1. Introduction
Top speed economic development, sustained industrial expansion, and soaring energy demands all place a higher pressure on decision-makers to establish energy-related plans that address, for example, energy utilization, structure adjustment, and pollutant emission reduction, especially for China. Confronted with a rigorous energy situation, a coal-dominating energy consumption structure constitutes a serious impediment to sustainable development [
1,
2]. In addition, resource depletion, total quantity control of atmospheric pollutants, and defective energy system management exacerbate this imbalance to various degrees. However, in the process of establishing a regional electric power management scheme, decision-makers are confronted with multiple forms of uncertain information relating to generation and consumption parameters, which are introduced from the features and purposes of the energy system itself, as well as to social–economic and technology factors. Such uncertainties directly weaken the viability of generating expected electric power system management strategies [
3,
4,
5].
Therefore, it is desirable to develop a comprehensive and effective research framework with an optimization model as a core for electric power management under unexpected multiple uncertainties. Previously, focused on electric power planning and policy-making, a number of optimization models were proposed worldwide for tackling the aforementioned uncertainties and complexities at different temporal and spatial scales [
6,
7,
8,
9]. For example, Santos and Legey proposed an optimization formulation for long-term electricity system expansion planning, taking environmental and operation costs into consideration [
10]. Sheikhahmadi et al. developed a risk-based two-stage stochastic optimization model for microgrid system operation management to address the uncertainties of renewable energy [
11]. Liu et al. developed a hybrid optimization model based on the chance-constrained method for the planning of coupled coal and power management systems under China’s special coal pricing mechanism [
12]. Wu et al. proposed a general optimization framework by integrating the inexact fuzzy programming method and the inexact stochastic programming method to the heat supply management of an actual wind power heating system, where uncertainties were presented in multiple forms [
13].
In addition, many applications have been enforced at different scales through interval parameter, stochastic, fuzzy mathematical programming, and diverse coupled optimization methods. Among these methods, the two-stage stochastic programming (TSP) and interval parameter programming (IPP) coupled methods can tackle random interval information, and have been extensively applied to step-forward planning and management in energy systems. Huang et al. established a multi-region two-stage stochastic optimization model to address demand uncertainty, and the proposed model was applied to Taiwan’s electricity sector [
14]. Ahn and Han proposed a two-stage stochastic model to form a mixed network, and optimized public utility supplement and carbon dioxide emission reduction strategies [
15]. Ji et al. proposed a method that combined two-stage stochastic programming and interval parameter programming to reflect the uncertainties of management, technology, economy, and policy in the power system of Ningxia Hui Autonomous Region, China [
16]. Zhang et al. proposed an interval two-stage stochastic programming model for grasping the direction of regional energy structure adjustment, controlling resources allocation patterns, and formulating local energy consumption policies in Heilongjiang Province, China [
17].
In interval two-stage stochastic programming (ITSP), the first decision needs to be made before the random event occurs, and the second decision is then undertaken to minimize the “punishment” to avoid the occurrence of infeasibilities after random events. Although the ITSP method is valid in dealing with uncertainties in the form of probability in both sides of the model, it is infeasible in directly sheltering the risk of stochastic events, and this defect could threaten the stability of the whole system. Following this view, stochastic robust optimization (SRO) was introduced to overcome this shortcoming, relying on the application of a risk-aversion coefficient to optimization approaches and acquiring robust optimization schemes of energy management issues [
18]. Xie et al. established a multi-stage stochastic robust model to study the direction of energy structure adjustment and the policy of pollutants emission prevention in Jining City, China [
19]. Guo et al. established an optimization model that integrated ITSP and SRO for programming industrial systems and the ecosystem carbon market in Zhangjiakou, China [
20]. Xie et al. presented a multi-level SRO model for outputting detailed electric power production plans and power structure adjustment reform strategies under uncertainty in Zibo City, China [
21]. Jin et al. proposed an SRO model combined with interval fuzzy programming for addressing various uncertainties and for avoiding inherent risks in order to support the low-carbon transformation of power systems [
22]. Considering that the SRO method is expert at balancing quantitative assessment between economy and stability, integrated interval two-stage stochastic programming and stochastic robust optimization (ITSP–SRO) within a general model is a comprehensive approach for energy system management.
Electric power consumption forecasting is an essential process in an energy system optimization model, and the accuracy of forecasting is driven by a number of complicated factors. A mathematical model can be an efficient means to predict and analyze regional electric power consumption, and previous research has made valuable attempts in the field of developing forecasting models, including artificial neural networks, adaptive networks, regression analysis, and multiple linear regression analysis. Ivanin and Direktor applied artificial neural networks to forecast the short-term electricity power consumption of independent users located outside a centralized power supply system [
23]. Chahkoutahi and Khashei built several hybrid models through integrating adaptive networks and fuzzy inference for forecasting the electricity load of the energy market [
24]. Cao and Wu developed a forecasting monthly electricity consumption model by coupled regression analysis and the fruit fly optimization algorithm [
25]. Lasso et al. predicted the short-term electric power consumption in South Africa during the peak period from 2009 to 2012 by using the multiple linear regression analysis model [
26]. Differing from these techniques, the Gray forecasting model incorporated with the Markov chain forecasting model can make accurate predictions even with limited historical data, and can deal with dynamic varying time series in the system [
27]. In addition, the Gray-Markov model (GMM) is well suited for forecasting the development of the system on the basis of transition probabilities among different states that could reflect the influence of all stochastic and uncertainty factors, and it is useful for assisting decision-makers to precisely forecast electricity consumption/demand. Hence, introducing the GMM into an electric power planning system for determining the significant input parameters of the ITSP–SRO optimization model is a potential approach, although few researches have investigated this.
Furthermore, post-optimization analysis is an attractive technique that can capture and reflect the critical factors of electric power system management programs through the use of the multi-criteria decision-making (MCDM) approach [
28]. A number of innovated MCDM methods have been extensively applied in practical decision problems, such as the simple additive weighted method [
29], the weighted product method [
30], and the analytic hierarchy process [
31], as well as the interactions among them [
32,
33]. Among these methods, the technique for order preference by similarity to ideal solution (TOPSIS) is an available tool for solving real-world decision puzzles by employing understandable mathematical concepts to quantify the relative performance of decision schemes [
34].
Although many studies have been performed based on approaches for coupled electricity load forecasting and energy system optimization with multiple uncertainties, a few challenges and issues concerning system application of prediction–optimization and post-optimization under multi-scenario analysis still exist, according to the aforementioned literature: (a) Few studies focused on the mathematical correlation between electricity prediction and optimization process. For the real-world energy system, electricity consumption in the future and the corresponding electricity generation both represent strong stochasticity. If the relationship of the two stochastic variables cannot be properly reflected and handled, the reliability of the optimized strategies would be reduced; (b) Most of the conventional stochastic optimization methods neglect the risk of random events in the optimization process, and this limitation poses threats to system stability; (c) Few studies applied reasonable methods to analyze post-optimization for multi-scenario schemes. The related energy policies and measures (e.g., energy structure adjustment and controlling of the amount of atmospheric pollutants) could create an incentive for sustainable development, and the effectiveness of these measures should be quantified and compared.
Aiming to resolve these problems, the purpose of this study is to develop a comprehensive forecasting-optimization framework, coupled with electric power consumption forecasting, the regional electric system optimization model, and the post-optimization analysis approach, as shown in
Figure 1. By integrating the methods of IPP, TSP, and SRO, a novel ITSP–SRO model is developed for supporting regional electric power system administration, considering power structure adjustment and pollutant mitigation scenarios. Compared with typical hybrid inexact optimization tools, this method can not only reflect multiple uncertainties expressed as interval values and probability distribution, but can also make a trade-off between system risk and cost according to the decision-makers’ attitudes. Moreover, the Gray-Markov forecasting approach is selected for electricity consumption prediction, which can achieve the goal of dynamic forecasting, continuously modifying the consumption values. The forecasting results are presented in the form of interval parameters with corresponding random probability, and are highly consistent with the formal requirements for the input parameters of the ITSP–SRO model. Through scenario analysis, multiple decision-making plans can be obtained under different thermal power structure and atmospheric pollutant mitigation scenarios. Additionally, the TOPSIS method is employed to identify the most influential factors of planning decisions through selecting the optimal scheme. The TOPSIS method is an operational evaluation and decision support approach that is expert at addressing conflicting objectives in the decision-making process. Hence, a comprehensive forecasting–optimization framework is desired to address the multiple uncertainties and to support policy analysis in practical electricity system planning.
The major contributions of this study are as follows:
- (a)
A comprehensive framework of forecasting, optimization, and post-optimization for electric power system management is developed for providing a new perspective to optimization-centred research;
- (b)
The proposed ITSP–SRO model can effectively reflect uncertain variables, can evaluate the trade-off between system economy and stability, and can generate robust solutions for electric power system management;
- (c)
The designed approach is applied to the electric power system in Harbin, China, for detailed planning and management, which can provide reasonable strategies for multi-scenarios from different conversion technologies under uncertainty;
- (d)
By comparing the importance of energy structure adjustment and controlling the amount of atmospheric pollutants, the most influential factors of planning decisions are identified, and the optimum planning schemes are obtained.
In general, these solutions can provide meticulous and overall management schemes for decision-making departments from the perspective of comprehensive trade-offs among energy utilization, economic development, and environmental protection.
5. Discussion and Conclusions
In this study, a comprehensive management framework for environmental-oriented power system management was proposed. The framework integrates electric power consumption forecasting, the regional electric system planning model, and post-optimization analysis. Through the prediction of total electricity consumption by utilizing the Gray-Markov forecasting approach, an inexact two-stage stochastic robust programming model was developed and ten scenarios of different thermal power proportion levels and pollutants mitigation levels were designed. The proposed model is efficient in addressing various types of uncertainties expressed as stochastic probabilities and interval values, and it is expert at the quantitative assessment of system stabilization. Furthermore, the developed model is capable of striking an equilibrium between pre-regulated electric power generation targets and realistic generation schemes. This study carried out a detailed analysis of the optimized electricity power generation schemes, the capacity expansion schemes, and the total system cost. In addition, in order to identify the most influential impact factors of optimal scheme selection, the TOPSIS method was applied during the post-optimization period.
However, as this study mainly focused on macroscope planning of the electricity power industry, the impacts of the power transmission system [
45], the distributed energy [
46], the scheduling process [
47], and the emission taxes [
48] were not involved. These factors will be prioritized in future study. Furthermore, in the future, improvements can be conducted to incorporate more system components, more advanced techniques, as well as more uncertain information into the modeling framework.
To sum up, the conclusions drawn from this study are valuable for (a) forecasting electricity consumption based on limited historical data characterized by stochasticity, and the forecasted results are presented in the form of interval parameters with corresponding random probability; (b) making stable and reliable power generation schemes in terms of different power generation modes based on power structure adjustment plans and regional pollutants emission reduction policies; and (c) identifying the most influential factors of planning decisions by comprehensively analyzing and generating optimum electricity generation schemes. In detail, the results indicate that a diversified and distinctive power structure (i.e., thermal power as the pillar industry and renewable energy as supplementary) should be formed to maintain a sustainable development and to steadily supplement electricity in the study area. Biomass power and garbage power both have increasingly important roles in the power system as the thermal power generation ratio decreases. Analysis of various scenarios indicated that fine-tuning the power structure would bring the most optimized effect in regional electric power system management planning. According to the results of this study, decision-makers could establish a satisfactory electricity system management scheme under multiple uncertainties in real life.