1. Introduction
Aligned with global objectives for carbon neutrality, the building sector is increasingly recognizing the need for energy conservation [
1]. A fundamental aspect in minimizing a building’s energy demands involves ensuring that the thermal performance of the building envelope is optimized [
2]. The effectiveness of insulation is typically gauged using parameters such as thermal transmittance (U-value) or thermal resistance (R-value).
According to the ISO 6946 (2017), the thermal transmittance of building elements can be theoretically calculated based on material thermal conductivity and thickness [
3]. This calculation method is widely utilized owing to its simplicity and reliance on accurate wall layer information. However, the actual thermal transmittance measured in the field may significantly deviate from the designed value due to factors such as insulation material aging, moisture presence, construction errors, and material damage [
4,
5,
6,
7,
8,
9,
10]. This discrepancy between designed and actual thermal transmittance values can impact the strategies for remodeling old buildings and enhancing skin insulation performance, highlighting the need for in-field diagnostic measures of building skin insulation.
Several non-destructive methods exist for field measurements of wall U-values and R-values, such as the heat flow meter (HFM), hot box, infrared thermography, and temperature-based method (TBM). The selection of a method typically depends on factors such as complexity, accuracy, cost, and time requirements. Among these, the HFM method of the ISO 9869-1, known for its relatively simple equipment and estimation process, is commonly adopted. This standard delineates two data analysis methods: the average method (AM) and dynamic method (DM) that involve analyzing temperature and heat flow data across building walls to derive an in situ U-value or R-value [
11]. The AM requires a prolonged measurement period for steady-state values, whereas the DM adjusts for heat flow changes through modifications in the heat equation and various parameters [
12].
Numerous researchers have employed this methodology to estimate the U-value or R-value of walls, assess discrepancies from the design values, and identify optimal measurement conditions. Adhikari et al. found that the difference between calculated and measured thermal transmittance values ranged from 2% to 58%, depending on the wall material used in the building [
13]. Evangelisti’s study also experimentally confirmed a substantial error margin, spanning from 14% to 112%, between the theoretical and measured heat transmittance [
14]. Ficco et al. conducted field measurements of the U-value for buildings designed with the U-value ranging from 0.37 W/m
2·K to 3.3 W/m
2·K, and they reported an error of 2–233% between calculated and measured values [
15]. Gaspar et al. conducted a field measurement test of the U-value on a building facade, confirming that the convergence period of the measurement was determined depending on the indoor and outdoor temperature difference conditions of the test environment [
16].
Highly insulated walls, with substantial thermal resistance, further challenge the accuracy of thermophysical property evaluations [
17,
18].
Asdrubali et al. measured the in situ U-value of insulated green buildings, with theoretical U-values ranging from 0.23 W/m
2·K to 0.33 W/m
2·K, employing the average method [
19]. They found a discrepancy of 4% to 75% between the theoretically calculated U-values and the measured ones. Similarly, Bros-Williamson investigated an insulation structure designed with a U-value of 0.10 W/m
2·K; the in situ measurement yielded a U-value of 0.23 W/m
2·K, indicating a divergence of 10% to 65% from the theoretical value [
20]. In a related study by O’Hegarty, field U-values for five insulated walls were measured, with theoretical U-values ranging from 0.118 W/m
2·K to 0.191 W/m
2·K. They also identified a significant deviation between the design and the measured values, with an error margin of 9–300% [
21].
These studies collectively demonstrate that on-site measurements of U-values, particularly when utilizing the HFM method on highly insulated exterior walls, can yield results that significantly deviate from theoretically calculated values. To address the various limitations inherent in field measurements, several studies have proposed methodologies for improvement from diverse perspectives.
One critical factor influencing U-value estimation is the measurement and sensing process, which includes considerations such as the location of sensor attachment and the presence of surrounding heat source devices [
22,
23,
24]. Studies have also explored optimal conditions for U-value field measurements by analyzing various environmental conditions [
25,
26,
27]. Additionally, approaches involving mathematical modeling have been attempted, such as regression modeling, advanced data analysis methods, probabilistic gray box modeling, and inverse modeling [
28,
29,
30]. Furthermore, an extended concept of the average method has been proposed, entailing modifications to the data interpretation method [
31]. However, it remains uncertain whether these methods necessitate new techniques, such as mathematical modeling, or constitute a comprehensive improvement over the HFM method.
To enhance the limitations of the HFM method identified in highly insulated exterior walls, the concept of the extended average method (EXAM) is introduced in this study. This concept utilizes the thermal conductivity measurement method for insulation materials. To assess the efficacy and degree of improvement of this proposed method, the field U-value of a highly insulated exterior wall was estimated through experimentation. The improvement effect was subsequently verified through a comparative analysis with the existing method.
3. Results and Discussion
3.1. Estimation of the U-Value
To estimate the thermal transmittance of the insulated wall amidst variably changing indoor and outdoor temperatures and heat flows, we employed the HFM method as specified in the ISO 9869-1, utilizing both the average and dynamic methods. Concurrently, the thermal transmittance for the same period was also estimated using the expanded average method (EXAM), as defined in this study.
The accuracy of the thermal transmittance estimates obtained through the HFM method and EXAM was evaluated against the thermal transmittance calculated by the ISO 6946’s method. This method bases the thermal transmittance calculation on the thermal conductivity of each material comprising a wall. Ideally, the in situ measured thermal transmittance should align closely with the value obtained from the calculation method. However, in real-world settings, the thermal transmittance value may deviate from the calculated one due to various factors, including the aging of insulation material, construction issues, and abnormal environmental conditions at the site [0]. Therefore, the accuracy of the field measurement method’s thermal transmittance estimation was assessed through a comparative analysis with the calculation method.
Furthermore, as outlined in
Section 2.1.1, the convergence of the average method was verified against the criteria set forth in the ISO 9869-1. Similarly, the convergence of the extended average method was also reviewed, employing the same set of indicators.
3.1.1. Average Method
The in situ U-value for each subcase was estimated using the average method as per Equation (1). The estimates were then evaluated against the three convergence conditions outlined in the ISO 9869-1. Typically, if all three conditions are satisfied, the estimated U-value is considered reflective of the in situ value for a specific wall. However, the thermal transmittance values for each subcase were initially analyzed before verifying their adherence to the convergence conditions.
The estimation of heat transmittance using the average method, as depicted in
Figure 5, showed variations influenced by indoor and outdoor temperature conditions. Each line represents a subcase within each main case, and it can be observed that the U-value was estimated as data accumulated over time within each subcase. A common observation was the significant variability in thermal transmittance estimates during the initial stages of measurement (approximately 2–3 days), primarily due to non-steady-state environmental conditions. As the measurement period progressed, a trend of convergence to a single value was noted, attributed to the cumulative averaging of data. Observation revealed that the heat transmittance estimate curve tended to converge more rapidly as the indoor and outdoor temperature difference increased.
On the 7th day of each case, the estimated thermal transmittance rates were analyzed, as shown in
Figure 6. The average thermal transmittance values for the cases were the following: 0.135 W/m
2K for Case 1, 0.137 W/m
2K for Case 2, 0.135 W/m
2K for Case 3, 0.135 W/m
2K for Case 4, and 0.135 W/m
2K for Case 5. When considered solely as average values, the thermal transmittance estimates across all cases appeared quite similar. However, in scenarios with relatively small temperature differences between indoors and outdoors, particularly in Case 1, the range of estimated thermal transmittance values was approximately 25%. The standard deviation of these values was 0.012 for Case 1, 0.005 for Case 2, 0.003 for both Cases 3 and 4, and 0.004 for Case 5. Hence, in Case 1, a relatively large variance in estimated thermal transmittance values was observed, rendering it challenging to determine a reliable thermal transmittance value for the wall.
In accordance with the ISO 9869-1, the evaluation of the convergence condition for the thermal transmittance value estimated by the average method is a crucial step in determining its validity. In this study, all cases were examined to ascertain whether they satisfied the three prescribed convergence conditions. Given that the first condition, which stipulates a minimum measurement period of 3 days, was fulfilled in all cases, the focus was on quantitatively assessing the fulfillment of Conditions 2 and 3.
Figure 7 presents the resultant values for these conditions across each case. Here, a thermal transmittance value was considered to comply with the ISO standard if both Conditions 2 and 3 fell within a 5% margin.
An analysis of the percentages of subcases meeting both conditions in each case revealed that Cases 4 and 5 exhibited the highest compliance, with approximately 71.4% of subcases satisfying the criteria. This was followed by 42.8% in Case 3, 35.5% in Case 2, and only 5.0% in Case 1, where merely one subcase met all three conditions.
These outcomes appear to be consistent with the observations from the thermal transmittance rate estimation curve shown in
Figure 5. Notably, Case 1 exhibited significant fluctuations over time in the heat transmittance estimate curve. This suggests that for Case 1, where the indoor/outdoor temperature difference was approximately 10 °C, a measurement period extending beyond 7 days might have been necessary for a more precise estimate. Consequently, in such a scenario (Case 1), the reliability of the thermal transmittance rate estimated over a 7-day period could be questionable.
3.1.2. Dynamic Method
The in situ U-value for each analysis case, as estimated using the dynamic method outlined in the ISO 9869-1, was analyzed, as presented in
Figure 8. The average U-values determined for each case were the following: 0.183 for Case 1, 0.136 for Case 2, 0.136 for Case 3, 0.135 for Case 4, and 0.134 for Case 5. Notably, except for Case 1, the U-values for the remaining cases were highly similar, ranging between 0.134 and 0.136. This similarity indicates a consistency in the U-value estimates across these cases.
Moreover, the standard deviation of the estimated U-values for the subcases was found to be minimal, with values of 0.004 for Case 2, 0.002 for both Cases 3 and 4, and 0.005 for Case 5. A small standard deviation suggests limited variability in the estimated U-values within these subcases. Thus, for Cases 2 to 5, which exhibited specific indoor and outdoor temperature difference conditions, the reliability of the U-value estimation can be considered relatively high.
Conversely, Case 1 stands out due to its higher average U-value estimate compared with the other cases, with certain subcases featuring U-values exceeding 0.18. Additionally, the standard deviation for the estimated values in these subcases was calculated to be 0.11. This higher standard deviation implies a greater degree of variability in the U-values across the subcases of Case 1, indicating increased uncertainty in the U-value estimation for this particular scenario.
Case 1 comprises subcases where the average indoor–outdoor temperature difference over the analysis period of 7 days was approximately 10 °C. This period corresponds to the spring and fall seasons in Korea, which exhibit high physical variability in the surrounding environment owing to seasonal changes. Therefore, it is estimated that the error in Case 1 was larger than that in other cases owing to this variability. Additionally, these results suggest that if the heat flux and indoor–outdoor temperature differences are not consistent and vary significantly, the dynamic method may produce larger errors than the average method. Consequently, further studies are required to investigate the impact of changes in the physical elements of the surrounding environment using the in situ U-value measurement methods (dynamic and average methods).
3.1.3. Extended Average Method
Furthermore, Equations (8)–(11), embodying the concept of the extended average method proposed, were applied to estimate the U-value. Additionally, the compliance of this method with the average method convergence conditions set by the ISO 9869-1 was evaluated. The in situ thermal transmittance rate estimated for each analysis case is depicted in
Figure 9. The average U-value for each case was determined to be 0.141 for Case 1, 0.151 for Case 2, 0.150 for Case 3, 0.149 for Case 4, and 0.150 for Case 5.
Similar to the results obtained using other HFM methods, in Case 1, where the average indoor and outdoor temperature difference was 10 °C, the estimated U-values of the subcases ranged from a minimum of 0.067 to a maximum of 0.159. This variation is reflected in the standard deviation, which was analyzed to be 0.018 for Case 1. In contrast, the standard deviations for the remaining cases were markedly lower, with 0.006 for Case 2, 0.002 for Case 3, 0.001 for Case 4, and 0.005 for Case 5, indicating a disparity of up to 18 times relative to Case 1. Thus, the methodology presented in this study also exhibited lower reliability in estimating the U-value under the specific indoor and outdoor environmental conditions of Case 1, as opposed to the other cases.
This study also involved an evaluation of the second and third conditions of the average method convergence criteria as stipulated by the ISO 9869-1. The values for Condition 2 and Condition 3 across each case were analyzed, as presented in
Figure 10. According to the ISO standard, a compliance with both Condition 2 and Condition 3 was indicated if their values were within a 5% margin.
The analysis revealed that for each case, the percentage of subcases meeting both conditions varied by the following: Case 4 exhibited the highest compliance at 95.2%, followed by Case 5 at 85.7%, Case 3 at 71.4%, Case 2 at 58.1%, and Case 1 at 25%. Generally, as the difference between indoor and outdoor temperatures increased, the likelihood of meeting the convergence conditions also tended to increase. Notably, in Cases 4 and 5, nearly all the subcases satisfied all the required conditions, with only one exception in each case.
3.2. Comparison of Methods
Section 3.1 presented the in situ U-value estimation results, based on which the effectiveness and limitations of the extended average method proposed in this research were evaluated in comparison to the existing HFM method. This evaluation focused primarily on two aspects: the accuracy of U-value estimation and the satisfaction of convergence criteria.
Accuracy in this context refers to the discrepancy between the theoretical U-value as per the ISO 6946 (outlined in
Table 1) and the estimated in situ U-value.
Table 4 in this study details the results of the in situ U-value estimation and the corresponding accuracy analysis for both the AM and DM of the HFM, as well as for the extended average method. This table highlights the average U-value and the absolute average error rate for the subcases in each method. Furthermore,
Figure 11 provides a visual representation of the error rate for the in situ U-value of each case in the form of a boxplot, allowing for a clear comparison of the error rates across the subcases.
A key observation from this analysis is that the extended average method demonstrated an improvement in the accuracy of in situ U-value estimation when compared with the traditional HFM approach. The average error rates for the average method and dynamic method across all cases were calculated to be 7.01% and 12.81%, respectively. While these rates indicate reasonable accuracy (below 15%), the extended average method further enhanced this accuracy, presenting an overall average error rate of 4.02% for all cases. This represents a reduction of 2.99% compared with the average method and 8.79% compared with the dynamic method.
A detailed examination of each case revealed the most significant improvement in accuracy under the conditions of Case 1 when compared with the dynamic method. While the dynamic method exhibited an average error rate of 37.83% in Case 1, indicating a high level of inaccuracy, the extended average method drastically improved this to 6.86%, signifying a substantial increase in accuracy. Moreover, for Cases 2, 3, 4, and 5, the extended average method consistently demonstrated a reduction in the error rate, ranging from a minimum of 1.70% to a maximum of 4.26%, when compared with the dynamic method.
The field-measured thermal transmittance via the average method of the HFM exhibited commendable accuracy, with an error rate of less than 10% across all cases. Despite this high level of precision, the extended average method further demonstrated its efficacy by reducing the error rate by a minimum of 1.48% and a maximum of 4.19% compared with the average method. While the extended average method did not achieve absolute superiority in accuracy over the HFM in every subcase, its overall performance was notably better across all experimental cases, when categorized by indoor and outdoor temperature differences. This indicates that, on average, the extended average method enhances the precision of thermal transmittance estimation under various environmental conditions, thereby demonstrating a significant improvement in the field of thermal performance measurement.
3.3. Heat Flow Characteristics of Highly Insulated Wall
As shown in
Figure 11, the error rate distributions for both the HFM method and the extended average method were bifurcated into negative and positive directions. The in situ U-value estimations via the average and dynamic methods generally exhibited errors skewed toward the negative direction, with only a few subcases being exceptions. This trend indicates that the in situ U-values estimated by these methods were typically lower than the theoretical U-values derived from standard calculations.
The elucidation of this phenomenon’s cause was derived using the U-value inference formula from the average method. This formula articulates the U-value as the quotient of heat flow and the temperature differential between indoor and outdoor environments. Within this framework, the indoor and outdoor temperature values are classified as primary natural variables, while the heat flow emerges as a secondary variable, instigated by the aforementioned temperature difference. In our study, the primary variable—namely, the indoor/outdoor temperature differential—was confined to increments of 10, 15, 20, 25, and 30 °C. Concurrently, the denominator remained constant, leading to the inference that the U-value predominantly hinged on the heat flow, i.e., the numerator. Consequently, this suggests that the measured heat flow might have been insufficient to accurately estimate the theoretical heat transmittance. To corroborate this hypothesis, an analysis of the heat flow behavior within the wall was conducted.
To decipher the wall’s heat flow characteristics, we examined the correlation between each case’s cumulative indoor and outdoor temperature differential and the corresponding cumulative heat flow, as depicted in
Figure 12. The slope of the line in the figure, representing the ratio of cumulative indoor/outdoor temperature difference to cumulative heat flow, is indicative of the heat transmittance as estimated by Equation (1). Employing this equation, we calculated the theoretical U-value’s heat flow (illustrated by a black dashed line) inversely under the conditions of the measured indoor/outdoor temperature difference, thereby facilitating an analysis of the heat flow characteristics based on this line.
As observed in
Figure 12, the heat flows
(measured on the indoor side of the inner insulation wall) and
(measured inside the wall, between the insulation and structural areas) exhibit marked disparities. Predominantly,
was situated below the theoretical heat flow
, indicating that under identical indoor and outdoor temperature differences,
was smaller than
. This resulted in a lesser slope for the
line, representing the U-value, compared with the
line, thus signifying that the U-value estimated by
was generally lower than its theoretical counterpart. This observation aligns with the findings presented in
Figure 11. Conversely, the heat flow
measured within the wall was positioned above the theoretical
. This suggests that
exceeded
, leading to the conclusion that the thermal transmittance value estimated by
surpassed the theoretical thermal transmittance.
The utilization of high-performance insulation materials was anticipated to accentuate this phenomenon. Hence, in walls employing such materials, the disparate heat flow characteristics of the insulation and structural materials must be duly considered. However, as the HFM method predominantly reflects indoor heat flow, it is likely to yield underestimations in the U-value of walls with high-performance insulation.
4. Conclusions
In this study, the in situ thermal transmittance of internal insulation exterior walls under variably changing real-world conditions was estimated via the HFM method as outlined in the ISO 9869-1, encompassing both average and dynamic methodologies. The precision of the estimated U-values was assessed through comparison with the theoretical U-values specified in the ISO 6946, alongside an evaluation of convergence characteristics in accordance with the criteria set by the ISO 9869-1. Further, this study identified the characteristics of heat flow through the wall and considered the limitations inherent in the HFM method, particularly in the context of highly insulated walls. To enhance the HFM method, an extended average method was proposed, with its efficacy verified through comparative analyses with existing methods.
A specially designed experimental wall was constructed for the accurate estimation of the in situ U-value, with various parameters being measured over an extensive period from June 2022 to May 2023. The U-value of the wall was determined using data from 7 consecutive days, focusing on cases where the average 7-day indoor and outdoor temperature differential was 10, 15, 20, 25, and 30 °C.
This study revealed that the average thermal transmittance values, as per the different methods, were 0.136 W/m²K for the average method, 0.145 W/m²K for the dynamic method, and 0.148 W/m²K for the expanded average method. Notably, Case 1, characterized by a 10 °C indoor and outdoor temperature difference, exhibited the lowest accuracy. Furthermore, the significant standard deviation in the estimated thermal transmittance values of Case 1’s subcase indicated challenges in ascertaining a highly reliable on-site thermal transmittance value under such conditions.
When comparing the in situ U-value estimation accuracy by methodology, the extended average method proposed in this study proved superior to the standard HFM in all scenarios. The average error rates for all cases were 7.01% for the average method and 12.81% for the dynamic method, while the extended average method demonstrated a significantly lower average error rate of 4.02%, thereby indicating a marked improvement in accuracy.
The enhanced efficacy of the extended average method compared with the standard HFM is attributed to its consideration of heat flow characteristics within highly insulated walls. The U-value determined by the HFM was generally lower than the theoretical U-value, a discrepancy arising from the minimal heat flow measured on the indoor surface due to the high-performance insulation material. Therefore, to accurately estimate the in situ U-value of a highly insulated wall, the heat flow through both the insulation and structural areas must be separately considered.
However, the challenge lies in the general impossibility of non-destructively measuring the heat flow within a wall, i.e., between the insulation material and the structural material. Thus, the EXAM cannot be regarded as a non-destructive in situ U-value estimation method. This study’s significance lies in its presentation of a concept to improve the accuracy of in situ U-value measurements, along with the verification of this concept on a specially manufactured wall. Future research efforts will focus on experiments designed to predict and estimate the heat flow inside a wall non-destructively.