Guidelines for Operationalizing Policy Coherence for Development (PCD) as a Methodology for the Design and Implementation of Sustainable Development Strategies
Abstract
:1. Introduction
PCD As an Objective, a Tool, or a Methodology?
2. Materials and Methods
2.1. Research Design
2.2. Data Collection
3. Results: Four Methodological Steps toward PCD and Their Application to Protected Natural Areas (PNAs)
3.1. Step 1: Definition of Sustainable Development through Establishment of Dimensions
3.2. Step 2. Data Collection: Examination of Sustainable Development Policies Based on Normative Foundations, Institutionalization, Operationalization and Funding
3.3. Step 3: Identify Categories of Coherences for Sustainable Development
3.4. Step 4: Model Policy Coherence for Development for each Category
3.5. Implementation of I-GAMMA Methodology in Protected Natural Areas
4. Discussion: Participative Policymaking in Sustainable Development and PCD
5. Conclusions
Author Contributions
Funding
Acknowledgments
Conflicts of Interest
Appendix A: Methodological Tables
Interaction | Name | Explanation | Example |
---|---|---|---|
+3 | Indivisible | Inextricably linked to the achievement of a policy goal at different levels of governance | Coordinated federal, state and/or municipal programs that pursue the same policy objectives and make reference to each other |
+2 | Reinforcing | Aids the achievement of a policy goal at different levels of governance | Federal, state and/or municipal programs that pursue the same policy objectives without coordination |
+1 | Enabling | Creates conditions that further achievement of a policy goal at different levels of governance | Federal, state and/or municipal programs that pursue similar policy objectives through different approaches |
0 | Consistent | No significant positive or negative interactions. | Federal, state and/or municipal programs that do not interact |
−1 | Constraining | Limits options for the achievement of a policy goal through constraints at different levels of governance | Federal, state and/or municipal programs that limit the implementation of policies at other levels |
−2 | Counteracting | Creates conditions that prevent the achievement of a policy goal through diverging interests at different levels of governance | Federal, state and/or municipal programs that pursue diverging policy objectives without open conflict. |
−3 | Canceling | Creates conditions that prevent the achievement of a policy goal through an open conflict between different levels of governance | Federal, state and/or municipal programs that pursue divergent policy objectives, creating open conflict between levels of governance. |
Interaction | Name | Explanation | Example |
---|---|---|---|
+3 | Indivisible | Inextricably linked to the achievement of a policy goal through inter-donor partnership | Integrated funding within programs/projects: multi-donor programs |
+2 | Reinforcing | Aids the achievement of a policy goal through inter-donor cooperation | Coordinated funding that pursues the same policy objectives: Existence of parallel programs/projects |
+1 | Enabling | Creates conditions that further the achievement of a policy goal through unintentional mutual reinforcement | Uncoordinated funding that pursues similar policy objectives |
0 | Consistent | No significant positive or negative interactions. | Funding for programs/projects where there is no relationship |
−1 | Constraining | Limits options for the achievement of a policy goal through unintentional and indirect impacts | Uncoordinated funding that unintentionally and indirectly affects programs from other donors negatively |
−2 | Counteracting | Limits options for the achievement of a policy goal through unintentional but direct impacts | Uncoordinated funding that unintentionally but directly affects programs from other donors negatively |
−3 | Canceling | Limits options for the achievement of a policy goal through intentional undermining | Funding that intentionally affects programs from other donors negatively due to divergent policy objectives |
Interaction | Name | Explanation | Example |
---|---|---|---|
+3 | Indivisible | Program/project means are aligned efficiently and effectively with policy objectives | Integrated administration of programs/projects in line with policy objectives |
+2 | Reinforcing | Program/project means are sufficiently aligned with policy objectives | Program/project administration is intentionally designed appropriately for policy objectives but not implemented efficiently or effectively |
+1 | Enabling | Program/project means are not aligned with policy objectives but appropriate | Program/project administration is unintentionally designed appropriately for policy objectives but not implemented efficiently or effectively |
0 | Consistent | No significant positive or negative interactions. | Program/project administration has no impacts on policy objectives |
−1 | Constraining | Specific program/project means are not aligned with policy objectives | Specific aspects of program/project administration (i.e., calendars, data collection, evaluation, etc.) are designed inappropriately for policy objectives |
−2 | Counteracting | Program/project means are not aligned with policy objectives | General program/project administration is designed inappropriately for policy objectives creating challenges for implementation |
−3 | Canceling | Program/project means are purposely not aligned with policy objectives | General program/project administration is designed inappropriately for policy objectives due to political rivalries between actors |
Interaction | Name | Explanation | Example |
---|---|---|---|
+3 | Indivisible | Inextricably linked to the achievement of a policy goal through integrated development partnerships | Integrated programs/projects carried out through government, NGOs, private sector partnerships |
+2 | Reinforcing | Aids the achievement of a policy goal through coordinated development partnerships | Coordination of separate programs/projects carried out through government, NGOs, private sector partnerships |
+1 | Enabling | Creates conditions that further achievement of a policy goal through uncoordinated but mutually reinforcing government, NGO, private sector activities | Coexistence of uncoordinated but mutually reinforcing programs/projects carried out by the government, NGOs, private sector. |
0 | Consistent | No significant positive or negative interactions. | Government, NGO and private programs/projects that do not interact |
−1 | Constraining | Limits options for achievement of a policy goal through constraints created by unintentional and indirect impacts of development partnerships | Uncoordinated programs/projects from government, NGOs and private sector that unintentionally and indirectly undermine policy objectives |
−2 | Counteracting | Creates conditions that prevent the achievement of a policy goal through diverging interests of different development actors | Uncoordinated programs/projects from government, NGOs and private sector that unintentionally but directly undermine policy objectives |
−3 | Canceling | Creates conditions that prevent the achievement of a policy goal through an open conflict between different development actors | Programs/projects from government, NGOs, the private sector with competing goals that openly contradict each other. |
Interaction | Name | Explanation | Example |
---|---|---|---|
+3 | Indivisible | Program/project funding from different sources is sufficient and appropriately executed for policy objectives | Integrated funding that mutually reinforces policy objectives (i.e., blended development finance) |
+2 | Reinforcing | Program/project funding from individual actors is sufficient and appropriate for policy objectives | Funding remains separate, but levels are sufficient, and execution is appropriate |
+1 | Enabling | Program/project funding is appropriate for policy objectives but not sufficient | Program/project funding is appropriately coordinated and/administered, but levels are insufficient |
0 | Consistent | No significant positive or negative interactions. | There are no funding issues present |
−1 | Constraining | Program/project funding is sufficient but poorly administered | Payment calendars do not align with program/project needs, thus undermining policy objectives |
−2 | Counteracting | Program/project funding is insufficient and poorly administered | Budget amounts are insufficient to reach policy goals, and administration problems exist such as problems with transfers of funds between actors |
−3 | Canceling | Program/project funding in a policy arena deliberately undermines policy objectives | Subsidies pursue competing goals |
Interaction | Name | Explanation | Example |
---|---|---|---|
+3 | Indivisible | Intentionally and directly mutually reinforcing norms | Formal and substantive normative commitments to all four dimensions of sustainable development |
+2 | Reinforcing | Intentionally and indirectly mutually reinforcing norms | Formal normative commitments to all four dimensions of sustainable development |
+1 | Enabling | Creates conditions that further sustainable development | General normative discourse in favor of sustainable development |
0 | Consistent | No significant positive or negative interactions. | Absence of normative elements in policy debates |
−1 | Constraining | General normative resistance to specific dimensions of sustainable development. | General normative discourse against conservation as antithesis to “progress” |
−2 | Counteracting | Unintentionally and/or indirectly clashing norms | Formal normative commitments that undermine sustainable development objectives. |
−3 | Canceling | Intentionally and directly clashing norms | Formal and substantive normative commitments that undermine sustainable development objectives. |
References
- OECD. Policy Coherence for Development: Promoting Institutional Good Practice; OECD: Paris, France, 2005. [Google Scholar]
- Picciotto, R. The Evaluation of Policy Coherence for Development. Evaluation 2005, 11, 311–330. [Google Scholar] [CrossRef]
- Siitonen, L. Theorising Politics Behind Policy Coherence for Development (PCD). Eur. J. Dev. Res. 2016, 28, 1–12. [Google Scholar] [CrossRef]
- Koch, D.-J. Measuring long-term trends in policy coherence for development. Dev. Policy Rev. 2018, 36, 87–110. [Google Scholar] [CrossRef]
- Nilsson, M.; Chisholm, E.; Griggs, D.; Howden-Chapman, P.; McCollum, D.; Messerli, P.; Neumann, B.; Stevance, A.-S.; Visbeck, M.; Stafford-Smith, M. Mapping interactions between the sustainable development goals: Lessons learned and ways forward. Sustain. Sci. 2018, 13, 1489–1503. [Google Scholar] [CrossRef] [PubMed] [Green Version]
- Le Blanc, D. Towards integration at last? The sustainable development goals as a network of targets. Sustain. Dev. 2015, 23, 176–187. [Google Scholar] [CrossRef]
- Graham, S.; Graham, V. Quality political participation and the SDGs in African small island developing states. Reg. Cohes. 2019, 9, 1–30. [Google Scholar] [CrossRef] [Green Version]
- King, M. Broadening the Global Development Framework Post 2015: Embracing Policy Coherence and Global Public Goods. Eur. J. Dev. Res. 2016, 28, 13–29. [Google Scholar] [CrossRef]
- OECD. OECD Recommendation on Policy Coherence for Sustainable Development; OECD: Paris, France, 2019. [Google Scholar]
- Hernández-Huerta, A.; Equihua Zamora, M.; Pérez-Maqueo, O. ¿Puede el desarrollo ser sostenible, integral y coherente? Reg. Cohes. 2018, 8, 1–14. [Google Scholar] [CrossRef] [Green Version]
- Available online: https://www.facebook.com/IGammaNet/ (accessed on 14 February 2020).
- Koff, H.; Equihua Zamora, M.; Maganda, C.; Pérez-Maqueo, O. Ecosystem integrity and policy coherence for development. Reg. Cohes. 2016, 6, 77–92. [Google Scholar] [CrossRef]
- Dubé, L.; Addy, N.; Blouin, C.; Drager, N. From policy coherence to 21st century convergence: A whole-of-society paradigm of human and economic development. Ann. N. Y. Acad. Sci. 2014, 1331, 201–215. [Google Scholar] [CrossRef]
- Personal exchange with African Development Professionals in September 2019 Seminar Organized by the Global Development Network in Luxembourg with Fellows from EIB-GDN Program in Applied Development Finance. Available online: http://www.gdn.int/sites/default/files/Applied%20Development%20Finance.pdf (accessed on 14 May 2020).
- Thede, N. Policy Coherence for Development and Securitisation: Competing paradigms or stabilising North–South hierarchies? Third World Q. 2013, 84, 784–799. [Google Scholar] [CrossRef]
- Koff, H.; Maganda, C. The EU and The Human Right to Water and Sanitation: Normative Coherence as the Key to Transformative Development. Eur. J. Dev. Res. 2016, 28, 91–110. [Google Scholar] [CrossRef] [Green Version]
- Häbel, S. Normative Policy Coherence for Development and policy networks: EU networks in Vietnam. Reg. Cohes. 2020, 10, 1–21. [Google Scholar] [CrossRef] [Green Version]
- Carbone, M.; Keijzer, N. The European Union and Policy Coherence for Development: Reforms, Results, Resistance. Eur. J. Dev. Res. 2016, 28, 30–43. [Google Scholar] [CrossRef] [Green Version]
- Larsson, M. Navigating through contradictory rationalities: Experiences of development in Mexico. Reg. Cohes. 2018, 8, 70–93. [Google Scholar] [CrossRef]
- OECD. Building Blocks for Policy Coherence for Development; OECD: Paris, France, 2009. [Google Scholar]
- OECD. Better Policies for Sustainable Development 2016. In A New Framework for Policy Coherence; OECD: Paris, France, 2016. [Google Scholar]
- European Union. Policy Coherence for Development: 2015 EU Report; European Union: Brussels, Belgium, 2015. [Google Scholar]
- Keijzer, N. Expectation Management? Contrasting the EU’s 2030 Agenda Discourse with Its Performance in Evaluating Policy Coherence for Development. Eur. Foreign Aff. Rev. 2017, 22, 177–195. Available online: https://kluwerlawonline.com/journalarticle/European%20Foreign%20Affairs%20Review/22.2/18858 (accessed on 14 February 2020).
- OECD. Mexico. Country Profiles: Institutional Mechanisms for Policy Coherence; OECD: Paris, France, 2018. [Google Scholar]
- Lizama-Pérez, F.; Piñar-Alvarez, A.; Ortega-Argueta, A.; Mesa-Jurado, M.A.; Sandoval-Caraveo, M.C.; Carrera-Hernández, A.P. Implementation and performance of Agenda 21 for local governments in Mexico. Reg. Cohes. 2018, 8, 15–44. [Google Scholar] [CrossRef]
- World Bank. GDP-Mexico. World Bank Open Data. Available online: https://data.worldbank.org/indicator/NY.GDP.MKTP.CD?locations=MX (accessed on 24 January 2020).
- CONEVAL. Medición Multidimensional de la Pobreza en México: Un Enfoque de Bienestar Económico y de Derechos Sociales; CONEVAL: Mexico City, Mexico, 2016. [Google Scholar]
- Environmental Performance Index. Available online: https://epi.envirocenter.yale.edu/epi-topline (accessed on 20 February 2020).
- Maass, M.; Balvanera, P.; Bourgeron, P.; Equihua, M.; Baudry, J.; Dick, J.; Forsius, M.; Halada, L.; Krauze, K.; Nakaoka, M.; et al. Changes in biodiversity and trade-offs among ecosystem services, stakeholders, and components of well-being the contribution of the International Long-Term Ecological Research network (ILTER) to Programme on Ecosystem Change and Society (PECS). Ecol. Soc. 2016, 21, 31. [Google Scholar] [CrossRef] [Green Version]
- Villasis Keever, R.; Arista Castillo, L. The Perception of Urban Insecurity and Its Implications for Sustainable Development. In Sustainable Development Research and Practice in Mexico and Selected Latin American Countries; Leal Filho, W., Noyola-Cherpitel, R., Medellín-Milán, P., Ruiz Vargas, V., Eds.; Springer: Cham, Switzerland, 2018. [Google Scholar]
- Zeigermann, U. Policy Coherence for Sustainable Development: A Promising Approach for Human Security in Fragile States. J. Peacebuilding Dev. 2020. [Google Scholar] [CrossRef]
- Carbone, M. Mission Impossible: The European Union and Policy Coherence for Development. J. Eur Integr. 2008, 30, 323–342. [Google Scholar] [CrossRef]
- Koff, H. Diaspora Philanthropy in the Context of Policy Coherence for Development: Implications for the post-2015 Sustainable Development Agenda. Int. Migr. 2017, 55, 5–19. [Google Scholar] [CrossRef] [Green Version]
- Koff, H. and Maganda, C. Saving the baby while discarding the bathwater: The application of policy coherence for development analysis to payment for watershed services. Madera Bosques 2019, 25, e2531760. [Google Scholar] [CrossRef] [Green Version]
- Challenger, A.; INECOL, Mexico; Portillo, I.; INECOL, Mexico. Personal communications, 2019.
- Available online: https://www.iucn.org/theme/protected-areas/about (accessed on 18 February 2020).
- Lockwood, M. Good governance for terrestrial protected areas: A framework, principles and performance outcomes. J. Environ. Manag. 2010, 91, 754–766. [Google Scholar] [CrossRef] [PubMed]
- Bennet, N.; Dearden, J. Why local people do not support conservation: Community perceptions of marine protected area livelihood impacts governance and management in Thailand. Mar. Policy 2014, 44, 107–116. [Google Scholar] [CrossRef]
- Challenger, A. Los Problemas que Amenazan las Areas Naturales Protegidos (ANP) de México. I-GAMMA Research Report 2020. submitted. [Google Scholar]
- Challenger, A. Utilización y conservación de los ecosistemas terrestres de México: Pasado, presente y futuro; Comisión Nacional para el Conocimiento y Uso de la Biodiversidad, Instituto de Biología; UNAM y Agrupación Sierra Madre, SC: Tlalpan, México, 1998. [Google Scholar]
- Cortez, C.; Paré, L. Conflicting rights, environmental agendas, and the challenges of accountability: Social mobilisation and protected natural areas in Mexico. In Rights, Resources and the Politics of Accountability; Newell, P., Wheeler, J., Eds.; Zed Books: London, UK, 2006; pp. 101–121. [Google Scholar]
- Brenner, L. Gobernanza ambiental, actores sociales y conflictos en las Áreas Naturales Protegidas mexicanas. Revista Mexicana de Sociología 2010, 72, 283–310. [Google Scholar] [CrossRef]
- Paavola, J. Protected Areas Governance and Justice: Theory and the European Union’s Habitats Directive. Environ. Sci. 2004, 1, 59–77. [Google Scholar] [CrossRef] [Green Version]
- Ellwood, E.; Crimmins, T.; Miller-Rishing, A. Citizen science and conservation: Recommendations for a rapidly moving field. Biol. Conserv. 2017, 208, 1–4. [Google Scholar] [CrossRef]
- Turbé, A.; Barba, J.; Pelacho, M.; Mudgal, S.; Robinson, L.D.; Serrano-Sanz, F.; Sanz, F.; Tsinaraki, C.; Rubio, J.-M.; Schade, S. Understanding the Citizen Science Landscape for European Environmental Policy: An Assessment and Recommendations. Citiz. Sci. Theory Pract. 2019, 4, 34. [Google Scholar] [CrossRef] [Green Version]
- Rasmussen, L.M.; Cooper, C. Citizen Science Ethics. Citiz. Sci. Theory Pract. 2019, 4. [Google Scholar] [CrossRef] [Green Version]
- Rogowski, R. Commerce and Coalitions; Princeton University Press: Princeton, NJ, USA, 1989. [Google Scholar]
- Koff, H.; University of Luxembourg and INECOL, Mexico. Personal communications, 2017.
- Loomis, J.; Dziedzic, M. Evaluating EIA systems’ effectiveness: A state of the art. Environ. Impact Assess. Rev. 2018, 68, 29–37. [Google Scholar] [CrossRef]
- Morgon, R. Conceptualising best practice in impact assessment. Environ. Impact Assess. Rev. 2017, 66, 78–85. [Google Scholar] [CrossRef]
- Sadler, B.; Aschemann, R.; Dusík, J.; Fischer, T.B.; Partidário, M.R.; Verheem, R. Handbook of Strategic Environmental Assessment; Earthscan: London, UK, 2011. [Google Scholar]
- Jordan, A.; Lenschow, A. Environmental Policy Integration: A State of the Art Review. Environ. Pol. Gov. 2010, 20, 147–158. [Google Scholar] [CrossRef]
- Gray, S.; Jordan, R.; Crall, A.; Newman, G.; Hmelo-Silver, C.; Huang, J.; Novak, W.; Mellor, D.; Frensley, T.; Prysby, M.; et al. Combining participatory modelling and citizen science to support volunteer conservation action. Biol. Conserv. 2017, 208, 76–86. [Google Scholar] [CrossRef] [Green Version]
- Keijzer, N.; Klingebiel, S.; Örnemark, C.; Scholtes, F. Seeking Balanced Ownership in Changing Development Cooperation Relationships; EBA Rapport 2018:08; Stockholm, Expert Group for Aid Studies: Stockholm, Sweden, 2018. [Google Scholar]
- Tosun, J.; Leininger, J. Governing the Interlinkages between the Sustainable Development Goals: Approaches to Attain Policy Integration. Glob. Chall. 2017, 1, 1700036. [Google Scholar] [CrossRef]
- Palerm, J.; Aceves, C. Environmental impact assessment in Mexico: An analysis from a ‘consolidating democracy’ perspective. Impact Assess. Proj. Apprais. 2004, 22, 99–108. [Google Scholar] [CrossRef]
- Hysing, E. Representative democracy, empowered experts, and citizen participation: Visions of green governing. Environ. Pol. 2013, 22, 955–974. [Google Scholar] [CrossRef]
- Wong, R.; van der Heijden, J. Avoidance of conflicts and trade-offs: A challenge for the policy integration of the United Nations Sustainable Development Goals. Sustain. Dev. 2019, 27, 838–845. [Google Scholar] [CrossRef]
- Tejada, J.-C.; Alfaro de la Torre, M.-C.; Medellín Milán, P. Present Status of the Implementation of Strategic Environmental Assessment in Mexico. J. Environ. Assess. Policy Manag. 2014, 16, 1–20. [Google Scholar] [CrossRef]
- Meadowcroft, J.; Steurer, R. Assessment practices in the policy and politics cycles: A contribution to reflexive governance for sustainable development? J. Environ. Policy Plan. 2018, 20, 734–751. [Google Scholar] [CrossRef]
- Alès, C.; Puerta Silva, C. En las márgenes de los Estados: Participación política y formaciones ciudadanas en América Latina. Reg. Cohes. 2017, 7, 1–7. [Google Scholar] [CrossRef] [Green Version]
- Koff, H. Policy coherence for development and migration: Analyzing US and EU policies through the lens of normative transformation. Reg. Cohes. 2017, 7, 5–33. [Google Scholar] [CrossRef]
Economic | Social | Security | Environmental |
---|---|---|---|
- Competitiveness | - Participation | - Security | - Biodiversity |
- Productivity | - Human rights | - Peace | - Ecosystem integrity |
- Globalization | - Social Equity | - Combat violence | - Conservation |
- Economic viability | - Poverty | - Impunity | - Natural resources |
- Economic promotion | - Equality | - Rule of law | - Water |
- Modernization | - Gender | - Anti-corruption | - Forests |
- Commerce | - Youth | - War against drugs | - Pollution |
- Business | - Inclusion | - Combat human trafficking | - Climate change |
- Financial investments | - Cohesion | - Homicides | - Energy |
- Infrastructure | - Solidarity | - Kidnappings | - Resilience |
- Consumption | - Food safety | - Restoration | |
- Innovation | - Rural development | - Sustainability | |
- Knowledge Sharing | - Urban transformations | ||
- Education |
Normative | Institutional | Operational | Financial | |
---|---|---|---|---|
Horizontal | Compare laws, regulations, programs, plans across sectors within federal and specific state contexts (examination of keywords by dimension) | Identification of institutional actors in sustainable development across sectors and analysis of their relationships through policy documents and interviews | Analysis of PCD at the program/planning level through examination of interactions and implementation (formal/informal/financial relationships) across policy sectors: Policy documents and interviews | Analysis of PCD through examination of policy funding and subsidies across sectors by dimension: Policy documents and interviews |
Vertical | Compare federal and state laws to regulations, programs, plans within sectors (examination of keywords by dimension) | Identification of institutional actors in sustainable development at federal, state, and local levels and analysis of their relationships through policy documents and interviews | Analysis of PCD at the program/planning level through examination of interactions and implementation (formal/informal/financial relationships) within policy sectors at different levels of government (by dimension): Policy documents and interviews | Analysis of PCD through examination of policy funding and subsidies within sectors comparing different levels of government by dimension: Policy documents and interviews |
Inter-donor | Compare policy objectives of different donors (examination of keywords by dimension) | Identification of international actors in sustainable development and analysis of their relationship to federal, state, and local actors through policy documents and interviews | Analysis of PCD at the program/planning level through examination of interactions and implementation (formal/informal/financial relationships) amongst donors within specific policy sectors (by dimension): Policy documents and interviews | Analysis of PCD through examination of policy funding and subsidies from different donors by dimension: Policy documents and interviews |
Internal | N.A. | Analysis of institutional rules and regulations of administration of sustainable development strategies by dimension (policy documents and interviews) | Analysis of PCD at the program/planning level through examination of interactions and implementation (formal/informal/financial relationships) within sustainable development strategies: Policy documents and interviews | Analysis of PCD through examination of structure and rules of policy funding and subsidies by dimension: Policy documents and interviews |
Inter-organizational | Compare policy objectives of government and NGOs (examination of keywords by dimension) | Identification of non-governmental actors in specific sustainable development contexts and analysis of their relationship to federal, state, and local actors through policy documents and interviews | Analysis of PCD at the program/planning level through examination of interactions and implementation (formal/informal/financial relationships) of programs within non-governmental sector and between government and NGOs | Analysis of PCD through examination of funding and subsidies within Non-governmental sector and between NGOs and government by dimension: Policy documents and interviews |
Multilateral | Compare policy objectives of international organizations (examination of keywords by dimension) | Identification of international actors in sustainable development and analysis of their relationship to federal, state, and local actors through policy documents and interviews | N.A. | N.A. |
Financial | Compare weight of funding for each dimension of sustainability | Analysis of institutional rules and regulations for funding of sustainable development strategies by dimension (policy documents and interviews) | Analysis of PCD at the program/planning level through examination of financial interactions (formal/informal/financial relationships) | Analysis of PCD through examination of policy funding and subsidies by dimension: Policy documents and interviews |
Normative | Text mining analysis of keywords by dimension using categories above | Analysis of Institutionalization of norms through policy documents | Analysis of the operationalization of norms through projects: Policy documents and interviews focused on implementation | Analysis of the operationalization of norms through funding of projects: Policy documents and interviews |
Typology of (In)coherence | Definition |
---|---|
Horizontal (in)coherence | (In)coherence between development and non-development policies |
Vertical (in)coherence | (In)coherence between policies of regional organizations, member states, municipalities |
Inter-donor (in)coherence | (In)coherence between development policies/projects of different donors |
Internal (in)coherence | (In)consistencies between the objectives and means of a given policy (i.e., measurement techniques, monitoring) |
Inter-organisational (in)coherence | (In)coherence between the development policies of a country’s government and civil society organizations |
Multilateral (in)coherence | (In)compatibility between the development goals and procedural norms of international organizations such as the EU, OECD, the UN, and the international financial institutions |
Financial (in)coherence | (In)coherence between the structure of development funding and policy objectives |
Normative (in)coherence | (In)coherence between policy strategies in development and non-development policy arenas and core values of liberal democratic societies |
Interaction | Name | Explanation | Example |
---|---|---|---|
+3 | Indivisible | Inextricably linked to the achievement of another goal. | Ending all forms of discrimination against women and girls is indivisible from ensuring women’s full and effective participation and equal opportunities for leadership. |
+2 | Reinforcing | Aids the achievement of another goal. | Providing access to electricity reinforces water-pumping and irrigation systems. Strengthening the capacity to adapt to climate-related hazards reduces losses caused by disasters. |
+1 | Enabling | Creates conditions that further another goal. | Providing electricity access in rural homes enables education because it makes it possible to do homework at night with electric lighting. |
0 | Consistent | No significant positive or negative interactions. | Ensuring education for all does not interact significantly with infrastructure development or conservation of ocean ecosystems. |
−1 | Constraining | Limits options on another goal. | Improved water efficiency can constrain agricultural irrigation. Reducing climate change can constrain the options for energy access. |
−2 | Counteracting | Clashes with another goal. | Boosting consumption for growth can counteract waste reduction and climate mitigation. |
−3 | Canceling | Makes it impossible to reach another goal. | Fully ensuring public transparency and democratic accountability cannot be combined with national-security goals. Full protection of natural reserves excludes public access for recreation. |
Economic | Social | Security | Environmental |
---|---|---|---|
I. Protect villages, roads communication, industrial facilities, and agricultural uses, through forest areas in mountains where torrents originate; | I. Protect the natural surroundings of areas, monuments, and archaeological, historical, and artistic vestiges, as well as tourist areas and other areas of importance for recreation, culture, and national identity and indigenous peoples. | - | I. Preserve the natural environments of the different biogeographical and ecological regions and the most fragile ecosystems, as well as their functions, to ensure the balance and continuity of evolutionary and ecological processes; |
II. Safeguard the genetic diversity of wild species on which evolutionary continuity depends, as well as ensuring the preservation and sustainable use of the national territory’s biodiversity. | |||
III. Protect the hydrological cycle in basins, as well as the other regions | |||
IV. Ensure the preservation and sustainable use of ecosystems, their elements, and their functions; | |||
V. Provide a conducive field for scientific research and the study of ecosystems and their balance; | |||
VI. Generate, rescue and disseminate traditional or new knowledge, practices, and technologies that allow the preservation and sustainable use of the biodiversity of the national territory; |
Economic | Social | Security | Environmental |
---|---|---|---|
I. Programs seek to design economic instruments and strategies so that harvesting activities and logging “are compatible with those of the community on environmental protection and sustainable development”. | I. The regulation of human settlements | I. Preserve and interconnect natural environments, safeguard the genetic diversity of wild species, achieve sustainable use of natural resources and improve the quality of the environment in population centers and their surroundings | |
II. In terms of PNAs, the modalities that mention forestry are “ecological reserves” and “multifunctional biological corridors”. | II. Governance of above-ground or underground facilities, lines, or pipelines through human settlements in PNAs. | II. Programs of reforestation and afforestation, for the prevention, control, and combat of pests, diseases, and forest fires, the latter in terms of NOMs (Mexican legislative norms), and to establish forest closures when justified in the modalities for the management of forest resources included in PNA legislation. | |
III. “Productive activities” with the inhabitants who live there, are allowed under both categories as long as they are compatible with sustainable management programs and with the management programs that are issued. | III. “The creation of protected natural areas, and other measures aimed at the protection of natural resources in indigenous territories, must be carried out through explicit agreements between the State and indigenous peoples and communities with mediation of the State Council ”(Art. 71). | III. Prohibition of “Dumping waste [...], in protected natural areas or private conservation areas, as well as in any place not authorized for such purposes”. | |
IV. Protection of Flora and Fauna |
Economic | Social | Security | Environmental |
---|---|---|---|
I. Assure measures are compatible with obtaining economic benefits, the activities of society and the sustainability of ecosystems; | I. Establish mechanisms to grant inhabitants in the State the right to an adequate environment for their well-being and development; | - | I. Protect the interdependent relationship between the elements that make up the environment and that makes possible the existence, transformation, and development of man and other living beings |
II. The Tourism Law of the State of Aguascalientes (POEA, 2007), recognizes the importance of natural landscapes for tourist activities, and in this sense Article 4, which establishes the objectives of the Law, determines that the first of them is, “To regulate tourist activity in the State, promoting the rational use of tourist attractions and resources, conserving and preserving the environment, ecological balance and social harmony for the benefit of the population”. | II. Guarantee that state development is comprehensive and sustainable; | - | II. Prevent environmental imbalance, defined as the “Alteration of interdependent relationships between the natural elements that make up the environment” which negatively affects the existence, transformation, and development of human beings and other living beings” |
III. PNA legislation regulates “sustainable development of agricultural activity” | III. Aguascalientes (POEA, 2000a) contains various provisions in the area of ecological ordering in relation to PNAs, especially Articles 17, 24, and 29 (POEA, 2000a), that deal with the need to coordinate between territorial ordinances that that coincide with PNAs. | - | III. Conservation, preservation, restoration, and protection of ecosystems and the environment, as well as confronting the prevention of damage to them; |
IV. Citizen consultation, Evaluation, on the state PNA regulations, the State Ecological Planning Program, and other regional planning programs…” | - | IV. Conserve biological diversity; […]” | |
V. Coordination of the State Ecological Planning programs and Territorial, Urban Development and Housing Planning, as well as the other projects deriving from these measures (Article 22), | - | V. Define the principles by which environmental policy in the State will be formulated, conducted, and evaluated, as well as the instruments and procedures for its implementation. | |
VI. Apply, in coordination with the municipalities and the federal government, where appropriate, the necessary measures, to protect “don-development” lots or properties subject to conservation and restauration, be they archaeological, historical, agricultural, mining, rural, forest, protected natural areas…” | - | VI. Establish the powers of the state and municipal authorities in conservation, preservation, restoration, and protection of ecosystems and the environment, as well as the prevention of damage to them; | |
- | - | VII. Conservation of the forestry sector, which plays a key role in establishing the State’s Natural Protected Areas. |
© 2020 by the authors. Licensee MDPI, Basel, Switzerland. This article is an open access article distributed under the terms and conditions of the Creative Commons Attribution (CC BY) license (http://creativecommons.org/licenses/by/4.0/).
Share and Cite
Koff, H.; Challenger, A.; Portillo, I. Guidelines for Operationalizing Policy Coherence for Development (PCD) as a Methodology for the Design and Implementation of Sustainable Development Strategies. Sustainability 2020, 12, 4055. https://doi.org/10.3390/su12104055
Koff H, Challenger A, Portillo I. Guidelines for Operationalizing Policy Coherence for Development (PCD) as a Methodology for the Design and Implementation of Sustainable Development Strategies. Sustainability. 2020; 12(10):4055. https://doi.org/10.3390/su12104055
Chicago/Turabian StyleKoff, Harlan, Antony Challenger, and Israel Portillo. 2020. "Guidelines for Operationalizing Policy Coherence for Development (PCD) as a Methodology for the Design and Implementation of Sustainable Development Strategies" Sustainability 12, no. 10: 4055. https://doi.org/10.3390/su12104055
APA StyleKoff, H., Challenger, A., & Portillo, I. (2020). Guidelines for Operationalizing Policy Coherence for Development (PCD) as a Methodology for the Design and Implementation of Sustainable Development Strategies. Sustainability, 12(10), 4055. https://doi.org/10.3390/su12104055