1. Introduction
To reliably meet electric power demands, the transmission and distribution grid must grow year by year and become more complex. As a result, more high-voltage direct current (HVDC) transmission lines are being built due to their advantages in lower overall transmission losses over the break-even distance (approx. 600–800 km) [
1,
2], especially in countries like Brazil, China, and the USA, where long distances must be covered more frequently [
3,
4,
5]. Not only are new HVDC transmission lines being operated, but their maximum voltage level is also increasing, currently up to 1100 kV. The first one at this voltage level was built in China [
4]. Currently, most of the lines are utilized at either 500 or 800 kV, and the longest is above 2000 km [
5].
Considering that more and more transmission lines are in operation, the lightning protection (LP) of these structures is of higher importance, not only due to the longer overall length but also because higher voltage levels require higher structures to provide insulation levels and clearance, factors which contribute to a greater shielding failure rate (SFR) if neglected. Shielding failure (SF) describes the situation where lightning avoids the shield wire(s) and strikes the phase wire(s) directly. Since such strikes have a major role in power interruptions, reducing SFRs is key to improving the reliability of transmission line operations. To identify possible SF events with minimal error, precise methods are necessary to evaluate the effectiveness of LP systems.
Probability-modulated attractive space (PMAS) theory [
6,
7,
8,
9,
10] is a geometry-based lightning protection evaluation method that can be utilized in SFR calculations for any structure. Due to its geometric principle, it cannot take into account the different evolutionary processes of upward leaders towards downward leaders, a factor which might be crucial for higher voltages, especially for HVDC transmission lines above 500 kV, because of the effect of pole voltage on upward leader development [
11,
12]. This relatively high DC voltage creates a space charge around the conductor [
4], which facilitates successful upward leader inception [
13]. Between 80 and 90% of interruptions of HVDC transmission lines are due to negative lightning strikes to the positive pole. The difference in the significance of pole voltage can be attributed to the observed polarity ratio, e.g., according to ALDIS measurements [
14], indicating that over 80% of ground lightning strikes are negative in most areas. Former calculations, e.g., by He et al. [
15], have resulted in an 8:1 ratio of positive vs. negative phase conductor lightning strikes. Currently, this phenomenon could be accurately assessed by leader progression models (LPMs) [
11,
12], the umbrella term for the other group of lightning evaluation methods next to the abovementioned geometry-based one.
In this paper, a new method is presented to more precisely quantify the influence of DC pole voltage on upward leader evolution. The calculations are carried out for an 800 kV HVDC transmission line. The method also utilizes the physical background of the self-consistent leader inception and propagation model (SLIM) [
16,
17], which is one of the most well-known LPMs.
2. Probability-Modulated Attractive Space Theory
PMAS theory was created by Prof. Tibor Horvath†. As was mentioned previously, it is a geometry-based approach for lightning protection calculations such as the electro-geometric model (EGM), first published by Armstrong et al. [
18] for this application, and its updated numeric version, the dynamic electro-geometric model (DEGM) [
19,
20]. However, if these methods are on the same basis, PMAS theory has its own procedure that distinguishes it from the rest. Prof. Horvath worked out PMAS theory around 1972 and refined it until the 2010s; therefore, in this chapter, a complete summary is presented for fully comprehensive calculation and repeatability in the case of transmission lines.
During calculation, the examined volume is partitioned, meaning the space parts are assigned to the objects in focus. The points closer to a given object than to any other object construct the given attraction space. In the case of a transmission line, these objects are the phase wire, shield wire, tower structure, and the ground. This is similar to the EGM until this. However, Prof. Horvath proved that the attraction space depends on the lightning polarity [
21]. According to the polarity factor, the border of an attraction space is not a fixed plane (nor an unchanging line in 2D). Note that most 3D problems can be simplified to 2D geometry during PMAS calculations with proper boundary conditions. PMAS theory accounts for the polarity dependence of the attraction space using the factor
ε = z/h, where z represents the point in space under consideration and h is the height of the object relative to the plane. For negative polarity,
ε < 1 with a typical value of 0.88 used in calculations, while for positive polarity,
ε > 1 with a commonly used value of 1.06. This indicates that a given object in the same configuration has a smaller attraction space for positive lightning than for negative. The theory also defines the orientation point as the point in space where the downward leader triggers upward leaders from nearby objects, which is called the striking point in the scientific literature. Therefore, this name will be used from now on. Accordingly, the orientation distance, similarly striking distance henceforth, refers to the distance between the striking point and the actual strike point on the object. When ε = 1, meaning no polarity dependence is considered, PMAS borders are similar to the geometry boundaries designated by the EGM. The attraction spaces for different polarities are shown in
Figure 1.
A crucial factor in geometry-based lightning protection calculations is the striking distance, which is given practically as a function of lightning current. There are several expressions which have been worked out since the first one was created by Golde for transmission tower applications [
23,
24]; some equations are collected, e.g., by Tavakoli et al. [
25]. The parameterizable function can be seen in Equation (1), and
Table 1 contains some of the striking distance expression parameters that will be used in later presented calculations.
in which
rs is the striking distance in meters,
C is a coefficient,
I is the peak value of the lightning current in kA, and
n is a dimensionless exponent.
Prof. Horvath transformed Equation (1) into Equation (2) for PMAS calculations due to the incorrect dimensions because the current at the power of
n will be equal to meters.
where
p is equal to
n−1 and
Im and
rm are the median values of lightning current and striking distance, respectively.
The above median values and their relation to each other are crucial for accurate calculations. Therefore, in the PMAS method,
Im is a constant value between 24 and 35 kA for the negative return stroke median current depending on the location, and the corresponding median value of striking distance is based on geometric relations, since it is a function of the examined geometry and the polarity of lightning [
6,
23]. The calculation of r
m can be carried out according to Equations (3) and (4):
where
h is the height of the object and the rest of the factors were worked out by Prof. Horvath during his research. Note that the values in Equation (4) are for negative polarity [
6]. This is another significant difference from other geometric-based methods; the PMAS method is the only one that modifies the striking distance equations based on the investigated spatial relations. The density function of the orientation distances—or in other words, the probability of a striking distance; see
Figure 2—is given by Equation (5):
where
s is a parameter based on lightning polarity and
r is the investigated striking distance, whose examined range is based on the results of Equation (2) and the geometric relations.
In
Figure 2, factor
β represents the probability of a direct lightning strike and equals 1 for all dV parts of the examined geometry for which a direct lightning strike to the given object is expected. Otherwise,
β equals 0.
In summary, after completing the calculations according to the former equations, the expected number of direct strikes to a given object in a year, i.e., direct strike frequency, can be calculated according to Equation (6).
in which
NG is the ground flash density,
TD is the thunderstorm days annually, and
VA is the attraction space of the designated object. Note that there are other equations for the ground flash density, e.g., those used by Mohammadi et al. [
11]. Since Equation (6) depends on polarity, the calculations must be carried out for both negative and positive lightning strikes. In this paper, calculations are performed only for negative return stroke polarity. Moreover, Equation (6) does not include factor
β, since only for a given object, the phase wire will be examined for direct lightning strikes. Therefore,
β = 1 in the equation.
3. Theoretical Background of the Modified SLIM Model
To fully describe the attachment of a descending leader to connecting leaders initiating from structures, it is essential to analyze not only the inception of the upward leader but also its propagation and final connection to the downward-stepped leader. LPM models aim to simulate the dynamics involved in this process. Given the LPM physical approach, other factors can be considered more precisely than in the case of most geometry-based models, e.g., height differences in the examined geometry, the shape of the object etc., and evidently, the effect of the space charge around HVDC transmission line conductors. There are several LPMs; in this paper, a modified version of SLIM is adapted as mentioned in the introduction section. An in-depth review of different LPMs can be found in [
12].
Based on the work of Gallimberti [
27] and Rizk [
28], Becerra and Cooray formulated SLIM to characterize the inception of connecting leaders from grounded structures. There are three main steps in the calculation [
16]:
Corona inception phase: formation of corona discharge on the grounded object
Unstable leader inception phase: transition between streamer and leader
Stable leader inception phase: self-sustained propagation of the leader
Consequently, the criterion for identifying the inception of a stable upward leader has a crucial role in analyzing the lightning protection of transmission lines as well. Since SLIM was originally created for grounded structures, modifications must be carried out to assess the effect of the pole voltage of HVDC lines on upward leader inception. The modification applied in this paper is adapted from [
11], which can be seen in
Figure 3 for positive electrode voltage.
In
Figure 3,
UE is the positive pole voltage;
U0 is the theoretical starting value of
U1 geometrical potential distribution, which can be calculated with either charge simulation (CSM) or the finite element method (FEM);
U2 is the potential distribution after corona formation; Δ
Q is the charge of the corona zone at each iteration;
Utip is the potential of the leader tip; and l
s and l
L are the streamer and leader length, respectively. Calculation of the initial length of the streamer and total corona charge can be carried out with Equations (8) and (9):
where the previously not-defined parameters are
Eb, background electric field;
Estr, the constant electric field of the streamer; and
KQ, a geometric parameter, which has an important role in the calculations. Further details regarding its value for different geometries can be found in [
16].
The requirement for the transition between the abovementioned SLIM phases I and II is to fulfil the Δ
Q0 ≥ 1 μC criterion. If it is true, calculations are made to ensure that an adequate leader can evolve from the object. These are carried out according to Equations (10)–(15).
where
is the initial length of the corona zone calculated by the crossing point of the simulated background potential distribution and
as it is visible in
Figure 3 is the final quasi-stationary leader gradient,
x0 is a constant given by v ascending positive leader speed, and
is the leader time constant. The values of important parameters used for the SLIM calculations are listed in
Table 2.
At each iteration, a calculation of the leader length increase is carried out. If the charge difference is negative, meaning leader length decreases, then no stable leader inception is assumed. Otherwise, if the leader length is higher than a given threshold, the stable leader inception criterion is met. This threshold value in the original paper by Becerra and Cooray [
16] is 2 m; however, as a result of subsequent research, this and other significant parameters were refined for the application when electrode voltage is present [
29]. Therefore, maximum leader length used in the iteration for 0, 500, and 800 kV electrode potential cases can be 0.903, 1.281, and 1.503 m, respectively.
For striking distance calculations, which ultimately lead to the value of expected strike frequency, that can be compared with the PMAS results, the downward-stepped leader channel charge distribution must be considered in LPMs. In this paper, calculations are based on the expression worked out by Cooray et al. [
26], which is the following:
where z
0 is the height of the leader tip above ground in meters,
H is the height of the cloud in meters,
is the charge per unit length,
is the length along the stepped leader channel, and
Ip is the return stroke peak current in kA;
0 = 1.476 × 10
−5,
= 4.857 × 10
−5,
b = 3.9097 × 10
−6,
c = 0.522 and
d = 3.73 × 10
−3.
The LPM theoretical concepts covered in this chapter provide an overall basis for lightning protection calculations.
4. Investigation of Attractive Space with a Novel Method for HVDC Transmission Lines
For transmission lines, per Tavakoli et al. [
25], and for HVDC lines in focus, per Mohammadi et al. [
11], as detailed earlier, a SLIM-based algorithm was created to assess the shielding failure ratio. In that method, downward leader progression is implemented, as it is in other LPMs due to their basis, naturally.
As for the proposed method, an electrostatic model is constructed for FEM calculation to model the electric field during the process of lightning attachment. The phenomenon of leader propagation from both sides is a highly dynamic process and cannot be considered electrostatic; see, e.g., the discussion by Cooray et al. in [
26]. However, with carefully created boundary conditions, selected steps in the process can be accurately modelled, which are exploited by LPM. Propagation of the stepped leader is mostly modeled by discrete jumps of pre-defined length in the examined geometry from the cloud toward the ground. This means the endpoint of each jump will be where the gradient of the electric field is the highest from the starting point, i.e., the highest potential difference.
Real-scenario electric field properties cannot be accurately modeled due to the complex charge distribution in the cloud, although with increasing distance, the superposition of the charges can be more precisely modelled with cloud models [
30]; therefore, the gradient of the electric field will be influenced not only by thundercloud charges and grounded objects but weather and local medium qualities as well. This results in non-deterministic leader paths. This can be more accurately modelled with a fractal approach, summarized, e.g., in [
12], which can lead to complicated calculations and may require extensive preparation for different geometries.
Considering the basis of attractive space selection from PMAS theory, the examined geometry for a given application can be refined for LPM calculations. This means that in the case of a transmission line, a lateral section can be selected with limits based on the applied LPM and PMAS attractive space allocation, where calculation must be carried out. This designation acts as a spatial magnifier for shielding efficiency examination which includes both lateral, lower, and higher limits. See
Figure 4 for an example.
Since direct strikes to the phase wire are in focus, the spatial limits of the calculations are based on the examined return stroke current range. Identification of the highest and lowest current can be achieved with a properly fine designation in the investigated space. In
Figure 4b, the difference between each evaluated point is 1 m. Once the area to be examined is selected, simulation must be carried out with a downward leader model for each point of interest selected in the volume section, which essentially forms a matrix, which shall be named the attractive space matrix (APM). As a result, potential distribution between the objects in the geometry, even with electrode voltage, and the given downward leader can be quantified. Using this, the attraction space of the phase wire can be examined based on the simulation results.
As can be seen in
Figure 4b, some evaluated striking points seem impossible for a given lightning current or, to remain theoretically correct in the field of lightning physics, carry negligible probability for the last location of the downward tip. Note that exactly this is managed by several geometric-based models with striking distance equations, but those are general forms or, in the case of the PMAS model, cannot consider the effect of the space charge around the conductor. On the other hand, in existing LPM models, the step increment of the downward leader propagation, mostly between 100 m and 10 m as it grows closer to the object [
11], causes attractive space points to be missed, i.e., jumped over, leading to an overall lower calculated attractive space of the object. However, it is crucial to assess the boundary of the attractive space with minimal error to quantify the enhancing effect of the HVDC pole voltage on it.
With the proposed APM method, the resolution of the calculation is much higher. Therefore, the abovementioned mistakes can be avoided, and the attractive space of the conductor can be precisely calculated.
In the algorithm, the downward leader tip is placed on each point of the APM in sequence. After this, calculations are carried out between the downward leader and both the phase and the shield wire, and the following criteria are applied:
Ground strike: If the distance from the ground is lower than or equal to the distance given in the
Table 1 Cooray equation, then a ground strike is considered, similarly to [
11].
Direct strike to a given object without algorithm: If the electric field between one of the wires and the leader tip is greater than the initial condition of the SLIM, i.e., a final jump condition, a direct strike to that wire is considered. If the electric field from both conductors meets this criterion, then the strike to the closer one is counted. This is based on the abovementioned impossibly low probability leader tip points; i.e., the evaluated leader charge is much closer than the associated striking distance. This means that in the simulation, the electric field was higher between the modeled downward leader and the given object than it can be in real life without triggering a discharge, leading to an intermediate conclusion: for the given lightning current, the boundary of the attractive space is further from the object.
Direct strike possibility to a given object: If a SLIM calculation is needed according to the algorithm, the connecting leader inception is evaluated. According to the work in [
27] and the measurement results in [
29], the upward leader propagates with a nearly constant velocity of 1–2
. Therefore, a new condition is introduced into the leader evolution. To check if the calculated upward leader is in this propagation range, the iteration count can simply be limited between the starting leader length and the maximum expected length for successful inception. This limit is between 50 and 200 iterations based on the maximum length criteria and geometric factors. If both wires meet this criterion, the upward leader evolutions can be compared based on the detailed conditions and the strike point can be determined. This condition leads to examining the boundary of the attractive space of the given object: coming closer to the boundary, the attachment process will be longer and less intense. Note that in theory, if there are no errors in the simulation or the calculations, which is impossible due to the numeric methods, the exact boundary of an attractive space is between the first failed attachment coordinate and the last successful one.
No attachment in the current step: If none of the above are fulfilled for a given placement of the leader tip, then the height is decreased by one matrix unit, and a new inspection procedure starts. If the given lateral distance is completed, then the leader tip is placed on top of the next column.
Based on the geometry and PMAS calculations, the range of the evaluated currents can be designated logically. Due to the physical nature of lightning, a minimum 2 kA return stroke current is always considered [
32]; for the maximum current, iteration is recommended to detect the highest possible number of direct strike currents.
Figure 5 summarizes the proposed algorithm and criterion system in a flowchart. Following these steps, the attractive space of the conductor can be calculated with and without pole voltage, the difference in which appears during the simulation of the electric field. The result of the algorithm will be the attractive space of the phase conductor.
6. Discussion
The SFR value and maximum current that can strike the phase conductor provide a proper basis for model comparison. The results are featured in
Table 3.
As expected, the EGM SFR value is much lower than the PMAS and the APM result without pole voltage. The low value is also a consequence of a 0° shielding angle. As can be seen from the geometry in
Figure 4a, the shield and phase wire are in the same plane. It is important to mention that a modified version of the EGM algorithm for transmission line calculations exists for better results [
12].
On the other hand, the PMAS result is quite close to the APM method without pole voltage, because it designates a higher attraction space for the conductors than the EGM.
The maximum current determined by LPM with +800 kV pole voltage considered shielding failure is close to the results published by Rodrigues et al. [
31] calculated with a different attachment model for the same geometry.
Significant enough to note that the accuracy of the introduced method due to its LPM basis, and therefore all LPM methods, is strongly dependent on the resolution of the starting points of the downward leader and the step size of the propagation. The latter factor is eliminated by the featured APM method. If the resolution is not high enough, some striking points might be missed from the calculation, which would lead to errors in the attractive space determination and, ultimately, the SFR value.
Although, in
Table 3 the +500 kV pole voltage SFR value is theoretical, since the examined transmission line is built for 800 kV DC and operates only at this voltage level, however it creates the opportunity to assess the effect of the pole voltage amplitude on the attraction space for a given geometry. Consequently, it is evident that this effect becomes even more significant at higher voltages.
The effect of the DC voltage amplitude on the phase wire and the geometry cannot be examined independently of each other, since the electrode configuration, i.e., the spatial extent of grounded objects plus their distance from each other and the phase wire, will have an effect on the electric field.
It is clear that the higher the shielding angle, that is, the closer the shield wire is to the midplane of the tower, the higher the expected number of strikes to the phase conductor because the attractive space of the shield wire will be shifted as well with the physical location. Note that greater attractive space leads to higher maximum shielding failure currents as well. Summarizing these, it can be concluded that the smaller the protection angle, the greater the effect of the DC space charge on the attachment process because the DC electric field is spatially limited. In the presented model, the 0° shielding angle highlights this effect.
Considering the results, PMAS theory can be modified based on the ratio of the above SFR values to quantify the effect of HVDC pole voltage for this individual geometry. Since the APM results without and with the +800 kV pole voltage are calculated, their ratio (Tp) is able to exclusively represent the effect of the DC voltage on the attachment process, which is 2.51. By multiplying the PMAS result with this factor, the number of expected negative strikes to the positive conductor can be more accurately determined in the given geometry.
The presented APM method can contribute to improving the lightning protection of HVDC lines. With simulations for any geometry, the required spatial shift of the shield conductor or other geometry modification can be determined if needed, which is worked out for the featured geometry by Rodrigues et al. [
31]. Note that in that paper, the whole shield wire support is moved. However, it might not be required to move the shield wire away from the negative pole, i.e., increasing the shielding angle on that side of the line, because it can lead to a higher number of direct strikes to the negative pole. It would be incorrect to think that the upward leader will not initiate from the negative pole toward the negative downward leader. Therefore, attachment cannot happen due to the negative corona present around the negative pole. This would mean that early streamer emission (ESE) devices and/or lightning-repellent techniques could work, but there is no scientific or observed proof supporting them so far. Becerra also examined the physical background [
34], which led to the conclusion that the effect of these devices is insignificant during lightning attachment. Also note that if these devices work, then it would lead to the conclusion that protected volume exists and can be constructed, i.e., eliminate the probability of a direct lightning strike to a given object from that volume part, which contradicts the principles of lightning protection.