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Article

Is China’s Rural Revitalization Good Enough? Evidence from Spatial Agglomeration and Cluster Analysis

Faculty of Finance, City University of Macau, Taipa, Macao, China
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Author to whom correspondence should be addressed.
Sustainability 2024, 16(11), 4574; https://doi.org/10.3390/su16114574
Submission received: 22 March 2024 / Revised: 20 May 2024 / Accepted: 26 May 2024 / Published: 28 May 2024

Abstract

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Rural revitalization is an indispensable part of sustainable economic development in China. This paper proposes a new index to capture and assess rural revitalization (RR) in terms of five dimensions, namely, thriving businesses, pleasant living environments, social etiquette and civility, effective governance, and prosperity. Using spatial and cluster analyses on annual data of 31 provinces, autonomous regions, and municipalities of China from 2010 to 2020, we find that: (1) China’s RR is growing year by year during the sample period, yet the overall level of RR is still low, with a national average of merely 0.47 in 2020, and that of the top province Jiangsu only 0.64; (2) The spatial distribution of RR in eastern provinces show high and high (HH) agglomeration, while that in northeastern and western provinces exhibit low and low (LL) agglomeration; and (3) The development level of RR is highly heterogeneous, suggesting that development disparities exist, and deserve the government’s attention. The study suggests some strategies for improving RR in China. In particular, the study sheds light on how to promote RR effectively for local governments to achieve sustainable economic development.

1. Introduction

In the process of industrialization and urbanization, China’s cities have seen relatively rapid development, but the countryside is faced with numerous problems, such as labor outflows, industries withering, cultural decay, environment deterioration, and villages hollowing [1]. Disparities between urban and rural areas in terms of infrastructure and public services are increasing, and the dual economic structure of urban and rural areas has not fundamentally changed. This imbalance between urban and rural areas has become a thorny issue that constrains the sustainable development of China’s economy and contradicts the people’s ever-growing need for a better life. In 2017, China proposed the implementation of the strategy of rural revitalization (RR) and prioritized the development of agriculture and rural areas. China committed to building rural areas with thriving businesses, pleasant living environments, social etiquette and civility, effective governance, and prosperity, and to realize the modernization of agriculture and rural areas [2,3,4]. Therefore, there is an urgent need for provinces to understand how well they have developed RR and discover where they can improve it. Our research is motivated by this. The extant literature focuses mainly on the RR primary index and neglects the study of the RR secondary indexes. This study attempts to fill this gap and aims to help provinces improve their RR levels using spatial agglomeration and cluster analysis methods.
We chose China’s provinces as the sample mainly because provinces are representative in evaluating RR. China is a vast country with significant differences among its provinces, autonomous regions, and municipalities (hereinafter together referred to as “provinces”) in terms of various factors, such as GDP, population, geographic location, land area, ecological environment, social customs, etc. These factors influence the RR of each province a lot. For example, eastern provinces with higher GDP than that of their counterparts in central and western regions tend to have more financial resources available for RR initiatives. They can allocate more funds for rural infrastructure construction, agricultural modernization, and poverty alleviation programs, which help improve the development of RR [5,6,7]. As another example, social customs also have impacts on the RR. Provinces with distinct social customs and cultural traditions may integrate these elements into their RR strategies. They may promote cultural tourism, support local handicrafts, and preserve architecture heritages as part of their schemes to promote RR development [8,9,10]. According to Geng et al., it is justifiable to take into account the heterogeneity of provinces [11]. Due to these factors, the development level of RR varies greatly among provinces, which makes provinces a good sample.
Following previous studies [11,12,13,14], we first construct a new index covering five dimensions to assess China’s RR. Using panel data at the provincial level, we calculate the RR primary and secondary indexes for each province through an entropy weight method. We also conduct a robustness test on our index to ensure its validity. Furthermore, we analyze the temporal and spatial characteristics of the RR primary and secondary indexes. Finally, we cluster the RR secondary indexes for each province. The results show that the RR level is highly heterogeneous among provinces.
Our paper differs from prior work and thus makes contributions to the literature in the following dimensions. First, in terms of evaluation system, our evaluation system covers 31 indicators so that it can assess RR comprehensively, while previous studies use fewer indicators, ranging from 11 [12] to 23 [11]. In addition, we measure all indicators in ratio form rather than in absolute form because the ratio form can effectively control for size effect, which has been ignored in previous studies [13,14,15], and facilitate comparison across provinces. This is particularly important in China as there are huge differences among provinces in terms of GDP, population, land area, etc.
Second, previous studies focus on the overall RR at the provincial level [13,14,16]. They well show the aggregate level of RR but they neither analyze the five dimensions of RR nor reveal what a province should do to improve RR. Thus, this paper also analyzes the five dimensions of RR to identify the dimension(s) where improvements can be made.
Third, we apply the cluster analysis method to group provinces with close RR levels together. This approach is more reasonable than the methods used in prior studies. Prior studies divided the provinces of China into four regions based on geographic locations: eastern, central, western, and northeastern [15,17]. However, two provinces in the same region may show very different RR levels. For example, although Jiangsu and Hainan are both in the eastern region, they show very different development levels of RR. To address this issue, cluster analysis is used in this paper.
The remainder of this paper proceeds as follows. Section 2 discusses relevant literature. Section 3 and Section 4 illustrate the evaluation system and methodology, respectively. Data collection and sample selection are introduced in Section 5. Section 6 presents the empirical findings and policy implications, while Section 7 concludes the paper.

2. Literature Review

Previous literature has assessed the development level of RR in China from various perspectives. In terms of evaluation system, thriving businesses, pleasant living environments, social etiquette and civility, effective governance, and prosperity have been proposed as the principles to which scholars adhere to construct their evaluation systems. Yet, these evaluation systems are different from each other. Each scholar selects different third-level indicators. Jia et al. [13] build an evaluation system consisting of “Six Changes, Four Ratios, Three Governances, Three Etiquettes, and Three Dimensions” by selecting 35 third-level indicators. Zhang et al. [18] construct an evaluation system including such indicators as “sale rate of farm produce”, “transformation rate of agricultural science and technology innovation achievements”, and many other indicators that are not easy to get data for. Their evaluation system is relatively comprehensive. Based on an in-depth understanding of the strategy of rural revitalization proposed in 2017, Guo and Hu [19] construct a systematic, scientific, and comprehensive evaluation system covering 55 third-level indicators. However, due to a lack of data, they only conduct a theoretical analysis. Other academics have also constructed various evaluation systems for the development level of RR according to the goal-oriented nature of their studies and the availability of data [16,17,20,21].
In terms of research method, the entropy weight method (EWM) is the most popular method commonly used in the literature [14,22,23,24,25]. Meanwhile, some scholars use the analytic hierarchy process (AHP) [26] and principal component analysis (PCA) [27]. Other scholars combine two methods, e.g., EWM combined with TOPSIS (technique for order preference by similarity to ideal solution) [11,15], EWM combined with AHP [18,28], EWM combined with factor analysis method [29], and EWM combined with average weight method [30].
In terms of research object, Mao and Wang [20] and Yan and Wu [27] study the development level of rural revitalization at the provincial level using cross-sectional data. However, Cai and He [15] and Wang and Zeng [31] use similar data but with panel data. Meanwhile, Huang and Jiang [23] examine the same issue using data from 11 provinces of the Yangtze River Economic Belt from 2011 to 2019. In addition, some scholars tackle the same issue but at the city [32], county [26], or village level [28].
In summary, the existing studies have several limitations: (1) the relevant literature is limited and requires supplementation by scholars; (2) extant studies focus on the overall RR level, neglecting to examine its five dimensions; and (3) no research studies have analyzed RR using cluster analysis to help provinces identify where improvements can be made.

3. Evaluation System

The general requirement for RR is that RR aims to possess the following features: thriving businesses, pleasant living environments, social etiquette and civility, effective governance, and prosperity [2]. As such, we construct an index that covers these five dimensions. Table 1 shows the basic structure of the index. There are indicators with three levels. The first (or primary) level refers to the overall indicator of RR. The second (or secondary) level consists of the five features that RR aims to possess. Each dimension is captured by different indicators at the third level. For example, there are six third-level indicators for “thriving business”, namely, agricultural labor productivity, level of agricultural mechanization, level of irrigation of farmland, food crop production, village industrial investment, and share of non-agricultural output. The final column of Table 1 lists those measures we use to capture the third-level indicators. The third-level indicators/measures cover different aspects of rural society, economy, life, ecology, customs, and so on, and are, therefore, expected to reflect the development level of RR comprehensively. The choice of these measures is rooted in the literature (see Appendix A for details).

4. Methodology

Three methods are used in the study, as shown in Table 2 below.

4.1. Entropy Weight Method

One may express the primary index in terms of the secondary indexes as follows:
Y t = k = 1 5 W k Y k t
where Yt is the primary index of a province at time t, and Ykt refers to the secondary index k of the same province at time t, where k is 1, 2, 3, 4, or 5. Wk is the weight for Yk. By the same token, the secondary index Yk can be expressed in terms of the third-level indexes in the following equation:
Y k t = j = 1 m W j X j t
where Ykt is the secondary index Yk at time t. Xjt is the third-level indicator Xj at time t. Wj is the weight for Xj.
Compared with subjective weight-determined methods such as the Delphi method (also known as the expert investigation method) and the analytic hierarchy process (AHP), the objective weight-determined method can exclude the influence of human subjective viewpoints and avoid the overlap of information of relevant indicators. Principal component analysis, factor analysis, and the entropy weight method are three objective weight-determined methods commonly used in the literature. Principal Component Analysis achieves dimension reduction of multidimensional data by selecting principal components, which are selected based on the criterion of a certain percentage, typically, 80% [33,34], which is equivalent to a 20% loss in information. As for a three-level indicator system, this means that a 20% loss in information will be encountered in estimating the secondary indexes from the third-level indicators, and another 20% loss in information in calculating the primary index from the secondary indexes. In other words, estimating the primary index from third-level indicators only employs 64% (80% × 80%) of the information in the third-level indicators, which is a remarkable loss of information [35,36]. Factor analysis suffers from the same loss-of-information problem as principal component analysis [37,38,39]. The entropy weight method (EWM) is a popular method widely used in the literature [11,40,41,42,43]. The fundamental idea of this method is to determine the weights of variables (Wk in Equation (1) or Wj in Equation (2)) based on the degree of their statistical dispersion. Most important of all, this method is free of the information loss problem. Therefore, this paper selects the entropy weight method to calculate the weight of indicators. The specific process is as follows.
1.
Standardization of data
To eliminate the differences in the data scale, the data of the third-level indicators are standardized using the method of standardization of statistical range. Meanwhile, 0.00000001 is added to each data value to avoid a situation such as ln(0), which does not make sense. This will occur when we compute information entropy. This is carried out as follows.
Positive indicator:
X i j = X i j m i n ( X 1 j , X 2 j , · · · , X n j ) max X 1 j , X 2 j , · · · , X n j m i n ( X 1 j , X 2 j , · · · , X n j ) + 0.00000001
Negative indicator:
X i j = m a x ( X 1 j , X 2 j , · · · , X n j ) X i j max X 1 j , X 2 j , · · · , X n j m i n ( X 1 j , X 2 j , · · · , X n j ) + 0.00000001
In the equations above, i denotes province; j denotes variable (i.e., third-level indicator); Xij(i = 1, 2,···, n; j = 1, 2,···, m) denotes the value of variable j of province i; and X i j denotes the standardized value of Xij.
2.
Calculating the proportion of variable Xij
P i j = X i j i = 1 n X i j
3.
Calculating the information entropy of variable j
H j = 1 l n ( n ) i = 1 n l n ( P i j ) P i j
4.
Calculating the redundancy of variable j
dj = 1 − Hj
5.
Calculating the entropy weight for variable j
W j = d j j = 1 m d j = 1 H j m H j

4.2. Spatial Correlation Analysis

According to Tobler [44], everything is related to everything else, but near things are more related to each other than distant things. Economic data often involves specific spatial locations and thus also exhibits certain spatial correlations and interdependencies, showing a pattern of spatial agglomeration. Spatial correlation analysis, which is a method of exploring spatial data analysis (ESDA), is capable of revealing whether and to what extent variables are spatially correlated.
Three analytical tools commonly used in spatial correlation analysis are Global Moran’s I, also known as Moran’s I, Local Moran’s I, and Moran scatterplot.
1.
Global Moran’s I
The Global Moran’s I examines the average clustering of variables, i.e., the average clustering of high and low values throughout the space. The formula for calculating Global Moran’s I is as follows.
I = n i = 1 n j = 1 n w i j ( x i x ¯ ) ( x j x ¯ ) i = 1 n j = 1 n w i j i = 1 n ( x i x ¯ ) 2 = i = 1 n j = 1 n w i j ( x i x ¯ ) ( x j x ¯ ) S 2 i = 1 n j = 1 n w i j
where n is the sample size, i.e., the number of spatial locations; xi and xj are the observations of spatial locations i and j; S2 is the sample variance; and wij is the spatial weight matrix, which is used to measure the distance between province i and province j. In this paper, we use a spatial contiguity matrix to measure the distance between province i and province j. If province i is adjacent to province j, then wij = 1, otherwise wij = 0.
w i j =   1         province   i   is   adjacent   to   province   j ;                                 0         if   others                                                                                  
Normally, the value of Moran’s I lies between −1 and 1. If the Moran’s I is greater than 0, this indicates positive autocorrelation, i.e., the high values are clustered with the high values and the low values are clustered with the low values; if the Moran’s I is less than 0, this indicates negative autocorrelation, i.e., the high values are clustered with the low values; and if the Moran’s I is close to 0, this indicates that the spatial distribution is stochastic, i.e., there is no spatial autocorrelation.
2.
Local Moran’s I
The Local Moran’s I examines the clustering status of variables around location i, i.e., the clustering status of high and low values in the vicinity of location i. The formula for calculating Local Moran’s I is as follows.
I i = ( x i x ¯ ) S 2 j = 1 n w i j ( x j x ¯ )
where the connotations of n, S2, wij, xi, and xj are the same as above.
It is clear from the definitions of the two measures that Global Moran’s I and Local Moran’s I are likely to be inconsistent, even though they are both used to reflect spatial dependencies. If the value of Local Moran’s I is greater than its mathematical expectation, this indicates local spatial positive autocorrelation; if the value of Local Moran’s I is less than its mathematical expectation, this indicates local spatial negative autocorrelation. However, spatial positive autocorrelation can come from High–High clustering or Low–Low clustering, but Local Moran’s I fail to distinguish where it comes from. Therefore, the Moran scatterplot is also used frequently to analyze spatial correlation in practice.
3.
Moran scatterplot
If the data value x is first normalized to z, then the Global Moran’s I can be viewed as the correlation coefficient between the normalized data value z and its spatial lag wz. If z and its spatial lag wz are graphed as a scatterplot, this diagram is called a Moran scatterplot. Global Moran’s I is the slope of the regression line of the scatterplot, and the four quadrants of the Moran scatterplot show different spatial agglomeration patterns:
(1)
Quadrant Ⅰ, where high values are clustered with high values (HH); and high value regions are surrounded by high value regions.
(2)
Quadrant II, where low values are clustered with high values (LH); and low value regions are surrounded by high value regions.
(3)
Quadrant III, where low values are clustered with low values (LL); and low value regions are surrounded by low value regions.
(4)
Quadrant Ⅳ, where high values are clustered with low values (HL); and high value regions are surrounded by low value regions.

4.3. Cluster Analysis

Cluster analysis is an exploring data analysis (EDA) technique, the idea of which is to maximize both the similarity of individuals within one class or cluster and the difference between individuals within different classes or clusters. In the process of clustering, the similarity between individuals is measured based on the distance between individuals. The shorter the distance between individuals, the more similar the individuals, and they should be grouped into one class or cluster. Conversely, the longer the distance between individuals, the more different the individuals, and they should be divided into different classes or clusters.
Depending on how the distance between individuals is measured, different cluster analysis methods are available. In this paper, we use the Ward method, also known as the sum of squares deviations method, because it is a relatively well-developed clustering method that applies to classification and characteristic recognition for numerous individuals and variables [45].
The Ward method derives from the idea of analysis of variance (ANOVA) and uses the sum of squares deviations to measure the distance between individuals [46]. It minimizes the sum of squares deviations of individuals in the same class or cluster and maximizes the sum of squares deviations of individuals in different classes or clusters [47]. The formula for calculating the sum of squares deviations is as follows.
S S E A = i = 1 n A ( y i y ¯ A ) ( y i y ¯ A ) ,   f o r   y i A
where S S E A is the sum of squares deviations of cluster A; n A is the number of individuals in cluster A; y i denotes column vector of variables for individual i; and y ¯ A denotes the column vector of the mean value of variables of cluster A.

5. Data

Raw data for the third-level indicators are obtained from various statistical yearbooks for the years 2010–2021 as well as the WIND database and the CEIC database (see Appendix B). Missing data for some provinces in certain years are imputed through linear interpolation.
The entropy weight method requires that all measures must be positive. To address this issue, we transform those negative measures to positive ones using the method of standardization of statistical range, and meanwhile, all indicators are converted into data between [0, 1].
The indicators of X1, X16, X23, X24, and X26 are measured in money terms. To ensure that they are comparable across years, we deflate them using a CPI deflator [48]. CPI deflators for the years 2010–2020 are computed by designating 2010 as the base year in which CPI is set at 100.

6. Empirical Results and Analysis

6.1. Robustness Tests

To ensure the robustness and validity of the RR index (Y) that we obtained using the entropy weight method, we conducted the following tests.
First, we test the correlation between the Y index and the other three indexes, i.e., index1, index2, and index3. These three indexes are from Wu [14], Wang and Zeng [31], and Song and Bai [30], respectively.
Wu [14] assessed the development level of RR in 31 provinces in China from 2010 to 2019 by constructing an evaluation system containing 28 third-level indicators and applying the entropy weight method. Meanwhile, Wang and Zeng [31] assessed the development level of RR in 31 provinces in China from 2006 to 2020 by constructing an evaluation system containing 26 third-level indicators and also applying the entropy weight method. A year earlier, Song and Bai [30] assessed the RR levels in 30 provinces (excluding Tibet) in China from 2006 to 2020 by constructing an evaluation system containing 23 third-level indicators. They used the entropy weight method combined with the average weight method.
The evaluation systems of the three papers contain not only different numbers of third-level indicators but also very different contents. There is only one third-level indicator that is the same in all three papers, the Engel coefficient of rural households. The rest of the third-level indicators are adopted by either one or two of these papers but not all three. For instance, third-level indicators such as road area per capita and number of most beautiful villages are only used by Wu [14], while number of rural bridges and rural gas coverage rates are only used by Wang and Zeng [31], and number of divorces and cost of rural houses are only used by Song and Bai [30]. It should also be noted that some third-level indicators used by these scholars are in absolute forms that are not conducive to horizontal comparisons among provinces.
Despite the third-level indicators employed by these scholars to measure RR being different, they are all supposed to capture the development level of RR in one way or another. As such, a positive correlation between the Y index and these three indexes is expected. Their correlations are shown in Table 3 below.
Table 3 shows that the correlations between the Y index and the three compared indexes are positive and statistically significant at the one-percent level. The values range from 0.679 to 0.726. This indicates that the Y index can well measure the development level of RR that these three indexes aim to measure while at the same time, the Y index contains some new information that these indexes may not be able to capture.
Second, we test the correlation between the Y index and some variables that the Y index is expected to be related to in theory, namely, digital inclusive finance (DIF) and air pollutants (Airpollu). DIF and Airpollu data are gathered from the Peking University Digital Financial Inclusion Index (2011–2020), and China Energy Statistical Yearbook (2011–2020), respectively. The test results are shown in Table 4 below.
Compared with traditional finance, digital inclusive finance can relax the constraints of traditional physical outlets for financial services and save resources for establishing and maintaining outlets, thus lowering the threshold and cost of financial services and extending more financial services to rural residents, such as agricultural insurance, emergency loans, wealth management, education funds, etc. These financial services can help improve farmers’ risk resilience, safeguard agricultural income, promote the development of rural industries, raise farmer income, enhance farmer education, and promote the accumulation of human capital, thereby promoting RR [21,49,50]. Therefore, we expect that DIF and the Y index are positively correlated, which is confirmed as shown in Table 4.
In addition, a key objective of RR is to improve the living environments in the countryside and reduce emissions of air pollutants (sulfur dioxide and nitrogen oxides). Table 4 also confirms that Airpollu and the Y index are negatively correlated, even though Airpollu is not a third-level indicator in our Evaluation indicator system (Table 1 above). This adds credibility to the robustness and validity of the Y index calculated by using EWM in capturing RR.

6.2. Temporal Characteristics of the RR Index

6.2.1. Temporal Characteristics of the RR Primary Index

Figure 1 illustrates the growth changes in the development level of RR in each province of China in 2011, 2014, 2017, and 2020.
In Figure 1, different colored legends denote different ranges of values, with darker-colored legends denoting larger ranges of values and lighter-colored legends denoting smaller ranges of values. Each province is marked with a color corresponding to its RR level. The color of each province becomes gradually darker, which indicates that the RR level of each province has increased year by year from 2010 to 2020. In addition, colors vary among provinces, indicating that different provinces enjoy different RR levels. For instance, eastern provinces (e.g., Jiangsu, Shanghai, Fujian, and Zhejiang) are marked with much darker colors, which implies that eastern provinces enjoy a higher RR level compared to those of other regions.
The National Bureau of Statistics classifies all places into four regions (eastern, central, western, and northeastern regions) based on their geographic location. Table 5 displays the RR level of each province within the four regions. Note that the overall RR index of China is calculated by summing each province’s RR index with its weight, the latter being its GDP as a share of the national GDP [51].
It is not difficult to see from Table 5 a pecking order of Eastern > China > Central > Western > Northeastern in terms of the RR level. This difference has a lot to do with Real GDP (RGDP). In general, the larger the RGDP, the greater the government’s financial support for the village and the higher the RR level. Consistent with this view, Table 6 shows a significant positive correlation between the RR level (Y Index) and the RGDP in each province.
To ease the job of understanding the variations in this characteristic in detail from 2010 to 2020, we follow a practice that is commonly used in economic geography by selecting a province that ranks at or near the median of the RR index in each region as the representative province for that region. Specifically, Zhejiang has been chosen for the eastern region, Hunan for the central region, Guizhou for the western region, and Liaoning for the northeastern region. Then, we compare the RR indexes of the four provinces (or regions) and China.
Figure 2 shows that the RR levels of the four regions and China have been on the rise annually. The RR level of the western region began to accelerate in 2016, while the RR indexes of the other three regions slowed after 2016. Since 2018, the RR index of the western region has surpassed that of the northeastern region.
Figure 2 also shows that the COVID-19 pandemic had no large negative impact on the RR levels in China and four economic regions. This is mainly because when the COVID-19 pandemic broke out in December 2019, China took effective city lockdown measures to bring the pandemic under control in a short time. In April 2020, the lockdown measures were lifted, and work and production gradually resumed. Therefore, the pandemic did no large harm to the RR in China. In fact, the RR level in 2020 increased compared to 2019.

6.2.2. Temporal Characteristics of the RR Secondary Indexes

Recall that RR contains five dimensions/secondary indexes, namely, thriving businesses, pleasant living environments, social etiquette and civility, effective governance, and prosperity. Figure 3, Figure 4, Figure 5, Figure 6 and Figure 7 illustrate the time series trends of these secondary indexes of RR for the four economic regions and China as a whole.
The thriving businesses (Y1) index (see Figure 3) shows that the eastern and central regions are above the national average, while the northeastern and western regions are below the national average. Compared with 2010, the gap between the thriving businesses indexes among the four economic regions in 2020 has narrowed. From 2010 to 2020, rural industries in the eastern and northeastern regions developed slowly and declined in 2014 and 2016; however, rural industries in the central and western regions have developed favorably and grown steadily, catching up with the eastern and northeastern regions.
Figure 4 shows that the gap between the four economic regions, measured in terms of the pleasant living environments (Y2) index, is widening, with the gap between the eastern and northeastern regions being 0.25 in 2010, and this gap widening to 0.35 by 2020. The reason is that the northeastern region saw a decline in the Y2 index, while the eastern region continued to see a steady increase in the Y2 index from 2016 onwards. The Y2 index in the central region also enjoyed a moderate growth rate. Meanwhile, the Y2 index of the western region has experienced an accelerated rise since 2016, approaching the national average. This rise contributed to a sudden increase in the RR primary index (Y) in 2016.
The social etiquette and civility (Y3) index in Figure 5 shows that the Y3 index in the northeastern region has a strong contrast between 2010 and 2020, ranking first in 2010 but last in 2020. This is mainly because the growth rate of the Y3 index in the northeastern region has been slow, far less than that of the other three regions over the past 10 years. The western region has the fastest growth rate, a sharp rise of 242% from 2010 to 2020, followed by Zhejiang (182%), Hunan (151%), and Liaoning (56.8%). The gap between the Y3 indexes of the four economic regions has exhibited a trend of divergence since 2014.
Figure 6 reveals that the effective governance (Y4) indexes of the four economic regions have grown steadily over the past 10 years, and the gap between indexes has not changed notably except for that of Zhejiang in 2020. It is worth noting that, the national average of effective governance is higher than that of the four economic regions from 2010 to 2013, indicating that the distribution of effective governance data is right-skewed in these years.
Figure 7 depicts that the trend of the prosperity (Y5) index is closest to that of the RR primary index (Y). They share similar features: Eastern > China > Central > Northeastern > Western. The Y5 indexes of the four economic regions and China as a whole have increased at a modest pace with a faster growth in the eastern and western regions and a slower growth in the central and northeastern regions. The gap among different regions has not changed significantly.
Table 7 summarizes the ranking results of the primary and secondary indexes from Figure 2, Figure 3, Figure 4, Figure 5, Figure 6 and Figure 7 for 2020. It is clear from Table 6 that the ranking of the primary index can be different from that of the secondary index in the same region. Take the central region as an example. The primary index is 3 but the secondary indexes range from 1 to 4, respectively. The difference is because different weights are allocated to different secondary indexes and their contribution to the primary index varies (see Table 8). Thus, it could be misleading to look at the primary index alone. Rather, it is important to examine the primary index together with the secondary indexes to identify what dimension(s) of rural revitalization can be improved.

6.3. Spatial Characteristics of the RR Index

6.3.1. Spatial Characteristics of the RR Primary Index

1.
Global characteristics
To show the overall spatial clustering of the RR primary index (Y), we conducted a global spatial correlation test on the index at the provincial level from 2010 to 2020. The test results are shown in Table 9 below.
Table 9 shows that values of the Global Moran’s I of the index Y fluctuate around 0.6 (Figure 8 below) during the period of 2010 to 2020; they are all positive and statistically significant at the one-percent level. In other words, the spatial correlation test suggests that the index Y is spatially positively autocorrelated.
There is a sharp decrease in the Global Moran’s I in 2015 and 2016. This is mainly because of the decline in the RR index of Beijing. From 2015 to 2017, Beijing’s RR index first rose and then fell, while the RR indexes of other provinces in general showed a moderate upward trend. The deviation between the upward trend of the indexes of Beijing and other provinces weakened their correlations, resulting in a decline in the Global Moran’s I.
The RR index of Beijing decreased because of a decline of more than 20% in the third-level indicators of X2 (level of agricultural mechanization) and X4 (food crop production per mu). Based on its own urban and rural characteristics of “big city, small agriculture” and “big suburb, small urban area”, Beijing has vigorously developed special agriculture, leisure agriculture, and rural tourism, resulting in the underdevelopment of traditional agriculture and a decline in food crop production.
2.
Local characteristics
We conducted a local spatial correlation test on the RR primary index (Y) of each province from 2010 to 2020 to examine the local spatial clustering of the index Y. The test results in the form of Moran scatterplots are shown in Figure 9 below. It is clear from Figure 9 that the provinces in the eastern region are mostly located in the first quadrant, which represents high–high agglomeration; the northeastern provinces and the provinces in the western region are mostly located in the third quadrant, which represents low–low agglomeration; and the provinces in the central region are mostly located in the fourth quadrant, which represents high–low agglomeration. As far as the significance level is concerned, only those of Shanghai, Jiangsu, and Zhejiang, which lie in the first quadrant representing high–high agglomeration, are significant, while the agglomeration characteristics of the rest provinces are not significant.

6.3.2. Spatial Characteristics of the RR Secondary Indexes

1.
Global characteristics
We conducted a similar global spatial correlation test on each of the RR secondary indexes (Y1, Y2, Y3, Y4, and Y5) at the provincial level from 2010 to 2020. The test results are shown in Figure 10. All the values of the Global Moran’s I are positive, suggesting that these secondary indexes also exhibit spatial clustering. Figure 10 shows that Y1 has the strongest agglomeration, but it began to gradually decline after peaking in 2015. A close look at the trend in changes in the Y1 index of each province reveals that the provincial discrepancy in the Y1 index was on the decrease before 2015, and then began to widen after 2015. Consequently, the value of Global Moran’s I of the index Y reached its peak in 2015. A possible explanation is that the cross-sectional variations in the Y1 index may be related to the macroeconomic situation in China. After 2015, China’s GDP growth rate fell below 7% and declined year after year. During the macroeconomic downturn, due to the different resilience of the rural industries in each province, the discrepancies in the Y1 index were enlarged compared to the macroeconomic boom period. Whether rural industries are thriving or not is a precondition for whether farmers’ lives are affluent or not. They are closely correlated. This explains why the Y5 index exhibits similar spatial agglomeration characteristics to those of the Y1 index.
Figure 10 shows that the agglomeration of the Y4 index dwindled in 2015, but suddenly rose in 2020. The reason is that Zhejiang and Gansu witnessed a relatively large increase in the Y4 index in 2020, narrowing the gap between these provinces and other provinces. This increase came from a sharp rise of more than 50% in the third-level indicator of X18 (proportion of party members among village directors) of each province in 2020. The sharp rise is associated with the adoption of the Several Opinions of the State Council on Adhering to the Priority Development of Agriculture and Rural Areas and Addressing Well the Issues Relating to Agriculture, Rural Areas and Rural People by the State Council in January 2019, which explicitly states that governments should raise the proportion of party members among members of village committees and villagers’ deputies, and strengthen the leadership of party branches over village collective economic organizations.
Figure 10 also shows that the Y3 index has the weakest agglomeration. This is easy to understand. The Y1 index has the strongest agglomeration because economic exchanges among provinces are the most frequent. In contrast, the Y3 index has the weakest agglomeration because cultural exchanges among provinces are relatively sparse. The agglomeration of the Y2 index displayed a drop–rise–drop oscillatory trend during the study period, fluctuating narrowly and irregularly around the horizontal line of 0.5.
2.
Local characteristics
The RR secondary index includes the Y1, Y2, Y3, Y4, and Y5 indexes, whose local spatial characteristics are similar to those of the RR primary index, and thus the analysis will not be repeated.

6.4. Driving Factors of RR

6.4.1. The Strategy of RR

China has been implementing the RR strategy since 2017. To study the effect of the strategy, we compare the changes in the mean and standard deviation of the RR index between two periods before and after 2017, i.e., 2013–2016 and 2017–2020 (see Table 10).
Table 10 shows the changes in the mean and standard deviation of the RR primary and secondary indexes between the periods 2013–2016 and 2017–2020. On the one hand, the mean values of the RR primary and secondary indexes have risen by varying degrees after the implementation of the RR strategy, which means that the strategy has contributed to an increase in the development level of RR; on the other hand, there is a decrease in the standard deviation of Y1 and Y5 and an increase in the standard deviation of Y2, Y3, Y4, and Y, respectively. Moreover, differences in the standard deviation of Y2 and Y3 are large and significant, which increase by 17.93% and 26.13%, respectively. This suggests that the development imbalance among China’s regions has not been entirely improved after the implementation of the RR strategy and that gaps among provinces in terms of Y2 and Y3 are instead widening, which deserves local governments’ attention.

6.4.2. Five Secondary Indexes

The RR primary index Y covers five dimensions, i.e., Y1–Y5. To examine the impact of each dimension on the Y index in a detailed and visual way, we have produced a radar chart showing RR performance in five dimensions for four representative provinces in the eastern, central, western, and northeastern regions of China: Zhejiang, Hunan, Guizhou, and Liaoning.
As can be seen from Figure 11, Zhejiang scores highest on all five secondary indexes, while Liaoning, on the inner side, scores lowest, especially in the Y2 and Y3 indexes. Hunan and Guizhou score in the middle of the ranking. These differences should be taken into account when formulating effective RR policies, as a one-size-fits-all approach may not be suitable for every province.

6.5. Cluster Analysis

6.5.1. Ward Clustering Results

The RR primary index measures the overall development level of RR in a province, but it cannot reveal the development status of the five secondary indexes underlying it. In fact, there are remarkable variances in the five RR secondary indexes among provinces, and Figure 12 visualizes the variances among provinces in 2020.
In Figure 12, different colored legends denote different ranges of values, with darker-colored legends denoting larger ranges of values and lighter-colored legends denoting smaller ranges of values. Taking the top-left secondary index Y1 as an example, Jiangsu’s Y1 index for 2020 has a value of 0.623 and is thus labeled blue; Hubei’s Y1 index for 2020 has a value of 0.325 and is thus labeled yellow; Hunan’s Y1 index for 2020 has a value of 0.467 and is thus labeled green; and the other provinces are labeled with a color corresponding to the legend. Overall, the color of the eastern provinces is darker than that of the western provinces, showing that the eastern provinces perform better than the western provinces on the RR secondary index. And, it is easy to find that there is a significant variance in the Y1 index among provinces. Moreover, the other four graphs in Figure 12 show that there is also a significant variance in the Y2–Y5 indexes of each province.
Notwithstanding the remarkable variances mentioned above, the five secondary indexes are highly correlated (see Table 11 below). Table 11 shows that except for the correlation coefficient of Y1 and Y3, which is not significant, all the other correlation coefficients are positive and statistically significant at the one-percent level. This reveals an interesting latent fact that the five dimensions of RR are interconnected and they influence and interact with each other [52], confirming that they are five indispensable components of RR. Thus, in the process of comprehensively promoting RR, none of these aspects should be overlooked.
We also conduct a Ward cluster analysis on the RR secondary indexes at the provincial level. Thirty-one provinces are clustered into four categories and seven subcategories (see Figure 13 and Table 12). Each subcategory entails a different development focus.
The column ‘Region’ shows that provinces located in the same region are mostly classified into one category. However, there are some exceptions. Subcategories 3–7 contain provinces in different regions and the RR levels of provinces in the same subcategory are close. Hence, this suggests that following the National Bureau of Statistics’ classification of eastern, central, western, and northeastern regions based on the geographic location of provinces may not capture the RR effectively.
The column ‘Ranking’ shows a similar pattern. In particular, provinces with close rankings are mostly classified into one category, yet with a few exceptions. As the Ward method performs clustering analysis based on the proximity of the secondary indexes of RR of each province rather than the ranking order of the RR primary index, it does not group Jiangsu, Shanghai, Fujian, and Beijing into one category. Thus, it is a more accurate and meticulous classification method.

6.5.2. Analysis and Policy Implications

Following Wang and Wang [53], Wang et al. [54], and Ju et al. [55], we analyze the clustering results as follows.
The first category contains four provinces, Beijing, Shanghai, Zhejiang, and Tianjin, and the primary indexes of RR (Y) in the four provinces are at the forefront of the country (see Table 13 below). The Y4 and Y5 indexes of the four provinces occupy the top four places in terms of their rankings, contributing most to the overall level of RR, respectively, which is measured by the Y index. Beijing’s Y1 index rank is low, at 17th place, because of the low food crop production per mu (X4) and village industrial investment (X5), which are only about 50 percent of their counterparts in Shanghai. The reason for the lower Y3 index in Shanghai and Tianjin is that village social custom (X16) scores lower, which are equivalent to about 50% and 60% that of Beijing, respectively. Zhejiang and Tianjin have lower scores in domestic sewage disposal rate (X11), and non-hazardous disposal rate of domestic waste (X12), resulting in their relatively low rankings in the Y2 index.
Therefore, when promoting the development level of RR, Beijing is expected to pay attention to the development of rural industries; Shanghai is expected to pay attention to the development of rural culture; Zhejiang is expected to pay attention to the control of rural environmental pollution; and Tianjin is expected to pay attention to both the development of rural culture and the protection of rural environmental at the same time.
The second category, including the six provinces of Jiangsu, Shandong, Fujian, Anhui, Chongqing, and Hubei, is subdivided into two subcategories (see Table 14 below). Among them, the first three provinces belong to subcategory 2, with a very high overall level of RR; the latter three provinces belong to subcategory 3, with a relatively high overall level of RR.
In subcategory 2, the number of village cultural stations (X15) and village social customs (X16) have brought down Jiangsu’s ranking in the Y3 index (ranking 18th), which is the focus of Jiangsu province’s efforts to promote RR. The Y3 and Y4 indexes are weak and constraining RR in Shandong province. Accordingly, it may be a good idea for Shandong province to strive to increase the number of village cultural stations (X15), reduce the village illiteracy rate (X14), and improve the minimum subsistence allowance per capita (X23). Fujian province has a low score on the Y5 index. The reason is that the number of private cars owned in rural areas (X28) is relatively low, and Fujian province may put more effort into improving the material living standard of rural people.
In subcategory 3, Anhui, Chongqing, and Hubei, ranked lower in the Y1 index, Y3 index, and Y5 index, compared with the Y2 index and Y4 index. Therefore, in the process of implementing the RR strategy, they are expected to increase the focus on reviving rural industries and achieving common prosperity for rural residents, while carrying forward excellent traditional culture and improving people’s ideological and moral standards at the same time.
Table 13 and Table 14 also show that Zhejiang and Jiangsu rank high on the Y5 index respectively. This is related to the good development of rural tourism in these two provinces. According to research by ASKCI Consulting Co., Ltd, the number of key villages for rural tourism in Zhejiang and Jiangsu is 40 and 39, respectively. Rural tourism can increase farmers’ income, which in turn improves the Y5 index.
The third category includes Qinghai and Tibet provinces (see Table 15 below), and their rankings in the overall level of RR are slightly below the national average. The two provinces have high scores in the Y3 index due to a great number of village cultural stations (X15), but their scores for the other four secondary indexes are all low. In particular, Qinghai’s Y1 index (ranking 29th), Y2 index (ranking 29th), and Y4 index (ranking 26th), all rank near the bottom of the country. Thus, Qinghai may consider paying more attention to enhancing the level of agricultural mechanization (X2), food crop production per mu (X4), and level of medical services (X22) in the process of comprehensively promoting RR. Tibet’s Y2 index also ranks extremely low; therefore, strengthening the treatment of rural environmental pollution (involving the third-level indicators X11 and X12) is something that both Qinghai and Tibet may consider to accomplish RR.
The fourth category, comprising 19 provinces, is subdivided into three subcategories (see Table 16 below). Among them, Guangdong, Hunan, Henan, and Hebei belong to subcategory 5, which ranks slightly above the national average level of RR; Gansu, Yunnan, Guizhou, Ningxia, Sichuan, Xinjiang, Jiangxi, Guangxi, and Jilin belong to subcategory 6, which ranks much lower in terms of the overall level of RR; and Inner Mongolia, Shaanxi, Shanxi, Hainan, Heilongjiang, and Liaoning belong to subcategory 7, which ranks at the bottom of the overall level of RR.
In subcategory 5, Guangdong is the largest economic province in China, with the highest GDP across the country, but its ranking on the Y1 index relatively lags, suggesting that it has focused more on the development of cities than villages in the past. So, it may consider paying more attention to the construction of the rural economy in the process of promoting RR in the years ahead. The Y3 index of Guangdong, Hunan, and Hebei ranks 27th, 29th, and 24th, respectively. These low rankings are correlated with the low score of village social custom (X16) and insufficient investment in the construction of public buildings in villages. The Y5 index of Hunan and Henan ranks 14 and 13 places behind that of Hebei, respectively. This is because Hunan’s rural tap water coverage (X30) is 28 percentage points lower than Hebei’s, and Henan’s growth rate of real income of farmers (X25) is 2 percentage points lower than Hebei’s. These three provinces all have a relatively low Y2 index ranking due to the low scores of the domestic sewage disposal rate (X11) indicator. The deficiencies or lagging of the above indicators could be the focus of improvements during the process of implementing the RR strategy in the corresponding provinces.
In subcategory 6, all provinces rank modestly well on the indexes Y2 and Y3 but lag on the other three indexes. Gansu, Yunnan, Guizhou, Ningxia, Guangxi, and Jilin lag on index Y1; Gansu, Yunnan, Guizhou, Ningxia, Sichuan, Xinjiang, and Jilin lag on index Y4; and Gansu, Guizhou, Xinjiang, Guangxi, and Jilin lag behind on the index Y5. A closer analysis of the third-level indicators reveals that provinces lagging on the Y1 index may consider improving the level of irrigated farmland (X3) and the food crop production per mu (X4); provinces lagging on the Y4 index may put more efforts into improving rural medical services level (X22) and minimum subsistence allowance per capita (X23); and provinces lagging on the Y5 index may pay more attention to improving real consumption of farmers (X26) and improving rural living area (X29).
In subcategory 7, all provinces rank relatively poorly on all five secondary indexes. Inner Mongolia, Shaanxi, Shanxi, and Hainan lag on the index Y1; all provinces lag on the index Y2; Hainan, Heilongjiang, and Liaoning lag on the index Y3; Shaanxi and Shanxi lag on index Y4; and Shanxi, Hainan, Heilongjiang, and Liaoning lag on the index Y5. A thoroughly comparative analysis of the third-level indicators suggests that provinces lagging on the Y1 index may put their efforts into improving the level of agricultural mechanization (X2) and the food crop production per mu (X4), and increasing village industrial investment (X5); provinces lagging on the Y2 index may strengthen the control of environmental pollution in rural areas (involving the third-level indicators X11 and X12); provinces lagging on the Y3 index may increase investment in the construction of public buildings in villages, and pass on village social custom (X16); provinces lagging on the Y4 index may increase the proportion of villages that have village development planning (X19) and minimum subsistence allowance per capita (X23); and provinces lagging on the Y5 index may consider increasing the growth rate of real income of farmers (X25) and improving rural living area (X29).
Table 15 and Table 16 also show that Guizhou, Gansu, and Qinghai rank low on the Y1 index respectively. This is related to the decline of agriculture in these three provinces. These three provinces are mountainous and hilly with low rainfall, making them unsuitable for crops. Therefore, these provinces have relatively low food crop production per mu (X4), causing them to lag other provinces on the Y1 index ranking.

7. Conclusions

In this study, we propose a new index for the development level of RR based on five aspects, namely, thriving businesses, pleasant living environments, social etiquette and civility, effective governance, and prosperity. Using data from statistical yearbooks as well as the WIND and CEIC databases, we measure the development level of RR of each province in China from 2010 to 2020 with EWM. Then, we detect the temporal and spatial characteristics of the development level of RR through ESDA and identify the disparities in RR among provinces through Ward cluster analysis. Finally, we give suggestions for improving RR for each province. The key findings of the paper are as follows.
Firstly, the overall development levels of RR in China and its provinces increase year by year over the sample period, yet the overall level of RR is still low, with a national average of merely 0.47 in 2020, while the top province, Jiangsu, only scores 0.64. RR development level is highly heterogeneous among provinces. Provinces with a higher development level of RR are mainly located in the eastern region, followed by the central region, and lastly, the northeastern and western regions.
Secondly, at the secondary indexes level, the RR in China and its provinces also increases year by year, yet there exist gaps between secondary indexes. The relationship among the secondary indexes, in terms of the national average is Y5 > Y4 > Y2 > Y1 > Y3. The gap among the four economic regions on the Y1 index is narrowing while that on the Y2 and Y3 indexes are widening, and that on the Y4 and Y5 indexes do not change obviously.
Thirdly, both the RR primary index and secondary index are notably spatially positively autocorrelated. The primary index exhibits diverse agglomeration characteristics in the four economic regions, with high–high agglomeration in the eastern provinces, low–low agglomeration in the northeastern and western provinces, and high–low agglomeration in the central provinces. The secondary index has similar spatial characteristics to those of the primary index. In addition, the Y1 index has the strongest agglomeration characteristic while the Y3 index has the weakest.
Finally, the 31 provinces of China could be clustered into four categories and seven subcategories through Ward cluster analysis on the RR secondary index. Each province in the different subcategories is facing different challenges in the process of RR and entails different development focuses.
The paper contributes to the growing body of literature that focuses on RR as a major driver of a sustainable economy. First, compared with previous studies, the evaluation system in this paper covers as many as 31 third-level indicators. Therefore, it can assess the level of RR in China comprehensively. Second, prior studies have focused more on the RR primary index, while this paper focuses more on the RR secondary indexes. Third, this paper employs a cluster analysis method to analyze the RR secondary indexes of each province, thereby helping provinces to identify where improvements can be made to promote RR.
Our findings have important implications for policymakers and academics. Since there exists heterogeneity in RR level among provinces and a one-size-fits-all approach may not be suitable for every province; local governments should take this into account in making policies to improve RR. Moreover, our findings lend support to the argument that RR for each province is positively autocorrelated. In particular, our paper suggests that a province should interact with its neighbors actively to achieve better RR. For academics, our paper suggests several directions by which future research can extend from our analysis. First, we encourage future research to examine the effect of RR on the well-being of rural individuals. Second, future research could also explore the influence of RR on high-quality economic development at the macro level.

Author Contributions

X.Q. contributed to the idea, methodology, data, analysis, and writing. Z.L. was involved in the data visualization and writing. Y.Z. contributed to the research model, manuscript revision, and additional modifications. All authors have read and agreed to the published version of the manuscript.

Funding

This research received no external funding.

Institutional Review Board Statement

Not applicable.

Informed Consent Statement

Not applicable.

Data Availability Statement

The data presented in this study are available from the corresponding author, Yuxi Zhang, upon reasonable request.

Conflicts of Interest

The authors declare no conflicts of interest.

Appendix A

Appendix A.1. Thriving Businesses

Thriving businesses are the focus of rural revitalization (RR) and play a fundamental role in the process of RR. To promote the revitalization of rural industries, firstly, it is necessary to build a modern agricultural production system to achieve the revitalization of agriculture. The level of agricultural modernization can be reflected in both process and outcome dimensions. The process is captured by the level of agricultural mechanization (X2) and irrigation of farmland (X3); the outcome is reflected in agricultural labor productivity (X1) and the yield of food crops per mu (X4). Secondly, it is necessary to achieve the revitalization of the secondary and tertiary industries in the countryside and improve the level of integrated development of the primary, secondary, and tertiary industries (three industries). We use village industrial investment (X5) to measure investment for rural secondary and tertiary industries and share of non-agricultural output (X6) to measure the level of rural integrated development of the three industries [30,56,57,58,59].

Appendix A.2. Pleasant Living Environments

Pleasant living environments, which consist of green development of agriculture and ecological living environment, are the key to RR and vital prerequisites for building a green China and achieving sustainable green development in the countryside. Green development of agriculture is an inherent requirement for agricultural modernization and sustainable development, which can be measured from the perspective of agricultural production. We use the level of pesticide application to farmland (X7) and fertilizer application to farmland (X8) to measure the green development of agriculture. The rural ecological living environment is the most straightforward indicator of the effectiveness of the construction of green villages. To this end, we use village green coverage rate (X9), hygienic toilets coverage rate (X10), domestic sewage disposal rate (X11), and non-hazardous disposal rate of domestic waste (X12) [11,60,61,62].

Appendix A.3. Social Etiquette and Civility

Social etiquette and civility are important parts of rural cultural construction and effective ways to pass on the excellent traditional Chinese culture [63]. Social etiquette and civility are captured in three areas. The first is the educational status of villagers. Generally speaking, the higher the level of education of villagers, the more conducive this is to the construction of ideology and morality (spiritual civilization) in the countryside and fostering favorable rural civilization. Therefore, we select village culture and entertainment consumption (X13) and village illiteracy rate (X14) to measure the education status of rural residents. The second is the construction of a rural public cultural service system. Improving rural public cultural services and increasing rural public cultural construction are conducive to fostering favorable rural civilization. So, village cultural station (X15) and village social custom (X16) are employed to measure the status of rural public cultural construction. The third is the dissemination of excellent rural traditional culture. The ideological concepts and moral norms embedded in rural traditional culture are conducive to fostering favorable rural civilization. We adopt TV program coverage (X17) to measure rural traditional culture communication status [25,42,64,65].

Appendix A.4. Effective Governance

Effective governance, which provides a solid social foundation for RR, is the right path to reach a new situation of social stability and order in the countryside and can be measured from two aspects: governance system and governance effectiveness. Village governance system, which is achieved by promoting village development under the leadership of the party organization of the village committee. Thus the proportion of party members among village directors (X18) and village development planning (X19) are used to measure the status of a village governance system. Village governance effectiveness is manifested in the security and improvement of the livelihoods of rural residents. We use rural poverty incidence (X20), urban–rural income gap (X21), medical services level (X22), and minimum subsistence allowance per capita (X23) to measure the status of village governance effectiveness [23,66,67].

Appendix A.5. Prosperity

Prosperity is the starting point and goal of RR, with the intent of making life better for rural residents and boosting their sense of fulfillment and happiness. To achieve this goal, it is necessary to constantly raise/improve the income and the quality of life of villagers, and meanwhile, deliver the benefits of RR to every villager to achieve shared prosperity. Therefore, we choose real income of farmers (X24) and growth rate of real income of farmers (X25) to measure the income status of farmers; real consumption of farmers (X26), Engel’s coefficient for rural households (X27), number of rural private cars (X28), rural living area (X29), and rural tap water coverage (X30) to measure the quality of life of farmers; common prosperity level (X31) to measure the status of life of all rural residents [14,68,69,70].

Appendix B

Table A1. Data sources for third-level indicators.
Table A1. Data sources for third-level indicators.
Third-Level IndicatorSourceThird-Level IndicatorSource
X1Statistical Yearbook for 31 Provinces, China Statistical YearbookX31Poverty Monitoring Report of Rural China
X6China County Statistical YearbookX5, X16Statistical Yearbook for 31 Provinces, China Urban and Rural Construction Statistical Yearbook
X10China Statistical Yearbook on EnvironmentX18, X23China Civil Affairs Statistical Yearbook
X14China Population and Employment Statistics YearbookX2, X3, X4, X7, X8Statistical Yearbook for 31 Provinces, China Rural Statistical Yearbook
X15Statistical Yearbook for 31 Provinces, The Yearbook of China Tourism Statistics
X17China Social Statistical YearbookX13, X24, X26, X27, X28Statistical Yearbook for 31 Provinces, Wind Database
X20Statistical Yearbook for 31 Provinces, Poverty Monitoring Report of Rural China
X21China Rural Statistical Yearbook, China Social Statistical YearbookX9, X11, X12, X19, X29, X30China Urban and Rural Construction Statistical Yearbook, CEIC Database
X22Statistical Yearbook for 31 Provinces, China Social Statistical Yearbook
X25Statistical Yearbook for 31 Provinces, China Price Statistical Yearbook

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Figure 1. The development levels of RR of provinces in China in 2011, 2014, 2017, and 2020. Notes: The map is based on standard map no. GS (2019) 1822, downloaded from the Standard Mapping Service website of the National Administration of Surveying, Mapping, and Geographic Information. The same is true of subsequent figures.
Figure 1. The development levels of RR of provinces in China in 2011, 2014, 2017, and 2020. Notes: The map is based on standard map no. GS (2019) 1822, downloaded from the Standard Mapping Service website of the National Administration of Surveying, Mapping, and Geographic Information. The same is true of subsequent figures.
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Figure 2. The RR indexes of the four economic regions and China as a whole from 2010 to 2020.
Figure 2. The RR indexes of the four economic regions and China as a whole from 2010 to 2020.
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Figure 3. The thriving businesses (Y1) index of the four economic regions and China as a whole from 2010 to 2020.
Figure 3. The thriving businesses (Y1) index of the four economic regions and China as a whole from 2010 to 2020.
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Figure 4. The pleasant living environments (Y2) index of the four economic regions and China as a whole from 2010 to 2020.
Figure 4. The pleasant living environments (Y2) index of the four economic regions and China as a whole from 2010 to 2020.
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Figure 5. The social etiquette and civility (Y3) index of the four economic regions and China as a whole from 2010 to 2020.
Figure 5. The social etiquette and civility (Y3) index of the four economic regions and China as a whole from 2010 to 2020.
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Figure 6. The effective governance (Y4) index of the four economic regions and China as a whole from 2010 to 2020.
Figure 6. The effective governance (Y4) index of the four economic regions and China as a whole from 2010 to 2020.
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Figure 7. The prosperity (Y5) index of the four economic regions and China as a whole from 2010 to 2020.
Figure 7. The prosperity (Y5) index of the four economic regions and China as a whole from 2010 to 2020.
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Figure 8. Global Moran’s I of the index Y from 2010 to 2020.
Figure 8. Global Moran’s I of the index Y from 2010 to 2020.
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Figure 9. Moran scatterplots of the index Y in 2011, 2014, 2017, and 2020. Notes: Due to space limitations, only the 2011, 2014, 2017, and 2020 Moran scatterplots are shown.
Figure 9. Moran scatterplots of the index Y in 2011, 2014, 2017, and 2020. Notes: Due to space limitations, only the 2011, 2014, 2017, and 2020 Moran scatterplots are shown.
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Figure 10. Global Moran’s I of the index Y1, Y2, Y3, Y4, and Y5 from 2010 to 2020.
Figure 10. Global Moran’s I of the index Y1, Y2, Y3, Y4, and Y5 from 2010 to 2020.
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Figure 11. Radar chart of the RR for Zhejiang, Hunan, Guizhou, and Liaoning in 2020.
Figure 11. Radar chart of the RR for Zhejiang, Hunan, Guizhou, and Liaoning in 2020.
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Figure 12. The RR secondary indexes of provinces in China in 2020.
Figure 12. The RR secondary indexes of provinces in China in 2020.
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Figure 13. Clustering results of the secondary indexes of RR. Note: The red line showes that thirty-one provinces are clustered into four categories.
Figure 13. Clustering results of the secondary indexes of RR. Note: The red line showes that thirty-one provinces are clustered into four categories.
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Table 1. Evaluation indicator system for China’s rural revitalization (RR) level.
Table 1. Evaluation indicator system for China’s rural revitalization (RR) level.
First-Level IndicatorSecond-Level IndicatorThird-Level IndicatorNumberUnitAttributeCalculation Method
RR (Y)Thriving businesses
(Y1)
agricultural labor productivityX1yuan/person+value of production of agriculture, forestry, animal husbandry, and fishery/village population
level of agricultural mechanizationX2kW/ha+gross power of agricultural machinery/cropland area
level of irrigation of farmlandX3%+irrigation farmland area/cropland area
food crop production per muX4kg/mu+production of food crops/cropland area
village industrial investmentX5m2/person+productive buildings area/village population
share of non-agricultural outputX6%+value-added of secondary and tertiary industries/village GDP
Pleasant living environments
(Y2)
pesticides application to farmlandX7kg/ha-quantity of pesticides applied/cropland area
fertilizer application to farmlandX8kg/ha -quantity of fertilizers applied/cropland area
village green coverage rateX9%+green coverage area/village land area
hygienic toilet coverage rateX10%+village households with hygienic toilets/total village households
domestic sewage disposal rateX11%+sewage disposal volume/total sewage discharge
non-hazardous disposal rate of domestic wasteX12%+domestic waste non-hazardous disposal volume/total domestic waste
Social etiquette and civility
(Y3)
village culture
and entertainment consumption
X13%+culture and entertainment consumption/total consumption
village illiteracy rateX14%-rural illiterate population above 15/rural population above 15
village cultural stationX15per person +number of village cultural stations/village population
village social customX16yuan/person+rural cumulative investment in public buildings/village population
TV program coverageX17%+village households with cable TV/village households
Effective governance
(Y4)
proportion of party members among village directorsX18%+village directors with party membership/village directors
village development planningX19%+administrative villages with development planning/administrative villages
rural poverty incidenceX20%-village poverty population/village population
urban–rural income gapX21%+rural disposable income per capita/urban disposable income per capita
medical services levelX22%+village medics/village population
minimum subsistence allowance per capitaX23yuan/person
/year
+rural minimum subsistence allowance per capita
Prosperity
(Y5)
real income of farmersX24yuan+real income of farmers
growth rate of real income of farmersX25%+(real income of year—real income of last year)/real income of last year-CPI
real consumption of farmersX26yuan+rural real consumption of farmers
Engel’s coefficient for rural householdsX27%-rural consumption on food/rural consumption
number of rural private carX28per household+number of private cars/(village households/100)
rural living area X29m2/person+rural living area per capita
rural tap water coverageX30%+village households with tap water/village households
common prosperity levelX31%+1- rural poverty incidence
Table 2. The three methods used in the study.
Table 2. The three methods used in the study.
MethodPurpose
Entropy weight methodCalculate the RR primary and secondary indexes
Spatial correlation analysisExamine the spatial characteristics of RR indexes
Cluster analysisCluster the RR secondary indexes for provinces
Table 3. The correlation coefficients for the Y index of this paper and the three compared indexes from the literature.
Table 3. The correlation coefficients for the Y index of this paper and the three compared indexes from the literature.
YIndex1Index2Index3
Y1
index10.725 ***1
index20.679 ***0.706 ***1
index30.726 ***0.558 ***0.468 ***1
Notes: * p < 0.1, ** p < 0.05, *** p < 0.01.
Table 4. The correlation coefficients for the Y index and DIF and Airpollu.
Table 4. The correlation coefficients for the Y index and DIF and Airpollu.
YDIFAirpollu
Y1
DIF0.636 ***1
Airpollu−0.241 ***−0.53 ***1
Notes: * p < 0.1, ** p < 0.05, *** p < 0.01.
Table 5. The development level of RR at regional and provincial levels in 2020.
Table 5. The development level of RR at regional and provincial levels in 2020.
RegionProvinceRR IndexRankingRegionProvinceRR IndexRanking
EasternJiangsu0.64441WesternChongqing0.443510
Shanghai0.63792Ningxia0.389516
Fujian0.60383Tibet0.386817
Beijing0.58564Xinjiang0.374318
Zhejiang0.58015Sichuan0.363619
Shandong0.57546Yunnan0.360620
Tianjin0.54147Guizhou0.345222
Guangdong0.422911Qinghai0.340323
Hebei0.400814Gansu0.335724
Hainan0.271231Inner Mongolia0.329325
CentralAnhui0.49928Guangxi0.324926
Hubei0.4559Shaanxi0.319827
Jiangxi0.416512NortheasternJilin0.350621
Hunan0.407413Liaoning0.306628
Henan0.397115Heilongjiang0.303229
Shanxi0.301830China0.4677
Table 6. Correlation between the RR level (Y Index) and Real GDP.
Table 6. Correlation between the RR level (Y Index) and Real GDP.
YRGDP
Y1
RGDP0.532 ***1
Notes: * p < 0.1, ** p < 0.05, *** p < 0.01.
Table 7. Ranking of China and its regions in terms of the RR primary and secondary indexes.
Table 7. Ranking of China and its regions in terms of the RR primary and secondary indexes.
RegionYY1Y2Y3Y4Y5
Northeastern545535
Eastern121111
Central314343
Western453254
China232422
Table 8. Contribution of the secondary index to the primary index.
Table 8. Contribution of the secondary index to the primary index.
Secondary IndexY1Y2Y3Y4Y5
Contribution20.70%26.37%12.23%15.91%24.78%
Table 9. The spatial correlation test on the Y index from 2010 to 2020.
Table 9. The spatial correlation test on the Y index from 2010 to 2020.
YearIE(I)sd(I)zp-Value
20100.581−0.0330.1155.3510.00 ***
20110.587−0.0330.1155.3700.00 ***
20120.586−0.0330.1165.3420.00 ***
20130.573−0.0330.1175.2040.00 ***
20140.594−0.0330.1175.3490.00 ***
20150.557−0.0330.1184.9870.00 ***
20160.559−0.0330.1185.0030.00 ***
20170.621−0.0330.1195.5110.00 ***
20180.619−0.0330.1195.4640.00 ***
20190.628−0.0330.1205.5290.00 ***
20200.601−0.0330.1205.3060.00 ***
Notes: * p < 0.1, ** p < 0.05, *** p < 0.01.
Table 10. The changes in the mean and standard deviation of RR primary index Y and RR secondary indexes Y1, Y2, Y3, Y4, and Y5.
Table 10. The changes in the mean and standard deviation of RR primary index Y and RR secondary indexes Y1, Y2, Y3, Y4, and Y5.
2013–20162017–20202017–2020/2013–20162017–2020/2013–2016
MeanStd. Dev.MeanStd. Dev.Difference
in Mean
p-ValueDifference
in Std. Dev.
p-Value
Y10.2790.1330.2960.1260.017
(5.99%)
0.155−0.007
(−5.42%)
0.269
Y20.2630.1690.3730.1990.110
(41.59%)
0.000 ***0.030
(17.93%)
0.034 **
Y30.2260.0850.3100.1070.084
(37.20%)
0.000 ***0.022
(26.13%)
0.005 ***
Y40.3730.0890.4690.0960.096
(25.61%)
0.000 ***0.007
(8.01%)
0.197
Y50.3680.1260.4980.1240.129
(35.10%)
0.000 ***−0.002
(−1.60%)
0.429
Y0.2960.1080.3790.1130.084
(28.25%)
0.000 ***0.005
(4.13%)
0.327
Notes: * p < 0.1, ** p < 0.05, *** p < 0.01.
Table 11. The correlation coefficients for the RR secondary indexes.
Table 11. The correlation coefficients for the RR secondary indexes.
Y1Y2Y3Y4Y5
Y11
Y20.696 ***1
Y30.0640.266 ***1
Y40.601 ***0.722 ***0.467 ***1
Y50.588 ***0.736 ***0.590 ***0.885 ***1
Notes: * p < 0.1, ** p < 0.05, *** p < 0.01.
Table 12. Clustering results of the secondary indexes of RR.
Table 12. Clustering results of the secondary indexes of RR.
CategorySubcategory ProvinceRegionRankingCategorySubcategory ProvinceRegionRanking
First1BeijingEastern4Fourth6GansuWestern24
ShanghaiEastern2YunnanWestern20
ZhejiangEastern5GuizhouWestern22
TianjinEastern7NingxiaWestern16
Second2JiangsuEastern1SichuanWestern19
ShandongEastern6XinjiangWestern18
FujianEastern3JiangxiCentral12
3AnhuiCentral8GuangxiWestern26
ChongqingWestern10JilinNortheastern21
HubeiCentral97InnerMongoliaWestern25
Third4QinghaiWestern23ShaanxiWestern27
TibetWestern17ShanxiCentral30
Fourth5GuangdongEastern11HainanEastern31
HunanCentral13HeilongjiangNortheastern29
HenanCentral15LiaoningNortheastern28
HebeiEastern14 ---
Table 13. Ranking of provinces in the first category in terms of the RR primary and secondary indexes.
Table 13. Ranking of provinces in the first category in terms of the RR primary and secondary indexes.
ProvinceY1Y2Y3Y4Y5Y
Beijing17 7 2 2 14
Shanghai4 3 17 1 32
Zhejiang6 9 5 4 25
Tianjin7 10 10 3 47
Table 14. Ranking of provinces in the second category in terms of the RR primary and secondary indexes.
Table 14. Ranking of provinces in the second category in terms of the RR primary and secondary indexes.
ProvinceY1Y2Y3Y4Y5Y
Jiangsu1 1 18 5 51
Shandong3 4 8 8 66
Fujian2 2 4 6 103
Anhui10 5 21 7 128
Chongqing19 6 23 11 1910
Hubei14 8 22 10 159
Table 15. Ranking of provinces in the third category in terms of the RR primary and secondary indexes.
Table 15. Ranking of provinces in the third category in terms of the RR primary and secondary indexes.
ProvinceY1Y2Y3Y4Y5Y
Qinghai29 29 3 26 723
Tibet15 30 1 16 1417
Table 16. Ranking of provinces in the fourth category in terms of the RR primary and secondary indexes.
Table 16. Ranking of provinces in the fourth category in terms of the RR primary and secondary indexes.
ProvinceY1Y2Y3Y4Y5Y
Guangdong12 12 27 9 911
Hunan5 21 15 21 2213
Henan8 20 29 12 2115
Hebei9 22 24 13 814
Gansu30 15 12 28 3024
Yunnan25 18 6 27 1620
Guizhou31 16 9 30 2322
Ningxia22 13 13 22 1116
Sichuan16 17 20 29 1719
Xinjiang13 23 7 23 2418
Jiangxi11 14 11 15 2012
Guangxi24 19 28 18 2726
Jilin28 11 30 24 2521
InnerMongolia21 28 14 14 1825
Shaanxi26 24 19 31 1327
Shanxi27 25 16 25 2930
Hainan23 31 25 17 3131
Heilongjiang18 26 31 20 2829
Liaoning20 27 26 19 2628
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Qu, X.; Zhang, Y.; Li, Z. Is China’s Rural Revitalization Good Enough? Evidence from Spatial Agglomeration and Cluster Analysis. Sustainability 2024, 16, 4574. https://doi.org/10.3390/su16114574

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Qu X, Zhang Y, Li Z. Is China’s Rural Revitalization Good Enough? Evidence from Spatial Agglomeration and Cluster Analysis. Sustainability. 2024; 16(11):4574. https://doi.org/10.3390/su16114574

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Qu, Xiaodong, Yuxi Zhang, and Zhenming Li. 2024. "Is China’s Rural Revitalization Good Enough? Evidence from Spatial Agglomeration and Cluster Analysis" Sustainability 16, no. 11: 4574. https://doi.org/10.3390/su16114574

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