Mindful Application of Digitalization for Sustainable Development: The Digitainability Assessment Framework
Abstract
:1. Introduction
2. Critical Dimensions for Digitainability Assessment
2.1. Synergies and Trade-Offs between SDGs
2.2. Context Dependency
2.3. Multi-Stakeholder Structure
3. Digitainability Assessment Framework (DAF)
- Digitalization Intervention (containing ToC parts Input and Activities).
- Purpose (Outputs and Outcomes).
- Impact (including desired as well as undesired impact).
3.1. Digitalization Intervention
- (a)
- Description;
- (b)
- Measure;
- (c)
- Actors;
- (d)
- Target group;
- (e)
- Comments.
- What is a DI taken by the actor to bring change in the context of the SDGs?
- What is the context within which the intervention is taking place?
- Who are the initiators, and who are the intended receivers (e.g., governmental body, industry, NGO, international organization, public)?
3.2. Purpose
- (a)
- Narrative: defines the intended outcome from the DI.
- (b)
- Envisaged SDG targets and indicators.
- (c)
- Comments.
- What is the purpose of the DI (narrative)?
- What are the targeted SDG indicators to be influenced by the DI?
3.3. Impact
3.3.1. Impact Type
- (a)
- Synergy: implies that the DI impacts an SDG indicator in a synergistic manner. For example, the DI supporting Indicator 9.c.1 (Proportion of population covered by a mobile network, by technology) is likely to have a synergistic impact on the Indicator 17.8.1 (Proportion of individuals using the Internet).
- (b)
- Ambivalent: implies that the DI impacts an SDG indicator in both a synergistic and trade-off manner. For example, the impact of AI technology on indicator 9.4.1 (Carbon emission per unit of value-added): while AI itself is a heavy energy consumer, on the one hand, it could also support in reducing the energy consumption if used conscientiously in energy systems, on the other hand. Often, the lack of verifiable information on the short- and projected medium-term impact is limited and suffers from a lack of systematic and accurate measurements [83].
- (c)
- Trade-off: implies that, while the DI under consideration directly advances, particular indicator(s) might hinder the progress of other indicators of SDGs. For example, application of the DI for Indicator 3.8.1 (Coverage of essential health services) might lead to hindrances for Indicator 8.4.1 (Material footprint, material footprint per capita, and material footprint per GDP) or Indicator 7.3.1 (Energy intensity measured in terms of primary energy and GDP) because of increasing demand by digital infrastructure.
- (d)
- Uncertain: implies that, while the DI might lead to an impact on the indicator, it is not ascertainable how and when (in the long term) there might be an impact. This impact type is meant to cover the situations where the logical inferences direct confidence on a particular type of impact, but evidence and rationale are not well identified. The second reason for assigning an impact to this type is if there is disagreement on the impact. Example, blockchain-based DI with demand–benefit uncertainties associated with respect to energy and finance impacting various SDG indicators related to climate change, energy demand, financial inclusiveness, and sustainable consumption.
- (e)
- Bi-directional: In contrast to the previous four impact types, which are unidirectional (impact of the DI on indicators of SDGs), the bidirectional impact aims to identify the bi-directional, i.e., they are not only impacting indicators, but reversely they are (also) impacted by indicators. For example, the DI in smart grid systems might have a bi-directional impact on Indicator 7.1.1 (Proportion of population with access to electricity). However, for practical reasons, we will make one restriction when identifying the purpose of the bi-directional impact type. We will typically not include overarching aspects such as those related to peace, although they are crucial for sustainable development and are bi-directional. Unless a DI is explicitly related to peace or conflict issues, the importance of peace-related indicators is often self-evident and to not add to the risk-benefit analysis of the intervention.
3.3.2. Levels of Evidence
- Opinion: refers to personal opinions or beliefs, based on personal knowledge, without detailed investigation. While this level does not yet necessarily provide valid evidence, it may provide the first mapping of opinions, perceptions, and assumptions as a starting point but also collect relevant indicators, e.g., in a discussion group or a poll.
- Reason: refers to judgment with a justification and, where appropriate, a discussion of the underlying displaying assumptions. This may be a next step beyond the Opinion level in a discussion group.
- Literature backed: refers to literature and data-backed evidence from research, or practitioner knowledge, published in accredited sources.
- What SDG indicator(s) are impacted by the DI? How?
- How well is the DI aligned with the Agenda 2030?
- What are the overall consequences of the DI for the SDGs as a whole, besides the intended outcome?
- First Phase: identifying the relevant indicators, i.e., those indicators that logically be impacted by the DI.
- Second Phase: assessing the impact type for each indicator on the preferred levels of evidence.
4. Results—Test Case Studies
4.1. DAF Test Case 1: Spatial Optimization for Systematic Deployment of Citizen-Driven Air Quality Monitoring Networks
- 3.9.1 Mortality rate attributed to household and ambient air pollution.
- 11.6.2 Annual mean levels of fine particulate matter (e.g., PM2.5 and PM10) in cities (population weighted).
4.2. DAF Test Case 2: Blockchain for Healthcare Service Delivery
- 3.8.1 Coverage of essential health services.
- 3.b.1 Proportion of the target population covered by all vaccines included in their national programme.
- 3.b.3 Proportion of health facilities that have a core set of relevant essential medicines available and affordable on a sustainable basis.
4.3. DAF Test Case 3: Machine Learning for Analysis of Satellite-Based Images for Disaster Risk Management
- 13.1.1/1.5.1 Number of deaths, missing persons and directly affected persons attributed to disasters per 100,000 population.
5. Discussion
6. Conclusions and Outlook
Supplementary Materials
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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DAF Test Case 1 | |
---|---|
Impact Type | Indicators |
Synergy | 1.a.2 [89], 3.1.1 [90], 3.2.2 [90], 3.3.2 [91], 3.4.1 [92], 3.9.1 [93], 3.b.2 [93], 4.2.1, 4.4.1, 6.3.2 [94,95], 11.3.2 [96], 11.6.2 [88], 12.8.1, 16.6.1, 16.7.1 |
Ambivalent | NA |
Trade-offs | 7.2.1 [97], 7.3.1 [97], 8.4.1 [98], 8.4.2 [98] |
Uncertain | 9.1.1, 9.1.2, 9.3.1, 9.4.1, 12.2.1, 12.2.2, 12.b.1, 13.2.1, 14.1.1, 14.3.1, 15.1.2, 15.4.1, 15.5.1, 17.8.1, 17.9.1 |
Bi-Directional | 7.1.1 |
DAF Test Case 2 | |
---|---|
Impact Type | Indicators |
Synergy | 3.1.1 [104], 3.2.1 [105], 3.4.1 [106], 3.4.2 [107], 5.6.1, 5.6.2, 8.5.1, 17.19.1 |
Ambivalent | NA |
Trade-offs | 7.2.1 [108], 7.3.1 [108], 12.2.1 [109], 12.2.2 [109], 16.10.2 [112,114], 16.7.2 [112], 17.15.1 |
Uncertain | 1.3.1, 1.4.1, 1.a.2, 1.b.1, 5.b.1, 6.1.1, 16.6.2, 16.9.1 [110], 17.14.1 |
Bi-Directional | 9.a.1, 17.6.1, 17.8.1, 7.1.1 |
DAF Test Case 3 | |
---|---|
Impact Type | Indicators |
Synergy | 2.1.2 [116], 6.3.2 [117], 6.4.2 [117], 9.1.1, 11.1.1 [118], 11.3.1, 11.5.2, 11.7.1, 15.1.1, 15.1.2, 15.2.1, 15.3.1, 15.4.1 |
Ambivalent | NA |
Trade-offs | 7.3.1, 8.4.1/12.2.1, 8.4.2/12.2.2, 9.4.1 [119] |
Uncertain | 1.1.1, 1.4.1, 5.a.1, 6.3.1, 6.5.1, 12.a.1 |
Bi-Directional | 13.1.3, 13.2.1, |
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Gupta, S.; Rhyner, J. Mindful Application of Digitalization for Sustainable Development: The Digitainability Assessment Framework. Sustainability 2022, 14, 3114. https://doi.org/10.3390/su14053114
Gupta S, Rhyner J. Mindful Application of Digitalization for Sustainable Development: The Digitainability Assessment Framework. Sustainability. 2022; 14(5):3114. https://doi.org/10.3390/su14053114
Chicago/Turabian StyleGupta, Shivam, and Jakob Rhyner. 2022. "Mindful Application of Digitalization for Sustainable Development: The Digitainability Assessment Framework" Sustainability 14, no. 5: 3114. https://doi.org/10.3390/su14053114
APA StyleGupta, S., & Rhyner, J. (2022). Mindful Application of Digitalization for Sustainable Development: The Digitainability Assessment Framework. Sustainability, 14(5), 3114. https://doi.org/10.3390/su14053114