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Review

Bioethanol Production from Woody Biomass: Recent Advances on the Effect of Pretreatments on the Bioconversion Process and Energy Yield Aspects

1
Laboratoire LaSIE, UMR-CNRS 7356, La Rochelle Université, Avenue Michel Crépeau, 17042 La Rochelle, France
2
Centre d’Analyses et de Recherche, Unité de Recherche Technologies et Valorisation Agro-Alimentaire, Faculté des Sciences, Université Saint-Joseph de Beyrouth, Riad El Solh, P.O. Box 17-5208, Beirut 1104 2020, Lebanon
3
Laboratoire LIENSs, UMR-CNRS 7266, La Rochelle Université, Avenue Michel Crépeau, 17042 La Rochelle, France
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Université de Technologie de Compiègne, ESCOM, TIMR (Integrated Transformations of Renewable Matter), Centre de Recherche Royallieu, CS 60319, 60203 Compiègne CEDEX, France
5
Department of Biology, Faculty of Arts and Sciences, University of Balamand, P.O. Box 100, Tripoli 1300, Lebanon
*
Author to whom correspondence should be addressed.
Energies 2023, 16(13), 5052; https://doi.org/10.3390/en16135052
Submission received: 15 May 2023 / Revised: 22 June 2023 / Accepted: 26 June 2023 / Published: 29 June 2023
(This article belongs to the Section A4: Bio-Energy)

Abstract

:
As greenhouse gas emissions are continuously increasing, research is now privileging greener and more sustainable human activities. An attractive strategy in the pursuit of sustainability is the valorization of lignocellulosic biomasses for the production of bioethanol. This approach relies on the bioconversion of wood and agricultural waste, which are abundant globally. They represent considerable sources of fermentable sugars that can be recovered through enzymatic hydrolysis. However, the presence of lignin in wood waste makes it more recalcitrant to enzymatic hydrolysis, and reduces the efficiency of the bioconversion process. Therefore, a pretreatment preceding hydrolysis is highly necessary in order to disrupt the resistant structure of woody biomass. The type and severity of the pretreatment affect the outcomes of the hydrolysis and fermentation steps, just as they strongly influence the overall process costs. Given this context, bioenergy production from this biomass is a promising alternative method of sustainably responding to energy demands while reducing the amounts of waste left in nature. The aim of this review is to thoroughly compare the recent bioconversion processes performed on woody substrates over the past five years, with a focus on thermomechanical pretreatments. Moreover, this review will discuss the outcomes of their separate steps, their impact on the overall process, and their energetic aspects.

1. Introduction

The availability of energy is essential for the economic development and prosperity of states. Global energy demand is increasing due to population growth and to the developing needs of emerging economies [1,2]. The current surge in fossil fuel prices is having an impact on most of the world’s economies, and raises the issue of energy security. The adoption of renewable energy can not only help in mitigating climate change, but can also enhance resilience to price volatility and reduce energy costs [3,4]. Many industries are responsible for high energy demand, with a significant contribution coming from the transportation sector. In fact, this sector’s consumption accounts for approximately 25% of the world’s energy use [5], while the need for green and renewable energy sources has increased [6]. Moreover, the total global biofuel demand is expected to expand by 20% between 2022 and 2027 [7]. Another important source of global greenhouse gas emissions is the heat and electricity sector, as it was notably responsible for the largest increase in carbon dioxide (CO2) emissions in 2021 [8]. However, as in the transportation sector, the need for renewable and greener energy is now greater than ever, in order to meet energy demands while ensuring sustainability. It is hence worthwhile to note that such shifts have already begun; the share of energy coming from renewable sources in many European Union countries increased between 2004 and 2021, most notably in Iceland and Norway [9] (Figure 1).
Nonetheless, political instability and financial scarcity in many countries obstruct access to renewable and greener energies by discouraging potential investors, whilst the current fossil fuel crises further push populations to find short-term solutions to increased energy prices [10,11]. A promising alternative is the production of biofuels from lignocellulosic biomass (LCB), a plant resource named after its three main components: lignin, cellulose, and hemicellulose [12,13,14]. The choice of LCB is based on the geographic distribution of attractive crops. From this point of view, forests account for 31% of the world’s land area [15], and 35% of the total area of Europe.
Wood is a natural resource classified into two types, hardwoods and softwoods, which come from angiosperms and gymnosperms trees, respectively. From an environmental perspective, both living hardwood and softwood forests play a role in carbon sequestration. While this may help in reducing the effects of global warming, the processing of their woods generates various polluting byproducts. Such byproducts are abundant and low in cost, as they are mainly derived from agricultural and forestry waste and residues [12,14,16,17], and are not part of the food chain. Although forest and wood residues are commonly studied, there also exist agricultural wastes of a woody nature, such as the Chinese chaste tree (Vitex negundo), kenaf (Hibiscus cannabinus L.), and industrial hemp (Cannabis sativa). In fact, the use of industrial hemp for bioethanol production gained popularity because this residue is derived from a sustainable crop; it grows rapidly, requires little water and pesticides, can be cultivated in a variety of climates, and eliminates contaminants from soils [18,19,20]. Furthermore, hemp cultures play an important role in carbon sequestration, as one hectare can capture about 9–20 tons of CO2, which is comparable to the levels sequestered by forests [19,21,22]. This globally cultivated crop yields large biomass and has a variety of uses, including textiles, cosmetics, food and beverages, medicine, and construction [23,24,25]. Regarding hemp hurds, they originate from the defibrillation of industrial hemp [26,27]. The chemical composition of this byproduct was compared to that of hardwood in a study conducted by Naithani et al. [28], and their results showed a similar composition in lignin, cellulose, and hemicellulose, which underlines the potential of using hemp hurds in bioethanol production.
On the other hand, it is critical to note that the structure of lignocellulosic biomasses, whether woody or herbaceous, is complex and highly recalcitrant to enzymatic hydrolysis, the step of the bioconversion process that enables the recovery of fermentable sugars for the subsequent production of bioethanol [29,30,31]. Therefore, a pretreatment step is required to disrupt the complex structure and increase enzyme accessibility to cellulose and hemicellulose. Pretreatment can take several forms: chemical, biological, mechanical, or even a combination of two or more types of pretreatment (thermochemical, thermomechanical, etc.). Following pretreatment and enzymatic hydrolysis is the fermentation step, which aims to employ the recovered monomeric sugars and convert them into bioethanol and/or other products [32]. Finally, the inclusion of a distillation step allows the separation of the alcohol from the fermentation mixture, and the retrieval of pure ethanol [33,34]. Diverse woody and agricultural biomasses have been subjected to various pretreatments, both in previous and more recent studies, and previously reviewed [35]. The diagram in Figure 2 illustrates the different steps in a lignocellulosic biomass biorefinery. The viability of a bioconversion process, based on a sustainable and environmentally friendly approach, is necessarily associated with the maximum sugar yield that can be achieved with minimum inhibitors’ production, energy, and chemical consumption.
The techno-economic assessment plays an important role in the scale-up and large-scale implementation of bioethanol production from lignocellulosic biomasses. Many studies have discussed the techno-economic performance of biofuel production by considering the overall process, including pretreatment, detoxification, hydrolysis, and fermentation [36,37,38]. Knowing that the pretreatment is a crucial step which considerably affects the production cost, some studies have focused only on the pretreatment step [39]. The techno-economic assessment discussed in a recent review [40] established that the overall cost of operation essentially comprises chemical cost and energy consumption. Hence, pretreatment and detoxification are key steps in determining the economics of the process. The environmental sustainability of bioethanol production is also an important aspect that has to be estimated. Among physico-chemical pretreatments such as liquid hot water, the AFEX process, or wet air oxidation, steam explosion affects the physiochemical properties of lignocellulosic biomass by breaking down the lignocellulosic structure and hydrolyzing the hemicellulosic fraction with lesser environmental consequences [41]. Zhao et al. [42] compared the integrated environmental impacts of different technological configurations, including pretreatment, hydrolysis, and fermentation steps, for bioethanol production from corn stover. It was pointed out that based on the cumulative probabilities of overall environmental performance together with the bioethanol amount produced, the pretreatment technologies that should be prioritized for further development are steam explosion and ammonia-based processes.
The objective of this review is to comprehensively analyze recent advances in the bioconversion processes of various woody substrates, summarizing studies on the matter that have been published in the past five years. Special attention will be given to the significance of thermomechanical pretreatments, as well as their influence on bioconversion and overall environmental impact. The environmental and economic aspects are discussed in the last section of this review.

2. Pretreatment of Woody Biomass

The type of pretreatment (PT) and its severity are crucial for an efficient delignification of the substrates in order to increase the effectiveness of enzymatic hydrolysis. The severity of a PT is assessed based on a combined severity factor (CSF), which is determined considering the PT temperature, its duration, and the pH when a catalyst is being used [26,43,44]. This factor allows us to compare the intensity of the PTs performed under defined conditions; its three parameters are correlated according to the equation below:
CSF = Log t . exp T 100 14.75 pH
where T: temperature (°C) and t: time (min)
It is also important to note that particle size reduction and drying are often performed before PT. Reducing the size of the sample particles increases the surface area accessibility of the substrate, thus enhancing the subsequent process [26,45,46]. In fact, a study on steam-exploded beech wood has concluded that an excessive reduction in particle size (0.16 mm) leads to more advanced cooking of the biomass and more pronounced xylan (the major component of hemicellulose) [47] degradation. Meanwhile, a relatively large particle size (2 mm) led to incomplete autohydrolysis and a less efficient xylan extraction [48]. Therefore, particle size reduction is a pre-PT that must also be taken into account when considering the PT severity. On the other hand, drying also increases PT effectiveness, since it reduces the moisture content of the substrate, thus allowing it to be more homogenous [26].
The chemical compositions of some of the commonly utilized woody biomasses for the production of bioethanol are summarized in Table 1. The slight discrepancies observed in cellulose, hemicellulose, and lignin contents between different lignocellulosic substrates are typically attributed to differences in cultivars and species.
Hardwoods and softwoods exhibit distinct differences, not only in their origin, but also at the molecular level. To further understand the difference in PT outcomes, it should first be reminded that lignin is a biopolymer derived from three subunits: syringyl (S), guaiacyl (G), and hydroxyphenyl (H) [72,73,74]. The lignin composition, or the relative contents of S/G/H subunits, has various effects on the efficiency of the bioconversion process. In fact, the literature [75] states that differences in S/G ratios influence the way lignin and other plant cell wall components are linked, which affects the recalcitrance of a substrate to enzymatic hydrolysis. Additionally, since softwoods have a lower S/G ratio than hardwoods, they are less reactive to the PT step [76]. A higher S/G ratio increases PT efficiency due to the presence of more β-O-4′ linkages that are more easily cleavable during PT, just as a higher ratio means that there are more β-β’ linkages, resulting in a facilitated lignin removal [77]. However, some other studies have reported a negative or an insignificant correlation [75,77], which confirms the varied effect of this ratio on efficiency, and incites further research. Therefore, the adequacy or the inefficiency of a PT in delignifying a substrate can be reflected by these two factors. In addition, it is important to mention that under acidic, alkaline, and neutral conditions, it is possible for new C-C linkages to form intermolecularly between lignin fractions, leading to the formation of undesired new lignin molecules [78].

2.1. Thermomechanical Pretreatments

Since the carbohydrates present in wood are not readily accessible to enzymes, pretreatment plays a crucial role in disrupting the lignocellulosic matrix, thus rendering polysaccharides available to enzymatic actions. Widely investigated in the literature as a non-chemical process, steam explosion (SE) is considered by several authors to be an environmentally friendly technique [79,80,81]. It is recognized as one of the most effective PTs for breaking the crystalline structure of lignocellulose through chemical effects and mechanical shear, which is induced by sudden explosive decompression [82,83]. Other variants of SE have been studied, such as heat–moisture treatment (HMT) which is based on the hydrothermal effect obtained through the simultaneous action of heat (>165 °C) and moisture (<40%) of direct steaming for a defined duration [84]. Summarized in Figure 3, these variants correspond to four thermomechanical processes with or without an initial vacuum, and differing in the pressure towards which the decompression occurs [85]. During direct vapor (DV-HM) and final vapor (FV-HMT) heat–moisture treatments, the reactor is subjected to saturated steam injection, gradually increasing from atmospheric to the designated processing steam pressure (SP). As the SP is injected, the biomass undergoes initial heating from ambient temperature to reach a steam equilibrium temperature. In contrast, the reduced pressurized (RP-HMT) [86] and intensive vacuum (IV-HMT) heat–moisture treatments follow a different approach. The reactor is first subjected to a vacuum pressure of 50 mbar before the introduction of saturated steam. The presence of an initial vacuum in the latter two processes intensifies the diffusion of steam into the biomass due to the decrease in air resistance [87], and serves to generate a larger amount of condensed steam than in the case of DV or FV-HMT. For the same SP, an equivalent volume of steam replaces the volume of air. It should be noted that the IV-HMT and FV-HMT processes are distinguished by an abrupt decompression to vacuum at the end of the treatment, instead of atmospheric pressure, as in the DV-HMT and RP-HMT processes. The sudden pressure drop is accompanied by an abrupt self-evaporation of water from the LCB, causing rapid cooling. The mechanical constraints and intense shear caused by the sudden explosion disrupt the fibers in the biomass structure; some of the mechanical energy is converted into internal energy. It is important to highlight that the DV-HMT process corresponds to the SE process, mainly because it does not feature any drop towards vacuum pressure, neither before the rise to the desired pretreatment pressure nor during the final decompression phase.
In research carried out by Semhaoui et al. [30], the impact of IV-HMT PT conditions on hemp hurds was investigated using the combined severity factor (Equation (1)). The results revealed that a CSF of 1.2 was favorable, not only for hemicellulose removal, but also for enhancing enzymatic hydrolysis, allowing around an 81.4% conversion yield. SE, on the other hand, was used as a PT of Eucalyptus wood [59,88,89,90], poplar wood [82,91], hornbeam wood [92], Aucoumea wood [93], aspen wood [94], and spruce wood [82,95]. Chemical catalysts are sometimes used prior to SE and HMT to improve hydrolysis, and to reduce the treatment time and energy costs [96]. Before SE PT of the aforementioned substrates, impregnation using NaOH [59,94], H2SO4 [26,82,93], or water [82,91] was performed, and the notion of PT severity is discussed in those studies regardless of the presence or absence of the impregnation step [26,82,88,89,92,93,94,95].
The PT temperature plays an elemental role in biomass delignification. It has been reported that temperatures that are too low do not allow an enhanced enzyme accessibility, while temperatures that are too high induce significant degradation of both lignin and sugars, as well as the formation of inhibitors [97,98]. Pielhop et al. [95], who performed SE on softwood, concluded that a temperature as high as 210 °C was not severe enough to change the structure of spruce wood chips. Such a severe pretreatment is fully understandable when treating large-sized particles (30 mm) without prior impregnation or the use of a catalyst. The study also revealed the significance of the pressure difference during the explosion, specifically between the processing pressure and atmospheric pressure. It concluded that a minimum pressure difference of 5 bar should be applied to achieve a notable impact on enzymatic digestibility.
Using a catalyst prior to SE is very important, as it enables the initial solubilization of lignin and hemicellulose. This, in turn, reduces energy costs by allowing for less severe treatment conditions. Barbanera et al. [92] obtained higher sugar mass recovery from hornbeam wood pretreated with SE at 200 °C for 13.75 min, corresponding to a severity of R0 = 4.08 when preceded by an impregnation step. Moreover, high temperatures increase the concentration of hydronium (H3O+) ions in water, which allows the latter to act as a catalyst and to solubilize hemicelluloses [99]. This could explain the use of water as a more environmentally friendly catalyst in the study conducted by He et al. [82]. Nevertheless, this catalyst could obviously modify the initial moisture content of the biomass [91]. In this sense, Cullis et al. [100] investigated the effect of the moisture content and chip size of SE-pretreated Douglas fir wood, and observed that a higher moisture content (30%) and smaller chip size rendered the substrates more reactive in the subsequent process. Additionally, the greatest lignolytic activity and highest lignin degradation in biologically delignified cotton stalks occurred at a considerably high initial moisture content of 75% [101], just as in the work of Pažitný et al., who pretreated their poplar wood at an initial moisture content of 85%. Conversely, increasing the initial moisture content has been shown to increase the specific energy requirement of a pretreatment [102], which encourages drying before PT. Based on this observation, particle size and initial moisture content acted antagonistically in these studies; when moisture content was at 85%, the particle size was 0.7 mm [91], while when moisture content was 75%, the particle size was 5 mm [101]. Alternatively, it was observed that greater severity resulted in greater mass loss, attributed to hemicellulose degradation, when using H2SO4 as a catalyst [93] (40% wood solubilization for R0 = 4.1, i.e., T = 210 °C, t = 7.5 min, 0.5% H2SO4). What is particularly noteworthy is that samples pretreated at R0 = 3.6 (210 °C, 2.5 min, 0.5% H2SO4) and R0 = 2.9 (170 °C, 5 min, 0.25% H2SO4) exhibited similar Klason lignin, glucose, and xylose contents in the solid fraction. This aspect results in environmental and economic advantages, as it allows for significant cost reduction. The run at 190 °C, performed for 5 min on wood impregnated with 0.5% H2SO4, showed the second most reduction in Klason lignin and xylose contents, while maintaining a high glucose content.
On another note, the experiments led by Rochón et al. [59], in which impregnated and non-impregnated Eucalyptus sawdust samples were treated with SE, revealed that the latter yielded greater outcomes in the subsequent process. Referring to the structure of the substrates’ polymers, it is important to consider the degree of acetylation of the substrate, i.e., the ratio between total acetyl group content and the total number of monomers that can carry them [103]. Studies have described a negative correlation between the degree of acetylation and hydrolysis efficiency [104,105]. Hence, deacetylation could be a key to enhancing the process. While Singh et al. [106] reported that alkalis effectively remove acetyl groups from hemicellulose, Rochón et al. showed that 7–9% of xylans were still detectable in NaOH-impregnated samples, and were undetectable in the non-impregnated solids. Xylose, xylo-oligosaccharides, and acetic acid were detected in the liquid fraction post-PT, in addition to furfural and lignin fragments. Moreover, three washing stages were required to rid the solid fractions of any inhibitors. Mihiretu et al. [94] reached the conclusion that the omission of a catalyst resulted in higher levels of xylan degradation, leading to increased formation of furfural. In contrast, when a 5% alkaline catalyst was used, furfural was not detectable. All of this indicates that deacetylated biomass positively influences the overall process. However, Bay et al. [53] reported that the removal of those acetyl groups with an alkaline PT will limit enzyme accessibility and partially depolymerize glucose, which then highlights the importance of further understanding the influence of xylose acetylation on the efficiency of the bioconversion process. Finally, when it comes to the PT’s duration, coupling either high temperature and short treatment time (e.g., 270 °C, 1 min) or low temperature and long duration time (e.g., 190 °C—10 min) has been highlighted as a way to effectively solubilize hemicelluloses [26,107]. Generally, treatment time is correlated to the amount of product degradation, which should be minimized in such processes [108].
Additionally, since SE can be performed under diverse conditions, it is comprehensible that sugar degradation depends on the severity of the process. Jacquet et al. [109] performed SE at different severities on bleached cellulose, delignified and free from hemicelluloses, obtained from wood pulp. The purpose of the study was mainly to investigate the effect of SE on the cellulose composition and structure. The findings revealed that cellulose undergoes thermal degradation when the severities exceeded 5.2 (i.e., T ≥ 248.4 °C, P ≥ 4.03, and t = 2–5 min). In parallel, Auxenfans et al. [110] performed SE at mild severities (R0 = 2–2.8) on three types of lignocellulosic biomass: Miscanthus, poplar, and wheat straw. Their results demonstrated an increase in glucose content in all samples treated at all severities, which confirms the observations of Jacquet et al. [109]. Nevertheless, as mentioned by Semhaoui [26], the inclusion of an acid catalyst such as H2SO4 can help mitigate cellulose loss following SE. Using a concentration of H2SO4 exceeding 3% w/v has been found to result in sugar loss. This observation further supports the notion that the preservation or degradation of cellulose is influenced by the severity of the pretreatment.
Typically, physical pretreatments aim to increase the specific surface area of lignocellulosic biomasses. To reach this goal, mechanical comminution processes were used to disperse massive lignocellulosic material into small pieces. Milling can significantly reduce the particle size and the degree of crystallinity of lignocellulosic materials, and consequently improve enzymatic hydrolysis. Alas, a high energy input is necessary to achieve the particle size required to reach a high enzymatic hydrolysis yield. In this respect, steam explosion is considered a cost-effective process. In a recent review on the steam explosion of lignocellulosic biomass, Yu et al. [111] emphasized that this process effectively enhances the structure of biomass by increasing its specific surface area and porosity. The authors concluded that steam explosion, being universally applicable and industrially scalable, holds tremendous potential as a key procedure in the bioenergy industry.

2.2. Chemical Pretreatments

Chemical PTs involve the use of organic or inorganic compounds that disrupt the recalcitrant structure of lignocellulosic substrates, and that reduce lignin content through interaction with the bonds between the three main constituents of the biomasses [112,113]. Over the years, various chemical PTs have been tested on woody lignocellulosic biomasses. For instance, five different chemical solvents were used for the PT of poplar wood (hardwood), pine wood (softwood), and rice straw (herbaceous) [53]. In this study, the samples were subjected to distilled water (180 °C, 30 min), dilute sulfuric acid (H2SO4, 0.5% w/w H2SO4/H2O), concentrated phosphoric acid (H3PO4, 85% w/w H3PO4/H2O), sodium hydroxide (NaOH, 2 M), and sodium carbonate (Na2CO3, 0.5 M). The delignification of the wood substrates was relatively mild, but notable variations were observed in the reaction of poplar, pine, and corn stalk to the different chemical agents. Poplar wood exhibited mild delignification in all PT conditions except autohydrolysis, whereas pine wood showed mild delignification only after autohydrolysis and cold NaOH PT. Wan et al. [68] tested another solvent, a phosphoric acid + hydrogen peroxide (PHP) mixture, on poplar sawdust, pine sawdust, and corn stalk. The PHP mixture showed more efficiency in the deconstruction of poplar rather than pine, successfully delignifying poplar at a rate of 83.59%. Similarly, studies carried out by Zhao et al. [114] and Ajayo et al. [115] employed PHP PT for the delignification of furniture boards and paper mulberry wood, respectively. In Zhao et al.’s study, 78.9–92.1% of the recovered cellulose was retrieved from the cellulose-rich fraction, which is a higher recovery rate than that reported by Wan et al. (74.9% for poplar wood). The PHP PT applied to paper mulberry wood in the works of Ajayo et al. resulted in a cellulose-rich substrate, and revealed that under optimal conditions defined by the response surface methodology, 97% delignification can be achieved. S/G ratios can account for these results; Santos et al. [116] determined that the significant differences in S and G subunit contents between wood species were strongly correlated with delignification rate. Indeed, as the S subunit content increases, the condensed lignin structure is reduced. Regarding pine wood, Normark et al. [117] estimated the S/G ratios of different fractions of pine wood (bark, heartwood, etc.), and the results were all relatively low (S/G ratio < 0.1), which may explain why pine is not as reactive to PTs as poplar or herbaceous biomasses. Another common element in the four above-mentioned studies is the use of H3PO4. This acid is a recurrent agent employed in the PT of lignocellulosic biomass, namely poplar wood [114,118,119]. It is non-toxic, inexpensive, and allows dissolution of cellulose at lower temperatures [120], which helps in reducing PT costs. Hydrogen peroxide (H2O2), however, when combined with an alkaline agent such as NaOH or aqueous ammonia, has effectively shown enhancement of substrate digestibility following the PT of corn stover [121], sugarcane bagasse [122], oil palm trunk [123], and rice husks [124]. This is because, under alkaline conditions, H2O2 breaks down and forms intermediates such as hydroxyl radicals, then forms water and oxygen. Part of the latter plays a role in lignin degradation and the production of oxidized lignin products [125]. Alkaline hydrogen peroxide is also considered more environmentally friendly than alkaline PT, as it requires lower PT temperatures and less water for the washing phase [123].
On another note, a mixture of fir sawdust, spruce sawdust, Sylvester pine sawdust, and Douglas fir sawdust was subjected to an optimized microwave-assisted organosolv PT [126]. Generally, this PT aims to solubilize lignin for the enhancement of enzymatic hydrolysis and fermentation [16,127,128]. The PT allowed for a 50% delignification rate and a preservation of 82% of initial cellulose. It is interesting to note that Ethanol Organosolv (EOS) PTs, which are based on the solubilization of lignin in organic solvent (ethanol in this case), can lead to the repolymerization of lignin [127,129,130], which could explain the results related to the extent of delignification. Likewise, olive wood, among other olive waste, was also subjected to organosolv, acid-catalyzed organosolv, and liquid hot water (LHW) PTs [131]. The compositional results reveal the inefficiency of organsolv and acid-catalyzed organosolv in the delignification of olive wood and other olive wastes, as the lignin contents were all greater than the ones noted for untreated samples. It could be possible that the lignin composition, as well as the formation of new lignin molecules following organosolv and acid-catalyzed PTs, led to the increase in lignin content. A study carried out on olive tree pruning biomass has demonstrated that a high lignin content of 25% along with a low S/G ratio and the recondensation of lignin underline the biomass’ low reactivity to PT [132]. However, the results proved the PT’s efficiency in solubilizing hemicellulose, which in turn enhances enzymatic hydrolysis. A hybrid organosolv–steam explosion PT was performed on spruce bark chips [133]. The highest delignification and hemicellulose solubilization were observed for the following conditions: t = 30 min, ethanol = 52% v/v E/W, 1% H2SO4. These parameters have resulted in almost 80% lignin removal and about 90% hemicellulose solubilization. It is relevant to underline that when studying the effect of PT time alone in the steam explosion reactor, formation of pseudo-lignin can be observed when the duration increases to 60 min. Since pseudo-lignin is formed from carbohydrates, especially under severe PT conditions [134,135,136], it can be deduced that a PT performed at 200 °C using 65% v/v E/W and lasting for 60 min is severe enough to induce the formation of pseudo-lignin. Nonetheless, an increase in ethanol concentration induces higher water chemical activity, thus leading to increased hemicellulose degradation and greater delignification. It has previously been described that hemicellulose is soluble in water at temperatures greater than 180 °C [137], but can also be precipitated by ethanol, usually after alkaline extraction [138]. Therefore, it is possible that the combination of high temperature for steam explosion PT and ethanol use for organosolv PT has led to enhanced and increased removal of both hemicellulose and lignin.
Alkaline PT using NaOH was performed on five species of poplar [50] as well as four hemp varieties [139]. All poplar species had glucan contents ranging between 32 and 40%, xylan ranging between 12 and 15%, and lignin contents varying between 21 and 26.5%. In contrast, the four hemp varieties had considerably more cellulose (46.5–51%) and hemicellulose (27.5–32%) than the poplar species, yet a lower lignin content (14.5–17%). The concentration of NaOH was identical in both studies (2%), but the PT time of hemp [139] was almost twice the time dedicated to poplar PT [50]. Additionally, the particle size used for hemp hurds was 2–4 mm, which is much greater than the particle size chosen for the poplar species (0.25–0.84 mm). Alkaline PT of the poplar species resulted in a maximum lignin removal of 52.3%, and the lignin content of the samples decreased or remained similar after PT. On the other hand, the alkaline PT adopted by Wawro et al. [139] resulted in slight delignification in only one of the four hemp varieties, whereas the opposite was observed in the remaining three, which is explained by the presence of strong C-C linkages and functional groups. Therefore, while one substrate may exhibit a lower lignin content compared to another, it’s important to consider that the severity of both PTs was different, which could influence the efficiency of lignin removal. Hemp was also chemically pretreated using 1% H2SO4 [140]. Interestingly, the study included a deacetylation step using 1% NaOH prior to dilute acid PT. This procedure has aimed to decrease acetate inhibition, as acetate is one of the most important inhibitors of lignocellulosic hydrolysates [141]. The use of 1% NaOH allowed for the least glucose and xylose loss, and had a positive impact on the subsequent process.
Another novel PT using p-toluenesulfonic acid/pentanol (TsOH/pentanol) was performed on poplar chips [142]. Moreover, the PT efficiency was boosted by adding different concentrations of mannitol (MT), which is a carbocation scavenger (i.e., an additive that reacts with carbocations formed within lignin under acidic conditions). These carbocations supposedly cause lignin repolymerization reactions [143]; their removal aims to enhance the PT outcomes. The PT performed by Madadi et al. [142] targeted biomass fractionation of poplar chips and resulted in three fractions: a cellulose-rich fraction, furfural fraction, and a native lignin fraction. The addition of 1–5% MT increased delignification from 70% (without MT) to 92.79% (at 5% MT). Chen et al. [144] have also reported a 90% delignification rate of poplar wood chips treated using only TsOH solutions of various concentrations. With this in mind, further research is highly necessary to explore the impact of mannitol assistance on TsOH pretreatment, particularly in the context of a process that involves fermentation. It is worth noting that neither of the aforementioned two studies have conducted this specific step, emphasizing the importance of filling this knowledge gap.

2.3. Thermal/Thermochemical Pretreatments

Thermal and thermochemical PTs have been used for the production of bioethanol from hemp hurds [145], aspen wood [67], pine wood [67,146,147], beech chips [146], teak wood residues [148], sal sawdust [149], and acacia wood [150,151]. The work of Dessie et al. [53] described three PTs: autohydrolysis, thermal hydrolysis (121 °C), and a thermochemical PT that consisted of an oxalic acid-assisted thermal hydrolysis at 121 °C. Thermochemical PTs of pine and aspen wood [67] have further confirmed pine’s resistance to PT [117] due to its high lignin content, just as these studies have determined that temperatures above 200 °C are essential for the efficient PT of aspen wood. In addition, Wang et al. [64] reported that untreated aspen wood had an S/G ratio of 1.68, as opposed to untreated birch wood, in which the S/G ratio was about 3.25, which could indicate why aspen wood requires a more severe PT. On the other hand, various thermochemical PTs tested on pine wood [146] led to different outcomes. While the use of NaCS 40% w/v (NaCS/H2O) or ethanol 60% v/v (E/W) + 1% v/v H2SO4 in combination with the microwave PT resulted in a biomass with the highest cellulose content and lowest lignin content, H2SO4 charred the biomass and hindered further analyses. NaCS is a surfactant that reduces the surface tension of liquids [152]. Surfactants have been proven to positively influence and enhance enzyme hydrolysis (Section 3).
High temperatures (200 °C) were applied by Lee et al. [151] for 5 min with 0.05% H2SO4 in order to obtain a maximum glucose yield. This type of PT was also followed by further mechanical particle size reduction, with the aim of further enhancing enzymatic hydrolysis. Lee et al. [150] also performed a hydrothermal PT, followed by an optimized lime PT to treat acacia wood. The results revealed a widened surface area of acacia wood pretreated hydrothermally. These experiments highlight a form of non-antagonistic effect between both high temperatures and the presence of a chemical agent, which presents a similarity with steam explosion; the chemical catalyst used in steam explosion assists the delignification process as well as reducing energy costs. Chemical assistance of thermal PTs also plays a role in process enhancement as well as energy savings.
Madadi et al. [147] performed three PTs for the delignification of pine sawdust: liquid hot water (thermal), green liquor (Na2CO3 + Na2S; chemical), and (liquid hot water + green liquor) (thermochemical). This study investigated the effect of assisting the thermochemical PT with three carbocation scavengers: syringic acid, 2-naphtol-7-sulfonate (NS), 2-naphtol (2N), and mannitol (MT). The results showed that NS had the most positive influence on mitigating lignin repolymerization, due to its greater hydrophilicity. Less repolymerized lignin increased the porosity of the pine biomass, which consequently increased cellulose accessibility, as well as the sugar and ethanol yields. The study led by Pielhop et al. [143] reached a similar conclusion, wherein the addition of 2-naphtol improved the cellulose digestibility of different hardwood and softwood substrates by 113%. On another note, Domínguez et al. [153] conducted a serial two-stage autohydrolysis as a PT of Paulownia wood. This approach serves as a viable and environmentally friendly alternative to using autohydrolysis solely as a first-stage delignification strategy. The biomass, which consisted of 39.7 g glucan/100 g raw material and of 21.8 g Klason lignin/100 g raw material, was subjected to two PTs: single-stage and two-stage autohydrolysis. After delignification, it was subjected to EH and fermentation. Autohydrolysis offers several environmental advantages; it eliminates the need for additional chemicals relying solely on water, has a minimal corrosive effect on equipment, enhances the EH rate, and lastly, preserves cellulose [153,154]. This two-step PT performed by Domínguez et al. allowed an 85% recovery of xylan in the form of xylooligosaccharides at an R0 = 4.08 within the first autohydrolysis step, which then enhanced the enzymatic digestibility of the second autohydrolysis. It is important to note that while the process was performed at temperatures ranging between 204 and 222 °C, it still provides other environmental benefits.
Finally, it should be highlighted that PTs will not be entirely green. Every PT has its own requirements and outcomes, and all of these come at specific costs. However, when comparing PTs, thermomechanical PTs present an advantage, not only in allowing for important bioethanol production, but also in reducing the generation of chemical waste. Additionally, Semhaoui [26] underlined that the sudden decompression in SE stops degradation reactions, due to the sudden decrease in temperature, which also presents an advantage under mild PT conditions.

3. Enzymatic Hydrolysis and Fermentation of Woody Biomass

Enzymatic hydrolysis (EH) is the step of the bioconversion process during which fermentable sugar monomers are liberated from the biomasses’ structural carbohydrates, cellulose and hemicellulose [155,156]. Cellulases target cellulose and cleave β-1,4-D-glucan linkages in the polymer, while hemicellulases breakdown galactan, xylan, mannan, and araban, having similar activities to cellulases, because the same linkages can be found in the hemicellulose structure [157,158,159]. One type of hemicellulase, known as endoxylanase, targets the β-d xylano pyranosyl bonds within xylan to release xylo-oligosaccharides [160,161]. Cellulose–glucose conversion generally takes place at temperatures of 40–50 °C and a pH of around 4.8, yet the efficiency of the process relies on other influential factors, namely lignin removal, solubilization of hemicellulose, acetylation of hemicellulose, hydrolysis duration, enzyme loading, cellulose crystallinity, the presence of surfactants, biomass particle size, pore volume, and accessible surface area [159,162,163]. This confirms, once again that PT operating conditions have a considerable impact on the subsequent process. Mussatto et al. [164] have evaluated the influence of enzyme loading, substrate concentration, and agitation speed on the outcomes of EH. While agitation speed had the lowest impact, the results showed that enzyme loading had the highest impact. Solid loading also plays an important role in the efficiency of EH; loadings less than 6–10% w/v make water more available, thus decreasing the reaction–diffusion limitations. The only drawback of low-solids EH is the increased production cost and energy demand [165,166]. Increasing substrate loading has its own disadvantages too, which include increased viscosity and the restraint of heat-mass transfers [167].
When the bioconversion process comprises both EH and fermentation, the former can either be conducted separately from the latter step (separate hydrolysis and fermentation; SHF) or together in one step (simultaneous saccharification and fermentation; SSF). Generally, studies have reported that SSF is more efficient than EH followed by fermentation, because it limits inhibitions that can be observed during SHF and it helps to reduce costs [168,169,170] (Figure 4).
When it comes to fermentation, Saccharomyces cerevisiae is the most commonly used microorganism for the conversion of glucose into ethanol. However, a limitation of S. cerevisiae is its inability to ferment pentoses, which are released during the EH of hemicellulose [171]. This challenge has prompted the development of genetically engineered strains capable of metabolizing these sugars, thereby enabling more efficient bioconversion processes.

3.1. Enzymatic Hydrolysis of Woody Biomass after Thermomechanical PT

Thermo-mechanically treated eucalyptus sawdust [59,88,90], poplar wood [91], spruce wood [95], Aucoumea wood [93], hornbeam wood [92], aspen wood [94], and hemp hurds [26] were subjected to enzymatic hydrolysis. The severity of the PT conditions had various effects on EH across different studies. For instance, when NaOH-impregnated and non-impregnated eucalyptus sawdust [59] were hydrolyzed, the results showed that the enzymatic digestibility of the non-impregnated solids attained an efficiency of 96% at 200 °C after optimization, producing 134 g/L of glucose. Interestingly, in this particular case, the impregnation step with a catalyst solution did not promote enzymatic hydrolysis, which contradicts previous findings and warrants further investigation. Another example would be the results obtained in the works of Romaní et al. on SE-treated eucalyptus wood [88], in which a conversion efficiency of 94.5% following PT optimization (195 °C, 5.87 min) was reached, and the resulting (xylose + oligosaccharides) concentration was about 18.1 g/100 g oven-dried wood. On the other hand, the PT of spruce wood [95] allowed the liberation of both glucose and mannose, which increased with PTs even at lower severities, and without any degradation of pentoses. This indicates that sugar molecules are preserved at specific severities, allowing for their recovery through EH, whereas higher PT severities may induce their degradation. However, and as already discussed, Pielhop et al. concluded that a ΔP > 5 bar is required for enhanced enzymatic digestibility, which was confirmed by the highest total sugar yield obtained (62%) at a PT severity of 4.7 (without catalyst). Zhou et al. [172] proved that increased PT severity influences the enzyme digestibility of corn stover, but not necessarily positively for all hydrolysis durations. They reported that their highest glucose yield (89.2%) was obtained at a severity of 3.716 (210 °C, 3 min), while just increasing the time from 3 to 10 min (severity of 4.239) led to a degradation of cellulose, thus slightly lowering the glucose yield. While the dependency of sugar yield and inhibitor production on temperature was observed, the correlation with PT severity was determined by the nature or the composition of the biomasses. Generally exhibiting a lower recalcitrance than woods, corn stover and other herbaceous biomasses are more sensitive to PT conditions, and have a higher risk of sugar degradation. Nitsos et al. [173] pretreated poplar residues and pine sawdust chemically, and tested several PT severities. Their results revealed low concentrations of major byproducts for the whole series of severities (R0 = 3.8–4.1), which further confirms the influence of the biomass’s nature. In contrast, Besserer et al. [93] concluded that lower severities (170–190 °C, 2.5–5 min, 0.25–0.5% H2SO4) resulted in low glucose yields, while an increase to 210 °C for 5 min with the addition of 0.25% H2SO4 resulted in 23.4 g glucose/100 g DW of wood. Notably, the washing step practiced by Besserer et al. provided an advantage by reducing the inhibitors, which consequently impacted the EH outcomes. In contrast, Mihiretu et al. [94] achieved their highest glucose yield at 204 °C over 10 min (approximately 82 g/L of glucose), with alkaline impregnation (5% w/w NaOH). Both furfural and HMF were detectable at higher severities (200 °C, 15 min, 5% w/w NaOH), but were significantly higher at lower severity (190 °C, 10 min, no alkali agent). Further investigation on the correlation between sugar yield, inhibitor formation, and PT severity is mandatory.
On another note, the works of Pažitný et al. [91] have highlighted that SE-treated poplar heartwood yielded the highest concentrations of both glucose and xylose (90 g/L after 72 h), and of glucose alone (70.4 g/L at 48 h). Studies performed on both larch wood [174] and pine wood [175] have both stated that sapwood possesses a higher cellulose content than heartwood, whereas heartwood has a higher lignin content. A similar distribution was also underlined in poplar tree parts [91]. While one might anticipate that the elevated lignin content in poplar heartwood would lead to decreased glucose yields, it is possible that the lower lignin content in sapwood potentially facilitated cellulose degradation. This is evidenced by the maximum glucose yield obtained from poplar sapwood, which reached 65 g/L. Finally, the study of Semhaoui [26] showed that the use of 0.66% H2SO4 significantly influenced the production of glucose and xylose. With 2% H2SO4, the maximum glucose and xylose concentrations obtained from 10 g of thermomechanically treated hemp hurds were 6.36 g/L and 2.1 g/L, respectively. The results of this study highlighted that non-catalyzed thermomechanical treatment (IV-HMT, 165 °C, 30 min) does not favor inhibitor production, the detected concentrations of which were negligible. The use of an acidic catalyst, as well as the increase in acid loading, led to greater formation of inhibitors. The project of Semhaoui [90] has also emphasized that the use of an H2SO4 catalyst as an impregnation solution resulted in an overall greater reduction in sugar concentrations than using NaOH. At optimal PT conditions, 0.8% H2SO4 enabled a 90% yield in reducing sugars versus a reduction of 83.2% for alkaline-impregnated hemp hurds. These results suggest that NaOH not only solubilized lignin and hemicellulose, but also induced the formation of other particles that hindered EH. Furthermore, a reduction in specific surface area was noted for NaOH-impregnated hemp hurds. This phenomenon can be attributed to the likelihood of lignin condensation occurring in the alkaline environment at elevated temperatures, thereby obstructing access to open pores.
Last but not least, another attempt at process optimization was performed by Schneider et al. [90]. After SE of eucalyptus wood, a biological post-PT using manufactured laccases from a strain of the saprophytic fungus Marasmiellus palmivorus [176] was conducted. The biological treatment aimed to detoxify the treated wood from the inhibitors produced, and was able to decrease the free phenolic compounds content found in soluble fraction by 70%. However, ethanol yield was approximately 10% greater when laccase treatment was performed after EH rather than after PT. Pretreated biomass detoxification has already been suggested as a promising additional step for an enhanced process; both biological and chemical PTs can be performed on LCB hydrolysates and slurries [177,178,179].

3.2. Enzymatic Hydrolysis of Woody Biomass after Chemical PT

Chemically pretreated pine and poplar wood [53], sawdust mixture [126], hemp [126], spruce [133], olive wastes [131], and paper mulberry wood [115] were subjected to an enzymatic hydrolysis step separate from the fermentation phase, while chemically pretreated poplar wood, pine wood [50,68], and furniture boards [114] were subjected to SSF. In the study led by Bay et al. [53], the structural analyses confirmed that amorphous parts are broken down by enzymes before the crystalline parts [180,181,182]. This is due to the fact that glycosidic bonds exist within the crystalline fraction and are less reactive to hydrolysis [183]. The results also revealed that the PT of wood samples with H3PO4 and cold NaOH had the lowest α (1510/900) values (i.e., the lowest lignin-to-cellulose ratios), which indicates the greatest delignification. It can also be concluded that among all five PTs, H3PO4 and cold NaOH PTs allowed for the greatest glucose production from pretreated poplar and pine (493.3 g/kg substrate (H3PO4) and 459.2 g/kg substrate (cold NaOH) vs. 446 g/kg substrate (H3PO4) and 340.5 g/kg substrate (cold NaOH), respectively). Similarly, PHP PT of furniture boards [114] further draws attention to the efficiency of H3PO4 in the enhancement of the bioconversion process, as 208–241 g glucose/kg of substrate was liberated from the hydrolysis of fiberboard, chipboard, and blockboard, using a high enzymatic loading of 20 mg protein/g cellulose. The experiments led by Zhao et al. [114] also revealed that PHP PT decreased both crystal size and crystallinity index (CrI), through the dissolution and swelling of cellulose, which is originally crystalline [184]. This reduction in crystallinity has been proven to increase surface area, thus enhancing enzymatic hydrolysis [185,186]. Furthermore, the effect of PHP PT on the saccharification of woody LCB was showcased in the experiments of Wan et al. [68], in which the cellulose-to-glucose conversion was 40.4% for poplar and 27.5% for pine within the first 4 h. Wan et al. [68] found that an almost complete conversion could be achieved within 48 h, while Zhao et al. [181] reported that a 72 h incubation was necessary to achieve the maximum conversion yield. This could be explained by the difference in composition of the furniture boards compared to poplar and pine, as well as by the crystallinity post-PT of the substrates. Although PHP treatment reduces the CrI, some crystallinity could remain in the pretreated substrates, which consequently affect the rate of hydrolysis.
Alternatively, the preliminary hydrolysis tests of an organosolv-treated sawdust mixture [126] revealed the influence of the substrate’s particle size on the overall process. Oven-dried particles greater than 0.5 mm produced less glucose (1.6 g/L) and had a slower cellulose-to-glucose conversion rate (12.4% within 8 days), as opposed to larger particles, which produced 3.1 g/L of glucose and had a conversion rate of 24%. Zhao et al. [181] concluded that smaller particle sizes are expected to enhance enzyme digestibility, but this is not the case for particles smaller than 350–590 µm, with which no further significant enhancement was observed.
As previously mentioned, EH is influenced by multiple factors. Alio et al. [126] tackled other influential parameters, which were solid and enzyme loading. The results demonstrated that under the chosen experimental conditions, an increase in enzyme loading (from 50 FPU/g to 70 FPU/g) for the same solid loading of 1.5% m/v improved the digestibility, as did an increase in solid loading (from 1.5% m/v to 5.2% m/v) for a fixed enzyme loading of 50 FPU/g. Moreover, a particularly high glucose yield of 443 mg glucose/g of pretreated wood was obtained in the study of Ajayo et al. [115] after RSM optimization (H3PO4 71.3% w/w + H2O2 4.84% w/w, 34.7 °C, 3.3 h). The study underlines that 100% hydrolysis could be achieved at a low H3PO4 fraction (60%) and high temperature (50 °C), while a higher acid fraction (80%) and lower-level temperature (30 °C) decreased hydrolysis efficiency to 69%. The study also showed the interaction between temperature and time, and its influence on hydrolysis yield, which reached 100% when both parameters were increased (41 °C, 2 h). Han et al. [187] deduced that while prolonged time increased hydrolysis efficiently, PT durations exceeding 1.5 h led to a decrease in efficiency due to the possible degradation of the sugar polymers. It is worth mentioning that the PT duration was also influential in this case, as the NaOH PT was performed at 121 °C, with varying NaOH concentrations (0.25–1.5% w/v). From here, the consideration of PT severity remains critical for the preservation of the sugar polymers. Finally, the influence of surfactants on enzymatic hydrolysis was investigated in pretreated spruce wood [188], and more recently in pretreated sugarcane bagasse, cypress sawdust, African coral wood [189], and bamboo [190]. These studies have tested the use of diverse surfactants, all of which had a positive effect on enzymatic hydrolysis. Nonetheless, since numerous previously used surfactants are not particularly environmentally friendly, the use of biosurfactants has been encouraged [191,192] as a more sustainable alternative.

3.3. Enzymatic Hydrolysis of Woody Biomass after Thermal/Thermochemical PT

Enzymatic hydrolysis was performed following the PT of aspen wood [67], pine wood [67,146], beech chips [146], teak wood [148], hemp hurds [145], sal sawdust [149], and acacia wood [151]. The double enzymatic hydrolysis performed by Sjulander et al. did not exhibit high efficiencies (overall glucose yield in aspen wood = 29.19% vs. 5.19% for pine wood) due to the reported repolymerization of lignin, as well as the possible inhibition of cellulases by mannan polysaccharides from pine wood. In contrast, the teak wood EH [148] was followed by a detoxification step via two different methods: chemical, using Ca(OH)2, and biological, using laccases (as observed in the study of Schneider et al. [90]). After 36 h, the obtained glucose and xylose concentrations were 60 g/L and 20 g/L, respectively. While it was reported that the biological detoxification did not influence the fermentable sugars’ concentration, it did lead to a 40% decrease in soluble phenolic compounds, which act as inhibitors. Lime detoxification negatively influenced the sugar concentrations, reducing the glucose concentration by 7% and xylose concentration by 27%. This might be caused by the reaction between Ca(OH)2 and the cleaved glucose molecules, as it produces the water-soluble molecule calcium glucosate [193].
Mikulski et al. [146] observed an increased susceptibility of two woody substrates to enzymatic hydrolysis following microwave-assisted PT using two solvents (NaCS and ethanol/H2SO4). The hydrolysis yield of pine chips following the ethanol/H2SO4 PT was 30.54%, as opposed to 56.84% for beech chips using the same solvent. However, the hydrolysis yield of beech chips was slightly greater using 1% NaOH (62.21%). Since cellulose and lignin contents were close in both NaCS-treated and NaOH-treated beech chips, the enhanced enzyme digestibility observed in the latter could be attributed to the lower extractive contents, which have been reported to have a positive effect on enzyme hydrolysis [194].
The work of Dessie et al. [145] took a completely different approach as part of their study. This approach consisted of a “one-pot PT and saccharification”, which finally achieved a maximal reducing sugar concentration of 39.49 g/L. The approach consisted of combining the thermochemically pretreated hemp hurds with mashes from the SSF step performed in the study; the chosen PT was OAA thermochemical PT using 2% oxalic acid. Surprisingly, not only did the greater acid concentration (3%) further reduce sugar concentrations, but it also increased the processing cost and formation of inhibitors. The one-pot PT and saccharification approach was also adopted by Shi et al. [195], and more recently by Sriariyanun et al. [196]. This “one-pot” approach would have been interesting with regard to time and space efficiency, as fewer specific units are required for each step of the bioconversion. However, if the pretreated substrate were not to exhibit successful delignification, or if microbial inhibitions were still present [196], then perhaps the approach would not be of greater efficiency than a classic PT.
Finally, Lee et al. [151] highlighted the efficiency of a mechanical refining post-PT of acacia wood, as well as the addition of soy protein, which increased the efficiency of the hydrolysis to 73.8%. The study explains how soy protein plays a role in enzymatic hydrolysis by preventing the irreversible binding of the enzyme to lignin [197,198].

4. Simultaneous Saccharification and Fermentation of Pretreated Woody Biomass

Diverse techniques have been employed for the fermentation of sugars recovered from wood PT. In addition to SHF and SSF which were previously compared, there exists a strategy known as simultaneous saccharification and co-fermentation (SSCF), which aims to ferment both hexoses and pentoses recovered from the EH step [199]. Another strategy, known as consolidated bioprocessing (CBP), hydrolyses and ferments the pretreated substrate in a single step with the help of a microbial culture that collectively has both abilities [200]. SSCF was employed by Chen et al. [201] for the production of bioethanol from wood dust via SE and supercritical fluid extraction (SFE), and also by Nurdin et al. [202] for the fermentation of chemically treated oil palm empty fruit bunches. CBP, on the other hand, was used for bioethanol production from olive mill wastes [203], in a study in which different fungal strains were tested. The final ethanol concentration (2.47 g/L) was not as significant as studies that have performed SSF or even SHF. However, the resulting ethanol yield (0.84 g ethanol/g treated biomass) was superior to that of SSCF-treated wood dust [201], which was 0.069 g ethanol/g treated biomass (for SFE) and 0.049 g ethanol/g treated biomass (for SE). Besides, CBP has been used for the production of other final products, such as hydrogen [204,205] and lactic acid [206]. Its application for the production of bioethanol is to be further investigated.
Studies that have investigated SSF following PT of woody biomasses are numerous [41,44,50,59,78,84,100,116,124,125,179]. The ethanol titers obtained as a result of SSF, notably Eucalyptus (75.6 g/L and 51 g/L) [59,88], poplar (12.2 g/L to 15.8 g/L and 22.12 g/L) [50,53], hemp (7.5 g/L and 18.9 g/L) [139,140], oil palm and furniture boards (8.1 to 10.4 g/L) [114], underline the efficiency of such a procedure. Ethanol yields varied between 12.3 and 79.4% [68,94].
The ethanol yield obtained from SSF is influenced by several factors, namely temperature, enzyme loading, yeast concentration, and pH [207,208]. Zhang et al. [208] focused on the optimization of the SSF of chemically treated wheat straw, and the results detailed the effect of each parameter. Optimal conditions, which include a high enzyme loading of 35 FPU/g, allowed for mean experimental yields of 37.84 g ethanol/L. Furthermore, the impact of the yeast cultivation procedure on the SSF outcome was studied by Alkasrawi et al. [209]. Yeasts cultivated in different ways influenced SSF. More robust and tolerant yeasts are substantially more advantageous, not only for greater ethanol yields, but also for making use of high solid loadings and recirculating process streams. Zhang et al. [210] compared SSF and SHF processes with regard to the production of bioethanol from raw sweet potato (starchy resource). The authors found that SSF had a shorter reaction time (27 h vs. 33 h for SHF) and a higher productivity (4.76 g/L/h vs. 2.84 g/L/h for SHF), amounting to a greater ethanol yield. Finally, a study on the impact of stirring speed on the glucose and ethanol yields in both SHF and SSF revealed that increasing the stirring speed (200 rpm vs. 150 rpm for SSF) was not more productive, nor was it more productive than a stirring speed of 100 rpm used in SHF [211].
SSF, SHF, and pre-saccharification followed by simultaneous saccharification and fermentation (PSSF) were tested for the hydrolysis of SE-treated Eucalyptus wood [59], with all three processes achieving relatively high ethanol concentrations. Both solid loading and enzyme dose were evaluated. It can be noted that the presence of a large quantity of water-soluble particles negatively influences enzyme diffusion by increasing the viscosity. SSF and PSSF reached similar productivities (2.1 g/Lh and 2 g/Lh, respectively) and close ethanol titers (75 g/L and 70.2 g/L, respectively). Although SSF was the most performant among the three processes, the concept of PSSF is advantageous for processes achieved at high solid loadings; this fact was also confirmed by Tareen et al. [212]. The conditions and results of the studies that have conducted SSF for bioethanol production are summarized in Table 2.
On a related note, and since S. cerevisiae cannot ferment pentoses, some studies have chosen to genetically modify it to generate a hexose- and pentose-fermenting strain. The genetic modification of yeasts also aims to render these living organisms more tolerant to inhibitors. A prime example would be the works of Ko et al. [214], in which an engineered strain of S. cerevisiae was able to ferment xylose recovered from treated sugarcane bagasse as well as tolerate acetic acid, which is basically a yeast growth and performance inhibitor. Their engineered strain produced up to 8.9 g/L of ethanol from an original xylose concentration of 20 g/L, in the presence of 4 g/L of acetic acid. The observed mechanisms indicated that the carbon source provided by the fermentation medium was not utilized for cell biomass generation, but rather for ethanol production.

5. Overview of the Bioconversion Processes of Woody Biomass into Bioethanol and Other Products

While wood LCBs are certainly promising for the production of bioethanol, there remains a possibility of valorizing them into value-added products. For instance, in the study led by Wan et al. [68], the PHP PT not only allowed for the production of bioethanol, but also allowed the recovery of water-soluble polysaccharides and lignin nanoparticles. On the other hand, the classical process of bioconversion can be followed with a different final product. For example, Hashemi et al. [215] pretreated birch wood with SE and performed EH, with the final purpose of producing biomethane. In another study, chemically treated birch wood resulted in water-insoluble solids, which in turn underwent EH and fermentation, separately, to finally produce furfural. The solid residue from EH was further fractionated for the product of lignin nanoparticles [216].
It is promising to visualize how the classical steps for the production of bioethanol from LCBs can coincidentally give different products, but also how a slight change in one parameter, such as the microbial inoculum, for example, may lead either to the same or to a totally different end product. As mentioned in Section 3, S. cerevisiae is the most commonly used microorganism for the fermentation of glucose into bioethanol. However, Sierra-Ibarra et al. [148] conducted a study on thermochemically pretreated teak wood that was subjected to enzymatic hydrolysis (at enzyme loading of 15 FPU/g), and ultimately fermented using an ethanologenic strain of E. coli, as it can ferment both hexoses and pentoses. In fact, genetically modified E. coli has also been employed for the production of bioethanol from other LCBs such as chemically pretreated brewery spent grain [217], wheat straw, and corn stover [218], and SE-treated barley straw [219]. Figure 5 summarizes the above-mentioned bioconversion pathways.

6. Energy, Economic, and Environmental Aspects

As mentioned earlier, in the context of a biorefinery, PT is a crucial step in the breaking down of the recalcitrant lignocellulosic structure of woody biomass. The primary objective of a PT is to achieve optimal conversion of cellulose and hemicellulose components into fermentable sugars, including glucose, xylose, arabinose, galactose, and mannose. As a result, the degradation of LCB enhances the rate of chemical reactions and facilitates heat and mass transfer during the subsequent biochemical conversion process. This improved efficiency contributes to the production of high-added-value products, such as biofuels. The overall process is efficient if the delignification is significant, the subsequent formation of inhibitors (furfural and hydroxymethyl furfural) is low, and if the operational cost, enzymes consumed, and amount of waste produced are reduced. The techno-economic assessment of a form of PT depends primarily on the composition of the used feedstock, on the type of PT, on the operating conditions (including temperature, processing time, type and quantity of chemicals), and on other parameters such as raw material grinding. Ab Rasid et al. [220] compared five environmentally friendly PT methods of LCB (ozonolysis, ionic liquids, deep eutectic solvents, organosolv, and SE), considering various criteria including energy consumption. For several LCBs including beech wood, eucalyptus wood, or pine wood, the authors reported that SE was the most effective PT, since it achieved a high delignification rate (up to 98% wt) and did not consume large quantities of chemical reagent, thus reducing environment pollution and cost. The same trends were observed by Baral and Shah [221] in their comparative techno-economic analysis of SE, H2SO4 PT, ammonia fiber explosion (AFEX), and biological PTs of corn stover before its transformation into fermentable sugars. The authors focused their work on the minimization of sugar production cost through the selection of optimal values of the most sensitive input parameters for each PT process. Their results indicated that the most competitive PTs are SE and H2SO4, with 0.43 and 0.42 US $/kg, followed by AFEX, with 0.65 $/kg. The highest sugar production cost was attributed to the biological PT (1.41 US $/kg). The authors postulate that these values could be improved by optimizing/intensifying factors such as feedstock cost, feedstock-to-sugar conversion rate, and enzyme cost. In recent years, enhancing the cost-effectiveness of cellulase and reducing greenhouse gas emissions have attracted global interest from multiple research teams. Malik et al. [222] indicated that cellulase constitutes the primary cost component in the bioethanol production process, irrespective of the selected strategy, be it SHF or SSF. In another context, Kuittinen et al. [223] showed that ethanol and butanol produced from barley straw reduced greenhouse gas emissions by 77.6% and 72.1%, respectively, as compared to the emissions released when produced from fossil fuel gasoline. Bioethanol production from barley straw has an advantage since it is a well-established and mature technology, whereas biobutanol production faces techno-economic challenges that are mainly associated with the low yield and the high recovery cost of butanol. For corn stalk feedstocks, Liu et al. [224] estimated the energy (MJ/kg) required to obtain m (kg) of treated samples (EI) following the ICSE process (instant catapult steam explosion). The use of the “Antoine equation” Equation (2) allows the pressure (P in Pa) to be related to the temperature (T in °C), since the medium is not a pure gas, but rather a mixture of air and steam. The developed equation involves pressure in the vapor generator before and after pressure release (P1 and P2), quantity of vapor (Δn in mol), and ideal gas constant (R in J.mol−1K−1):
E I = n × P 1 P 2 RT P   dP m
The authors concluded that the rapid explosion time in ICSE process, as compared to conventional SE processes, resulted in a significant reduction in processing time, from 15–20 min to 90–120 s, and a decrease in steam consumption from 0.9 tons to 0.25 tons per 1 ton of biomass treated. This study builds upon another previous one [225] in which the SE of corn stalk was divided into three stages, consisting of an initial pressure boost stage, a holding pressure stage, and a decompression stage. The most energy-consuming stage was the initial pressure rise, from atmospheric to holding pressure. During the latter step, the total energy consumption is the sum of five heating energies, namely steam heating (Q1), air heating (Q2), material heating (Q3), reactor heating (Q4), and reactor radiation energy (Q5), which were all calculated by multiplying the mass considered by enthalpy (Q1) or by multiplying the specific heat by the mass considered and then by the difference in temperature (Q2, Q3, and Q4). During the holding pressure stage, the energy consumption was attributed only to the heat radiation of SE reactor and calculated using the Stefan–Bolzmann law [226]. A modeling attempt using a central composite design concluded, as expected, that holding temperature and time were found to have a significant effect, along with the moisture content of the material (W). Steam consumption per unit mass of dry material marked an increase from 0.53 to 3.1 kg/kg−1 when W was raised from 10% to 90%, while keeping the other parameters constant at their central level. It is important to emphasize that in the process developed by Semhaoui et al. [30] for the PT of hemp hurds before enzymatic hydrolysis, the air heating energy (Q2) was not taken into account, since a preliminary vacuum step was carried out, which resulted in an acceleration of the heat transfer and a direct relationship between pressure and temperature. The calculation of the total energy consumption in this case becomes simplified. Quintero et al. [227] analyzed the production of bioethanol from four Colombian lignocellulosic materials: sugar-cane bagasse (SCB), coffee cut-stems (CCS), rice husk (RH), and empty fruit bunches (EFB), using Aspen plus software. In this study, a five-step process scheme was employed: (1) PT with dilute acid (135 °C, 4 h); (2) detoxification, consisting of Ca(OH)2 treatment at 60 °C for 30 min to eliminate inhibitory compounds (furfural and HMF); (3) enzymatic saccharification, involving treating the solid-pretreated fraction with cellulases at 50 °C for 96 h to convert solid cellulose into hexoses; (4) fermentation, consisting of the conversion of obtained reducing sugars into ethanol by a recombinant bacterium (Zymomonas mobilis) at 33 °C for 30 h; and (5) a separation, including ethanol distillation and dehydration. For all substrates, the authors showed that the most energy-consuming steps were detoxification and sugar concentration (Figure 6). This is caused by the evaporator system used to concentrate the substrate to a reasonable sugar (xylose and glucose) concentration prior to the fermentation process. It was underlined that the sugar concentration is a key parameter in the fermentation process.
Besides, the economic performance could also be associated with the composition of the lignocellulosic material, as well as its moisture content. It was found that EFB presented the highest ethanol yield from a dry basis point of view (313.83 L/t), while RH produced less ethanol (250.56 L/t). The better economic performance of EFB could be related to the higher holocellulose content (67.2%), as opposed to RH (53.7%). It was also pointed out that EFB has the highest moisture content and RH a lower one, suggesting that the substrate moisture content favors ethanol production due to a higher flowrate of fresh (wet) material. Raw material costs have consistently emerged as one of the most significant cost factors, as highlighted in various techno-economic studies [227,228]. In the above study [227], they were 15 US $/t for SCB and 5 US $/t for EFB. By taking into account all considerations, the lowest bioethanol production cost was 0.578 US $ for EFB and the highest was 0.766 US $ for SCB. In recent years, intensive investigations have focused on second-generation biofuel production. This intensity in research we can attribute to the sustainability of lignocellulosic sources (crops and wood residues, corn stover, wheat and barley straw, agricultural wastes, etc.), and to non-competitiveness with food sector, unlike the case of first-generation bioethanol. Techno-economic analyses have shown that the obtained biofuels remain economically challenged compared to fossil fuels. Beside using inexpensive and abundant feedstocks according to different countries, the coproduction of high-added-value products has been shown to be a promising way to improve the energy output and economic feasibility of biofuel production [228,229]. To foster economic profitability, lignin residues could be used for heat or heat and power generation in a cogeneration strategy [227,230,231]. Moreover, the environmental impact of the use of woody biomass, and more broadly of lignocellulosic materials, when producing bioethanol is worth delving into in order to ensure its sustainability. Recently, Bello et al. [232] explored bioenergy with carbon capture and storage system (BECCS) as applied to a biorefinery. In this investigation, the biorefinery converted wood waste materials into bioethanol, which was then employed for internal combustion and engine vehicles. The bioethanol was studied in blends with gasoline, and the scenarios defined took into account the heating source for the CO2 compression step (bio-source: sugarcane bagasse vs. fossil source: natural gas). The conclusions indicate that it is possible to attain negative emissions by utilizing blends with bioethanol fractions of 85%. In fact, such a blend enables a net balance of −2.74 kg CO2 eq/100 km traveled in Europe, −4.62 kg CO2 eq/100 km traveled in France, and −5.01 kg CO2 eq/100 km traveled in Norway to be achieved. This holds true for those countries, as their shares of renewable energy are higher. Cavalaglio et al. [233] have concluded that the implementation of catalyst-assisted SE in cardoon biomass contributes to a reduction in energy costs, effectively mitigating environmental impact in terms of global warming potential (3.18 kg CO2 eq/kg of fermentable sugars) and cumulative energy demand (43.3 MJ/kg fermentable sugars). The above further confirms the importance of biofuels in reducing the carbon footprint of biorefineries.

7. Conclusions

In conclusion, woody biomass remains an abundant and attractive resource for the production of cellulosic bioethanol, notably thanks to its fermentable sugar content. These biomasses, however, do present a recalcitrance to enzymatic digestibility, therefore requiring a pretreatment (PT) step of various types. Biomass PT is an important phase that plays a significant role in the total process cost and sustainability, since it involves the consumption of energy for temperature increases, maintenance, the use of chemical agents, etc. Thermomechanical PTs such as steam explosion have been described as cost-effective and eco-friendly, as they allow for considerable delignification. These PTs have repeatedly been shown to be successful favorable options for the delignification of LCBs, and are therefore encouraged. Additionally, the impregnation step using a chemical catalyst helps in solubilizing the polymers responsible for recalcitrance, thus allowing a decrease in overall process cost. As for the saccharification and fermentation steps, it has been concluded that SSF is a more performant method, because not only it does decrease the risk of inhibitor formation, but it also contributes to reducing process costs through the use of one reactor instead of two. Both the saccharification and fermentation steps are influenced by various factors. Finally, the energetic, economic, and environmental studies conducted so far have drawn attention to the energetic consumption of the various phases of the bioconversion process. These studies confirm that the choice of raw material, PT type and conditions, and EH/fermentation conditions are all important contributors to the cost and sustainability of bioethanol production.

Funding

This research received no external funding.

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

Not applicable.

Conflicts of Interest

The authors declare no conflict of interest.

Abbreviations

CBPConsolidated bioprocessing
CSF (or R0)Combined severity factor
DBDry basis
E/WEthanol/water
EHEnzymatic hydrolysis
IV-HMTIntensive vacuum heat–moisture treatment
LCBLignocellulosic biomass
MTMannitol
2N2-naphtol
NS2-naphtol-7-sulfonate
NaCSSodium cumene sulfonate solution
PHPPhosphoric acid + hydrogen peroxide
PSSFPre-saccharification followed by simultaneous saccharification and fermentation
PTPretreatment
S/G RatioRatio of S-to-G subunits
SESteam explosion
SHFSeparate hydrolysis and fermentation
SPSteam pressure
SSCFSimultaneous saccharification and co-fermentation
SSFSimultaneous saccharification and fermentation
TsOHp-toluenesulfonic acid
w/vWeight on volume
w/wWeight on weight

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Figure 1. Percentage share of energy from renewable sources in EU countries (2019–2021).
Figure 1. Percentage share of energy from renewable sources in EU countries (2019–2021).
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Figure 2. Bioconversion process for bioethanol production.
Figure 2. Bioconversion process for bioethanol production.
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Figure 3. Schematic diagram of the typical pressure time of four HMT processes [85].
Figure 3. Schematic diagram of the typical pressure time of four HMT processes [85].
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Figure 4. Comparing SHF and SSF.
Figure 4. Comparing SHF and SSF.
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Figure 5. Complete bioconversion pathways of woody biomass.
Figure 5. Complete bioconversion pathways of woody biomass.
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Figure 6. Energy consumption in each process stage for fuel ethanol production [227].
Figure 6. Energy consumption in each process stage for fuel ethanol production [227].
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Table 1. Chemical composition of commonly studied woody biomasses. Hardwoods are highlighted in green, and softwoods in yellow.
Table 1. Chemical composition of commonly studied woody biomasses. Hardwoods are highlighted in green, and softwoods in yellow.
SubstrateCellulose (% DB)Hemicellulose
(% DB)
Lignin (% DB)Reference
Poplar35–5212–3321–28[49,50,51,52,53]
Hemp 40–7610–1810–21[26,54,55,56]
Eucalyptus53–5411–1921–34[57,58,59]
Beech38–588–3620–26[48,60,61,62]
Aspen44–4818–2319–24[63,64,65]
Birch39–4625–2726.5–28.5[64,66]
Pine37–4813–2623–30[52,53,67,68,69]
Spruce39–4420.5–35.524–35[64,70,71]
Table 2. Summary of SSF results of pretreated woody biomass.
Table 2. Summary of SSF results of pretreated woody biomass.
SubstratePretreatment and ConditionsSSF ResultsReference
Eucalyptus sawdustThermomechanical; steam explosion
(Optimal: 200 °C, 10 min, no catalyst)
[Ethanol] = 75.6 g/L[59]
Eucalyptus woodThermomechanical; steam explosion
(195 °C, 5.87 min)
[Ethanol] = 51 g/L[88]
Aspen woodThermomechanical; steam explosion
(204 °C, 10 min, 5% NaOH w/w (NaOH/H2O)
Yethanol = 79.4%[94]
Poplar woodChemical; NaOH
(2% NaOH w/w (NaOH/H2O), 80 °C, 2 h)
[Ethanol] = 12.2–15.8 g/L[50]
Poplar and pine woodChemical; autohydrolysis, dilute H2SO4 (0.5% w/w H2SO4 (H2SO4/H2O), 180 °C), cold NaOH (NaOH 2 M, 4 °C), hot NaOH (NaOH 2M, 100 °C), Na2CO3 (Na2CO3 0.5 M, 100 °C).[Ethanol] = 221.2 g ethanol/g of poplar wood
[Ethanol] = 177.6 g ethanol/g pine wood
[53]
Poplar sawdust and pine sawdustChemical; PHP
(Solid–liquid ratio 1:10 m substrate/v PHP mixture; 50 °C, 3 h)
Yethanol (poplar) = 18.4%
Yethanol (pine) = 12.3%
[68]
Furniture boardsChemical; PHP
(Solid–liquid ratio 1:10 m substrate/v PHP mixture, 40.2 °C, 2.9 h)
[Ethanol] = 8.1–10.4 g/L[114]
Hemp hurds from 4 varietiesChemical; NaOH
(NaOH 2% w/w (NaOH/H2O), 90 °C, 5 h, solid–liquid ratio 1:10 m substrate/v water)
[Ethanol] = 7.5 g/L for Rajan variety[139]
HempChemical; dilute H2SO4
(1% H2SO4 v/v (H2SO4/H2O), 121 °C, 30 min, sterilization 121 °C, 15 min)
[Ethanol] = 18.9 g/L[140]
Oil Palm TrunkThermomechanical; SE + chemical; NaOH
(SE: 210 °C, 6 min; NaOH: 15% w/v (NaOH/H2O), 90 °C)
[Ethanol] = 44.25 g/L[212]
Oil Palm Frond FibersThermomechanical + Thermal
+ Optimized chemical (SE + autohydrolysis + NaOH)
(SE: 210 °C, 4 min; autohydrolysis: 80 °C, 30 min; NaOH: 15% w/v (NaOH/H2O), 90 °C, 60 min)
[Ethanol] = 33.15 g/L[213]
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El Hage, M.; Louka, N.; Rezzoug, S.-A.; Maugard, T.; Sablé, S.; Koubaa, M.; Debs, E.; Maache-Rezzoug, Z. Bioethanol Production from Woody Biomass: Recent Advances on the Effect of Pretreatments on the Bioconversion Process and Energy Yield Aspects. Energies 2023, 16, 5052. https://doi.org/10.3390/en16135052

AMA Style

El Hage M, Louka N, Rezzoug S-A, Maugard T, Sablé S, Koubaa M, Debs E, Maache-Rezzoug Z. Bioethanol Production from Woody Biomass: Recent Advances on the Effect of Pretreatments on the Bioconversion Process and Energy Yield Aspects. Energies. 2023; 16(13):5052. https://doi.org/10.3390/en16135052

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El Hage, Maria, Nicolas Louka, Sid-Ahmed Rezzoug, Thierry Maugard, Sophie Sablé, Mohamed Koubaa, Espérance Debs, and Zoulikha Maache-Rezzoug. 2023. "Bioethanol Production from Woody Biomass: Recent Advances on the Effect of Pretreatments on the Bioconversion Process and Energy Yield Aspects" Energies 16, no. 13: 5052. https://doi.org/10.3390/en16135052

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