1. Introduction
According to the World Bank’s assessment, many countries have average annual wind speeds on land that are not too high. For example, Vietnam is one of the countries with the largest wind power potential in Asia due to its mountainous terrain and 3000 km long coastline. Over 39% of the land area has an average annual wind speed of over 6 m/s at an altitude of 65 m [
1]. Such countries have the potential to develop small−capacity wind power projects on the scales of households, farms, and communities. Wind turbines suitable for such applications with capacities below 10 kW are collectively referred to as small and micro−scale wind turbines. In order to further improve the power and efficiency of small wind turbines, a two−stage wind turbine with an independent rotating shaft was invented [
2]. In the framework of this paper, we built a wind tunnel to test the performance of the new patented dual−stage turbine at different speeds ranging from 3 to 7 m/s. The results confirm the superiority of the newly patented dual−stage wind turbine at low wind speeds, which is suitable for natural conditions in most countries around the world. Next, a standard CFD model is established and validated with experimental measurements. This method ensures the objectivity and authenticity of the article. This standard CFD model can be applied to the double−stage wind turbine problem for any turbine configuration, regardless of which blade profile is used.
Many theoretical studies on double and multistage wind turbines were conducted worldwide, which have led the way for later experimental and computational studies. Newman and his colleagues [
3] could be considered the first to study this problem in 1986. Based on “linear momentum theory” or called “one−dimensional momentum theory”, Newman predicted the maximum power coefficient for a double−stage wind turbine − with the same blade stage sizes—to be 64%, which is about 5% higher than a single−stage turbine (Betz limit). Chantharasenawong et al. [
4], Agrawal [
5] also used linear momentum theory to study double−stage wind turbines. They concluded that a double−stage turbine with the same rotor size gives a maximum power coefficient of up to 81.4%, which is about 22% higher than the Betz limit and 17.4% higher than Newman’s research results. Haripriya Sundararaju et al. [
6] considered the impact of practical parameters such as: distance between 2 rotors, relative size between rotors, and blade tip speed ratio of each rotor in addition to the results of previous research groups. They derive a more general formula for studying the double−stage wind turbines. The maximum power coefficient they obtained was also 81.4%.
There have been many studies in the world on horizontal−axis wind turbines with two blades. In 2005, Jung et al. [
7] performed an experiment on a 30 kW double−stage wind turbine, investigating the efficiency of the turbine configuration when changing the ratio of the diameters of the two turbines and the distance between them. However, the model in this study used a planetary gear system for transmission, and the obtained results show that the energy efficiency of a double−stage turbine is not much greater than that of a single−stage turbine. Lucia−Andreea Mitulet and colleagues [
8] conducted an experiment to test the power of a double−stage wind turbine, confirming an average power increase of about 40% in the range of speed from 5.5 to 10 m/s when compared to a single−stage turbine. P. Santhana Kumar and colleagues [
9] conducted experiments with a miniature model of a double−stage turbine, measured its power, and compared it with CFD simulation results. However, according to the invention of the new transmission structure, there is no wind tunnel experiment to properly evaluate the turbine’s performance.
Regarding the application of CFD to simulate wind turbines, Li Zhiqiang et al. [
10] theoretically studied and performed a CFD research on horizontal−axis wind turbines. Using the simulation model LBM−LES, the team obtained the turbine’s power when changing the angles of the blades and the distance between the two blade stages. Rosenberg et al. [
11] used the RANS model to optimize the design of the turbine and then used the LES model to validate the efficiency of the double−stage turbine. F.F. Yin et al., [
12] after proposing a computational theory for double−stage turbines, performed a CFD simulation to confirm their use value. Amr Mohamed et al. [
13] used the MRF model to simulate a small double−stage turbine with a diffuser−tube accelerator installed. In addition, there are many studies on the application of CFD for single−stage wind turbines [
14,
15]. However, these studies did not specify the specific setup of the CFD model, which can be applied to many different types of double−stage turbine configurations. Whichever models were used, MRF and frozen rotor or sliding mesh, they did not provide a study of how the results change according to the depth of the rotating domain. For a wind turbine with small distance between the two rotating domains, like our patented turbine, further study is required to determine an appropriate model.
In this paper, a small, newly invented dual−stage wind turbine is introduced. In addition, the power superiority of this turbine is practically proven via testing it in a wind tunnel with a full set of parameters.
At lower wind speeds, the efficiency of the novel dual−stage turbine is higher than that of a single−stage by about 40%. Next, a CFD model using the URANS algorithm will be applied, and the settings are clearly published so that it can be widely applied to this type of problem.
3. Experimental Setup and Result
The experimentally installed dual−stage wind turbine model is basically the same as the model shown in
Figure 1; the only difference is that the experimental system has no hub 31 and no yawing system.
Table 1 shows the parameters when setting up the test for the novel dual−stage turbine.
The wind tunnel is composed of a system of eight blades with GOE 222 profiles; the largest diameter is 4.2 m, with a global pitch angle of 9°, and the smallest diameter is 2.2 m, with a global pitch angle of 20°. The base system and frame are covered by corrugated iron sheets.
The uniformity of the wind speed in the wind tunnel is ensured by the vane system, which is placed 2 m from the fan surface. Calibration is performed carefully to ensure an even wind speed and system stability. The wind speed was measured by a calibrated anemometer (
Figure 2a). Finally, the wind tunnel produces a wind velocity profile like that of an axial fan, with an error of about <10%, and an error of >10% only occurs at right angles at the edges and in a small center circle space in the wind tunnel (
Figure 2b). However, since the wind turbine has a circular cross−section and the wind generated from the wind tunnel is uniform in the area of interest, the wind tunnel used in this experiment can be considered appropriate.
The test model was set up as follows (
Figure 3a): the wind tunnel fan was controlled by the inverter (1). The wind turbine rotated and generated an alternating current, which was then rectified by a diode bridge (3). Next, one output was connected to the negative terminal of the battery system (4) (including three 12 V batteries). The anode was left open. The multimeter (6) was pinned to the front of the diode bridge (3) to measure the frequency of the alternating current from the turbine (the pink dashed line), and to measure and check the output voltage.
To obtain the power generated from the turbine, the instantaneous values of power were measured at the moment the positive terminal was connected to the battery system while the turbine rotated steadily, and the average values were calculated. This approach limits the error in the implementation process caused by the turbine braking phenomenon when connected to the load (i.e., the battery).
The rotational speed parameters of the front stage can be measured by a tachometer (7) with an error of 0.02 rpm (
Figure 3b). From the multimeter, the alternating current frequency is obtained when the turbine operates stably at a certain wind speed in the wind tunnel. This received frequency is denoted as
. From the value of
, the algebraic sum of the rotational speeds of the two stages
is obtained according to the following formula:
The rotational speeds of the rear blades
rr are calculated by the formula:
From the above data, the wind tunnel test results of the novel dual−stage wind turbine are provided in the following table (
Table 2):
To confirm the efficiency of the dual−stage turbine according to the new invention compared to the single−stage turbine, the rear blade stage was locked with a lanyard, as shown in
Figure 3a (highlighted in green). The above plan ensures objectivity; there is no need to remove the turbine components to test with another device. The single−stage turbine in this case is equivalent to the front stage of a two−stage turbine. Measurement then proceeded as described above to obtain results, which are shown in
Table 3 and
Figure 4:
From the results obtained (
Figure 4), it can be concluded that at lower speeds, the dual−stage wind turbine is more efficient than the single−stage turbine. The capacity of a dual−stage turbine is always 200% larger than that of a single−stage turbine at speeds below 7 m/s. In particular, at a wind speed of 3 m/s, the dual−stage wind turbine can start and produce power while the single−stage turbine does not work. These are good properties, proving the applicability of this type of turbine in small, windy areas. The dual−stage turbine also has a very high power coefficient at low speeds, with a peak of 0.82 at 3 m/s and a decreasing trend that approaches that of a single−stage turbine at higher speeds.
The torque of each rotor stage was not measured; a rope–dynamometer system will be applied in a later study to measure the torque of each rotor.
The maximum theoretical power coefficient for a dual−stage wind turbine was discovered by H. Sundararaju, K. H. Lo, R. Metcalfe, and S. S. Wang [
6] to be 0.814. For our simple wind tunnel test, there was a 1% deviation when comparing our wind turbine power coefficient at 3 m/s to the maximum theoretical power coefficient. This discrepancy appears because of the small degree of unreliability of the measuring device and human factors.
This experiment also declares the characteristics of the patented dual−stage wind turbine. As it does not comprise the gear system, two rotors work only on aerodynamic forces. In other words, the turbine’s rotation speed at each stage is not intended to be controlled by auxiliary motors. As a consequence, at a higher wind speed, the front stage extracts most of the wind energy, less air flows through the rear stage, and the overall Cp approaches the Cp of a single−stage configuration.
The experimental result will be used as a method of validating the CFD model constructed later. During model validation, the turbulence intensity of the wind tunnel is often required to be declared, but we did not include it for two reasons:
- +
The experiment was set up in a simple way, and at the moment it was performed, no turbulence−intensity measuring device could be bought in the country. However, as there are still new things to investigate for this patented wind turbine, this value will be investigated and declared in a future article.
- +
When applying a turbulence intensity from 5–10%, we do not observe a severe difference in the CFD result (<2%).
4. Building CFD Models and Simulation Results
In this section, we identify a reasonable depth for the rotating domain, which can be used for small double−stage wind turbines with short distances between the two blade stages. Then, a standard numerical simulation model with usable parameters for equivalent double−stage turbines is published.
4.1. Investigate the Applicability of the MRF–Frozen Rotor Model for Simulation
Beginning with the fact that the distance between the blades of the turbine is about 250 mm (dimension B), for the CFD simulation, a maximum depth of about 200 mm, i.e., 0.12
Rf, was constructed. A simulation in Ansys Fluent using an MRF (multiple reference frame) frozen rotor was built and used to evaluate the dependence of the NREL VI turbine shaft torque result [
16] on the depth of rotation; then, the experimental data were used to analyze the results. Two turbulence models, k omega SST and Realizable k epsilon Scalable wall treatment (RKE), were used. The second spatial discretization scheme, the “Coupled” scheme for pressure–velocity coupling, was also used to ensure the accuracy of the problem.
The mesh was built mostly from polyhedral elements (
Figure 5), which also reduced the computational cost compared to a tetrahedral mesh. Approximately 16 boundary layers (
Figure 5d) were used in the meshing process to ensure the correct depiction of the lift and aerodynamic drag of the blades and to save on computational costs.
Below are the results of the simulation (
Table 4):
The purpose of this paper is not to calculate the most correct power of the NREL VI turbine, so the grid independence problem can be ignored; because the highest torque result obtained during the survey is 1019.1 N·m, the model reached an error of about 8% compared with the experimental result of 1106 N·m.
From the obtained results (
Table 4 and
Figure 6), it can be seen that the MRF−frozen rotor option is not suitable for the invented turbine, which has the depth of rotation domain of the front stage in the CFD of 0.12
Rf. The reason is with this depth of rotation, the obtained results show large errors in comparison with the experiment.
If the double−stage turbine is later modified so that the distance between stages is ≥0.3Rf, the MRF−frozen rotor model can then be used for CFD calculations. This issue will be studied further in future papers. For turbines with a distance between stages of <0.3Rf, it is necessary to use another type of model.
4.2. Investigating the Applicability of the MRF–Sliding Mesh Model
Theoretically, beginning from the need for the simulation problem to investigate the power characteristics and the wind interaction between the two stages over time, it is be more suitable to use the MRF−sliding mesh model in Ansys Fluent than the MRF−frozen rotor.
In terms of numerical computation, the conclusion was made as in
Section 4.1. In addition, when a transient simulation was conducted, the URANS (unsteady Reynolds−averaged Navier–Stokes), MRF−sliding mesh model with a k omega SST turbulence model for an NREL VI turbine was used with the same parameters as in the cases of 0.06
Rf (m_0.2R on
Figure 7) and 0.09
Rf (m_0.3R on
Figure 7).The second spatial discretization scheme, the PISO scheme for Pressure−Velocity Coupling (widely used and accuracy proven [
17,
18]) are also used. The torque results on the turbine shaft are 1138 N·m and 1141 N·m, respectively. These results are 2.9% and 3.2% larger, respectively, than the experimental results. This is an acceptable level of error.
Based on the above results, the conclusion can be drawn that if it is necessary to use a rotation domain with a small depth, the URANS model and an MRF–sliding mesh approach can be used instead of the MRF–frozen rotor model to achieve accurate simulation results. This is also the method applied in this article.
4.3. Building a Standard Simulation Model for a Dual−Stage Wind Turbine
Table 5 and
Figure 8 show the main dimensions of the model used to simulate the novel dual−stage turbine in this research.
4.3.1. Grid Independence Problem
To save computational resources, the grid independence problem was considered based on the MRF model, using the dimensions shown in the
Figure 8 above. The independent solution was then chosen for use in the URANS model. To ensure the objectivity of the grid independence problem, the “mesh smoothing ratio” between each case must be at least 1.3 [
19] to be met. Just as in the case of NREL VI, polyhedral and prism mesh elements were used for this case. Around 8 to 22 boundary layers were used in the meshing process by case to research the correct depiction of the lift and aerodynamic drag of the blades.
Table 6 shows the input conditions of the problem for the independent consideration of the mesh.
The shaft mechanical capacity (W) was calculated in Ansys Fluent using the expression:
An illustration of the meshes used in this section is shown below (
Figure 9):
Table 7 shows the main parameters and
Figure 10 shows the results of the mechanical power on the shaft according to the calculation grids with increasing element numbers:
It was found that the case of the third grid with 7,631,283 elements provided a result with a deviation of only 0.7% compared to the fourth grid, which had 10,449,976 elements. From here, increasing the number of elements will not produce significantly different results. It can be said that the solution is independent of the grid. Hence, the third grid will be used.
4.3.2. The Study of the Dual−Stage Wind Turbine
With the calculation mesh selected as above, a transient simulation in Ansys Fluent for the novel dual−stage wind turbine was conducted with input parameters and convergence parameters as per
Table 8.
The timestep values in this paper were selected based on the following calculation formulas [
20,
21], and the smaller value was chosen as the reference:
However, in order to ensure the accuracy and convergence of the problem according to the requirements listed in
Table 8, the real timestep used in the simulation was usually at least two times smaller than the results calculated using the formulas above.
Using a dual Intel(R) Xeon(R) CPU E5−2696 v4 with 128 GB RAM, each simulation lasted for more than 3 days.
Table 9 below shows the mechanical shaft torque and turbine power results derived from the CFD simulation:
We see that there is a small difference between the simulation and experimental results, but these deviations are all less than 10% and are considered insignificant. Thus, we can conclude that this CFD simulation is suitable.
For the simulation results for the 3 m/s case, when the rear blades are locked, the experimental power obtained is 0 W. This is because the battery charging system has a charging voltage that must be greater than or equal to 36 V. At a speed of 3 m/s, the turbine does not generate this voltage, so the measured current is zero. However, from the CFD simulation, the power is 17.46 W, which proves more clearly that the turbine still has the mechanical work, but it is not enough to generate the voltage needed to charge the battery.
Another result that can be observed is that the turbine power changes periodically (shown in
Figure 11). At the convergence value of the simulation, the turbine power tends to change continuously from a minimum value to a maximum value. It can be understood that each time the front rotor blades coincide with the rear rotor blades on a plane, there are significant decreases in thrust and torque for the rear stage and significant increases in thrust and torque for the front stage.
Observing the variation in torque with wind speed in
Figure 12, it can be seen that the front stage suffers from a momentary fluctuation in the range of 18–19% compared to the mean. The algebraic value of the fluctuation is less than 5 N·m. The rear stage has a much larger mean torque fluctuation, which is about 43%, and the algebraic value of the oscillation is also larger than that of the front blades at all wind speeds.
This phenomenon requires a closer study of the process of designing of the novel dual−stage turbine, especially the issue of the fatigue load experienced by the rear blades, which is often overlooked.
4.3.3. The Study of the Blockage Effect on the CFD Result when Using the Real Topology of the Wind Tunnel
Another aspect to be concerned about is the effect of the blocking ratio (the ratio of the size of the wind turbine to wind tunnel section) [
22,
23] on the CFD result. The blockage ratios of the front, rear, and two−stage rotors are calculated to be: 3.75%, 3.87%, and 7.62%, respectively, for our novel dual−stage wind turbine.
Although the blockage ratio is significantly low, a simulation using the same meshing, boundary condition settings was still carried out to compare the results when applying a very large static domain when applying the real wind tunnel topology for the static domain (
Figure 13).
The main dimensions of the wind tunnel are as follows:
The simulation result is as follows on
Table 10:
We find that for each wind velocity, the wind turbine mechanical power for case B is always larger than case A.
This can be explained by the fact that in a narrower space, the wind flow passing through turbine stages cannot expand freely like in a larger space. In other words, the dynamic energy flux from the wind will not be significantly dissipated into the surrounding plenum. As a consequence, more energy can be extracted from the wind in case B than case A, and the quantitative assessment is shown in
Figure 14.
Case B provides a more reliable result because it was properly set up with all experimental inputs, including the original topology of the wind tunnel. Although the obtained turbine power is always larger than in case A, the deviation from the experimental results is always <16% at the same time. This is an acceptable error, especially when we understand that the experimental results obtained are indirect results from the turbine’s output electrical power. The small electrical tool losses also partly cause the experimental results to be smaller than the real mechanical power output of the turbine. We still assume that these losses can be ignored. However, they can account for the fact that the results obtained from the CFD are larger than the experimental results.
Figure 15 shows us the typical wake structure at a wind speed of 7 m/s for case A and B. There is a deformation in wake structure for case B. But again, it is proved to be not that much affects on the result.
Finally, we can confirm that with the insignificant difference from the experiment, the simulation method used in this paper is reliable.