1.1. Policy Background on Natech
The description “natural hazard-triggered technological” (Natech) for threats or accidents is an emerging technical term for comparison with familiar natural hazard types. Recently, it has become recognized globally in the context of the Sustainable Development Goals (SDGs) and Sendai Framework for Disaster Risk Reduction (SFDRR). The related SDG target addresses specific aspects of Natech in “3.D National and global health risks,” “11.3 Urbanization,” “12 Consumption and production,” and “13 Climate-related hazards.” Paragraph 15 of the SFDRR notes that its scope includes “related environmental, technological and biological hazards and risks.”
According to an Organisation for Economic Co-operation and Development survey [
1] (p. 35, para. 59), there is low visibility of Natech events in risk communication systems. For example, 6 respondents out of 17 samples (14 countries and 3 institutions representing science and industry) stated that information had been “provided to the public in case of emergencies due to chemical accidents” [
1] (p. 36). This result indicates that people do not find information provision to be sufficient and this lack of information may not cause preferable behavior for safety in a crisis.
The United Nations Office for Disaster Risk Reduction Asia-Pacific Science Technology and Academia Advisory Group [
2] recommends the need for an early warning mechanism, awareness, and training as important activities for Natech risk management. The United Nations Office for Disaster Risk Reduction [
3,
4] emphasizes almost the same consideration. These policy papers implicitly indicate that warning development, awareness raising, and training opportunities have not been well organized so far. The Izmit Earthquake (also known as the Kocaeli Earthquake) that struck Turkey in 1999, causing a massive fire at the Tupras Izmit refinery and an acrylonitrile spill at the Aksa acrylic fiber production plant, was showcased by Girgin [
5] to describe the complexities and great difficulties involved in the evacuation process. More than 20 years have passed since the Izmit Natech incident, and yet still the world has not developed well-prepared methods for people to react to Natech threats.
1.2. Case Description of a Potential Natech Threat
Even though policies have not yet been well standardized, in reality, industrial parks are exposed to potential Natech threats. As a case study, we adopt a city in Indonesia, Cilegon city, to analyze how local people respond to Natech threats.
Cilegon is located on the western edge of the Java islands and is known as one of the most well-known and significant heavy industrial areas in Indonesia [
6,
7,
8,
9,
10,
11]. The government of Indonesia and the Association of Southeast Asian Nations (ASEAN) have paid close attention to the potential threats of Natech scenarios in Cilegon. After the Indian Ocean Tsunami of 2004, the Indonesian government conducted a national tsunami simulation for Cilegon in 2007 taking full account of potential Natech threats [
12]. In addition, the Cilegon city government developed a tsunami early warning system [
13]. These efforts finally culminated in a large-scale preparation exercise in November 2018, the ASEAN Regional Disaster Emergency Response Simulation Exercise (ARDEX 2018), which was conducted in Cilegon [
14]. For this reason, Cilegon was selected for our study.
While Jibiki et al. [
15] revealed that the community surrounding the industrial facilities in Cilegon was aware of Natech risks, Pelupessy et al. [
16] clarified that such awareness was not necessarily connected with organized behaviors in the case of the Anak Krakatau eruption and tsunami, which occurred on the night of Saturday 22 December 2018. Even though no huge tsunami reached the coastal areas in Cilegon in the Anak Krakatau case, great confusion and social disorder were observed [
16].
Cilegon experienced an event prior to the Anak Krakatau case. An earthquake of magnitude 6.4 was recorded on Tuesday 23 January 2018, 13:34:50 (local time), and people felt the ground shaking in Cilegon. According to the Indonesian Metrological Agency (Badan Meteorologi Klimatologi dan Geofisika, BMKG), the nearest observation station of our survey area detected “MMI IV (Modified Mercall Intensity)” [
17]. This intensity means that the perceived shaking is light and there is no potential damage [
17]. However, the local media reported that hundreds of employees felt the shock at one of the major petrochemical factories in Cilegon and evacuated out of the building [
18]. The earthquake did not cause a tsunami, and no tsunami warning was issued. We focus on this earthquake in the present study.
Considering the geographical and socioeconomic characteristics of Cilegon, a preferable action in relation to Natech seems to be identified. When shaking is felt in Cilegon, the most preferable action is evacuation to higher grounds after the initial protection behavior (drop, cover, and hold). Since it is difficult to determine whether the epicenters of earthquakes are located inland or are megathrust, it seems preferable to consider the likelihood of tsunamis associated with earthquakes. A warning may be issued, but it is better to save time for evacuation without waiting for a warning. In addition, Natech issues need to be considered. Such a sequential relationship of response is desirable for those living near the industrial park in coastal areas in Cilegon.
1.3. Literature Review
While the policy settings have not been well synthesized to achieve the desired evacuation behavior, as noted earlier, we can refer to some literature on the factors generating evacuation behavior specifically for Natech events. Yu et al. [
19] used a case study of a fire at a refinery caused by the tsunami triggered by the Great East Japan Earthquake and analyzed factors influencing evacuation behavior. Yu et al. [
19] stated that only a few studies [
20,
21] have examined risk perception of and protective actions against technological threats. According to Yu et al.’s [
19] logistic regression analysis to predict households’ immediate evacuation, the first significant predictor is “respondents’ direction to the industrial park” and the second is perceived severity of the Natech threat once they had perceived that a Natech accident would occur. For other factors, Yu et al. [
19] stated that households were more likely to evacuate immediately if they felt that their lives or property would be impacted by the Natech accident to a very great extent when they perceived its occurrence. Furthermore, with reference to some studies [
20,
22,
23,
24], they pointed out that demographic variables have weak and inconsistent correlations with risk perception and protective responses.
Although Lindell et al. [
25] did not deal directly with Natech events, they comprehensively examined the immediate behavioral responses to earthquakes. They concluded that risk perceptions matter for immediate responses to earthquakes, but no previous studies appear to have addressed this matter [
25]. Earthquake information and emergency preparedness were associated with lower levels of negative emotions and maladaptive behavior, as well as with increased levels of adaptive behavior; this is one of their most important findings because it supports the effectiveness of pre-impact training activities [
25]. Furthermore, they argued that fear was positively related to immediate evacuation. Lindell et al. [
25] connected this point to past research and theorized that fear does not necessarily produce loss of control or non-rational flight [
26,
27,
28].
While Yu et al. [
19] and Lindell et al. [
25] paid attention to psychological aspects, there is also relevant literature in the discipline of safety science. Feng et al. [
29] studied post-earthquake evacuation using verbal protocol analysis in immersive virtual reality. The results of their experiments show that participants had wait-or-flight responses in post-earthquake evacuation. They also revealed that people’s decision making tended to be driven, at least partially, by what those around them were doing in the greatest numbers [
30]. In addition, Feng et al. [
29] found that participant behavior was particularly influenced by those who appeared to be in authority positions, which has been observed in real-life evacuation cases [
31,
32,
33]. Nascimento and Alencar [
34] conducted a systematic review of the literature on Natech events, but their study provided few insights on people’s responses. A systematic literature review by Suarez-Paba et al. [
35] identified that only 6.1% of the total studies analyzed dealt with risk communication and risk perception. Yu et al. [
19] and Yu and Hokugo [
36] highlighted the fact that inhabitants’ risk perception triggers their protective behavior (e.g., time to evacuate their house) during a disaster and that this is influenced by such parameters as location, demographic characteristics, and age.
1.4. Research Question and Hypothesis
As stated in
Section 1.2, we primarily examine the sequential relationship of response as the research question, even though it is quite a hypothetical assumption: the evacuation action is required after the initial protection behavior (drop, cover, and hold). Worry about the possibility of a tsunami is also important, and such emotion needs to be linked with damage estimation, which could be induced by Natech events.
As summarized in
Table 1, the existing literature provides relevant factors that seem to influence behavior. We employ proxy variables to verify whether we can obtain similar results to those in the existing literature. Our variables are set from a household-basis questionnaire survey, which we explain in detail in the next section. For the factor of “Direction,” we use “Village location” because almost all the villages in Cilegon are located to the east of the industrial facilities due to the topographical characteristics of Cilegon. As an alternative variable, we test whether the differences in villages may affect behavior (the two villages are coded as binary data). Regarding demographic data, we do not include individuals’ gender and age since we use a household survey in which each respondent provides answers on behalf of the household.
The rest of the paper is structured as follows.
Section 2 introduces the survey design and data. Following the Method section, we verify our hypothetical assumption (sequential steps of people’s response) in
Section 3.1. In addition, we examine whether risk perception plays a significant role in accordance with earlier works in
Section 3.2. In addition to risk perception, other aspects are analyzed to clarify whether they are related to Natech damage estimation (
Section 3.3). In contrast to the existing literature, village location, information access, and preparedness are investigated (
Section 3.3,
Section 3.4,
Section 3.5).
Section 4 summarizes the results of our analysis, concludes whether we find similar findings to the earlier works, and states the limitations of our study.