield reliable results, guiding the development of an effective CBD oral formulation [
69,
70].
3.9. SEM
A Zeiss Merlin FE-SEM was used for the microscopic characterisation of CBD-PLC. The complex and PM were separately suspended in RO water, and a drop was placed on a stub and allowed to dry at room temperature, protected from light. Microscopic views of the samples were observed at magnifications ranging from 100 to 1000×. The morphology of the CBD-PLC samples and the PM containing CBD and the PL in the same ratio optimised by DoE (0.6378:20) was captured using the secondary electron detector with a low voltage of 1–2 kV. This microscope features a unique charge compensation system that allows for high-resolution imaging of non-conductive samples by sweeping away accumulated electrons on the sample surface with a fine jet of nitrogen.
3.10. EE
Approximately 10 mg of CBD-PLC was mixed with 1 mL of acetonitrile in an Eppendorf tube. The mixture was then vortexed for 1 h at low speed using a multi-tube vortex mixer (Melbourne, Australia) [
19,
70,
71]. The samples were then centrifuged at 16,100 rcf for 20 min, resulting in a clear supernatant. This supernatant was filtered through a 0.45 μm syringe filter (PVDF). The results were calculated using the equations described below:
3.11. UV Spectra
A total of 5 mg of CBD and an equivalent amount of CBD-PLC, the PL, and the PM were dissolved in methanol and scanned by using a UV spectrometer over the wavenumber range of 200–800 nm.
3.12. DSC
DSC was performed using a DSC250 (TA Instruments, New Castle, DE, USA) to evaluate the onset temperature, melting point, width of melting events (WME), enthalpy, and crystallinity index (CI) of the pure drug, PM, PL, and CBD-PLC. Approximately 3 mg of each sample was sealed in an aluminium pan and analysed from 25 to 200 °C at a ramp rate of 10 °C/min. Nitrogen was used as a purge gas at a flow rate of 50 mL/min. The WME and CI were calculated using the following equations:
3.13. FTIR Spectroscopy
The spectra of pure CBD, the PM, the PL, and CBD-PLC were obtained using an Infrared Spectrophotometer Tensor 27 with an attenuated total reflectance module Specac Golden Gate (ATR-FTIR, Bruker, Ettlingen, Germany). A total of 64 scans were performed in a wavenumber range from 4000 cm
−1 to 400 cm
−1 at room temperature. The equipment’s diamond window was used for background correction [
72].
PCA of FTIR Spectra
PCA was conducted on the FTIR spectra for the whole wavenumber range of 400–4000 cm
−1 using OriginPro 2025 version 10.2.0.188. Adhering to the Kaiser criterion, only principal components with an eigenvalue ≥ 1 were extracted (
n = 2), yielding a total explained variance of 95% [
45].
3.14. H-NMR
All
1H NMR measurements were obtained using a Bruker Avance III HD spectrometer (Bruker Corporation, Faellanden, Switzerland) at 300 MHz and were analysed using a Bruker Topspin 3.2 program. Chemical shifts are reported in parts per million (ppm) and are referenced to
1H signals of residual nondeuterated solvent. For sample preparation, briefly, 5 mg of each sample (pure CBD, PM, PL, and CBD-PLC) was dissolved in 0.5 mL deuterated chloroform, and a total of 16 scans were obtained for each sample [
73].
3.15. In Vitro Drug Dissolution Study
The dissolution assays were conducted using the paddle methodology (Method II) as specified in the United States Pharmacopoeia (USP 35). The procedure involved placing 90 mL of MilliQ water in a small vessel, which was then submerged in a water bath maintained at a constant temperature of 37 ± 0.5 °C. The paddle speed was set at 100 rpm [
74].
Approximately 900 mg of CBD-PLC (the equivalent of 30 mg of CBD), alongside equivalent quantities of pure CBD and a PM of CBD and PL, was encapsulated in acid-resistant size #00 capsules. These capsules were employed as a dosage form, allowing for accurate quantification of the weighed amount of CBD and subsequent calculation of the expected percentage recovery. The capsules were then carefully positioned on the surface of the dissolution medium within each vessel [
70].
Samples were collected at predetermined time intervals (0.3, 0.6, 1.0, 1.3, 1.6, 2.0, 3.0, and 6.0 h). To ensure a consistent volume throughout the experiment, fresh dissolution media were added after each sampling. The collected samples were subsequently filtered through a 0.2 μm filter and diluted in a 1:1 ratio with methanol, and 20 μL of the diluted sample was injected into the HPLC system for further analysis.
3.16. Stability Study
For the stability study, samples were meticulously incubated within a specialised stability chamber, adhering to the stringent International Council for Harmonisation (ICH) guidelines [
75]. HPLC was employed to quantify the drug content. The CBD-PLC samples were placed into small glass vials and subjected to three distinct conditions over a 12-month period:
Intermediate conditions at 25 °C with 60% relative humidity, devoid of light exposure;
Accelerated conditions at 40 °C with 75% relative humidity;
Long-term storage conditions at 4 °C, ensuring optimal preservation.
3.17. Intestinal Cell Monolayer Preparation and Treatment
3.17.1. Assessment of Cell Viability in Caco-2 Cells
Caco-2 cells were cultured in DMEM, enriched with 10% (
v/
v) Fetal Bovine Serum (FBS), 1% (
v/
v) L-glutamine, and 1% (
v/
v) penicillin/streptomycin. The cells were incubated at 37 °C in a 5% CO
2 humidified environment (Sanyo CO
2 incubator) [
66,
76].
The viability of these cells was evaluated using the MTT assay (3-(4,5-dimethyl-thiazole-2-yl)-2,5-diphenyltetrazolium bromide, Sigma Aldrich, Melbourne, Australia). In summary, 3.5 × 10
3 Caco-2 cells were plated in 96-well plates and exposed to varying concentrations of CBD (20–50 µM) for periods of 24, 48, and 72 h. Post-treatment, cells were washed with PBS, followed by the addition of MTT solution (5 mg/mL) diluted in DMEM. After a 3 h incubation period at 37 °C, DMSO was added (150 µL/well) and the absorbance was quantified at 570 nm using a VICTOR™ X3 Multilabel Plate Reader (Perkin Elmer, Waltham, MA, USA) [
66,
76].
3.17.2. Permeation Study and TEER Assay
Caco-2 cells were seeded on Transwell™ polyester membrane cell culture inserts (transparent PET membrane: 1.0 cm
2 growth surface area, 0.4 μm pore size; BD Falcon™) in 12-well plates from Merck Pty Ltd. (Sydney, Australia). Cell cultures were maintained at 37 °C, 95% relative humidity and 5% CO
2. The culture medium was changed every second day. Cells were seeded at a density of 3 × 10
5 and cultivated for a minimum of 21 days to reach confluency and ensure monolayer differentiation. The integrity of the Caco-2 monolayer was established by measuring TEER across the monolayer using an EVOM2 (World Precision Instruments, Sarasota, FL, USA). The experiment was initiated via the addition of CBD-PLC and CBD (10–50 µM) diluted in PBS in the apical chamber. At predetermined time intervals, 1–3–6–24 h, transport buffer was removed from the apical and basal chamber and immediately replaced with fresh pre-warmed media. Collected aliquots were appropriately diluted with methanol prior to LC-MS analysis, as described previously. All experiments were performed in triplicate, and the data are presented as the mean ± standard error [
66,
76]. P
app and % recovery were calculated using the below equations:
where:
dQ/dT: the permeability rate.
A: the surface area of the cell monolayer.
C0: the initial concentration in the donor compartment.
Vr: the solution volume in the receiver chamber.
Vd: the volume in the donor chambers.
Cd and Cr: the final concentrations of transport compound in donor and receiver chambers, respectively.
4. Conclusions
In this study, a CBD–phospholipid complex (CBD-PLC) was successfully developed using the solvent evaporation method, optimizing the drug-to-phospholipid ratio through a Design of Experiments approach. The complex was comprehensively characterized using FTIR, DSC, and SEM, confirming that encapsulation not only occurs at a physical level but also involves strong chemical interactions. These interactions contributed to enhanced formulation stability, as demonstrated by a 12-month stability study conducted at 4 °C, 25 °C, and 40 °C.
Beyond developing the phospholipid complex, four commonly used phospholipids were systematically screened to identify the most suitable candidate, and a clear, standardized methodology was provided for incorporating phospholipid-based strategies to improve the solubility and permeability of other lipophilic and unstable drugs.
Moreover, the critical role of dissolution media used in in vitro assessments was highlighted. The findings of the present study demonstrate a six-fold increase in solubility and dissolution, with consistent results across both tests. Furthermore, the developed complex enables sustained drug release, which could offer therapeutic advantages by maintaining plasma levels over an extended period.
The significantly enhanced permeability and higher recovery rates observed in the intestinal cell monolayer study indicate the potential of CBD-PLC to improve oral bioavailability. By promoting superior drug absorption in the small intestine, this formulation has the potential to increase the fraction of CBD reaching systemic circulation, thereby enhancing its therapeutic efficacy. Importantly, the cytotoxicity assessment confirmed the complex’s safety.
In conclusion, this study presents a novel and effective phospholipid complexation approach to potentially overcome CBD’s poor absorption, offering a promising strategy for optimizing the oral delivery of lipophilic drugs.