Assessment of Ecological Flow in Hulan River Basin Utilizing SWAT Model and Diverse Hydrological Approaches
Abstract
:1. Introduction
Study Area | Method | Research Focus | References |
---|---|---|---|
Taohe River | Runoff component investigation method | Identified runoff variation characteristics, highlighting the impact of current runoff calculations on ecological flow strategies. | [18] |
Fenhe River | SWAT model and Tennant method | Explored ecological water supplement strategies, utilizing SWAT Model for effective water management. | [19] |
Xibei River | Improved annual distribution method | Analyzed river ecological flow using an enhanced distribution approach, offering insights into water allocation and conservation. | [12] |
Xishui River | Runoff component investigation method and SWAT model | Assessed water resources through integrated runoff investigation and modeling, facilitating comprehensive water resource management. | [20] |
Hanjiang River | SWAT model and cellular automata | Examined the evolution of ecological flow characteristics under environmental changes, emphasizing adaptive management strategies. | [4] |
Yellow River | Mann–Kendall test and double cumulative curve method | Investigated natural runoff reduction and consistency treatment methods, proposing solutions for sustainable river basin management. | [21] |
Hei River | Heuristic segmentation method and various hydrological methods | Evaluated minimum and suitable ecological flows, considering hydrological variability for inland basin sustainability. | [22] |
Yichang Section of Yangtze River | DFM and various hydrological methods | Determined ecological water requirements, leveraging DFM for ecological balance. | [23] |
Long River | Physical habitat simulation and Penman–Monteith equation | Conducted quantitative ecological flow calculations, advocating for nature-based solutions in water resource optimization. | [24] |
2. Data and Methods
2.1. Data Source and Processing
2.1.1. Digital Elevation Model (DEM)
2.1.2. Meteorological Data
2.1.3. Hydrological Data
2.1.4. Land Use
2.1.5. Soil Type
2.2. Land Use Dynamic Degree (LUD) Index
2.3. Land Use Transfer Matrix
2.4. SWAT Model
2.5. Itemized Survey Method
2.6. Runoff Simulation and the Division of Flood and Drought Periods in Watershed
2.7. Ecological Flow Calculation
2.7.1. Distribution Method
2.7.2. Monthly Minimum Method
2.7.3. The Texas Method
2.7.4. Q50–Q90
2.7.5. The Tessman Method
2.7.6. The DFM Method
2.7.7. Northern Great Plains Resources Program (NGPRP)
2.7.8. Tennant Method
2.8. Quantification of Ecological Water Replenishment
3. Results and Analysis
3.1. Land Use Change Analysis
3.2. Results of Runoff Simulation and Watershed Division
3.3. Runoff Status Assessment
3.4. The Optimization of the Ecological Flow Calculation
3.4.1. Calculation Method Selection of Minimum Ecological Flow
3.4.2. Calculation Method Selection of Maximum Ecological Flow
3.5. Quantification of Ecological Water Replenishment
4. Discussion
4.1. Land Use Transfer Analysis
4.2. SWAT Model Building and Parameter Sensitivity Analysis
4.3. Natural Flow Restoration
4.4. Ecological Water Requirement Calculation
4.5. Methods Advantages and Limitations
5. Conclusions
- The land use change observed in Hulan River Basin between 2000 and 2010 demonstrated a significant transformation, highlighted by an increase in arable land and a considerable decrease in forested areas.
- In the evaluation of the minimum ecological flow, DFM yields slightly higher results in comparison to other methodologies. While both the variable Q90 method and DFM (Q2) method achieve a 10% match with the natural river flow, DFM exhibits a marginally lower level of adherence to hydrological patterns compared to the variable Q90 method.
- In the assessment of the optimal ecological flow for Hulan River Basin, it has been noted that different hydrological approaches produce comparable outcomes. However, only DFM has the capability to quantify the threshold of the optimal ecological flow. Furthermore, it is worth noting that the majority of results derived from alternative hydrological methods align with this threshold. Therefore, it is considered more suitable to utilize DFM for determining the ecological flow of Hulan River Basin.
- The utilization of the SWAT model to simulate the natural runoff dynamics of Hulan River has demonstrated a significant decrease in the resources needed for reinstating natural runoff, in contrast to traditional approaches to allocation and restoration. This approach involves reduced and simplified data requirements, yet it is also able to fulfill the stringent requirements set by DFM for hydrological data.
- The SWAT model is utilized to evaluate ecological flow and ecological water scarcity throughout the watershed, taking into account the hydraulic interconnections among sub-watersheds. This methodology enables the assessment of the spatiotemporal distribution of ecological flow and water scarcity in the watershed. Consequently, it facilitates a more intuitive and rational spatial allocation of water resources to fulfill the overarching ecological flow requirements.
Author Contributions
Funding
Institutional Review Board Statement
Informed Consent Statement
Data Availability Statement
Conflicts of Interest
References
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Abbreviation | Land Use Category |
---|---|
AGRL | Agricultural Land |
FRST | Forest |
PAST | Pasture |
WATR | Water Body |
URML | Residential—Medium/Low Density |
URLD | Residential—Low Density |
UIDU | Industrial Land |
BARR | Bare Land |
Abbreviation | Soil Type | Abbreviation | Soil Type |
---|---|---|---|
ATc | Cumulic Anthrosols | CMe | Eutric Cambisols |
CHg | Gleyic Chernozems | DS | Dunes and Shift Sands |
CHh | Haplic Chernozems | SCm | Mollic Solonchaks |
CHk | Calcic Chernozems | FLc | Calcaric Fluvisols |
CHl | Luvic Chernozems | GLk | Calcic Gleysols |
HSs | Terric Histosols | GLm | Mollic Gleysols |
LVa | Albic Luvsiols | PHg | Gleyic Phaeozems |
LVg | Gleyic Luvisols | PHh | Haplic Phaeozems |
LVh | Haplic Luvisols | PHj | Stagnic Phaeozems |
PHc | Calcaric Phaeozems | WR | Water Bodies |
Parameters | Description of Calculation Method |
---|---|
Most optimal ecological flow (Q0) | Defined by the peak of the probability density function of monthly average flow within the hydrological sequence, forming the annual optimal ecological flow from monthly calculations. |
Maximum ecological flow (Q1) | Determined by comparing the highest probability density functions of daily and monthly mean flows, selecting the smaller for each month to establish the annual maximum ecological flow. |
Minimum ecological flow (Q2) | Established by comparing the highest probability density functions of daily and monthly minimum flows, selecting the larger for each month to form the annual minimum ecological flow. |
Optimal upper threshold for ecological flow (Q3) | Calculated using the maximum and optimal ecological flow values to define the monthly and, subsequently, the annual upper threshold. |
Optimal lower threshold for ecological flow (Q4) | Determined by averaging the minimum and optimal ecological flows for each month to establish the annual lower threshold. |
Extremely large ecological flow (Q5) | Identified by the maximum daily flow in months with the highest ecological flow, forming the basis for the annual maximum ecological flow process. |
Extremely small ecological flow (Q6) | Calculated from the minimum daily flows in months of minimum ecological flow, used to establish the annual minimum ecological flow process. |
Ecological Condition State | Annual Natural Flow Percentages (%) | |
---|---|---|
Non-Flood Season | Flood Season | |
Excellent | 60~100 | 60~100 |
Very Good | 30 | 50 |
Good | 20 | 40 |
Medium | 10 | 30 |
Bad | 10 | 10 |
Land Use Type | 1980 | 1990 | 2000 | 2010 | 2020 | |||||
---|---|---|---|---|---|---|---|---|---|---|
Area (km2) | Percent (%) | Area (km2) | Percent (%) | Area (km2) | Percent (%) | Area (km2) | Percent (%) | Area (km2) | Percent (%) | |
AGRL | 21,396.34 | 0.57 | 21,634.47 | 0.58 | 22,499.56 | 0.60 | 22105 | 0.59 | 22435 | 0.60 |
FRST | 8774.81 | 0.23 | 8646.80 | 0.23 | 7846.85 | 0.21 | 8014.55 | 0.21 | 7766.47 | 0.21 |
PAST | 1716.85 | 0.05 | 1669.26 | 0.04 | 1738.09 | 0.05 | 2216.57 | 0.06 | 1857.66 | 0.05 |
WATR | 870.90 | 0.02 | 842.62 | 0.02 | 872.16 | 0.02 | 1421.72 | 0.04 | 1517.00 | 0.01 |
URML | 119.71 | 0.00 | 135.78 | 0.00 | 151.10 | 0.00 | 185.64 | 0.00 | 179.32 | 0.00 |
URLD | 1071.41 | 0.03 | 1122.16 | 0.03 | 1117.61 | 0.03 | 1249.19 | 0.03 | 1120.17 | 0.03 |
UIDU | 3.99 | 0.00 | 2.00 | 0.00 | 3.08 | 0.00 | 14.88 | 0.00 | 37.66 | 0.00 |
BARR | 3594.32 | 0.10 | 3495.26 | 0.09 | 3319.89 | 0.09 | 2340.78 | 0.06 | 2635.00 | 0.10 |
Land Use Type | 1980–1990 | 1990–2000 | 2000–2010 | 2010–2020 | 1980–2020 | |||||
---|---|---|---|---|---|---|---|---|---|---|
Area Change (km2) | Single LUD Index (%) | Area Change (km2) | Single LUD Index (%) | Area Change (km2) | Single LUD Index (%) | Area Change (km2) | Single LUD Index (%) | Area Change (km2) | Single LUD Index (%) | |
AGRL | 238.13 | 0.11 | 865.08 | 0.40 | −394.56 | −0.18 | 330.06 | 0.15 | 1038.72 | 0.49 |
FRST | −128.01 | −0.15 | −799.95 | −0.93 | 167.70 | 0.21 | −248.08 | −0.31 | −1008.4 | −1.15 |
PAST | −47.60 | −0.28 | 68.83 | 0.41 | 478.48 | 2.75 | −358.91 | −1.62 | 140.81 | 0.82 |
WATR | −28.28 | −0.32 | 29.54 | 0.35 | 549.57 | 6.30 | 95.28 | −7.97 | 646.10 | −6.68 |
URML | 16.07 | 1.34 | 15.33 | 1.13 | 34.54 | 2.29 | −6.32 | −0.34 | 59.61 | 4.98 |
URLD | 50.74 | 0.47 | −4.55 | −0.04 | 131.58 | 1.18 | −129.03 | −1.03 | 48.75 | 0.46 |
UIDU | −1.99 | −5.00 | 1.09 | 5.44 | 11.80 | 38.27 | 22.78 | 15.31 | 33.67 | 84.38 |
BARR | −99.06 | −0.28 | −175.37 | −0.50 | −979.11 | −2.95 | 294.22 | 6.50 | −959.32 | 0.75 |
CLUD Index (%) | 0.08 | 0.26 | 0.37 | 0.20 | 0.52 |
Parameter | Description | Parameter | Description |
---|---|---|---|
SOL_Z | Soil layer depth from surface to bottom | SFTMP | Snowfall temperature |
CH_N2 | Manning’s “n” value for main flow channel | EPCO | Plant uptake compensation factor |
BIOMIX | Biological mixing efficiency | ESCO | Soil evaporation compensation factor |
TLAPS | Temperature lapse rate | CANMX | Maximum canopy storage |
GWQMN | Minimum aquifer depth for groundwater return flow | HRU_SLP | Average slope steepness multiplicative factor |
GW_DELAY | Groundwater delay time | SLSUBBSN | Average slope length multiplicative factor |
ALPHA_BF | Baseflow alpha factor | ALPHA_BNK | Alpha factor for bank storage baseflow |
CN2 | SCS-CN for moisture condition II | SOL_ALB | Moist soil albedo multiplicative factor |
SNOCOVMX | Threshold depth of snow at 100% coverage | SOL_K | Soil hydraulic conductivity |
SURLAG | Surface runoff lag coefficient | RCHRG_DP | Deep aquifer percolation fraction |
TIMP | Snow pack temperature lag factor | SOL_AWC | Soil available water capacity |
SMFMN | Maximum snowmelt factor for December 21 | CH_K2 | Effective hydraulic conductivity in main channel alluvium |
SMFMX | Maximum snowmelt factor for June 21 | REVAPMN | Threshold depth of water in shallow aquifer required to allow re-evaporation to occur |
SMTMP | Snowmelt base temperature | GW_REVAP | Groundwater re-evaporation coefficient |
Method | Month | |||||||||||
---|---|---|---|---|---|---|---|---|---|---|---|---|
1 | 2 | 3 | 4 | 5 | 6 | 7 | 8 | 9 | 10 | 11 | 12 | |
Distribution | 3.32 | 2.53 | 1.71 | 1.39 | 2.97 | 6.91 | 27.6 | 46. | 5.05 | 3.34 | 8.37 | 5.39 |
Monthly Minimum | 2.22 | 1.39 | 0.41 | 1.67 | 2.98 | 10.1 | 28.4 | 38.7 | 17.7 | 9.38 | 5.19 | 3.94 |
Texas | 7.65 | 6.05 | 4.08 | 2.06 | 2.68 | 8.85 | 28.9 | 92.4 | 51.4 | 22.4 | 14.3 | 10.3 |
Q50 | 25.5 | 20.2 | 13.6 | 6.87 | 8.92 | 29.5 | 96.3 | 308 | 171 | 75 | 47.6 | 34.2 |
Q75 | 12.6 | 10 | 5.99 | 2.80 | 4.69 | 13.6 | 33.5 | 87.4 | 39 | 33.4 | 19.1 | 13.7 |
Q90 | 4.62 | 5.02 | 2.66 | 1.80 | 2.56 | 7.83 | 26.1 | 46.6 | 32. | 21.2 | 13.7 | 9.89 |
Tessman | 28.3 | 21.2 | 14.5 | 11.2 | 23.2 | 39.2 | 83.3 | 138 | 94.7 | 48 | 39.2 | 39.2 |
DFM (Q0) | 16.5 | 11.4 | 7.63 | 4.78 | 8.36 | 20.7 | 65.8 | 259 | 113 | 63.3 | 35.6 | 24.7 |
DFM (Q1) | 19.2 | 14 | 9.55 | 6.53 | 12 | 43.7 | 138 | 428 | 156 | 91.7 | 44.1 | 26.9 |
DFM (Q2) | 14.2 | 9.68 | 5.47 | 2.14 | 3.03 | 7.65 | 26.5 | 97 | 74 | 45 | 27.2 | 20.8 |
DFM (Q3) | 17.8 | 12.7 | 8.59 | 5.66 | 10.2 | 32.2 | 102 | 343 | 135 | 77.5 | 39.8 | 25.8 |
DFM (Q4) | 15.3 | 10.6 | 6.55 | 3.46 | 5.69 | 14.2 | 46.2 | 178 | 93 | 54.2 | 31.4 | 22.7 |
DFM (Q5) | 99.5 | 71.4 | 53 | 37.5 | 329 | 530 | 1208 | 1421 | 1251 | 846 | 430. | 199 |
DFM (Q6) | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 0.00 | 1.02 | 2.07 | 0.00 | 0.00 | 0.00 | 0.00 |
NGPRP | 24.7 | 18.8 | 12.4 | 9.63 | 23.7 | 46.8 | 231 | 295 | 200 | 111 | 62.1 | 35.9 |
Tennant (Excellent) | 17 | 12.7 | 8.67 | 6.70 | 13.9 | 31.9 | 125 | 207 | 142 | 80 | 41.5 | 26.6 |
Tennant (Very Good) | 8.5 | 6.37 | 4.34 | 3.35 | 6.95 | 26.6 | 104 | 172 | 118 | 60 | 20.8 | 13.3 |
Tennant (Good) | 5.67 | 4.25 | 2.89 | 2.23 | 4.64 | 21.3 | 83 | 138 | 95 | 48 | 13.8 | 8.87 |
Tennant (Medium) | 2.83 | 2 | 1.45 | 1.12 | 2.32 | 15.9 | 62.5 | 103 | 71 | 36 | 6.92 | 4.43 |
Tennant (Bad) | 2.83 | 2 | 1.45 | 1.12 | 2.32 | 5.31 | 20.8 | 34 | 24 | 12 | 6.92 | 4.43 |
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Liu, G.-W.; Dai, C.-L.; Shao, Z.-X.; Xiao, R.-H.; Guo, H.-C. Assessment of Ecological Flow in Hulan River Basin Utilizing SWAT Model and Diverse Hydrological Approaches. Sustainability 2024, 16, 2513. https://doi.org/10.3390/su16062513
Liu G-W, Dai C-L, Shao Z-X, Xiao R-H, Guo H-C. Assessment of Ecological Flow in Hulan River Basin Utilizing SWAT Model and Diverse Hydrological Approaches. Sustainability. 2024; 16(6):2513. https://doi.org/10.3390/su16062513
Chicago/Turabian StyleLiu, Geng-Wei, Chang-Lei Dai, Ze-Xuan Shao, Rui-Han Xiao, and Hong-Cong Guo. 2024. "Assessment of Ecological Flow in Hulan River Basin Utilizing SWAT Model and Diverse Hydrological Approaches" Sustainability 16, no. 6: 2513. https://doi.org/10.3390/su16062513
APA StyleLiu, G.-W., Dai, C.-L., Shao, Z.-X., Xiao, R.-H., & Guo, H.-C. (2024). Assessment of Ecological Flow in Hulan River Basin Utilizing SWAT Model and Diverse Hydrological Approaches. Sustainability, 16(6), 2513. https://doi.org/10.3390/su16062513