Waste to Energy in Developing Countries—A Rapid Review: Opportunities, Challenges, and Policies in Selected Countries of Sub-Saharan Africa and South Asia towards Sustainability
Abstract
:1. Introduction
2. Materials and Methods
- An emerging research topic
- An update of previously conducted reviews
- An analysis of critical topics within a short time frame
- An assessment of ‘what is already known’ regarding a policy or practice through some systematic review methods
3. Literature Review
4. Analysis and Results
5. Discussion and Policy Implications
5.1. Waste to Energy Generation: The Case of Jashore, Bangladesh
- New policies need to be issued to attract private investors in the waste to energy sector.
- It is essential to ensure inter-ministerial coordination to facilitate WtE initiatives and public-private partnerships.
- Lack of local, technically skilled manpower to establish WtE generation projects.
- Lack of financial resources with respect to WtE generation projects.
- Awareness of people and the capacity of government and the private sector needs to be improved for WtE projects.
- Enhancement of research, development and capacity building are essential.
- Source segregation of waste is very low or unsatisfactory in Bangladesh. Thus, this needs to be implemented.
- Inefficient waste collection method.
5.2. WtE Generation and Sustainability
5.3. WtE Generation Challenges
- The first challenge is the composition of waste, which is dominated by organic components [106]. The waste generated in developing countries, such as in India, are very distinct compared to those in the developed world due to their compositional characteristics (high moisture content and low calorific value) and has an immediate impact on the efficiency of power generation [107,108].
- Generated waste separation at source is a major challenge for developing countries [46]. The same finding was also reported for Bangladesh [104,105], and India [108]. This is due to the absence of a well-organized waste management system. For example, a 6 MW capacity WtE plant in Lucknow, India based on biomethanation failed due to the absence of waste separation at the source [109].
- Effective waste collection method is another challenge for WtE generation, as no such method exists in most cities in the developing world [105], such as in Nigeria [44]. Most cities use the conventional waste management system: ‘we dump—they collect’ is the general practice in residences, due to lack of a proper strategy and policy [103]. Insufficient collection of waste was also found to be a major challenge in India [108].
- Negative experiences from previously implemented waste management projects [49].
- Lack of suitable WtE generation technology and skilled manpower to establish and operate a WtE generation plant [50]. One of the major challenges is that a technology that is found to be efficient and effective for the developed world might not be suitable for developing countries [110]. “Cleaner and efficient technologies are found to be comparatively more expensive than dirty and cheap technologies” [103], thus, difficult for the developing economies to be adopted.
- Insufficient financial support to implement and operate WtE generation projects. Most city corporations or municipalities in developing countries have fewer financial and human resources to deal with waste management, such as in India [108] and Bangladesh [103]. In India, 5 WtE plants faced operational problems due to insufficient financial as well as logistic support planning [109].
- Lack of coordination between different sectors of the government, that is, the absence of institutional capacity building. Research shows that institutionalized failure, along with ineffective urban policies and regulations, are the main factors for waste mismanagement in developing countries, such as South Africa [111] and India [108].
- Absence of local as well as national energy policy, and rules and regulations concerning WtE generation. For instance, to address the potential negative environmental impacts that might arise from building and operating WtE generation plants, no regulatory framework exists in Nigeria [44]. It was found that the lack of political will and proper knowledge are hampering the adoption of positive changes towards effective waste management and related policy development [111].
5.4. WtE Policy Development Steps
5.5. Policy Implications
- Although there is the potential of WtE generation in Bangladesh, the power system master plan [113] of Bangladesh did not consider this option extensively [7]. Other developing countries, such as Thailand, included waste as a potential source of energy in its national energy policy and development plan, which is estimated to be 4,390 MW in capacity [114]. Of this capacity, 160 MW would be generated from different wastes and the rest would be from biomass (3,630 MW) and biogas (600 MW). A national energy policy should include a WtE generation option in the renewable generation category to emphasize its maximum practice [115]. Thus, related rules, regulations, and technical standards with respect to the country’s economic conditions must be established [50]. A detailed legislative framework might be helpful for this.
- Municipalities must include waste management targets in their city plan, and these should consider WtE generation strategies and action plans. As a part of the action plans, municipalities should ensure local financing options for the smooth operation of the WtE plants and possible future expansion. This will ensure a decentralized operation of the WtE plants and underpin to avoid complete dependency on the national government’s budget [57].
- The use of WtE technologies has positive impacts on society, economy, and environment. Despite these positive impacts, it would be impossible for most developing countries in SSA and SA to adopt the WtE technologies within a short period because of the capital cost needed for the establishment of the project [116]. A long-term plan should be initiated for this purpose and the local authority, as well as the government, should ensure funding for the WtE plant for its complete establishment and smooth operation. Technical skills of local government need to be strengthened to implement more similar projects in the future.
- The private investors in most of the SSA and SA countries might be hesitant to invest in any new type of project, such as WtE, due to the non-market financial risk and other related uncertainties. The government should take the initiative in involving private investors in WtE generation projects [117]. Diversification of financing mechanisms could be an option for the success of a WtE plant establishment. Different well-established business models might be used for this purpose, such as build-operate-transfer or public-private partnership [50]. However, the business model adopted must follow transparent and corruption-free operation. It was found that lack of transparency and corruption were the two crucial reasons for the failure of a WtE incinerator PPP project in China [49]. The government did not disclose the complete financial and environmental reports and pollutant emission data on a regular basis to the public, and this created a transparency problem of the project. In terms of corruption, a strict tendering process was not followed for the WtE plant; thus, the project was implemented by non-professionals. This might be possible through bribery or illegal forms of solicitation and a common scenario in the developing world, including China [49].
- A feasibility study for the WtE generation plant must be conducted to identify the most suitable technology for waste type, local needs, the environment, and sustainability. For example, a study in Nigeria evaluated WtE generation potential in 12 cities and found that a combination of anaerobic digestion and incineration has the highest potential to generate electricity from waste [44]. Considering waste type and sustainability of WtE generation technologies, another study found that anaerobic digestion is most suitable in developing economies, such as Bangladesh [19]. These two examples clarify how WtE generation technology might vary from one country/region to another. For a country, city, or region-specific area, a feasibility study should be conducted before the WtE project implementation.
- Before the implementation of any new WtE plant, it is vital to assess the continuous flow of feedstock for uninterrupted operation. This is because, for a small city with a population of about 300,000, it is difficult to gain economic benefits from a WtE plant. For instance, it was reported that a WtE plant in China with a capacity of less than 300 t/d is unable to receive reasonable economic benefits [50]. ‘The amount of wastes available for energy recovery is an important factor directly affecting the energy and environmental benefits of waste utilization’ [118]. For any developing country in SSA or SA, it is recommended to assess the regular waste generation rate and economic feasibility of the proposed WtE plant.
- In the local context, a holistic cost-benefit analysis needs to be conducted for any proposed WtE plant [119].
- WtE generation planning must take into account future changes in waste composition, as the plant’s future operation will be dependent on waste feedstock, as waste composition and distribution vary from one location to another due to demographic, economic, and industrial factors [120]. Lu et al., (2017) found that due to the ‘particular elemental compositions of Chinese MSW, the WtE plants in China are substandard with respect to emissions [121]. A new waste recycling policy development might have an impact on the waste feedstock of the plant.
- In light of international emission standards [49,98] for WtE plants, national emission standards need to be set before implementation [50]. One study showed that ‘an inadequate dioxin-control strategy due to less stringent standards, along with poor monitoring practices’ was a crucial reason for the unsuccessful WtE incinerator project in Huizhou, China [49]. How these emissions may change in the future also need to be considered. An emissions monitoring authority along with proper rules and regulations must be established.
- An environmental and social impact assessment must be conducted for any new WtE plants, as this type of plant might impose more threats to the local environment than a typical power plant. A study in China found that most of the incinerators are substandard regarding emissions and one of the reasons for this was found to be insufficient funds for compliance with the national and international emission standards [121]. The emission standard can be assured if a proper environmental impact assessment is conducted before the plant is implemented, considering all possible impacts. Lack of guidelines to conduct an environmental impact assessment with respect to WtE projects is another common scenario in the developing world [98]. A social impact assessment of any project does not receive sufficient attention compared to economic impacts in developing countries [123]. In India, the expansion of a WtE plant (16 MW to 40 MW) in Delhi faced public protest as the residents were concerned about health hazards, such as respiratory diseases due to the toxic emission [124]. Improper social impact assessment before the implementation of the project might be responsible for this. Governments of the countries in SSA and SA should take necessary steps to conduct proper social as well as environmental impact assessments of any proposed WtE plant.
- Country-specific enablers and barriers related to WtE plant establishment need to be identified as South Africa did for their WtE industry [125]. This will underpin firm policymaking towards sustainable WtE generation projects.
6. Conclusions
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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Conversion Process | Technologies | Process | Feedstock | Residues | Outputs |
---|---|---|---|---|---|
Thermo-chemical | Incineration | Mass burn at temperature > 1000 °C | Mixed waste, refuse-derived fuels (RDF) | Bottom ash, fly ash, metals, air pollutants | Heat and electricity (energy) |
Gasification | Conventional temperature 750 °C; for plasma arc 4000–12,000 °C | Mixed waste, RDF | Bottom ash, air pollutants | Hydrogen, methane, syngas → electricity (energy) | |
Pyrolysis | At temperature between 300–800 °C with high pressure and in the absence of oxygen | Sorted waste (e.g., plastics), organic waste | Air pollutants | Char, pyrolysis oil, gases, aerosols, syngas → electricity (energy) | |
Bio-chemical | Fermentation | In the absence of oxygen: Dark fermentation- treated with bacteria in the absence of light; photo fermentation- treated with bacteria in the presence of light | Organic waste with high sugar content | Liquid residues, wastewater, digestate | Ethanol, hydrogen, biodiesel → energy |
Anaerobic Digestion | Treated by micro-organisms in the absence of oxygen | Organic waste, green waste | Wastewater, liquid residues, digestate, non-compostable materials (e.g., metal, plastics) | Methane → electricity (energy) | |
Landfill with gas capture | Natural decomposition of waste | Organic waste, green waste | Compost | Methane → electricity (energy) | |
Microbial fuel cell | The catalytic reaction of micro-organisms with bacteria | Organic waste | CO2, water | Electricity (energy) | |
Chemical | Esterification | A chemical reaction between an acid and alcohol in the presence of an acid catalyst to create ester | Waste oil (e.g., waste coconut oil) | Water | Ethanol, biodiesel → energy |
Developing Countries | Waste Source | Product (Technology Used) | References |
---|---|---|---|
Brazil | Defective coffee beans; Rice husk, Orange pear peel, Ponkan mandarin peel, Tahiti lemon peel; Coffee waste and pinewood | Hydrochar (Hydrothermal carbonization); Briquettes (Briquetting); | [62,63,64,65,66,67,68,69,70,71,72,73,74,75,76,77,78,79,80,81,82,83,84,85,86,87,88,89,90,91] |
Colombia | Rice husk, Sugar cane bagasse, Coffee husk; Primary sludge Coal boiler ashes Wood waste of pulp/paper mill | Pellets (Pelletizing) | |
Turkey | Rose-oil processing waste, Pine bark, Coal powder | Pellets (Pelletizing) | |
Iran | Bagasse | Pellets (Pelletizing) | |
Egypt | Olive mill waste | Methane (Anaerobic digestion) | |
Ghana | Sewage sludge (SS), Faecal sludge (FS) | Biochar (Pyrolysis) | |
Uganda | Coffee husks, Rice husks | Briquettes (Pyrolysis and Compression), | |
Burkina Faso | Cashew press cakes | Briquettes (Slow pyrolysis and Briquetting) | |
Zimbabwe | Municipal solid waste | Electrical energy (Thermochemical) | |
Thailand | “Madan” wood + coconut shell | Briquettes (Charcoal kiln and Briquetting) | |
India | Pre-treated yard waste; Macrophyte; Yard waste, Food waste, Landfill leachate | Hydrochar (Microwave pre-treatment, Anaerobic digestion, Hydrothermal carbonization); Pelletized hydrochar (Hydrothermal carbonization, Hydraulic hand pellets press) | |
Bangladesh | Banana stalk, Wild date palm | Hydrochar (Hydrothermal carbonization); Bioethanol (Batch fermentation) | |
Malaysia | Oil palm trunk, Oil palm solid waste, Spent coffee ground, Palm kernel shell | Bio-coal (Pyrolysis), Torrefied solid (Torrefaction), Biochar (Slow pyrolysis), Biochar (Microwave vacuum pyrolysis) | |
Indonesia | Cashew nutshell waste | Briquettes (Pyrolysis, Briquetting) | |
China | Sewage sludge and phenolic wastewater, Cornstalk, Food waste, Sweet potato waste | Hydrochar (Hydrothermal, Microwave-assisted hydrothermal carbonization, Hydrothermal carbonization) |
Country | Anaerobic Digestion (%) | Incineration (%) | Recycling (%) | Compost (%) | Controlled Landfill (%) | Landfill Unspecified (%) | Sanitary Landfill-Gas System (%) | Open Dump (%) | Other (%) | Unaccounted (%) |
---|---|---|---|---|---|---|---|---|---|---|
Ethiopia | 0 | 0 | 0 | 0 | 0 | 0 | 0 | 43 | 0 | 57 |
Uganda | 0 | 0 | 6 | 0 | 0 | 0 | 7 | 87 | 0 | 0 |
Mozambique | 0 | 0 | 1 | 0 | 0 | 0 | 0 | 99 | 0 | 0 |
Guinea | 0 | 0 | 5 | 0 | 0 | 0 | 0 | 0 | 0 | 95 |
Benin | 0 | 0 | 25 | 0 | 0 | 0 | 0 | 0 | 0 | 75 |
Niger | 0 | 0 | 4 | 0 | 0 | 0 | 0 | 64 | 12 | 20 |
Togo | 0 | 0 | 2 | 1.8 | 0 | 0 | 0 | 96.2 | 0 | 0 |
Zimbabwe | 0 | 0 | 16 | 0 | 0 | 0 | 0 | 0 | 0 | 84 |
Burkina Faso | 0 | 0 | 12 | 0 | 0 | 17 | 0 | 59 | 0 | 12 |
Senegal | 0 | 0 | 0 | 0 | 5.1 | 0 | 0 | 43.8 | 4.7 | 46.4 |
Bangladesh | 0 | 0 | 0 | 5.25 | 0 | 0 | 0 | 0 | 0 | 94.75 |
Bhutan | 0 | 0 | 0.86 | 1.39 | 97.75 | 0 | 0 | 0 | 0 | 0 |
India | 0 | 0 | 5 | 18 | 0 | 0 | 0 | 77 | 0 | 0 |
Maldives | 0 | 6 | 0 | 7 | 0 | 0 | 0 | 63 * | 24 | 0 |
Sri Lanka | 0 | 0 | 12 | 5 | 0 | 0 | 0 | 83 | 0 | 0 |
Nepal | 0 | 0 | 0 | 2.87 | 0 | 37 | 0 | 0 | 0 | 60.13 |
Pakistan | 0 | 0 | 8 | 2 | 0 | 40 | 0 | 50 | 0 | 0 |
Technology | Initial Investment Cost (Million EUR) | Capital Cost Per Ton (EUR) | O&M Cost Per Ton (EUR) | Total Cost Per Ton (EUR) | Cost Per Ton Waste Input (EUR) | Capacity (t/yr) |
---|---|---|---|---|---|---|
Incineration | 30–75 | 22–55 | 20–35 | 42–90 | 40–80 | 150,000 |
Co-processing | 5–25 | 10–25 | 10–20 | 20–45 | 19–40 | 50,000 |
Biogas (Anaerobic Digestion) | 12–20 | 12–19 | 10–15 | 22–34 | 14–18 | 50,000–150,000 |
Landfill Gas | 5.3–6 | 0.8–1.4 | 0.3–0.8 | 6–7 | 0.8–1.7 | 390,000–850,000 |
Alternative Technologies | 680–120 | 35–45 | 30–40 | 65–85 | 63–80 | 200,000 |
Product Type (Unit) | Maximum Production Capacity | Present Production Capacity |
---|---|---|
Fertilizer (t/d) | 4 | 1–1.5 * |
Biogas (m3) | 720 | 450 |
Electricity (KW) | 550–600 | 200 |
Year | Policies/Acts | Comments |
---|---|---|
1995 | Bangladesh Environmental Conservation Act | Recommends standards for disposal of different types of waste. |
1998 | Urban Management Policy Statement | Recommends the municipalities for privatization of services as well as giving priority to facilities for slum dwellers, including provisions of water supply, sanitation, and solid waste disposal. |
1998 | National Policy for Water Supply and Sanitation | According to this policy, the government shall take measures for recycling waste as much as possible and use organic waste materials for compost and biogas production. |
1999 | National Agriculture Policy | According to this policy, the government will promote the use of compost/organic fertilizer amongst the farmers to improve soil productivity and food security. |
2005 | National Industrial Policy | This policy is recommended the use of environmental management systems and cleaner production practices amongst industries. |
2006 | Fertilizer Act | Under this act, compost has been promoted and a standard of compost has been set by the government. |
2006 | National Urban Policy | Clean development mechanism (CDM) and recycling have been emphasized in this policy. |
2008 | National Renewable Energy Policy | This policy is promoting the production of biogas and other green energy from waste and providing incentives, such as CDM, to promote green energy projects. |
Sustainability Dimensions | Positive Impacts | Negative Impacts | Dominant Impact Type |
---|---|---|---|
Social | Public health improvement Odor reduction Reduction of waste Local renewable energy generation Benefits to the local community | Increased noise and dust due to waste transportation vehicles | Positive |
Economic | Local economy development New job creation Avoidance of disposal cost | Local land value might be increased | Positive |
Environmental | Reduced air pollution Reduced odor pollution Less use of fossil fuels Renewable energy generation Use of by-products as fertilizer | Emissions from WtE plants | Positive |
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Khan, I.; Chowdhury, S.; Techato, K. Waste to Energy in Developing Countries—A Rapid Review: Opportunities, Challenges, and Policies in Selected Countries of Sub-Saharan Africa and South Asia towards Sustainability. Sustainability 2022, 14, 3740. https://doi.org/10.3390/su14073740
Khan I, Chowdhury S, Techato K. Waste to Energy in Developing Countries—A Rapid Review: Opportunities, Challenges, and Policies in Selected Countries of Sub-Saharan Africa and South Asia towards Sustainability. Sustainability. 2022; 14(7):3740. https://doi.org/10.3390/su14073740
Chicago/Turabian StyleKhan, Imran, Shahariar Chowdhury, and Kuaanan Techato. 2022. "Waste to Energy in Developing Countries—A Rapid Review: Opportunities, Challenges, and Policies in Selected Countries of Sub-Saharan Africa and South Asia towards Sustainability" Sustainability 14, no. 7: 3740. https://doi.org/10.3390/su14073740
APA StyleKhan, I., Chowdhury, S., & Techato, K. (2022). Waste to Energy in Developing Countries—A Rapid Review: Opportunities, Challenges, and Policies in Selected Countries of Sub-Saharan Africa and South Asia towards Sustainability. Sustainability, 14(7), 3740. https://doi.org/10.3390/su14073740