Intelligent Fault Diagnosis Framework for Modular Multilevel Converters in HVDC Transmission
Abstract
:1. Introduction
- The proposed intelligent fault diagnosis framework utilises only current sensor data for fault diagnosis. This study achieves high accuracy of fault diagnosis using only current sensors and AI-based techniques.
- We combine the measured current data of the AC-side three-phase current and of the upper bridge and lower bridge of each three phases to form a vector of features that represent the current health condition of MMCs.
- Our proposed framework reduces measured current data using PCA that linearly maps the current data into a lower-dimensional space of principal components.
- For fault classification, multiclass SVM based on error-correcting output codes (ECOC) and multinomial logistic regression (MLR) algorithms are used with the learned feature vector to achieve improved classification accuracy and reduced computation time.
- Compared to recently published results that are based on machine learning techniques, our proposed method is faster and yet achieves competitive, if not better, classification accuracies of open-circuit failures of IGBT fault diagnosis in MMC-HVDC transmission.
- The high reduction in the computational time comes from two elements of our proposed method: (i) using a minimum number of only current sensors; (ii) using the PCA method to select fewer features that can be used for training the classification algorithm—i.e., SVM and MLRC algorithms—and for classifying MMC-HVDC health conditions using the trained classification models.
- Being able to obtain high classification accuracy while highly reducing the computational time, our proposed method can be used in real implementations of MMC-HVDC fault diagnosis systems.
2. Proposed Framework
2.1. Data Modeling
2.2. Description of the Proposed Framework
2.2.1. SVM-Based ECOC
2.2.2. MLR
3. Experimental Study
3.1. Results of SVM-Based ECOC without Data Normalisation
3.2. Results of SVM-Based ECOC with Data Normalisation
3.3. Results of MLR without Data Normalisation
3.4. Results of MLR with Data Normalisation
4. Comparisons of Results
4.1. Comparisons of Testing Classifications
4.2. Comparisons with Recently Published Results
5. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Acknowledgments
Conflicts of Interest
References
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Ref. | Approach Used | Detection Threshold Parameters | Localisation Threshold Parameters |
---|---|---|---|
[24] | Fault detection: The comparison between the observed using Sliding Mode Observer (SMO) and measured the current of the upper arm ip. Fault localisation The comparison between the observed and measured lower arm current, and ip, and the capacitor voltages, and Vci of the assumed faulty SM. | Threshold parameters: Ith, and 700 time-steps (2 µs per step) Usage: If and it lasts for 700 time-steps (2 µs per step) then an open-circuit fault has occurred. | Threshold parameters: Ith, Vthi, and 100 ms. Usage: If and and it lasts for 100 ms, then the SM is faulty. |
[42] | Fault detection: The detection is achieved using a state observer to estimate the ideal circulating current and the output current using the state models of the MMC and the variables already available from the main control system. Fault localisation The comparison between the SM capacitor voltage Vci and a threshold value Uth. | Threshold parameters: Ith, and ΔT1. Usage: If and it lasts for ΔT1, then an open-circuit fault has occurred. | Threshold parameters: Uth, and ΔT2. Usage: If and it lasts for ΔT2, then this SM is located to be faulty. |
[44] | Fault detection: The comparison between measured inner difference current idiff and the estimated inner difference current through Kalman Filter (KF). Fault localisation Each capacitor voltage (Vc,p,N) of the upper and lower arms of the targeted phase, i.e., the phase with a detected fault, is compared with the minimum capacitor voltage value (Vc(t),min) for a given time instant. | Threshold parameters: Δidiff and Δti. Usage: If and it lasts for a period of Δti, then a fault is assumed in this phase of the MMC. | Threshold parameters: ΔVc and Δtv. Usage: If and it lasts for a period of Δtv, then it indicates this SM is faulty. |
[45] | Fault detection: The comparison between the measured current of the lower arm current iN and observed arm current , which is based on Sliding Mode Observer (SMO), and one of the capacitor voltages, and Vc. Fault localisation The comparison between the observed and measured lower arm current, and iN, and the capacitor voltages, and Vci of the assumed faulty SM. | Threshold parameters: Ith and Vth. Usage: If and and it lasts for 500 μs (50 time-steps, 10 μs per step), then an open-circuit fault has occurred. | Threshold parameters: Ith and Vthi. Usage: If , and and it lasts for 80 ms, then the SM is faulty. |
Parameters | Value |
---|---|
Number of SMs per arm | 9 |
SM capacitor | 3000 μF |
Arm inductance | 0.05 ohm |
AC frequency | 50 Hz |
Faulty Bridge | Label Value |
---|---|
Normal | 1 |
A-phase lower SMs | 2 |
A-phase upper SMs | 3 |
B-phase lower SMs | 4 |
B-phase upper SMs | 5 |
C-phase lower SMs | 6 |
C-phase upper SMs | 7 |
Testing Data = 15% | |||||||
Normal | A-Phase Lower SMs | A-Phase Upper SMs | B-Phase Lower SMs | B-Phase Upper SMs | C-Phase Lower SMs | C-Phase Upper SMs | |
Normal | 100 | 0 | 0 | 0 | 0 | 0 | 0 |
A-Phase Lower SMs | 0 | 99.7 | 0 | 0 | 0 | 1 | 0 |
A-Phase Upper SMs | 0 | 0 | 100 | 0 | 0 | 0 | 0 |
B-Phase Lower SMs | 0 | 0 | 0 | 100 | 0 | 0 | 0 |
B-Phase Upper SMs | 0 | 0 | 0 | 0 | 100 | 0 | 0 |
C-Phase Lower SMs | 0 | 0.3 | 0 | 0 | 0 | 99.0 | 0 |
C-Phase Upper SMs | 0 | 0 | 0 | 0 | 0 | 0 | 100 |
Testing Data = 40% | |||||||
Normal | A-Phase Lower SMs | A-Phase Upper SMs | B-Phase Lower SMs | B-Phase Upper SMs | C-Phase Lower SMs | C-Phase Upper SMs | |
Normal | 100 | 0 | 0 | 0 | 0 | 0 | 0 |
A-Phase Lower SMs | 0 | 98.8 | 0 | 0.4 | 1.5 | 1.8 | 0.5 |
A-Phase Upper SMs | 0 | 0 | 98.8 | 0 | 0.8 | 0 | 0 |
B-Phase Lower SMs | 0 | 0.6 | 0 | 99.1 | 0 | 0.4 | 0 |
B-Phase Upper SMs | 0 | 0 | 0.5 | 0 | 96.6 | 0 | 1.9 |
C-Phase Lower SMs | 0 | 0.4 | 0.7 | 0.5 | 0 | 97.4 | 0 |
C-Phase Upper SMs | 0 | 0.2 | 0 | 0 | 1.1 | 0.5 | 97.6 |
Testing Data = 15% | |||||||
Normal | A-Phase Lower SMs | A-Phase Upper SMs | B-Phase Lower SMs | B-Phase Upper SMs | C-Phase Lower SMs | C-Phase Upper SMs | |
Normal | 100 | 0 | 0 | 0 | 0 | 0 | 0 |
A-Phase Lower SMs | 0 | 99.7 | 0 | 0 | 0 | 0.7 | 0 |
A-Phase Upper SMs | 0 | 0 | 100 | 0 | 0 | 0 | 0 |
B-Phase Lower SMs | 0 | 0 | 0 | 100 | 0 | 0 | 0 |
B-Phase Upper SMs | 0 | 0 | 0 | 0 | 100 | 0 | 0 |
C-Phase Lower SMs | 0 | 0.3 | 0 | 0 | 0 | 99.3 | 0 |
C-Phase Upper SMs | 0 | 0 | 0 | 0 | 0 | 0 | 100 |
Testing Data = 40% | |||||||
Normal | A-Phase Lower SMs | A-Phase Upper SMs | B-Phase Lower SMs | B-Phase Upper SMs | C-Phase Lower SMs | C-Phase Upper SMs | |
Normal | 100 | 0 | 0 | 0 | 0 | 0 | 0 |
A-Phase Lower SMs | 0 | 98.5 | 0 | 0.8 | 1.5 | 1.5 | 0.6 |
A-Phase Upper SMs | 0 | 0 | 98.9 | 0 | 0.8 | 0 | 0 |
B-Phase Lower SMs | 0 | 0.9 | 0 | 99.1 | 0 | 0.4 | 0 |
B-Phase Upper SMs | 0 | 0 | 0.5 | 0 | 97.0 | 0 | 0.5 |
C-Phase Lower SMs | 0 | 0.4 | 0.6 | 0.1 | 0 | 97.5 | 0 |
C-Phase Upper SMs | 0 | 0.3 | 0 | 0 | 0.8 | 0.6 | 98.9 |
Testing Data = 15% | |||||||
Normal | A-Phase Lower SMs | A-Phase Upper SMs | B-Phase Lower SMs | B-Phase Upper SMs | C-Phase Lower SMs | C-Phase Upper SMs | |
Normal | 100 | 0 | 0 | 0 | 0 | 0 | 0 |
A-Phase Lower SMs | 0 | 99.7 | 0 | 0 | 0 | 1 | 0 |
A-Phase Upper SMs | 0 | 0 | 100 | 0 | 0 | 0 | 0 |
B-Phase Lower SMs | 0 | 0 | 0 | 100 | 0 | 0 | 0 |
B-Phase Upper SMs | 0 | 0 | 0 | 0 | 100 | 0 | 0.3 |
C-Phase Lower SMs | 0 | 0.3 | 0 | 0 | 0 | 99.0 | 0 |
C-Phase Upper SMs | 0 | 0 | 0 | 0 | 0 | 0 | 99.7 |
Testing Data = 40% | |||||||
Normal | A-Phase Lower SMs | A-Phase Upper SMs | B-Phase Lower SMs | B-Phase Upper SMs | C-Phase Lower SMs | C-Phase Upper SMs | |
Normal | 100 | 0 | 0 | 0 | 0 | 0 | 0 |
A-Phase Lower SMs | 0 | 99.4 | 0 | 0.4 | 0 | 2 | 0.5 |
A-Phase Upper SMs | 0 | 0 | 99.5 | 0 | 0 | 0 | 0 |
B-Phase Lower SMs | 0 | 0 | 0 | 99.1 | 0 | 0.4 | 0 |
B-Phase Upper SMs | 0 | 0 | 0.5 | 0 | 100 | 0 | 0.9 |
C-Phase Lower SMs | 0 | 0.4 | 0 | 0.5 | 0 | 97.1 | 0 |
C-Phase Upper SMs | 0 | 0.2 | 0 | 0 | 0 | 0.5 | 98.6 |
Testing Data = 15% | |||||||
Normal | A-Phase Lower SMs | A-Phase Upper SMs | B-Phase Lower SMs | B-Phase Upper SMs | C-Phase Lower SMs | C-Phase Upper SMs | |
Normal | 100 | 0 | 0 | 0 | 0 | 0 | 0 |
A-Phase Lower SMs | 0 | 99.7 | 0 | 0 | 0 | 1 | 0 |
A-Phase Upper SMs | 0 | 0 | 100 | 0 | 0 | 0 | 0 |
B-Phase Lower SMs | 0 | 0 | 0 | 100 | 0 | 0 | 0 |
B-Phase Upper SMs | 0 | 0 | 0 | 0 | 100 | 0 | 0 |
C-Phase Lower SMs | 0 | 0.3 | 0 | 0 | 0 | 99.0 | 0 |
C-Phase Upper SMs | 0 | 0 | 0 | 0 | 0 | 0 | 100 |
Testing Data = 40% | |||||||
Normal | A-Phase Lower SMs | A-Phase Upper SMs | B-Phase Lower SMs | B-Phase Upper SMs | C-Phase Lower SMs | C-Phase Upper SMs | |
Normal | 100 | 0 | 0 | 0 | 0 | 0 | 0 |
A-Phase Lower SMs | 0 | 99.4 | 0 | 0.4 | 0 | 2 | 0.5 |
A-Phase Upper SMs | 0 | 0 | 99.5 | 0 | 0.2 | 0 | 0 |
B-Phase Lower SMs | 0 | 0 | 0 | 99.1 | 0 | 0.4 | 0 |
B-Phase Upper SMs | 0 | 0 | 0.5 | 0 | 99.8 | 0 | 0.4 |
C-Phase Lower SMs | 0 | 0.4 | 0 | 0.5 | 0 | 97.1 | 0 |
C-Phase Upper SMs | 0 | 0.2 | 0 | 0 | 0 | 0.5 | 99.1 |
Ref. | Type of Measurement | No. of Measured Parameters | Classification Accuracy | Testing Time |
---|---|---|---|---|
[27] | Capacitor voltage Circulating current | 5000 × 7 5 × 9 | 98.9% | 80 ms |
[56] | DC current | -- | 92.8% | - |
[57] | Capacitor’s voltages in all SMs | 800 × 72 | 98.2% | -- |
[6] | Current signals CNN AE-DNN | 5001 × 9 40% testing rate | 97.0% 97.5% | 400 ms 1500 ms |
[46] | Current signals LSTM BiLSTM | 5001 × 9 40% testing rate | 97.4% 97.0% | 1290 ms 2630 ms |
Proposed framework at 15% testing rate using PCA in all cases | Current signals and their phases | 5001 × 9 100 × 7 | ||
SVM, no norm | 99.8% | 62 ms | ||
SVM, with norm | 99.9% | 59 ms | ||
MLR, no norm | 99.8% | 4 ms | ||
MLR, with norm | 99.8% | 4 ms | ||
at 40% testing rate using PCA in all cases | SVM, no norm | 98.3% | 106 ms | |
SVM, with norm | 98.6% | 96 ms | ||
MLR, no norm | 99.1% | 8 ms | ||
MLR, with norm | 99.2% | 7 ms |
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Ahmed, H.O.A.; Yu, Y.; Wang, Q.; Darwish, M.; Nandi, A.K. Intelligent Fault Diagnosis Framework for Modular Multilevel Converters in HVDC Transmission. Sensors 2022, 22, 362. https://doi.org/10.3390/s22010362
Ahmed HOA, Yu Y, Wang Q, Darwish M, Nandi AK. Intelligent Fault Diagnosis Framework for Modular Multilevel Converters in HVDC Transmission. Sensors. 2022; 22(1):362. https://doi.org/10.3390/s22010362
Chicago/Turabian StyleAhmed, Hosameldin O. A., Yuexiao Yu, Qinghua Wang, Mohamed Darwish, and Asoke K. Nandi. 2022. "Intelligent Fault Diagnosis Framework for Modular Multilevel Converters in HVDC Transmission" Sensors 22, no. 1: 362. https://doi.org/10.3390/s22010362
APA StyleAhmed, H. O. A., Yu, Y., Wang, Q., Darwish, M., & Nandi, A. K. (2022). Intelligent Fault Diagnosis Framework for Modular Multilevel Converters in HVDC Transmission. Sensors, 22(1), 362. https://doi.org/10.3390/s22010362