1. Introduction
Research has shown that post-traumatic stress after natural disasters is linked to an elevated risk of problem drinking [
1] and substance abuse such as cigarette use [
2,
3]. Numerous studies have reported that man-made and natural disasters, as well as terrorist attacks, are associated with increased alcohol consumption [
3,
4,
5]. Alcohol dependence after a disaster is related to poor mental health among affected individuals [
6]. Particularly, research has indicated increased alcohol consumption among several evacuees who use it as “self-medication” to mitigate their symptoms after experiencing trauma [
7,
8]. Furthermore, severe symptoms of post-traumatic stress disorder (PTSD) have been strongly associated with alcohol use for “coping-motivated drinking” following exposure to a disaster [
9]. The Great East Japan Earthquake and Tsunami, which occurred on 11 March 2011, is considered a compound disaster, as it resulted in the exacerbated abuse of psychoactive substances, particularly alcohol, high smoking prevalence [
10], and impaired sleep quality [
11]. A previous study showed that evacuees changed their drinking behavior after experiencing a compound disaster. Moreover, the study also found that individuals who began drinking after the disaster had a higher risk of developing severe mental illness [
12]. Another study contrasted the differences and similarities among risk factors in the development of problem drinking based on gender [
13]. Furthermore, research has indicated that sleep insufficiency and heavy drinking culminated in problem drinking in both genders. Particularly, family finances and severe trauma symptoms caused problem drinking among male evacuees, while a history of mental illness increased problem drinking among female evacuees.
Based on these research findings, the present study examined the risk and protective factors for problem drinking within the context of the Great East Japan Earthquake and Tsunami of 11 March 2011 [
12,
13]. This study assessed how evacuees developed or recovered from problem drinking based on the Cutting down, Annoyed by criticism, Guilty feeling, and Eye-opener (CAGE) score for six years. A previous study [
5] gathered over 15 years of data after the 9/11 terror attacks on the World Trade Center (WTC) in New York City and found that binge drinking was strongly linked with the PTSD symptom cluster. Furthermore, the study noted that alcohol was used intentionally as a means of self-medication. Another study found that traumatic stress may be associated with problem drinking after prolonged exposure, and that men and younger people were more likely to begin problem drinking two years after 9/11 [
14]. Most studies to date have looked at short-term impacts in the first 2 years following the disaster, with few looking at the longer term. We considered the importance of conducting a long-term longitudinal study for the evacuees of the Great East Japan Earthquake in 2011. Our study hypothesized that psychological distress, trauma symptoms, and insufficient sleep culminated in developing problem drinking between the fiscal years (FY) 2012 and 2017, using a longitudinal design as a measure. It further hypothesized that social networks or support facilitate recovery from problem drinking. This is the first prospective study to explore and present the risks and protective factors for problem drinking among evacuees of the Great East Japan Earthquake.
3. Results
Table 1 shows the breakdown of variables according to change (or a lack thereof) in problem drinking (i.e., individuals with low to high scores were emerging problem drinkers; individuals with continuous low scores were current non-problem drinkers) from FY 2012 to FY 2017. The table also highlights motivating factors of characteristics associated with these changes. In total, there were 1949 emerging problem drinkers and 11,463 current non-problem drinkers. Furthermore, 14.5% of the participants developed problem drinking between FY 2012 and FY 2017. Moreover, a higher number of men than women developed problem drinking during the study period. Emerging problem drinkers included a higher proportion of those with K6 and PCL-S scores of ≥13 and ≥44, respectively, and they consumed more alcohol than the current non-problem drinkers. Becoming a problem drinker was associated with age, subjective health condition, history of a serious mental illness, sleep insufficiency, high blood pressure, diabetes mellitus, and family financial status (
p < 0.05).
Table 2 presents an overview of the univariate Cox proportional hazard models, which were established using factors deemed significant during survival analysis to identify the association between social and psychological indicators and problem drinking frequency among the evacuees.
Table 2 shows that being a man (HR: 2.30; 95% CI: 2.09–2.53), heavy alcohol consumption (HR: 2.02; 95% CI: 1.85–2.21), sleep insufficiency (HR: 1.64; 95% CI: 1.46–1.84), psychological distress (HR: 1.63; 95% CI: 1.43–1.85), trauma symptoms (HR: 1.98; 95% CI: 1.79–2.19), a history of mental illness (HR: 1.52; 95% CI: 1.32–1.76), and family finances (HR: 1.74; 95% CI: 1.57–1.94) significantly influenced the development of problem drinking.
Table 3 presents the results of multivariate Cox proportional hazards analysis according to sex to determine sex-based differences. Alcohol consumption, trauma symptoms, and family finances were common risk factors for problem drinking among both men and women. Sleep insufficiency (HR: 1.22; 95% CI: 1.04–1.42) and high blood pressure (HR: 1.12; 95% CI: 1.00–1.25) significantly influenced problem drinking among men, independent of age. In contrast, younger age (HR: 1.59; 95% CI: 1.21–2.08), a history of diabetes mellitus (HR: 1.32; 95% CI: 1.02–1.69), and a history of mental illness (HR: 1.31; 95% CI: 1.02–1.69) were significant risk factors for problem drinking among women independent of age.
This study also examined the factors that enabled recovery from problem drinking between FY 2012 and 2017.
Table 4 presents the variables based on the change (or a lack thereof) in recovery rates from problem drinking (i.e., individuals with high to low scores were recovering problem drinkers; individuals with continuously high scores were current problem drinkers) from FY 2012 to 2017, revealing the characteristics associated with these changes. The total number of recovering and current problem drinkers was 1993 and 814, respectively. Furthermore, 71.0% of the participants were recovering problem drinkers from FY 2013 to FY 2017. Recovering problem drinkers also included a higher proportion of those with K6 and PCL-S scores of <13 and <44, respectively, and were not heavy drinkers when compared to current problem drinkers. Recovery from problem drinking was associated with age, subjective health, sleep insufficiency, family financial status, and alcohol consumption (
p < 0.05).
Table 5 presents an overview of univariate Cox proportional hazards models, which were established using factors that were determined as significant during survival analysis, to identify the association between social and psychological indicators and frequency of recovery from problem drinking among the evacuees. Univariate Cox proportional hazards analysis showed that LSN-6 tended to be associated with a reduced risk of problem drinking (HR: 0.93; 95% CI: 0.85–1.02) although its statistical significance was not found.
Table 6 presents the results of multivariate Cox proportional hazards analysis according to sex to determine sex-based differences. Heavy drinking (≥4 drinks) and trauma symptoms (PCL ≥ 44) were significant factors that prevented recovery from problem drinking.
4. Discussion
This study examined the risk and recovery factors for problem drinking from FY 2012 to FY 2017 among evacuees from regions affected by the Great East Japan Earthquake. The results showed that there are some similarities and differences between men and women in developing problem drinking after disasters. Additionally, heavy drinking (≥4 drinks) and trauma symptoms (PCL ≥ 44) were found to be significant factors that prevented recovery from problem drinking among both genders. Previous studies have reported that individuals are impacted by drinking behavior, including alcohol consumption for two years after traumatic events [
6,
32,
33,
34]. However, our study is the first to underscore the risk factors and recovery from problem drinking over six years.
This research found that a substantial proportion of the sample (15.5%) developed problem drinking within six years of experiencing a compound disaster. This implies that several evacuees still suffered from disaster-related drinking problems for more than a few years after the disaster. Therefore, one must provide seamless support for evacuees who suffer from drinking issues by understanding any risk factors such as trauma issues and any other risk factors underlying problem drinking. The results also show that alcohol consumption (≥4 drinks), disaster-related factors, family finances, and sleep insufficiencies were related to the development of problem drinking from FY 2012 to FY 2017, which were the same risk factors in the chronic post-disaster phase from FY 2012 to FY 2013. Additionally, heavy drinking was found to be a significant factor in the development of problem drinking from FY 2012 to FY 2017 among men and women. Risk factors for the development of problem drinking in the chronic phase after a compound disaster, such as male sex, sleep insufficiency, trauma symptoms (PCL-S ≥ 44), and family finances, were constant from FY 2012 to FY 2013. Notably, upon comparing the HR in the short-term research from FY 2012 to FY 2013, the HR of men with problem drinking in the present study from FY 2012 to FY 2017 (2.03 95% CI: 1.83–2.04) was higher than the odds ratio (OR = 1.77, 95%CI: 1.41–2.21) in the previous study [
12]. Furthermore, the HRs for trauma symptoms (PCL-S ≥ 44) and alcohol consumption (≥4 drinks) remained high between the chronic phase and FY 2012–FY 2017. Therefore, both alcohol consumption and trauma symptoms led to the development of problem drinking. Notably, continued trauma symptoms and heavy alcohol consumption could comprise severe risk factors for developing problem drinking among men in the period from FY 2012 to FY 2017 in contrast to FY 2012 to FY 2013. Thus, the findings of this study emphasize the importance of (a) having practitioners intervene to support evacuees who have a drinking problem, (b) paying attention to the assessment of trauma symptoms, and (c) providing psychoeducation on alcohol. Meanwhile, a mental illness diagnosis and subjective health conditions indicated long-term risk factors for problem drinking, but not in the short term.
Variation based on gender was found in the risk factors for developing problem drinking from FY 2012 to FY 2017. Sleep insufficiency and high blood pressure were significant risk factors in men. Furthermore, women of a younger age (i.e., 20–49 years) and diagnosed with diabetes mellitus and mental illness constituted significant risk factors. An association between physical illnesses such as high blood pressure and diabetes mellitus and the development of problem drinking among evacuees is a new finding. Moreover, insomnia has been strongly associated with problem drinking [
35,
36] as alcohol has also been used as a medication for insomnia [
35].
Assessing the differences in risk factors based on gender is crucial for understanding how problem drinking develops and when particular intervention plans can be implemented. In contrast to the preceding short-term study between FY 2012 and FY 2013, this study found differences based on gender. A history of diabetes mellitus and mental illness was significantly associated with the risk of problem drinking among women. To examine whether the result is a reversal of causality, the results of the follow-up study, excluding the FY 2013 data, were analyzed, as shown in the
Appendix A (
Table A1,
Table A2,
Table A3,
Table A4,
Table A5 and
Table A6). The results showed that diabetes mellitus was still a risk factor among women (HR: 1.47; 95% C1: 1.11–1.94). Therefore, this study statistically analyzed the breakdown of women both with and without a history of diabetes mellitus for each response to CAGE questions. Positive responses to three questions (i.e., “Have you ever felt you ought to cut down on your drinking?” Have people annoyed you by criticizing your drinking?”, and “Have you ever felt bad or guilty about your drinking?”) were high among women with a history of diabetes mellitus (
p < 0.05). The results may indicate that women who were diagnosed with diabetes mellitus with problem drinking had a high tendency of having felt that they ought to cut down on their drinking and felt guilty of their drinking behavior. A study previously reported that evacuees experienced difficulty in accessing medication, treatment, and clinical services [
37]. Particularly, the women evacuees diagnosed with diabetes mellitus might have encountered difficulty in seeking treatment for their drinking problems as they felt guilty for their behavior.
Thus, this study analyzed factors that prevented the development of problem drinking from FY 2012 to FY 2017 for both genders. Unfortunately, the current results did not reveal any specific protective factor. However, it was found that trauma symptoms and alcohol consumption prevented recovery.
Therefore, the LSN-6 may be a key protective factor for evacuees with problem drinking. Research has also presented disaster research on the Great East Japan Earthquake, suggesting that continuous intervention for evacuees with alcoholism who lived alone in temporary housing helped them recover from their drinking problems [
38]. Thus, instead of isolating evacuees suffering from drinking problems, it is important to provide continuous support.
Based on current knowledge, this is the first study to examine risk and protective factors for problem drinking among evacuees affected by the Great East Japan Earthquake between FY 2012 and FY 2017. Particularly, this study compared the risk factors for problem drinking between the period from FY 2012 to FY 2013 and FY 2012 to FY 2017 among men and women. Consequently, problem drinking was found to be caused by physical, psychological, and economic crises, and risk factors increased substantially between FY 2012 and FY 2017. This suggests that medical practitioners should implement long-term interventions to support evacuees with problem drinking habits.
Meta-analyses and population-based studies have demonstrated how alcohol consumption changes after a traumatic event and/or with risk factors [
8,
39]. However, some studies have examined both problem drinking and alcohol consumption vis-à-vis risk factors after compound disasters in the long term. Therefore, this is the first study to examine how alcohol consumption and the main risk factors, such as socio-demographic variables, sleep insufficiency, psychological distress (K6), trauma symptoms (PCSL-S), and alcohol consumption, culminate in problem drinking.
This study has several limitations. First, the response rate was 19.9% in FY 2012. Therefore, the results may have overestimated or underestimated the impact of problem drinking after the Great East Japan Earthquake. Second, a previous study explained that the persistence of feelings such as helplessness and hopelessness due to grief among evacuees was a predictor of increased drinking [
32]. However, as these factors were not evaluated in the present study, there may be confounding unadjusted latent factors that contribute to the risk of problem drinking. Finally, this study used Cox analysis to identify risk and protective factors from FY 2012 to FY 2017. Thus, the individual changes in the CAGE scores were not analyzed. Thirdly, problem drinking was assessed in this study using a standard questionnaire, CAGE, while sleep was assessed solely based on participants’ subjective symptoms