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Systematic Review

Decision Support Frameworks in Solid Waste Management: A Systematic Review of Multi-Criteria Decision-Making with Sustainability and Social Indicators

by
Jenny Gutierrez-Lopez
1,2,
Ronald G. McGarvey
3,*,
Christine Costello
4 and
Damon M. Hall
5
1
Department of Industrial and Systems Engineering, University of Missouri, Columbia, MO 65211, USA
2
Escuela Superior Politécnica del Litoral ESPOL, Facultad de Ingeniería Mecánica y Ciencias de Producción, Campus Gustavo Galindo, ESPOL Polytechnic University, Km. 30.5 Vía Perimetral, Guayaquil P.O. Box 09-01-5863, Ecuador
3
IESEG School of Management, Univ. Lille, CNRS, UMR 9221-LEM-Lille Economie Management, F-59000 Lille, France
4
Department of Agricultural and Bioengineering, The Pennsylvania University, University Park, PA 16802, USA
5
Marine and Environmental Sciences, School of Public Policy and Urban Affairs, Northeastern University, Boston, MA 01908, USA
*
Author to whom correspondence should be addressed.
Sustainability 2023, 15(18), 13316; https://doi.org/10.3390/su151813316
Submission received: 17 August 2023 / Revised: 31 August 2023 / Accepted: 2 September 2023 / Published: 5 September 2023
(This article belongs to the Section Waste and Recycling)

Abstract

:
Waste management is a critical sector that needs to co-ordinate its activities with outcomes that impact society. Multi-criteria decision-making methods for waste management have been widely considered using environmental and economic criteria. With the development of new social regulations and concerns, sustainable waste management needs to additionally target socially acceptable practices. Despite the need to aid solid waste management decision-makers in contemplating the three pillars of sustainability, a limited inclusion of social impact has been found in the multi-objective decision-making literature. This study presents a systematic literature review of multi-criteria decision-making methods in solid waste management. The purpose of this study is threefold. (1) Emphasize the application of multi-objective decision-making methods, summarizing the models that have been used and their applications; (2) provide insights into the quantification of social aspects and their inclusion in decision-making methods, providing a list of social indicators collected from the reviewed studies; (3) offer an analysis of stakeholders’ involvement in waste management. From the articles investigated, one can observe the importance of understanding the local context in which the waste management system is located and the necessity of community consultation to recognize the potential challenges and improvements to solid waste management systems. Consequently, the involvement of stakeholders is crucial during the quantification process of social indicators. In alignment with the findings and needs raised by this review, a methodological approach is suggested for integrating optimization, social aspects, and stakeholders under a waste management context.

1. Introduction

Waste management (WM) is one of society’s critical sectors, although it was relatively unregulated until 50 years ago [1]. With the advent of environmental laws and the greater public awareness of the impacts of poorly managed waste, as well as technologies, there is a greater need to provide more advanced decision support. Inappropriate waste management can cause severe consequences for the planet (e.g., air pollution, climate change, biodiversity loss, etc.) and its inhabitants [2,3]. WM operations are increasingly included in city, county, or state climate action or other pro-environmental efforts, e.g., waste diversion from landfills to recycling or reuse. In the past few years, there have been examples across the United States of staffing shortages in WM [4,5], necessitating that managers improve working conditions in terms of safety and or compensation. Accordingly, more attention is being given to the inclusion of social aspects (e.g., labor, public health, social acceptance, and visual pollution) in addition to commonly used economic and environmental criteria to complete the three pillars of sustainability.
It is increasingly difficult for managers to identify and achieve sustainable WM, targeting the protection of human health, the environment, workers, and citizens while keeping costs affordable [3,6,7]. Decision support methods can help waste managers consider the interactions of the three pillars of sustainability as they plan for near and long-term operations and infrastructure investments. One common challenge when considering the three pillars is that they often conflict with each other [8]. As exemplified by Goulart Coelho et al. [9], for a firm, the preferred solution would be the one involving the least cost, whereas, for public authorities, the pertinent solution would be the one with the least risk to the public and/or environment. Multi-objective decision-making (MODM) methods can capture these trade-offs and facilitate decision-makers’ understanding of a set of alternative solutions instead of a unique solution. MODM comprises a continuous space in which alternatives are not predetermined, providing breadth when considering WM strategies. In this way, the decision maker has more freedom to make an informed selection of an alternative that satisfies the needs of the systems based on the importance given to each objective under consideration. The aim of this review is to summarize the state-of-the-art in the use of decision support methods, with a focus on MODM, for WM, as well as identify the gaps in their application, particularly with respect to quantifying and assessing social aspects as a criterion to be introduced into a decision framework.
A stakeholder is a group or individual that can affect or is affected by the achievement of a solid waste management (SWM) system’s objectives [10]. Social impacts are the downstream effect of a stakeholder’s decisions, and they can represent positive or negative pressures on social endpoints (i.e., the well-being of stakeholders) [11]. Stakeholders’ perspectives are vital for guaranteeing the legitimacy and utility of model results [12], particularly for social considerations. In particular, if the target of decision-making is to change stakeholder behaviors, the requested changes must make sense to stakeholders if the changes are to be adopted [13]. Therefore, the objectives of this literature review are to present MODM applications in WM, provide insights on social aspects and the metrics used to represent them and their inclusion in MODM, offer an analysis of stakeholder involvement in waste management, recommend a conceptual framework that considers these elements based on the lessons learned from this review, and suggest future research directions for decision-making areas in WM.

1.1. Decision Support Framework Classification

There are several methods used in decision support frameworks in the WM context. Figure 1 displays the classification considered in this review paper based on Goulart Coelho et al. [9], who identified the most widely used decision support frameworks in the field of WM as life cycle assessment (LCA), cost-benefit analysis (CBA), and multi-criteria decision-making (MCDM). LCA most commonly focuses on environmental aspects and has guidance on the development of social indicators [11] but does not routinely include social indicators, whereas the maximization of economic efficiency is the major goal of cost-benefit analysis. Neither have the capacity that MCDM approaches have for assessing alternatives by simultaneously employing multiple conflicting criteria.
MCDM approaches can be further categorized into multi-attribute decision-making (MADM) and multi-objective decision-making (MODM). The first one refers to the selection or ranking of problems that function in a discrete decision space with a predetermined and limited number of alternatives evaluated against a set of attributes or criteria. Whereas MODM implies the optimization of problems, including a continuous space in which alternatives are not predetermined; instead, a set of objective functions, subject to constraints, is maximized or minimized to find a set of optimal alternatives. This set of optimal alternatives represents the advantage of MODM since the decision-makers can clearly examine the trade-offs of selecting one solution over another, whereas MADM captures stakeholders’ preferences at the beginning and presents a solution based on those initial choices. As stakeholders are usually involved during the execution of MADM approaches, these have more commonly included all three pillars, and it has been more challenging to include all three pillars in MODM approaches. Within the three pillars, social impacts are interpreted as the consequence of social interactions resulting from the execution of an activity or the outcomes obtained from it by considering the actions taken by stakeholders [11]. In this context, we refer to the effect on social endpoints caused by waste management activities influenced by stakeholders’ decisions to operate WM systems.

1.2. Previous Studies

Previous reviews related to decision support frameworks in WM have been completed. Table 1 shows a summary of the key aspects considered in these reviews, including the number of articles reviewed (when available), the decision support framework covered, Figure 1, and whether or not the authors considered the three pillars of sustainability. Although most of these articles reviewed papers that addressed the three pillars of sustainability, only one of them did so in combination with MODM: Goulart Coelho et al. [9] reviewed the applications of MCDM in WM and found that only 19% of the articles referred to MODM, highlighting the under-utilization of these methods in WM applications.
Numerous MCDM approaches have been integrated into methods to assess or make decisions within WM, including system engineering models and system assessment tools, as presented in the review by Pires et al. [14]. System engineering models include cost-benefit analysis, optimization, and simulation models, whereas system assessment tools comprise scenario development, material flow analysis, LCA, and other environmental, strategic, socioeconomic, or sustainable assessments. Although Achillas et al. [15], Allesch and Brunner [6], and, more recently, Garcia-Garcia [17] stated that they had considered MCDM approaches, the reviewed articles presented only MADM, restricting such reviews from MODM applications. Moreover, the majority of the studies presented by Allesch and Brunner [6] referred to LCA, and only one-tenth mentioned MADM methods.
Regarding the three pillars of sustainability, Pires et al. [14] found that system assessment tools were successful for environmental aspects and have the potential to incorporate social impacts. However, few of the system engineering models included social impacts. The authors discussed that the contribution of these models with social impacts is limited since the necessary assumptions may not be realistic. Consequently, the mathematical outputs could be contradictory. Singh [16] focused on environmental aspects, whereas Achillas et al. [15] and Allesch and Brunner [6] emphasized costs and environmental impact, but here the social criteria were rarely included. On the other hand, most of the papers reviewed by Garcia-Garcia [17] included all three pillars; however, the author focused more on the methods and applications, and it was not specified how the social metrics were defined or measured.
Thus, despite the existence of previous review articles, these reviews have primarily focused on MADM methods. Although the environmental, economic, and social criteria have been considered in some of them, little to no evidence on social metrics has been introduced in terms of MODM methods.

1.3. Research Objectives

This literature review collected information related to three areas: (1) multi-objective decision-making methods in SWM, including economic, environmental, and social criteria; (2) quantitative methodologies and indicators to assess social dimensions; (3) engaging stakeholders in waste management.

2. Methodology

Our literature review protocol followed the guidelines provided by Kitchenman and Charters [18], and it is in accordance with the preferred reporting items for systematic reviews and meta–analyses (PRISMA) [19] (see Supplementary Materials for the checklist according to PRISMA methodology). The protocol consists of six steps, as presented in Figure 2. The first two steps are presented in Section 1; this section elaborates on the search, selection, and extraction strategies, and the synthesis of the extracted data is presented in Section 3.

2.1. Search Strategy

The PRISMA method provides guidelines for the search, selection, and extraction strategies, which are specified from item #5 to item #15, according to the PRISMA checklist [19]. The first step in the methodology (item #5) is to specify the inclusion and exclusion criteria for the review and grouping for synthesis. The search terms were defined based on keywords and synonyms intended to capture the work completed on multi-objective decision-making for waste management and with a focus on the inclusion and development of a social indicator, Table 2. The stakeholder keyword was added in a search of the literature that expressly included stakeholder input in the development of the indicator. Spelling variants were also considered (e.g., decisionmaking or decision-making), but since no difference was found, they were excluded from the search queries.
The second step in the PRISMA method (item #6) involves specifying the databases and other reference lists and dates of the searches, with the third (item #7) presentingthe search strategy. Four database sources were selected: Web of Science, Science Direct, Engineering Village, and Academic Search Premier. The combination of all keywords in one query returned no results; thus, the keywords were combined in different queries, with one query per research question, as shown in Table 3. Table 3 summarizes the keyword queries in relation to the research question, databases queried, and the date of the search. The articles included in the search belong to one of these categories: journal articles, review articles, research articles, or other articles. The only language included was English, and the timespan covered ranged from January 2011 to January 2022. The search began with 2011 because of the significant increase in publications on MCDM methods applied in SWM after 2010, which was found by Goulart Coelho et al. [9].
On 9 February 2022, we searched for Query 1 in Science Direct. On 10 February 2022, Queries 2 and 3 were searched for in each database, according to Table 3. On 15 February 2022, we conducted a search for Query 1 in Engineering Village. Finally, we updated the database search on 4 August 2023 for all queries. We used the same search queries, except that we narrowed the search timelines from February 2022 to July 2023.

2.2. Selection and Extraction Strategies

We used the PRISMA flow diagram [19] to report the selection of relevant papers (Figure 3). A total of 637 papers were initially identified. The selection process (item #8) to assess whether a study met the inclusion criteria for this review was first conducted according to the article title to eliminate articles outside of our study focus. Specifically, our study bounded the WM system from collection to disposal; hence, the studies solely dedicated to collection were discarded. Household practices, e.g., waste separation, were removed as this research does not target any improvement in user practice. Consequently, we filtered unrelated topics, such as sustainable infrastructure, urban planning, smart cities, utility consumption, environmental sanitation, anti-littering behavior, recycling behavior, consumer behavior, environmental ethics, laws, and taxes. The out-of-scope topics that consider other waste streams that are not municipal solid waste, recycling and technology-specific research, waste generation prediction, waste classification, waste separation, waste collection, and packing waste were also excluded.
Then, the abstracts of the remaining papers were analyzed against the same inclusion criteria topics to eliminate the papers that were irrelevant to this study (Figure 3). The final list consisted of 125 unique papers. In order to account for the study risk of bias assessment (item #11), the filtering of the articles was performed by one researcher and reviewed by a second researcher. Any disagreements on article selection were thoroughly discussed until a consensus among the researchers was reached.
Each of the 125 articles was reviewed to search for information related to the research questions, as presented in Table 4 (item #9). The presence of relevant data was noted, and a qualitative description of these was recorded in Microsoft Excel. The sought data items (items #10a and #10b) refer to decision-making methods, social metrics or indicators, data collection, stakeholders, and WM applications according to each of the research questions defined (Table 4). Another feature considered was uncertainty since there are parameters or variables that can shift decisions significantly based on the value adopted. The methods were classified based on the inclusion of uncertainty as either deterministic or probabilistic methods. In addition, any special remarks or comments from the articles were recorded at the researcher’s discretion. This review does not target quantitative results (i.e., statistics) from the articles selected; hence, the effect measures (item #12) used to present the results refer to the answers to our research questions. The synthesis methods (item #13) that we followed simply tabulated the information collected, according to Table 4. The tabulation of the articles was useful for computing the descriptive statistics of the review (e.g., the percentage of articles reviewed that included the three pillars of sustainability).

3. Results and Discussion

3.1. Overview

The 125 papers reviewed demonstrated the challenge of developing social indicators and the apparent disconnection of this with MODM methods. Direct engagement with stakeholders can guide this task; however, only 12 papers included all three of the research question topics. The distribution of the papers among the areas of interest is presented in the Venn diagram in Figure 4. Decision-making articles were found (shaded area in Figure 4), and their corresponding sustainability indicators are discussed further in Figure 5. It was found that social indicators were more commonly included when using approaches such as questionnaires and surveys, fuzzy theory, and game theory. The quantitative social aspects (e.g., the number of jobs created) were usually included with MODM methods, whereas qualitative social metrics (e.g., social acceptance) were first processed by MADM methods before their consideration in MODM, as MADM more readily receives stakeholder input and facilitates the quantification process of subjective metrics. Geographical representation was not evenly distributed (Figure 6); notably, there were no studies found in the US, and decision-making research is strongly represented in Iran. Social dimension research is more uniformly distributed, but the leading countries are Brazil, India, Italy, and Thailand. Stakeholder involvement research is limited, with prominent studies from India and the United Kingdom.
The decision-making methods were well-represented, with 69 papers, as can be seen in the shaded area in Figure 4. We omitted the literature reviews to end up with a total of 65 papers. From this total, 35 papers included all of the three pillars, and 17 papers examined environmental and economic criteria, with three of these papers also including resource recovery and energy consumption as criteria (Figure 5). Six papers expanded upon the three pillars to include criteria referred to as technical. Two papers included economic and social information, one paper considered environmental and social information, and the remainder discussed only economic or environmental information.

3.2. Multi-Objective Decision-Making

This section reports the findings of reviewing the articles based on the data items in Table 4.

3.2.1. Multi-Objective Decision-Making with Deterministic Models

A total of 14 papers reviewed in the literature considered a multi-objective single-period model, and of these, nine applied mixed-integer linear programming, whereas the other five utilized continuous linear or nonlinear optimization. Another three papers considered a multi-objective in combination with a multi-period formulation using either linear or mixed-integer linear programming (Figure 7). Of all those, eight included a social indicator (Table 5).
A common characteristic in the papers that address social criteria was the inclusion of social aspects in the model’s objective function. Santibañez-Aguilar et al. [23] defined the social aspect as recycled waste, implying a decrease in waste sent to the landfill simultaneously reduced land and water pollution. Further, the reuse processes are assumed to generate jobs, which improves quality of life. Later, Santibañez-Aguilar et al. [24] expanded their model to include a safety objective function to capture the exposure of a population to toxicity due to leaching and burning dumps. Olapiriyakul [25] included a social objective function to account for people living within 1 km of disposal and treatment sites. Comparably, by using distance, Yousefloo and Babazadeh [26] developed a risk function to reflect the population affected by the facilities by assuming an inverse relationship between the distance of the facilities from residential areas. Mostafayi Darmian et al. [27] measured social dissatisfaction by collecting data through questionnaires completed by WM experts. This dimension encapsulated information regarding the annual impact of waste turnover on traffic jams, job creation, social acceptance, and customer satisfaction.
The strategy used to include social aspects in an optimization model by Cucchiella et al. [28] was carried out by using an externality cost in the objective function as “wealth public benefit” (net externality of EUR 9 per ton per incinerator). Similarly, Mavrotas et al. [29] incorporated social aspects into external costs or benefits as an additional term in an objective cost function. Mirdar Harijani, Mansour, and Karimi et al. [30] applied a social life-cycle assessment (S-LCA). The social criteria discussed by the authors was the most sensitive, indicating that when the social score improved, environmental and economic cost worsened significantly.
Table 5. Papers reviewed that applied deterministic multi-objective decision-making.
Table 5. Papers reviewed that applied deterministic multi-objective decision-making.
AuthorCriteriaApplication
Multi-objective mixed-integer
Santibañez-Aguilar et al. [23]Environmental and socialSupply chain optimization
Santibañez-Aguilar et al. [24]Supply chain optimization
Olapiriyakul [25]Economic, environmental, and socialSustainable network design
Yousefloo and Babazadeh [26]Sustainable network design
Mostafayi Darmian et al. [27]Sustainable location-districting
Šomplák et al. [31]Economic and environmentalNetwork design
Mohsenizadeh et al. [32]Facility location
Pluskal et al. [33]Facility location
Ooi et al. [34]Waste allocation
Multi-objective linear and nonlinear
Cucchiella et al. [28]Economic, environmental, and socialImprove performance of sustainable SWM strategies
Sornil [35]Economic and environmentalWaste distribution
Ayvaz-Cavdaroglu et al. [36]Selection of a mixture of SWM technologies based on a given waste composition
Pourreza Movahed et al. [37]Optimize energy consumption of treatment technologies
Boffardi et al. [38]Selection of treatment plants to be built
Multi-objective multi-period using either linear or mixed-integer linear programming
Mavrotas et al. [29]Economic, environmental, and socialStructural, design, and operational optimization of the MSW system
Mirdar Harijani, Mansour, Karimi, et al. [30]Integrated recycling and disposal network for SWM
Mavrotas et al. [39]Economic and environmentalStructural, design, and operational optimization of the MSW system

3.2.2. Multi-Objective Decision-Making with Probabilistic Models

A total of 13 papers applied a probabilistic method, and of those, two included only the economic aspects, four included the economic and environmental aspects, and seven included the economic, environmental, and social aspects. The specific methods implemented and applications are shown in Table 6. The social aspects were incorporated as an objective function in the optimization models in six of the papers and as a constraint in one paper. Some of the techniques used to extract information from stakeholders were surveys [40], fuzzy theory [41], and cross-impact analysis (CIA) [42]. Moreover, a project-specific approach accounting for multiple stakeholder perspectives was implemented with the objective of maximizing the benefit to all; however, this benefit was defined in economic terms rather than in social aspect terms [43].
It is important to include any uncertainties in the parameters of optimization models to reach a more robust solution and better represent real-world applications. Uncertainty was explicitly addressed in all the 13 papers reviewed in this section. Multiple methods were applied to characterize uncertainty (Table 7). Likewise, a variety of uncertain parameters were evaluated, with the most common one considered being waste generation, followed by the amount of waste collected. The consideration of uncertainty was motivated by the lack of data available or the difficulty of estimating an exact value for the parameters. For instance, Habibi et al. [40] forecasted parameters such as the quantity of both recyclable and non-recyclable waste produced per customer per year, whereas Pouriani et al. [52] justified the amount of waste collected as being uncertain since it depends on different factors, such as number of residents, family size, level of education and culture, and monthly income.

3.2.3. Multi-Attribute Decision-Making and Other Methods

Although this review aims to highlight MODM methods, eight articles focused on MADM, and seven articles that presented other decision support frameworks were included here due to their consideration of the three pillars of sustainability. All of the reviewed articles that addressed MADM methods included economic, environmental, and social aspects. These methods can be categorized into three different streams: (i) value-based methods, (ii) outranking methods, and (iii) distance-based methods. Table 8 shows the specific MADM methods and applications found in the literature.
The most frequently used MADM method was AHP. Joel et al. [55] discussed that, when compared to other MCDM tools, AHP is the most widely applied in the field of SWM. Some of the advantages of the method include the possibility of using qualitative and quantitative criteria, its structured nature, which allows for traceability, and its quality assurance as given by consistency indices. However, it was recognized that the main challenge is how to measure intangibles.
Table 9 shows the other decision support methods found in the literature, with all of them addressing social aspects. The LCA and CBA methods also benefit from stakeholder participation in terms of gathering information about the criteria and preferences for SWM systems. For instance, Handakas et al. [61] surveyed participants to investigate the societal acceptability of different technological options, and they conducted a SWOT analysis to create the qualitative attributes of such technological options. The approaches that differ from MCDM methods were game theory and machine learning. Game theory can be used for analyzing and modeling decision-making for multiple stakeholders [10], whereas machine learning allows for the analysis of big databases [62]. Velis et al. [62] utilized the Wasteaware Benchmark Indicators (WABI) dataset, which is available and distributed worldwide.

3.2.4. Combinations of Methods

Multi-criteria problems are characterized by having opposing preferences, which is the nature of the challenging decision-making process. Over the years, researchers have used a mixture of methods with the objective of making more acceptable decisions. Combinations of methods belong to different categories; for instance, various MADM processes are used together to undertake the same problem, or they are combined with MODM. A total of 11 papers applied these combinations; of these, two included economic and environmental aspects, and nine included economic, environmental, and social aspects (Table 10).
Some authors have relied on MADM methods to select the social impacts prior to their inclusion into an optimization framework. Mirdar Harijani et al. [69] utilized fuzzy AHP with input from stakeholders and experts to conduct a social impact assessment. Rabbani et al. [78] created a social score for social sustainability and defined a minimum threshold for such a score. Fuzzy simple additive weighting was used to find the scores according to the experts’ given opinions on local government and SWM. Govind Kharat et al. [74] proposed a fuzzy Delphi method (FDM) to obtain the critical factors obtained from expert groups working in the field of WM for the evaluation of technology alternatives. Rabbani et al. [71] examined the role of nongovernmental organizations (NGOs) in increasing customer environmental awareness (CEA) to decrease MSW. Thus, a noticeable pattern from this collection of papers is the use of MADM methods to define criteria and collect stakeholders’ preferences, a feature that is complicated to achieve when only using MODM methods, making the combination of methods an attractive approach.
Other combinations that are different from the ones mentioned above were used by Gonzalez-Garcia et al. [79], implementing material flow analysis (MFA), LCA, and data envelopment analysis (DEA) to assess and identify the non-sustainable cities in Spain by considering the three pillars of sustainability. Xu et al. [80] developed a multi-objective model to select disposal processes for MSW; LCA was introduced to quantify and evaluate environmental effects. De Souza et al. [81] suggested a multi-criteria decision analysis with LCA to assess sustainability and prioritize system alternatives for WM. MFA, LCA, and cost-benefit analysis were used by Fei et al. [82], along with multi-objective optimization, to select treatment technologies for biowaste management. Nie et al. [83] used CBA for economic performance, LCA to assess environmental impact, and AHP to evaluate social benefit. Gombojav et al. [84] applied LCA and CBA to determine economic and environmental factors. Interviews were used for the social aspect, and then the authors utilized TOPSIS to select the best waste disposal method.

3.3. Social Dimensions

Quantifying the social aspects in terms of SWM is challenging, as it may require significant effort to design unique instruments for gathering data. Further, not all aspects can be captured numerically, and thus, qualitative information is often required to account for the local context of WM systems. In these cases, stakeholders’ perspectives are used as input to measure these social aspects. In order to achieve a more comprehensive measure, researchers must consider multiple stakeholder categories (e.g., worker, consumer, local community, and society), as suggested by Benoît et al. [11]. Authors have used a variety of methods to support the quantification and assessment of the social dimension in SWM. The methods found in this literature review are S-LCA, questionnaires or surveys, social network analysis and stakeholder analysis, fuzzy theory, statistical methods, and other theoretical frameworks.
According to Benoît et al. [11], one can choose between quantitative, semi-quantitative, and qualitative indicators. A quantitative indicator describes the impact of using numbers (e.g., the number of people employed); qualitative indicators use words (e.g., a description of WM strategies in a local community), and semi-quantitative indicators translate qualitative indicators into a yes/no form or a scale, such as a scoring system (e.g., the satisfaction with local strategies, yes-no). The social indicators proposed by researchers in the articles reviewed were grouped according to the definitions used in the publications. The review found that the social indicators were most frequently used for the non-optimization methods (Table 11), involving workers and community. Health and safety appeared 12 times in the articles reviewed, and employment potential emerged 11 times. The other popular social indicators were social acceptance (found 10 times) and public involvement (found seven times). The authors used all forms to define these indicators (i.e., quantitative, qualitative, and semi-quantitative), which contributes to the literature on social indicators and facilitates their inclusion in future research.
Social indicators, particularly those that are more qualitative, can be difficult to measure. Consequently, researchers seek information from many different sources to accomplish this task. The most widely popular data collection methods are field observations, document and records analysis, key informant interviews, historical analysis, and focus groups with stakeholders [85,86,87,88,89,90,91]. Another common method is the application of questionaries [89,90,92,93,94,95,96,97,98]. Some authors have employed survey instruments to guide the data collection process, and these protocols provide insight into the validations and pretesting used before the actual field survey. More time is needed, but these yield higher quality results [99,100,101,102]. Other data collection methods include the use of expert score sheets [83,103], reviews of local context and policies [87], assessments of environmental authority reports [104], the gathering of sustainability indicators from national information system databases, municipal or national agencies [104,105,106], and an examination of newspapers [107].
These data collection methods allow researchers to gather information, but without further processing or analysis, they can, at most, offer evidence for qualitative indicators; this typically provides a starting point for researchers to understand the context and then select general metrics. Then, other methods are used to support the quantification of the social metrics, i.e., to translate qualitative data into semi-quantitative or quantitative data. Stakeholders’ opinions and judgments are usually captured by using a Likert scale, for instance, scores from worst (1) to best (6) [94], satisfaction levels from satisfied (1) to dissatisfied (3) [99], an agreement scale from strongly disagree (1) to strongly agree (5) [95], an inter-relationships scale from no influence to a very high influence [89], sustainable behavior scales from never (0) to always (4) [101], sustainability scores from unsustainable to high sustainability [108], among others. Semi-quantitative metrics were used with fuzzy methods due to their nature to transform human judgment into fuzzy linguistic variables [89]. The authors discussed that this approach is appropriate due to the lack of data, uncertainties, and the qualitative character of indicators, and this provides an effective way to include knowledge and gained experience in the process [95,96]. Statistical methods were explored to understand the data, identify significant metrics, and standardize information. These methods are suitable for semi-quantitative and quantitative indicators, depending on the information collected. For instance, when working with historical data from reports, the outcome is a quantitative metric. Another method that supports quantitative metrics was LCA combined with S-LCA; Costa et al. [109] indicated the potential of S-LCA for the social evaluation of SWM systems and the improvement of participatory methods for the selection of categories, sub-categories, and impact indicators.
One characteristic that describes social metrics is whether the quantification is objective or subjective. Those studies that used MODM generally utilized social indicators that are more quantitative (Table 12). Examples include numeric values, such as number of people, distances, and costs. Whenever the quantification becomes challenging, the introduction of factors has proved to be effective. These factors are presented as risk values, damages to health, social scores, or the percentage of compliance with a desired criterion. Factors are considered semi-quantitative when they use a score given by stakeholders. The authors argued that when surveying a population, they generally tend to agree with the options given, which poses a challenge in data collection efforts [95]. It has been suggested to aggregate the responses from a set of questions to define one social metric [74,94,95,110]. The quantification of these metrics allows researchers to include them in mathematical models as part of the objective function or as a possible constraint for WM systems.
Table 11. List of social indicators used with non-optimization methods.
Table 11. List of social indicators used with non-optimization methods.
IndicatorDefinition (If Any Provided)Type of IndicatorDataReferences
Income-based community well-beingAccount for uplifting the living standards of communityQuantitativePotential employment opportunities, wages, income generation, cost of living[111] LCA/S-LCA
Health and safety,
Damage to human health,
Health footprint,
Occupational injury potential
Mortality, safety, health status, and risks
DALY (disability-adjusted life year),
Nonfatal and fatal accidents/injuries,
Disease, injuries, infections
Quantitative (DALY)
Semi-quantitative
Qualitative
Theoretical concept of DALY
Expert opinion/survey
Survey to residents
Previous studies and current practices
[85] Riddle method and Best-worst method
[98,103,105,109,111,112]
LCA/S-LCA,
[113] SWOT,
[97] Fuzzy projection-based grey analysis,
[96] Interval-valued neutrosophic sets,
[114,115] Literature review
Sanitation equipment provisionSWM workers have the appropriate sanitation equipmentSemi-quantitative Survey to residents[97] Fuzzy projection-based grey analysis
Employment potential,
Employment implication
Number of people employed,
Working conditions,
Provision of employment/creation,
Occupational benefits
Quantitative
Semi-quantitative
Qualitative
Tons of waste, positions needed per ton of waste
Expert opinion/survey
Previous studies and current practices
[85] Riddle method and best-worst method
[88] Integrated assessment scheme (IAS),
[98,103,105,109,112]
LCA/S-LCA,
[113] SWOT,
[114,115] Literature review,
[116] Social network analysis (SNA) and stakeholder analysis (SA)
Quality of life,
Living satisfaction
Odor, noise, traffic, living conditions,
Willingness to continue living in the district
Semi-quantitative
Qualitative
Expert opinion
Previous studies
[103,109,112] LCA/S-LCA
Salary satisfactionSatisfaction level of workers with their monthly salarySemi-quantitativeExpert opinion
Survey to workers in WM
[96] Interval-valued neutrosophic sets,
Workers’ rightsFreedom of association and negotiation, child laborSemi-quantitativeExpert opinion
Survey to workers in WM
[96] Interval-valued neutrosophic sets
Level of social commitment,
Social participation,
Source separation level
% of homes separating waste or % of population eager to participate in waste separation,
Commitment to sustainable guidelines
Quantitative
Semi-quantitative
Qualitative
Survey to households/residents
Expert opinion
[90,117] Questionnaires and surveys,
[91] Importance-Performance Analysis,
[96] Interval-valued neutrosophic sets,
[118] Literature review,
[119] Open-ended interviews
Level of social acceptance,
Public acceptance,
Social/Public perception,
Service quality,
Waste technology acceptance
% of citizens not satisfied with SW services
Quality of WM Solution and facility distance,
Evaluate WM system condition/ facilities,
Socio-demographic + pyscho-environmental
Quantitative
Semi-quantitative
Qualitative
Survey to households/residents
Field visits
Expert opinion
Review of case studies
[85] Riddle method and Best-worst method
[89] Fuzzy decision-making trial and evaluation laboratory (DEMATEL),
[90,94,101] Questionnaires and surveys
[95] Fuzzy logic,
[99] Binary logistic regression,
[115,118] Literature review,
[98] LCA/S-LCA
Community oppositionResidents who disagree with the SWM strategies in placeQualitativeReview of previous studies[120] Literature review
Impact of tourismWaste generated by tourism in places that are tourism-dependentQualitativeReview of previous studies[120] Literature review
Coverage rateCoverage rate collection of SW in relation to populationQuantitativeMunicipality reports of service
Municipality indicators
[104] LCA/S-LCA,
[106] Evaluation of sustainability indicators
Existence of a collector formal organizationWhether there is a formal organization in charge of waste collectionSemi-quantitativeMunicipality indicators[106] Evaluation of sustainability indicators
Social satisfactionNumber of (health) complaints per year or number of environmental complaints per yearQuantitativeMunicipality reports (complaints)
Field visits
Survey to households/residents
[102] Response surface methodology,
[104] LCA/S-LCA
Public participation,
Level of institutional acceptance,
Governance
Participation in SWM at the organizational level: community programs,
Legitimacy to any policies, co-ordination with stakeholders, and institutional coherence
Semi-quantitativeSurvey to households/residents
Field visits
Expert opinion
[88] Integrated assessment scheme (IAS)
[107] Socio-ecological model (SEM),
[121] Literature review,
[90] Questionnaires and surveys
[114] Literature review
Perceived roles and responsibilitiesRoles of stakeholders (i.e., who should take management actions regarding SW)QualitativeSurvey to households/residents
Expert opinion
[119] Open-ended interviews
Level of social demand
Interest
Strong community or public demand and supportQualitativeSurvey to households/residents
Field visits
[90] Questionnaires and surveys,
[116] Social network analysis (SNA) and stakeholder analysis (SA)
Public attitude and behavior,
Level of social interaction,
Public involvement,
Feedback mechanism
Participating in SWM at the individual level (e.g., involved in the selection of new WM policies),
Personal responsibility,
Moral obligation,
Existence of a reporting system for suggestion
Qualitative
Semi-quantitative
Survey to households/residents
Field visits
Expert opinion
[89] Fuzzy decision-making trial and evaluation laboratory (DEMATEL),
[90,94] Questionnaires and surveys,
[100] Confirmatory factor analysis and structural modeling,
[103] LCA/S-LCA,
[110,121] Literature review
Vulnerability,
Level of social inclusion
Account for the influence of SW on subpopulations (children, women, and minorities) in terms of health, income, access to services, and environmental justiceQualitative
Semi-quantitative
Survey to households/residents
Field visits
Federal and state statistics
[90] Questionnaires and surveys,
[121] Literature review,
[108] Sustainability indicator matrix
Social equityEquitable distribution of systems benefits and detriments within a communitySemi-quantitativeSurvey to households/residents
Expert opinion
[87,89] Sustainability indicators,
[89] Fuzzy decision-making trial and evaluation laboratory (DEMATEL)
Public awareness,
Level of Knowledge
Information on SWM systems,
Sources to acquire knowledge
Semi-quantitativeSurvey to household/residents
Expert opinion
[86] Social network analysis (SNA) and stakeholder analysis (SA),
[89] Fuzzy decision-making trial and evaluation laboratory (DEMATEL),
[93] Multiple correspondent analysis,
[99] Binary logistic regression
[100] Confirmatory factor analysis and structural modeling
[107] Socio-ecological model (SEM)
Information credibility,
Service transparency
Management and operation of facilities, technology credibility
clear laws about WM
trust in local government
QualitativeSurvey to households/residents[92,94] Questionnaires and surveys
Willingness to payPublic willing to pay for SWM system current or new Semi-quantitativeSurvey to household/residents[99] Binary logistic regression
NMBYS (not in my backyard syndrome)Acceptance of building facilities 1 km from houses–opposition by residents in proximity to a SWM facilitySemi-quantitativeSurvey to household/residents[87,89] Sustainability indicators,
[92] Questionnaires and surveys
Public communication QualitativeReview of case studies[122] Literature review
Personal attributes
Demographic factors
Age, sex, marital status, occupation, education level, place of residence, and political orientationQualitativeSurvey to household/residents[93] Multiple Correspondent Analysis
[101,110], Questionnaires and surveys
Socioeconomic factorsPopulation, life expectancy, education, income per capita, inequality, and human developmentQuantitative
Qualitative
Municipality records
Survey to household/residents
Expert opinion
[123] Delphi Survey,
[124] Pearson’s correlation and regression analysis
Social factors in terms of the functionality of humans and their responses toward changes in WMSeasonal variations, religion, culture, ethnicity, local/national events, discrimination, resource consumption patterns, shared norms, rural-urban daily migration, philosophical change, attitude-behavior relationship, and resistance to changeQualitativeSurvey to household/residents
Expert opinion
[123] Delphi Survey

3.4. Stakeholders

In this section, we discuss 20 articles that applied specific methods that were used for stakeholder involvement in decision-making for WM. The stakeholders that were usually involved in the decision-making process are listed in Table 13. Similar to the ones listed for social indicators, stakeholder perspectives are captured by using questionnaires [117,125,126,127,128,129], interviews [119,130], literature surveys, and governance [131].
A common practice is to consider stakeholder input when implementing MADM. In this situation, stakeholders provide criteria and weights to rank WM alternatives and eventually recommend the most preferred one for the given situation [8,56,60,67]. Other studies explored the combination of multi-objective optimization with multi-attribute decision-making [69]. For more applications, please refer to Section 3.2.
A different identified approach uses game theoretic approaches to include stakeholders (e.g., companies, academic institutions, local government, the general public, and consultants) in the decision-making process of WM systems [10,66]. A comprehensive review of game theory in WM decision-making was conducted in [132].
Some authors included stakeholders in SWM decision-making by exploring other methods and frameworks. Methods such as strengths, weaknesses, opportunities, and threats (SWOTs) analysis, questionnaires, and interviews were used. Ozturk and Tonuk [131] proposed the evaluation and prioritization of system options using ranking methods and SWOT (R’SWOT) analysis to ensure the participation of the central government and people in the local area. Feo and Williams [127] used a structured questionnaire focusing on understanding and reporting the views and knowledge of people regarding WM operations and facilities. Other questionnaires were used to determine the level of social satisfaction [129] and social involvement [117]. Nguyen et al. [133] conducted face-to-face interviews and a field survey to investigate stakeholders’ opinions from government authorities, workers, the private sector, and WM experts, whereas Fichtel and Duram [119] conducted open-ended interviews to examine the role of the community members and government officials in SWM.
Systematic interviews and qualitative research methods are also presented in the literature. Chen et al. [126] developed an application of FDM based on expert options and then implemented a decision-making trial and an evaluation laboratory (DEMATEL). This methodology aims to analyze the causal relationships among circular economy barriers. Ngullie et al. [128] implemented a conceptual structural equation model (SEM) to identify the critical success factors in MSWM and show their inter-relationships in public-private partnerships. Thakur et al. [134] suggested a total interpretative structural modeling (TISM) approach to analyze stakeholder opinions in the various dimensions of a sustainable SWM system.
Finally, theoretical frameworks were used to analyze SWM by considering stakeholder input. Adam et al. [125] suggested an integrated SWM approach by analyzing the relevant issues on both sides of the market, namely customers and providers. Garnett et al. [130] utilized an empirical framework based on a soft system methodology (SSM) for negotiating the level of public involvement in WM decision-making. Whereas Yukalang et al. [135] proposed an integrated sustainable waste management (ISWM) framework, including the stakeholders affected by or engaged in WM. The authors argued that successful changes in WM require an understanding of the local context, and consequently, extensive community consultation and engagement are important to recognize the challenges of a particular WM system.

4. Recommendations and Perspectives on Future Research in This Area

Based on the articles reviewed and the current developments in SWM decision-making, we propose a closed-loop optimization framework for SWM, as illustrated in Figure 8. This framework presents four stages: (1) model definition, (2) model development, (3) model solution, and (4) post-optimization analysis. It recommends feedback loops to address those issues found in the literature regarding stakeholder involvement. Stakeholders should be consulted in each step of the process; moreover, the results from each stage should be revised and compared against the information from previous stages where the updating or tuning of the parameters needs to be considered. This could help with implementation in practice, as the stakeholders would have a better understanding of the technical models, and the results would be tailored according to their needs. Within the model development stage, the quantification of the criteria highly depends on data availability, and we provide options to adopt this in any case based on the findings derived from this review. In addition, for a model solution, we recommend considering a combination of methods, as is presented in Section 3.2.4; the combination using MODM to generate alternatives followed by MADM to select the most appropriate candidate has been the preferred option selected by several authors. However, we encourage researchers to further explore the combination that works best for the SWM system under study. Finally, for the post-optimization analysis stage, we suggest sensitivity analysis to determine the impact of the parameters on the optimization results.
As developments continue in WM decision-making, we recommend that future studies investigate the definition of frameworks that incorporate and quantify social metrics such that their inclusion in optimization might be streamlined. Social metrics strongly depend on the local context and stakeholders’ perspectives; hence, guidelines and protocols to extract such information are necessary. However, these should be as flexible as possible to allow for the customization of each WM system.
A missing link identified in this review is the connection between the decision-making methods and their practical application. Stakeholders in the WM sector are consulted for input to model WM systems, but limited evidence is available regarding the use and implementation of such models in practice. For instance, Ferronato et al. [117] presented the positive effects on a real-world implementation project where practical actions and theoretical methods were introduced in parallel; moreover, several researchers have successfully applied closed-loop approaches to address similar problems in the circular economy [117,136,137]. Hence, future research in WM should explore other frameworks that work on a circular process to consider the feedback loops that keep stakeholders engaged. This review has engaged the initial steps by suggesting a closed-loop optimization framework (Figure 8). A simple tool integrating several criteria as well as stakeholders’ perspectives is much needed to allow for the practical application of these theoretical perspectives in the decision-making area.

5. Conclusions

In this paper, we have reviewed 125 articles that account for the developments in MODM methods found in the literature, with an emphasis on sustainability criteria and stakeholder involvement in the context of SWM. The findings of this review offer key information to aid researchers in their understanding of the complexities of social aspects in waste management; furthermore, a full list of social metrics, along with definitions and information on the data used for the optimization methods and non-optimization methods applied in previous studies is presented.
The central theme of this review showed that the incorporation of social indicators with MODM is a rather recent occurrence in the literature, with the majority of the studies appearing from 2017 onwards, and these are concentrated in Asia. Network design was a popular application of these MODM methods, with the authors considering the location of treatment facilities, the transportation methods, the selection of technology, and the allocation of waste to the facilities. Moreover, the networks analyzed included both recycling and disposal.
Additionally, three challenging topics for MODM and social indicators have been found: the availability of qualitative versus quantitative data for social indicators, the extension of MODM methods to account for social aspects, and the consideration of stakeholders in all stages of the development of decision-making models. The first two challenges have practical implications for future research considerations and invite waste management professionals and local governments to consider the means of data collection in their facilities. The last challenge lies more in the realm of policy analysis and encourages more focus on the practical implementation of decision-making research.
Finally, we provided answers to the research questions that motivated this review.
RQ1: What multi-objective decision-making methods have been utilized in SWM studies that consider the three pillars of sustainability?
This literature review revealed different MODM methods used in SWM, considering the economic, environmental, and social criteria. In the category of MODM methods, the inclusion of the social pillar of sustainability was most frequently implemented in the objective function; it was rarely used as a constraint that “must” be satisfied. This provided some practical and policy implications for social metrics since the use of constraints could enforce the satisfaction of thresholds based on local law or regulations for the social values instead of a general and open goal of maximizing or minimizing a function.
In these searches, we also found MADM and other methods, as they are useful for developing social indicators; the most frequently used method for this purpose is AHP. The other techniques are PROMETHEE I and II and TOPSIS. All these abbreviations are defined in Table 8. Additionally, the Delphi method has been utilized to select criteria to evaluate WM strategies. Other methods (CBA, LCA, and game theory) have been utilized, albeit less frequently than MODM or MADM.
WM systems are complex in nature, and better results in decision-making have been obtained when using a combination of methods. The strategy identified is the use of methods in a linear process (e.g., MADM, followed by MODM or vice versa). We hypothesize that the process should be transformed into a circular process using a feedback loop, similar to the application of such concepts in the development of closed-loop supply chains in a circular economy [136]. This could allow for an adjustment of the parameters and help update information based on previous results. Moreover, this loop can provide an organic path to keep stakeholders involved and generate a useful solution that has a greater chance of being implemented.
RQ2: How have the authors quantified and assessed the social dimension in SWM?
Unlike economic indicators, which can be unmistakably expressed in costs and dollars and are commensurate from system to system, the social dimension has been articulated differently by the authors. These differences are driven by the setting, the research questions, the decision envelope, and the availability of the data. Consequently, there is no standard form for defining and selecting a set of social indicators. These features make the social dimension unique and worthy of further research.
One key feature during the quantification process of social indicators is stakeholders’ involvement (see RQ3 below). The authors relied on interviews, focus groups, and field observations to obtain relevant information. The quantification process could be represented as first collecting information from the stakeholders to determine which social indicators are suitable for the system under study, then determining the importance of such indicators by means of, again, using stakeholder input, translating the information obtained into a quantitative measure, and finally introducing that measure into a SWM system.
Frequently, when there was information available, the authors opted for statistical methods to identify SWM indicators. Contrarily, with a lack of data, fuzzy theory, questionnaires or surveys, social network analyses, and stakeholder analyses were the preferred methods. These methods captured the current dynamics, roles, and needs of the system and provided alternatives to translating the qualitative data into semi-quantitative data. Because these field-based data are costly to acquire in terms of logistics, time, travel, and analysis, there is an availability bias of data accounting for social dimensions: the data that are most easily attained are those that are included. Data limitation is a constraint in the social dimension definition due to the project-specific input needed; however, it was found that on certain occasions, the local, national, and international databases are useful sources of information. This motivates the sharing and integration of databases, as well as the need for waste management facilities to keep records of measurable information for data analysis.
RQ3: How have the authors introduced stakeholders’ perspectives in waste management?
Stakeholders’ perspectives are generally included in the optimization framework through MADM. In these situations, multi-objective optimization is utilized along with techniques such as TOPSIS and AHP. MADM has been demonstrated to be an effective instrument for considering stakeholders’ preferences about WM strategies. These preferences might come from selecting the criteria to assess such strategies, then ranking the alternatives, and eventually recommending the most appropriate one. Stakeholder perspectives are context-dependent. The other techniques used for stakeholder involvement in WM include SWOT analysis, questionnaires, interviews, and game theoretic approaches.
The authors agreed that to successfully manage a waste system, it is vital to understand the local context where a WM system is located, and hence, community consultation is essential for recognizing the potential challenges and improvements to a WM system.

Supplementary Materials

The following supporting information can be downloaded at: https://www.mdpi.com/article/10.3390/su151813316/s1, PRISMA 2020 Checklist [19].

Author Contributions

C.C., R.G.M. and D.M.H. conceptualized the larger study and secured funding. J.G.-L. and R.G.M. conceptualized the analysis. J.G.-L. conducted the literature review. J.G.-L. wrote the original draft. C.C., R.G.M. and D.M.H. edited the manuscript. All authors have read and agreed to the published version of the manuscript.

Funding

This research was funded by the National Science Foundation, Decision Risk and Management Sciences “Engaging communities to discover environmentally and socially optimal waste management decisions” DRMS 2049210. This work was supported by the USDA National Institute of Food and Agriculture, McIntire Stennis, project 1021674.

Institutional Review Board Statement

This study is a review paper and does not involve ethical issues.

Informed Consent Statement

This study is a review paper and does not involve ethical issues.

Data Availability Statement

Data are available upon request from the authors.

Conflicts of Interest

The authors declare that they have no conflict of interest.

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Figure 1. Decision support framework classification in WM.
Figure 1. Decision support framework classification in WM.
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Figure 2. Literature Review Protocol.
Figure 2. Literature Review Protocol.
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Figure 3. PRISMA flow diagram.
Figure 3. PRISMA flow diagram.
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Figure 4. Venn diagram of the three areas considered in the literature review.
Figure 4. Venn diagram of the three areas considered in the literature review.
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Figure 5. Distribution of sustainability indicators in SWM.
Figure 5. Distribution of sustainability indicators in SWM.
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Figure 6. Geographical location of articles (by area) considered in the review.
Figure 6. Geographical location of articles (by area) considered in the review.
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Figure 7. Deterministic multi-objective decision-making distribution.
Figure 7. Deterministic multi-objective decision-making distribution.
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Figure 8. Closed-loop optimization framework for SWM.
Figure 8. Closed-loop optimization framework for SWM.
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Table 1. Previous review articles related to decision support frameworks in WM.
Table 1. Previous review articles related to decision support frameworks in WM.
Review ArticleNumber of Articles AnalyzedDecision Support FrameworkThree Pillars of Sustainability
Pires et al. (2011) [14]N/SCBA, LCA, MCDM, and othersYes
Achillas et al. (2013) [15]79MADMYes
Allesch and Brunner (2014) [6]151LCA, MADMYes
Goulart Coelho et al. (2017) [9]260MCDMYes
Singh (2019) [16]N/SMCDMNo
Garcia-Garcia (2022) [17]43MADMYes
Table 2. Keywords and their synonyms.
Table 2. Keywords and their synonyms.
KeywordSynonyms and VariantsSource
1Multi-objective decision-makingMulti-objective optimization
Multi-objective stochastic optimization
[9]
2Solid waste managementMunicipal waste management[15]
3Sustainability criteriaEconomic, environmental, social[20]
4Quantitative methodsMeasurable methods[21]
5Social dimensionSocial aspects
Social measure
[22]
6Stakeholders’ opinion--
Table 3. Queries per database source.
Table 3. Queries per database source.
Research QuestionDatabase QueriedKeywords Searched
Query 1What multi-objective decision-making methods have been utilized in solid waste management that consider the three pillars of sustainability?Engineering Village((((((multi objective optimization OR multi objective decision making OR multi objective stochastic optimization) AND (solid waste management OR municipal waste management) AND (sustainable criteria OR (economic AND environmental AND social)))) WN ALL)) AND ({ja} WN DT)) AND ({english} WN LA))
Science Direct(multi objective optimization OR multi objective decision making OR multi objective stochastic optimization) AND (solid waste management OR municipal waste management) AND (sustainable criteria OR (economic AND environmental AND social)
Query 2How have the authors quantified and assessed the social dimension in solid waste management?Web of ScienceTS = ((social dimension OR social aspects OR social measure) AND (solid waste management OR municipal waste management))
Query 3How have the authors introduced stakeholders’ perspectives in solid waste management?Web of Science‘TS = ((stakeholder opinion) AND (solid waste management OR municipal waste management))
Engineering Village((stakeholder opinion) AND (solid waste management OR municipal waste management))
Academic Search Premier((stakeholder opinion) AND (solid waste management OR municipal waste management))
Science Direct((stakeholder opinion) AND (solid waste management OR municipal waste management))
Table 4. Data items to extract from articles.
Table 4. Data items to extract from articles.
Research Question TopicData Items
Q1: Multi-objective decision-making methodDecision-making method
Deterministic or probabilistic classification
Three pillars of sustainability
Application
Uncertainty
Q2: Social dimensionMethod
Metrics or indicators used
Data collection
Application
Q3: Stakeholders’ involvementMethod
Stakeholder list
Data collection
Application
Table 6. Papers reviewed that applied probabilistic multi-objective decision-making.
Table 6. Papers reviewed that applied probabilistic multi-objective decision-making.
AuthorCriteriaSpecific MethodSocial IndicatorApplication
Habibi et al. [40]Economic, environmental, and socialMulti-objective robust optimizationVisual pollution, determined through stakeholder surveySite selection and capacity allocation of recycling and disposal facilities
Edalatpour et al. [44]Multi-tiered reverse logistics Economic impact, social cost of carbon (1)Sustainable network design
Mamashli and Javadian [45]Multi-objective mixed integer linear programming (LP)Worker safety, population-based location risk, and job opportunitiesSustainable network design
Xu et al. [46]Multi-objective mixed-integer dynamic modelJob opportunitiesSelection of treatment technologies
Abdollahi et al. [47]Two-stage stochastic programmingJob opportunitiesSustainable network design
Mirdar Harijani and Mansour [41]Multi-period two-stage stochastic modelDamage to workers, social acceptance, job opportunities, quality of products, and annual turnoverSustainable network design
Yousefloo et al. [42]Multi-objective scenario-based robust stochastic optimization modelSocial score using seven indicatorsSustainable network design
Zhang et al. [48]Economic and environmentalInexact reverse logistics modelNASupply chain optimization
Yin et al. [49]Inexact two-stage multi-objective planning (ITMOP) modelNAWaste allocation and facility capacity expansion decisions
Liang et al. [50]Multi-objective programming using interval-valued fuzzy numbersNAWaste treatment facility planning and waste stream allocation strategies
Li et al. [51]Crisp and fuzzy optimization with max-min aggregationNASustainable network design
Diaz-Barriga-Fernandez et al. [43]EconomicMulti-objective multi-stakeholder optimizationNAStrategic planning of the MSWM system
Pouriani et al. [52]Bi-level mixed-integer LP using a scenario-based robust optimization approachNAFacility location and waste allocation
Notes: (1) The authors argued that according to the US Environmental Protection Agency (EPA), SCC represents the damage avoided due to emission reduction and can, therefore, be considered as the social benefit for reducing CO2 emissions. NA: Not applicable is specified in the table for those papers that did not consider social aspects.
Table 7. The uncertain parameters and methods used to address uncertainty.
Table 7. The uncertain parameters and methods used to address uncertainty.
Uncertain ParametersMethod
Waste generationChance-constrained programming [44]
Scenario-based analysis [40]
Fuzzy average function [46]
Sample average approximation [47]
Fuzzy best-worst method [30]
Interval-valued fuzzy numbers [50]
Robust optimization [42]
Waste availability Optimistic, mean, and worst-case scenarios [43]
Prices of products made from recovered wasteOptimistic, mean, and worst-case scenarios [43]
Interval-valued fuzzy numbers [50]
Robust optimization [42]
Amount of waste collected Robust optimization [40]
Chance-constrained fuzzy programming [45]
Fuzzy average function [46]
Purchasing cost of vehiclesChance-constrained fuzzy programming [45]
Capacity of facilities
Customer demandChance-constrained fuzzy programming [45]
Robust optimization [42]
Waste compositionFuzzy average function [46]
Population growth rate
Technical-economic parametersInterval parameter programming [49]
Fuzzy optimization [51]
Robust optimization [42]
Planning and inventory control (variables and parameters)Interval parameter programming [48]
Waste distribution process (variables and parameters)
Waste disposal (variables and parameters)
Emission factors Fuzzy optimization [51]
Robust optimization [42]
Table 8. Papers reviewed that applied multi-attribute decision-making.
Table 8. Papers reviewed that applied multi-attribute decision-making.
AuthorMADM StreamSpecific MethodCriteriaApplication
A. Effat and N. Hegazy [53]Value-based methodsAnalytical Hierarchy Process (AHP)Economic, environmental, and socialLandfill location sites
Tot et al. [54]Evaluate key indicators and sub-indicators for sustainable WM
Joel et al. [55]SWM strategy selection
Sun et al. [56]Treatment technology selection
Le et al. [57]Treatment technology selection
Santos et al. [58]Outranking methodsPreference Ranking Organization Method for Enrichment Evaluations (PROMETHEE)SWM strategy selection
Delgado et al. [59]Distance-based methodsTechnique for preference by similarity to the ideal solution (TOPSIS)SWM strategy selection
Coban et al. [60]TOPSIS, PROMETHEE I, and PROMETHEE IIInvestigate various disposal techniques
Table 9. Papers reviewed that applied other decision support methods.
Table 9. Papers reviewed that applied other decision support methods.
AuthorMethodCriteriaApplication
Tulokhnova and Ulanova [63]LCA-integrated waste management (LCA-IWM)Economic, environmental, and socialIdentify the most appropriate direction for the current WM
Handakas et al. [61]CBA and LCASustainably manage MSW and minimize the volume of waste disposed of in landfill sites
Chifari et al. [64]Network theoryGenerate informed deliberations about policies concerning SWM
Rodrigues et al. [65]Multi-criteria decision aid–constructivist (MCDA-C)Develop criteria and compare strategic objectives and available performance information
Karmperis et al. [10]Game-theoretic decision supportSurvey/Literature review
Palafox-Alcantar et al. [66]Hybrid game theory approach and AHPEncourage co-operation between stakeholders to adopt circular economy principles for SWM in cities
Velis et al. [62]Random forest and univariate nonlinear regressionEconomic and socialProvide a set of indicators and assess the level of progress for 40 countries
Table 10. Papers reviewed that applied a combination of MADM and MODM methods.
Table 10. Papers reviewed that applied a combination of MADM and MODM methods.
First Method Second Method
MADMMODMUseMADMMODMUseApplicationReference
AHP Scenario development and weight of the importance of criteriaVIKOR Evaluate alternatives and enable ranking of scenariosSelection of MSWM waste treatment alternativesVučijak et al. [67]
TOPSIS Ranking scenariosVIKOR Sensitivity analysisSelecting optimal disposal options for generated wasteAghajani Mir et al. [68]
Multi-objective mixed-integer programObtain several alternativesTOPSIS Select the most preferable solutionGenerate a sustainable configuration for MSWMMirdar Harijani et al. [69]
Fuzzy AHP Determine the relative importance of selected objectives Multi-objective mixed-integer nonlinear programIdentified the most beneficial set of strategiesWaste-to-energy management strategiesAbdallah et al. [70]
Multi-objective mixed-integer nonlinear programDetermine the possible locationsAHP Select a solutionLocation of transfer stationsRabbani et al. [71]
Multi-objective optimization modelDetermine the set of technologiesVIKOR Search for the final decision schemesSelect technologies for a SWM treatment systemChen et al. [72]
Delphi and TOPSIS Assess and grade alternative locations for siting facilities Multi-objective mixed-integer programDetermine capacities, routes, and recycling and treatment technologies.Facility location and planningAsefi and Lim [73]
Fuzzy AHP Obtain the weights and importance degree of each criterionFuzzy TOPSIS Selection of appropriate alternativesSelection of treatments and disposal technologiesGovind Kharat et al. [74]
Multi-objective mixed-integer nonlinear programDetermine the technology alternatives and waste allocationTOPSIS Selection of the most preferred solutionSelecting sustainable waste final disposal technologies for MSW treatmentHeidari et al. [75]
Weighted sum model (WSM) and weighted product model (WPM) Calculate the weights of each criterionTOPSIS Ranking of alternatives Assess the sustainability of SW treatment techniquesOmran et al. [76]
Fuzzy AHP Calculate the weights of each criterionFuzzy TOPSIS Ranking of suitable scenariosSelection of treatment technology for MSWGaur et al. [77]
Notes: AHP: analytic hierarchy process; VIKOR: Viekriterijumsko Kompromisno Rangiranje: Serbian term for multi-criteria optimization and compromise solution; TOPSIS: technique for preference by similarity to the ideal solution; MSWM: municipal solid waste management.
Table 12. List of social indicators used with MODM and MADM methods.
Table 12. List of social indicators used with MODM and MADM methods.
IndicatorDefinition (If Any Provided)Optimization UseType of IndicatorDataReferences
Reused wastePercentage of reused waste, Linked to the rationale that reusing the process generates jobs Objective function (OF): MaximizationQuantitativeReports from national and international environmental agencies[23]
Safety Risk associated due to exposure to toxic gases by burning waste and due to leaching expressed as the number of fatalities. OF: Minimization QuantitativeRisk analysis reports and government’s institutions[24]
People or population affectedNumber of people living within a certain distance from facilities (some authors considered a radius of 1 km) OF: Minimization QuantitativeGIS data to measure the amount of residential area affected based on population density data.[25,26]
Social dissatisfaction Includes traffic jams, job creation, social acceptance, and customer satisfactionOF: Minimization QuantitativeMunicipality databases (e.g., department of statistics, department of construction and development)[27]
Wealth public benefitExternality cost per ton for incinerator Term within financial aspects using future net present value: Maximization QuantitativeEuropean commission cost-benefit analysis guidelines[28]
External costs or benefits Associated with impacts on quality of life, electricity consumption/displacement, compost use, and recycling of materialsAdditional term in the cost OF: Minimization QuantitativeEnvironmental reports from consultancy agencies (e.g., Eunomia)[29]
Social scoreBased on S-LCA considering five inventory indicators: job opportunities, social acceptance, damage to worker, annual turnover, and quality of products Constraint: guarantees that the social score of the network should be greater than or equal to a certain value


OF: Maximization
Semi-quantitativePanel of experts [30,41]






[42]



 
Use cross-impact analysis (CIA) method considering indicators: people displacement, disturbance to infrastructure, heatwave, health risk, job creation, impact on land value, community acceptance, and local economy development
Visual pollution Any damage to the population view of the areaOF: Minimization Semi-quantitativeQuestionnaire to people living in the region, latest census information[40]
Social cost of carbonDamage avoided due to an emission reductionTerm in the economic OF: MaximizationQuantitativeTechnical report from a government agency[44]
Worker’s safety
Health and Safety
Lost days caused by work damages,
Damage to worker,
Health and safety of employees involved
Term in a social impact OF: Minimization

Criteria for decision-making
Quantitative


Semi-quantitative
Expert’s opinion
Municipality records, existing literature
[45,69]



[57,74,76,77]
Population-based location riskRisk factor based on fuzzy FMEATerm in a social impact OF: MinimizationSemi-quantitativeExpert’s opinion[45]
Job opportunitiesNumber of jobs created (some authors considered fixed and variable job opportunities),
Number of new employees
Term in a social impact OF: Maximization

Criteria for decision-making
Quantitative


Semi-quantitative
Expert’s opinion
Municipality records, existing literature
[45,46,47,69,75]



[57,67,76,84]
Social acceptance
Public acceptance
Societal consensus on the planned scenario, and this is determined on the basis of interviews with stakeholders,
Technology identified should be accepted socially
OF: Maximization



Criteria for decision-making
Quantitative



Semi-quantitative
Expert’s opinion
Municipality records, existing literature
[69]



[57,67,74,76,84]
Reaching objectivesReaching the objectives of the national strategies Criteria for decision-makingSemi-quantitativeExpert’s opinion[67]
NGOs roleExpense of NGOs for increasing environmental awareness of people based on the rationale of the NGOs’ role in increasing CEA causes a decrease in produced wasteConstraint: guarantees to not exceed the total budget of NGOsQuantitativeMunicipality records[71]
Suitability IndicatorIncludes proximity to residential areas, land cover, proximity to surface water, groundwater contamination risk, population density nearby, proximity to major roads, soil type, slope, and altitude.OF: MaximizationSemi-quantitativeExpert’s opinion[73]
Table 13. Stakeholders that are typically involved in decision-making found in the reviewed literature.
Table 13. Stakeholders that are typically involved in decision-making found in the reviewed literature.
Stakeholder List
Local authorities/politicians (e.g., government officials)
Environmental legislation agencies and other government agencies
Nongovernmental organizations (NGOs)
Community-based organizations (CBOs)/local representatives
Service users/local citizens
Private and formal sector
Manufacturers/industries
Donor agencies
Waste management professionals
Experts/academics/researchers (e.g., in environmental science, economy, sociology, soil science, civil engineering)
Technicians
Policymakers
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Gutierrez-Lopez, J.; McGarvey, R.G.; Costello, C.; Hall, D.M. Decision Support Frameworks in Solid Waste Management: A Systematic Review of Multi-Criteria Decision-Making with Sustainability and Social Indicators. Sustainability 2023, 15, 13316. https://doi.org/10.3390/su151813316

AMA Style

Gutierrez-Lopez J, McGarvey RG, Costello C, Hall DM. Decision Support Frameworks in Solid Waste Management: A Systematic Review of Multi-Criteria Decision-Making with Sustainability and Social Indicators. Sustainability. 2023; 15(18):13316. https://doi.org/10.3390/su151813316

Chicago/Turabian Style

Gutierrez-Lopez, Jenny, Ronald G. McGarvey, Christine Costello, and Damon M. Hall. 2023. "Decision Support Frameworks in Solid Waste Management: A Systematic Review of Multi-Criteria Decision-Making with Sustainability and Social Indicators" Sustainability 15, no. 18: 13316. https://doi.org/10.3390/su151813316

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