1. Introduction
Municipal solid waste (MSW) management has become a severe and pervasive problem in urban agglomerations [
1]. The Organization for Economic Cooperation and Development (OECD) estimated that 0.7 billion tons of waste was generated in 2010 in its member countries alone. The MSW is expected to increase by 16% by 2030 and 36% by 2050 [
2]. In addition, the World Bank (WB) has estimated that global waste generation will increase by 29% by 2030 and 69% by 2050 (a value close to 3.5 billion tons) [
3]. This increase in MSW generation can be attributed to different causes, such as design errors, because the products were designed from their conception to be garbage, as is the case of wrappers and packaging [
4]. Another cause is the phenomenon of consumerism. The acquisition of more goods, products, and services has contributed to an increase in the generation of waste [
5]. Additionally, poor or nonexistent habits in the separation and disposal of waste contribute to the accumulation of garbage [
6]. Morais et al. [
7] stated that another cause of the increase in MSW generation is rural–urban migration. This phenomenon has increased in recent decades, leading to a greater concentration of people in large cities and an uncontrolled increase in MSW, causing formal waste management systems to reach saturation levels [
7]. This case is also prevalent in Colombia, where almost two million refugees and migrants from Venezuela have arrived in the country [
8]. Despite having formal MSW management systems in developing countries, it is estimated that 80% of MSW (municipal solid waste) goes to final disposal (landfills), 7% has poor disposal (dumpsites), 1% is used for energy generation, and 12% is recycled [
9].
The main stages of an MSW management process in developing countries are depicted in
Figure 1. Urban solid waste (USW) is generated from various sources such as households, industries, commercial centers, and hospitals [
10,
11]. The USW is accumulated in collection points under uncertain conditions, where waste pickers play a crucial role in their management [
12]. These workers carry out the collection and preparation activities of the material, which will be delivered to collection centers (CCs) [
13]. In these centers, the material is separated, classified, and stored for its subsequent incorporation into the production chain [
14]. However, in cases where the material cannot be reused, it is transported for final disposal [
15]. In this way, the work of waste pickers not only contributes to environmental protection but also to the circular economy and job creation in these regions [
10].
Waste pickers are essential actors in informal waste management systems due to their contribution to improving environmental health indicators, sustainability, and the reduction in discarded material flows. This, in turn, enables an increase in the efficiency of natural resources and the closure of the loop in a circular economy through processes of reuse, recovery, and recycling [
17]. According to the International Labor Organization, waste pickers represent between 15 and 20 million people worldwide [
18]. However, there are no accurate and updated landscapes worldwide. Consequently, the number could be higher considering the informal recycling sector in developing countries, where much of the recycling population is concentrated. The informality rate in the solid waste sector could be as high as 90% [
19]. Waste pickers may include women, children, older adults, or migrants [
11]. Although informal waste pickers are prevalent in developing countries, they are also found in developed countries on a much smaller scale [
20,
21]. Waste pickers are exposed to challenging work conditions that can lead to health problems and car accident injuries. Despite working in major cities and industrial centers, most waste pickers are impoverished and need help to access opportunities that could improve their circumstances. These characteristics are prevalent among waste pickers in various countries, including Argentina [
22], Colombia, Ecuador [
23], Philippines and Indonesia [
24], India [
25], and Perú [
26].
These main characteristics of the waste picker population have been studied by academics, public policy makers, and non-profit civil [
27,
28]. Thus, in Colombia, initiatives have been promoted to integrate the informal recycling sector with the formal sector, as well as public policy strategies [
29]. However, these initiatives have not had a sufficient impact in terms of establishing an efficient and sustainable MSW able to improve the living conditions of the waste picker population. This has been, in part, due to the limited information about the waste picker population in terms of their main characteristics and spatial distribution [
30,
31]. In this regard, the “Inclusive and formal economy program alliance” (Alianza EFI, in Spanish), a consortium of twenty-one institutions among academics, business, and government actors, conducted a survey in 2019. The main purpose was to identify the main characteristics and the spatial distribution of the formal and informal waste pickers in the main cities of the Colombia territory [
32].
Regarding the studies related to the waste picker population worldwide, several methods of data analysis have been employed [
33,
34,
35]. However, most research is limited to the descriptive analysis of groups of waste pickers [
36,
37,
38,
39], and some modeling techniques for the analysis of population variables [
40,
41,
42]. In this regard, the article presents a detailed analysis of the Colombian recycling population based on the information collected by the Alianza EFI. Initially, in this work, we applied Multiple Correspondence Analysis (MCA) to select the variables that provide the most information to the data set to avoid over-specification. Secondly, we performed dimension reduction with Principal Component Analysis (PCA) using the variables selected in the MCA to avoid redundancy and find similarities between the variables. Finally, we performed cluster analysis using the dimensions resulting from the PCA, which incorporate the relationships between the variables, to incorporate the similarities between the individuals and build the groups that would allow us to build the profiles of the waste pickers through the interpretation of these groupings. It is expected that the present study in a developing country such as Colombia can be used as a proxy study for identifying similar populations in countries with comparable characteristics.
The paper is organized as follows:
Section 2 describes the methods and variables used to quantify and characterize the study population.
Section 3 presents the analytical results of the proposed methodology. Finally,
Section 4 offers discussions of research conducted in other regions of the world regarding the case study followed.
4. Discussion and Conclusions
This article presents a detailed analysis of the recycling population in Colombia using multivariate statistical methods based on information collected by the Alianza EFI. The main objective of the analysis was to identify waste picker profiles, which can be used to design policies, improve working conditions, and increase productivity. The analysis was performed in three stages, starting with Multiple Correspondence Analysis (MCA) to select the most informative variables, followed by dimension reduction with Principal Component Analysis (PCA) to find similarities between the variables, and finally cluster analysis to group waste pickers with similar profiles based on similarities between the individuals. This analysis can be used as a proxy profile for similar populations in countries with comparable characteristics, and the results can be used to inform policy decisions and improve the lives of waste pickers.
The variables that provide the most information about the profiles are:
Those related to the family and household: place of residence (residence), how many people they live with (live family), how many people in the household work (job family), and if the person is the head of the household (head house).
Social and educational status: social security status (ss) and education level.
Job conditions: the reason they work in recycling (reason), hours working, the type of transport they use to carry out their activity (transport), and if the person has a defined route to carry out their work (route).
Other investigations found the importance of variables related to the familial and household composition [
36], job [
40,
41,
50], and social and educational conditions [
37,
42].
The profile of waste pickers in Colombia was established based on statistical multivariate analysis. Initially, we found that the most important variables to define the profiles are residence, family status, job status, transportation, route, head of household, social security, reason for waste picking, hours worked, education level, and association. As these variables are related, we estimated new variables that were unrelated and reduced the dimensionality. We managed to go from having 30 variables to having 5 dimensions to profile individuals. Finally, we grouped the individuals based on their similarity and built five groups with the profiles that we describe below.
Cluster 1 comprises the most experienced individuals who live with more people in their households and have more working members. Cluster 2 groups individuals with the lowest salaries. Cluster 3 includes the hardest workers, as it consists of the oldest people who spend more hours working per week. Cluster 4 is composed of people with the highest salaries. Finally, Cluster 5 is named “Comfortable” because it includes people who work fewer days and live with fewer people in their households.
Other investigations have carried out profiles of waste pickers [
36,
41,
42,
51].
Parizeau [
41] analyzed the profiles based on the responses of a survey including variables related to working conditions and practices, living conditions, health, social capital, access to social services, home and community life, and demographic information. The author used the statistical techniques Analysis of Variance ANOVA, chi-squared analysis, correlation, and
t-test analysis and found that these workers may be engaged in exploitative vertical social capital relationships, their labor relies on low-paid waste work that exposes them to hazardous materials and conditions, they have insecure access to social entitlements, their human capital development often requires trade-offs with other assets (and notably their labor), child labor is a common household asset, and they often rely on their homes as a productive resource. The author’s analysis was limited to univariate and bivariate methods but could benefit from including multivariate and grouping analyses that could establish relationships between variables simultaneously and possible groupings between individuals.
Uddin et al. [
50] applied a structured questionnaire survey, key informant interviews, and focus group discussions to assess the social, economic, and environmental situation of local informal recyclers. The authors in the study used univariate methods such as frequency tables and pie charts to analyze the variables included in the study. They did not apply inferential or multivariate methods. According to the findings, the majority of this population in Mongolia faces a number of difficulties, including homelessness, extremely cold weather, and a lack of a formal identity document (ID card). This demographic also frequently struggles with issues including alcoholism, social isolation, unemployment, and a lack of external support for recycling efforts. Among the occupational health risks faced by two-thirds of informal recyclers are stomach disorders, skin conditions, kidney and liver issues, back pain, wounds, burns, and bone fractures.
Borges et al. [
36] showed the socioeconomic, demographic, and social security conditions of waste pickers in Brasilia, Bangalore, and Kolkata and compared the profiles of these workers across the three cities. The study involved calculating frequency tables and comparing percentages and numbers between cities. However, no inferential or multivariate analyses of either variables or individuals were conducted based on the available evidence.
The study conducted by Sarkar et al. [
51] presents a vulnerability assessment of rag pickers in Delhi, with a focus on socioeconomic and occupational health issues. The study analyzes the socioeconomic profile of the pickers, taking into account their difficulties, expectations, and working conditions, using a database. In relation to working conditions, they identified four different profiles of waste pickers in the city of Delhi:
Who carry a sack on their back and collect whatever has any resale value.
Who carry a large sack slung in two partitions across a bicycle and keep the items separate.
Who use a tricycle and collect over 50 kg of waste per day.
Who work for waste dealers.
The same authors point out that the health risks faced by waste pickers are twofold: poverty and the nature of their work. Waste pickers are among the most disadvantaged and underprivileged members of the urban population, and they commonly experience undernutrition, growth impairment, anemia, tuberculosis, and other bacterial and parasitic illnesses.
In order to create profiles of various populations, multivariate analyses have been used in fields such as medicine [
52], microbiology [
53], ecology [
54], and genetics [
55]. These analyses have allowed for the establishment of differences and similarities between the individuals or experimental units studied and their characteristic variables. However, there are not many applications of this type of analysis in vulnerable populations such as waste pickers. The establishment of the most important variables and the different profiles of waste pickers is crucial because it allows for specific actions to be taken for each group of individuals. Improving the family and household conditions, social and educational status, and job conditions can have a significant impact on their lives. It is important to design policies that address the specific needs of waste pickers and improve their working and living conditions.
According to the improvement actions to upgrade the living conditions of this population, various investigations have recommended the creation of recycling co-operatives or other forms of collective organizations [
42,
50,
56,
57]. Institutionalizing their activities would enhance the scope of their work and provide better working conditions. They could be organized with the help of civil society groups around micro-enterprises related to recycling. This would also help restore their self-esteem, apart from assuring their livelihood [
50].
For future work, it is possible to apply classification methods to determine the variables that generate the separation between clusters. This will help to focus the actions to improve the living conditions of each group of waste pickers. Another research opportunity is to study the effect of belonging to an association on the improvement of their working conditions.