Multi-Objective Optimization for High-Performance Building Facade Design: A Systematic Literature Review
Abstract
:1. Introduction
1.1. Background
1.2. Related Review Studies
1.3. This Review
2. Systematic Literature Review on Multi-Objective Optimization for High-Performance Building Facade Design
2.1. Search Strategy and Systematic Literature Review Process
2.1.1. Term Occurrences and Co-Occurrence Links
2.1.2. Title and Abstract Screening
- i.
- Only publications containing building facade design strategies or related keywords (such as passive design strategy) were included.
- ii.
- Publications that explicitly used multi-objective optimization strategies were included.
- iii.
- In the first screening step, a total of 193 records were excluded from the study as they did not meet the pre-defined inclusion criteria, particularly in terms of the research scope and optimization topic.
- i.
- Review papers related to multi-objective building design optimization were excluded in order to focus only on publications concerned with building facade design optimization algorithms.
- ii.
- Publications that did not provide sufficient information to directly contribute to the understanding of multi-objective building facade optimization algorithms were excluded.
- iii.
- To focus solely on optimizing algorithms for solving building facade design problems, we excluded publications related to multi-objective optimization for passive design or building retrofitting strategies that encompass floor plans, roofs, or active systems that could influence the selection of optimization algorithm.
2.1.3. Full-Text Screening
3. Features of Building Facade Optimization
3.1. Objective Functions
Author (s) | Year | Type * | Method | Objective Functions | Design Variables | ||||||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|---|
R | O | E | H | T | Energy | Eco. | Env. | Daylight | Thermal | Orientation | Window | Shading | Wall | Glazing | Airtightness | ||||
[3] | Caldas and Norford | 2003 | √ | GA | √ | √ | √ | √ | √ | ||||||||||
[32] | Zemella et al. | 2011 | √ | ENN | √ | √ | √ | √ | |||||||||||
[33] | Gagne and Andersen | 2012 | √ | GA | √ | √ | |||||||||||||
[34] | Bogar et al. | 2013 | √ | NSGA-II | √ | √ | √ | ||||||||||||
[1] | Gossard et al. | 2013 | √ | ANN + GA | √ | √ | |||||||||||||
[35] | Wright et al. | 2014 | √ | NSGA-II | √ | √ | √ | ||||||||||||
[36] | Jayedi et al. | 2014 | √ | ANN + GA | √ | √ | |||||||||||||
[37] | Kasinalis et al. | 2014 | √ | NSGA-II | √ | √ | √ | √ | √ | √ | |||||||||
[38] | Echenagucia et al. | 2015 | √ | NSGA-II | √ | √ | √ | ||||||||||||
[39] | Chatzikonstantinou et al. | 2015 | √ | DE | √ | √ | √ | ||||||||||||
[40] | Wu et al. | 2016 | √ | NSGA-II | √ | √ | √ | √ | |||||||||||
[41] | Ascione et al. | 2016 | √ | NSGA-II | √ | √ | √ | √ | √ | ||||||||||
[42] | Xu et al. | 2016 | √ | NSGA-II | √ | √ | √ | ||||||||||||
[43] | Azari et al. | 2016 | √ | ANN + GA | √ | √ | √ | √ | √ | ||||||||||
[44] | Karaman et al. | 2017 | √ | NSGA-II | √ | √ | √ | ||||||||||||
[45] | Fan and Xia | 2017 | √ | GA | √ | √ | √ | √ | |||||||||||
[46] | Narangerel et al. | 2017 | √ | GA | √ | √ | √ | √ | √ | ||||||||||
[47] | Bingham et al. | 2017 | √ | NSGA-II | √ | √ | √ | √ | |||||||||||
[48] | Kang et al. | 2018 | √ | NSGA-II | √ | √ | √ | √ | √ | ||||||||||
[49] | Chen et al. | 2018 | √ | NSGA-II | √ | √ | √ | √ | √ | √ | |||||||||
[50] | Cascone et al. | 2018 | √ | NSGA-II | √ | √ | √ | √ | √ | ||||||||||
[51] | Grygierek et al. | 2018 | √ | NSGA-II | √ | √ | √ | √ | √ | √ | √ | ||||||||
[52] | Shen | 2018 | √ | SPEA-2 | √ | √ | √ | √ | |||||||||||
[30] | Shahbazi et al. | 2019 | √ | SPEA-2 | √ | √ | √ | ||||||||||||
[53] | Yi | 2019 | √ | NSGA-II | √ | √ | √ | ||||||||||||
[54] | Ascione et al. | 2019 | √ | GA | √ | √ | √ | √ | √ | ||||||||||
[55] | Torres-Rivas et al. | 2019 | √ | NSGA-II | √ | √ | √ | √ | |||||||||||
[56] | Jalali et al. | 2020 | √ | SPEA-2 | √ | √ | √ | ||||||||||||
[57] | Kim and Clayton | 2020 | √ | SPEA-2 | √ | √ | √ | ||||||||||||
[26] | Chang et al. | 2020 | √ | GA | √ | √ | √ | √ | √ | √ | √ | ||||||||
[31] | Zhao and Du | 2020 | √ | NSGA-II | √ | √ | √ | √ | √ | ||||||||||
[58] | Yilmaz et al. | 2020 | √ | PS + PSO + HJ | √ | √ | √ | √ | √ | √ | |||||||||
[59] | Pilechiha et al. | 2020 | √ | SPEA-2 | √ | √ | |||||||||||||
[60] | Ciardiello et al. | 2020 | √ | NSGA-II | √ | √ | √ | √ | √ | √ | √ | ||||||||
[61] | Wang et al. | 2020 | √ | NSGA-II | √ | √ | √ | √ | √ | √ | √ | √ | √ | ||||||
[20] | Acar et al. | 2021 | √ | NSGA-II | √ | √ | √ | √ | √ | √ | |||||||||
[62] | Naji et al. | 2021 | √ | NSGA-II | √ | √ | √ | √ | √ | √ | |||||||||
[63] | Lin et al. | 2021 | √ | NSGA-II | √ | √ | √ | √ | √ | ||||||||||
[64] | Nasrollahzadeh | 2021 | √ | SPEA-2 | √ | √ | √ | √ | √ | √ | √ | ||||||||
[65] | Abdou et al. | 2021 | √ | NSGA-II | √ | √ | √ | √ | |||||||||||
[66] | Belhous et al. | 2021 | √ | NSGA-II | √ | √ | |||||||||||||
[67] | Xu et al. | 2021 | √ | NSGA-II/MOPSO | √ | √ | √ | ||||||||||||
[68] | Lin and Yang | 2021 | √ | ANN + GA | √ | √ | √ | √ | √ | ||||||||||
[69] | Mashaly et al. | 2021 | √ | SPEA-2 | √ | √ | √ | ||||||||||||
[70] | Albatayneh | 2021 | √ | GA | √ | √ | √ | √ | √ | √ | √ | √ | |||||||
[71] | Yao et al. | 2022 | √ | SPEA-2 | √ | √ | √ | √ | √ | ||||||||||
[29] | Seghier et al. | 2022 | √ | NSGA-II | √ | √ | √ | √ | |||||||||||
[72] | Wu and Zhang | 2022 | √ | SPEA-2 | √ | √ | √ | √ | √ | √ | √ | ||||||||
[73] | Xu et al. | 2022 | √ | ANN + GA | √ | √ | √ | √ | √ | √ | √ | ||||||||
[74] | Semahi et al. | 2022 | √ | NSGA-II | √ | √ | √ | √ | √ | ||||||||||
[75] | Xu et al. | 2022 | √ | NSGA-II | √ | √ | √ | √ | √ | √ | √ | ||||||||
[76] | Zong et al. | 2022 | √ | NSGA-II | √ | √ | √ | √ | |||||||||||
[25] | Himmetoglu | 2022 | √ | ANN + GA | √ | √ | √ | √ | √ | ||||||||||
[77] | Nazari et al. | 2023 | √ | NSGA-II | √ | √ | √ | √ | |||||||||||
[78] | Wang et al. | 2023 | √ | NSGA-II | √ | √ | √ | √ | √ | √ | |||||||||
[23] | Elsheikh et al. | 2023 | √ | NSGA-II | √ | √ | √ | √ | √ | √ |
3.2. Design Variables
4. Optimization Algorithms Optimization for Multi-Objective Building Facade
4.1. Hooke–Jeeves
4.2. Heuristic Algorithms
- Most optimization problems are complex multi-model problems with discrete design variables. Derivative-free heuristic algorithms have a strong ability to solve such problems.
- The procedure of BFO usually needs to satisfy the time constraint in the early design stage. Heuristic algorithms can run parallel simulations more efficiently, thus greatly reducing computational cost.
- Building facade design needs to maintain the diversity of different design variables and techniques. Therefore, the heuristic algorithms, especially the evolutionary algorithms with niche methods, which can collect a variety of different design variables, are more feasible for solving BFO problems.
- GA effectively handles multidimensional, non-differentiable, and non-continuous problems.
- GA quickly provides Pareto optimal solutions early in the optimization process through parallel simulations.
- GA’s niching method provides multiple solutions during evolution.
- GA runs reach acceptable optima in reasonable time.
4.3. MLA/ANN-Integrated-Based Heuristic Algorithms
5. Simulation-Based Building Optimization Technique
- Input Design Variables: Architects provide essential design variables such as window-to-wall ratio (WWR), U-value, shading system, and glazing types. These serve as design variables for the Building Facade Optimization (BFO) problem.
- Define Design Objectives: Architects define the design objectives for the BFO problem, outlining what needs to be optimized in terms of building facade performance.
- Optimization Algorithm Selection: Architects select an appropriate optimization algorithm and configure its parameters to meet the requirements of the problem.
- Optimization Algorithm Execution: The selected optimization algorithm begins its actions, initiating computational modeling and simulations.
- Simulation Engine Execution: The lighting/thermal simulation engine performs in dynamic simulations, producing results that meet the specified design objectives.
- Result Selection Mechanism: The optimization algorithm selection mechanism evaluates the simulation results and determines the results that meet the optimization objectives.
- Post-Processing Module: A post-processing module kicks in and extracts the Pareto fronts from the simulation results. These fronts represent the optimal trade-off solutions between conflicting objectives.
6. Discussion and Conclusions
6.1. Discussion
6.2. Conclusions and Suggestions for Further Work
- Delving deeper into the analysis and comparison of evaluation criteria tailored to optimization algorithms, specifically addressing the challenges posed by building facade optimization.
- Uncovering the intricate interplay between design variables and the effectiveness of optimization algorithms, offering insights into the ways in which design choices impact algorithm performance.
- Crafting research endeavors that align with the practical constraints confronting architectural firms, acknowledging time limitations during the early design stages that frequently dictate decision-making timelines.
- Pioneering the creation of comprehensive platforms that integrate architectural design, simulation, and optimization tools seamlessly, promoting a cohesive design process.
- Addressing compatibility issues through optimization platforms that integrate seamlessly with 3D CAD software improves user friendliness for architects.
- Creation of optimization tools designed for integration with popular 3D architectural design platforms, revolutionizing architect communication with clients through visualized and optimized design solutions.
- Empowering architects with the ability to develop and incorporate bespoke algorithms within optimization processes, fostering innovation and tailoring algorithms to specific design challenges.
- Further refining and expanding architect-friendly environments is crucial in harmoniously blending in-depth building performance simulation with real-time reflection of 3D design models.
- A concerted focus on optimization algorithms will enhance their selection, adaptation, and enhancement, addressing unique challenges that arise in diverse building optimization scenarios.
- Advancing algorithms and ATC approaches is key to harnessing the strengths of multiple algorithms and achieving improved optimization outcomes.
- Additionally, formulating systematic optimization frameworks that can handle the intricacies of complex multi-objective building facade optimization problems is essential.
- This ensures architects can harness the full potential of optimization beyond simulation surrogates. Advocating for the integration of optimization concepts into architectural education is essential to equip architects with the ability to utilize optimization for data analysis, form exploration, and fine-tuning building design variables to enhance overall performance.
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
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Database | Keywords | Results |
---|---|---|
WOS | (TS = (building facade) OR TS = (building envelope) OR TS = (building skin)) AND (TS = (multi-objective) OR TS = (two-objective) OR TS = (triple-objective)) AND (TS = (optimization) OR TS = (optimize)) | 376 |
Scopus | TITLE-ABS-KEY (building AND (facade OR envelope OR skin) AND (multi-objective OR two-objective OR triple-objective) AND (optimization OR optimize)) | 326 |
Total After Deduplication | 459 | |
Total After Title Screening | 266 | |
Total After Abstract Screening | 110 | |
Total After Full-text Screening | 56 |
Building Type | Number in the Reviewed Literature |
---|---|
Office | 26 |
Residential | 19 |
Education | 3 |
Hospital | 1 |
Tourism | 1 |
Design Variables | Continuous | Discrete |
---|---|---|
Building orientation | √ | |
Window system | ||
Window area | √ | |
length | √ | |
width | √ | |
Shading system | ||
shading depth | √ | |
distance between fins or shading blinds | √ | |
tilt angle of fins and blinds | √ | |
solar absorptance | √ | |
reflectance of the shading material | √ | |
Building facade (exterior wall and roof) | ||
thermal transmittance of material | √ | |
solar absorbance of material | √ | |
thickness of layer | √ | |
Glazing system | ||
glazing properties (U-value, τ-value, SHGC) | √ | |
Infiltration rate | √ |
Author (s) | Year | Method | Simulation Tool | Optimization Tool | |
---|---|---|---|---|---|
[3] | Caldas and Norford | 2003 | NSGA | DOE-2 | N/A |
[32] | Zemella et al. | 2011 | Evolutionary Neural Network Design (ENN-Design) | EnergyPlus | N/A |
[33] | Gagne and Andersen | 2012 | Micro-GA | Lightsolve Viewer (LSV) | N/A |
[34] | Bogar et al. | 2013 | NSGA-II | EnergyPlus | ePlusOpt + MATLAB |
[1] | Gossard et al. | 2013 | ANN + NSGA-II | TRNSYS | GenOpt |
[35] | Wright et al. | 2014 | NSGA-II | EnergyPlus | N/A |
[36] | Jayedi et al. | 2014 | ANN + GA | TRNSYS | GenOpt |
[37] | Kasinalis et al. | 2014 | NSGA-II | TRNSYS; DAYSIM | MATLAB |
[38] | Echenagucia et al. | 2015 | NSGA-II | EnergyPlus | Python |
[39] | Chatzikonstantinou et al. | 2015 | Differential Evolution (DE) | DIVA for Rhinoceros | MATLAB |
[40] | Wu et al. | 2016 | NSGA-II | EnergyPlus | MATLAB |
[41] | Ascione et al. | 2016 | NSGA-II | EnergyPlus | jEPlus + EA |
[42] | Xu et al. | 2016 | NSGA-II | EnergyPlus | Jmetal package (Java based) |
[43] | Azari et al. | 2016 | ANN + NSGA-II | eQuest | N/A |
[44] | Karaman et al. | 2017 | NSGA-II; jE_DEMO | N/A | N/A |
[45] | Fan and Xia | 2017 | GA | N/A | N/A |
[46] | Narangerel et al. | 2017 | GA | N/A | N/A |
[47] | Bingham et al. | 2017 | NSGA-II | EnergyPlus | jEPlus + EA |
[48] | Kang et al. | 2018 | NSGA-II | TRNSYS | RcmdrPlugin of DOE |
[49] | Chen et al. | 2018 | NSGA-II | EnergyPlus | N/A |
[50] | Cascone et al. | 2018 | NSGA-II | EnergyPlus | Python |
[51] | Grygierek et al. | 2018 | NSGA-II | EnergyPlus | MATLAB |
[52] | Shen | 2018 | SPEA-2 | DIVA for Grasshopper | Octopus plugin for Grasshopper |
[30] | Shahbazi et al. | 2019 | SPEA-2 | DIVA for Grasshopper | Octopus plugin for Grasshopper |
[53] | Yi | 2019 | NSGA-II | DIVA for Grasshopper | MATLAB |
[54] | Ascione et al. | 2019 | GA | EnergyPlus | MATLAB |
[55] | Torres-Rivas et al. | 2019 | NSGA-II | EnergyPlus | MOBO |
[56] | Jalali et al. | 2020 | SPEA-2 | EnergyPlus (Honeybee for Grasshopper) | Octopus plugin for Grasshopper |
[57] | Kim and Clayton | 2020 | SPEA-2 | EnergyPlus (Honeybee for Grasshopper) | Octopus plugin for Grasshopper |
[26] | Chang et al. | 2020 | GA | EnergyPlus (Honeybee for Grasshopper) | MATLAB |
[31] | Zhao and Du | 2020 | NSGA-II | EnergyPlus | jEPlus + EA |
[58] | Yilmaz et al. | 2020 | Pattern Search + PSO + HJ | GenOpt | |
[59] | Pilechiha et al. | 2020 | SPEA-2 | EnergyPlus (Honeybee for Grasshopper) | Octopus plugin for Grasshopper |
[60] | Ciardiello et al. | 2020 | aNSGA-II | EnergyPlus | Python (eppy library) |
[61] | Wang et al. | 2020 | NSGA-II | EnergyPlus | Python |
[20] | Acar et al. | 2021 | NSGA-II | EnergyPlus | MATLAB |
[62] | Naji et al. | 2021 | NSGA-II | EnergyPlus | jEPlus + EA |
[63] | Lin et al. | 2021 | NSGA-II | MOBELM | MATLAB |
[64] | Nasrollahzadeh | 2021 | SPEA-2 | EnergyPlus (Honeybee for Grasshopper) | Octopus plugin for Grasshopper |
[65] | Abdou et al. | 2021 | NSGA-II | TRNSYS | MOBO |
[66] | Belhous et al. | 2021 | NSGA-II | TRNSYS | MOBO |
[67] | Xu et al. | 2021 | ANN + NSGA-II/MOPSO | EnergyPlus | Python |
[68] | Lin and Yang | 2021 | ANN + GA | DesignBuilder | MATLAB |
[69] | Mashaly et al. | 2021 | SPEA-2 | EnergyPlus (Honeybee for Grasshopper) | Octopus plugin for Grasshopper |
[70] | Albatayneh | 2021 | GA | EnergyPlus | DesignBuilder-jEPlus link package |
[71] | Yao et al. | 2022 | SPEA-2 | EnergyPlus (Honeybee for Grasshopper) | Octopus plugin for Grasshopper |
[29] | Seghier et al. | 2022 | NSGA-II | N/A | MATLAB |
[72] | Wu and Zhang | 2022 | SPEA-2 | EnergyPlus (Honeybee for Grasshopper) | Octopus plugin for Grasshopper |
[73] | Xu et al. | 2022 | ANN + MOGA/NSGA-II/MOPSO | EnergyPlus | N/A |
[74] | Semahi et al. | 2022 | NSGA-II | EnergyPlus | jEPlus + EA |
[75] | Xu et al. | 2022 | NSGA-II | EnergyPlus | Python |
[76] | Zong et al. | 2022 | NSGA-II | N/A | Python |
[77] | Nazari et al. | 2023 | ANN + GA | EnergyPlus | N/A |
[78] | Wang et al. | 2023 | NSGA-II | EnergyPlus (Honeybee for Grasshopper) | Wallacei plugin for Grasshopper |
[23] | Elsheikh et al. | 2023 | NSGA-II | EnergyPlus | DesignBuilder-jEPlus link package |
Platform | BPS Engine Integration | 3D Visualize | Algorithm Selection | Custom | 3D Model Interact | |
---|---|---|---|---|---|---|
Thermal | Lighting | |||||
Matlab | √ | √ | √ | √ | √ | × |
GenOpt | √ | × | √ | √ | √ | × |
ModelCenter | √ | × | √ | √ | √ | × |
modeFRONTIER | √ | × | √ | √ | √ | × |
jEPlus + EA | √ | × | √ | × | × | × |
MOBO | √ | × | √ | × | × | × |
Octopus | √ | √ | √ | × | √ | √ |
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Shan, R.; Junghans, L. Multi-Objective Optimization for High-Performance Building Facade Design: A Systematic Literature Review. Sustainability 2023, 15, 15596. https://doi.org/10.3390/su152115596
Shan R, Junghans L. Multi-Objective Optimization for High-Performance Building Facade Design: A Systematic Literature Review. Sustainability. 2023; 15(21):15596. https://doi.org/10.3390/su152115596
Chicago/Turabian StyleShan, Rudai, and Lars Junghans. 2023. "Multi-Objective Optimization for High-Performance Building Facade Design: A Systematic Literature Review" Sustainability 15, no. 21: 15596. https://doi.org/10.3390/su152115596
APA StyleShan, R., & Junghans, L. (2023). Multi-Objective Optimization for High-Performance Building Facade Design: A Systematic Literature Review. Sustainability, 15(21), 15596. https://doi.org/10.3390/su152115596