1. Introduction
Plastic is present in most of the products and services we consume. The material has remarkable properties, is highly durable, can be both flexible and rigid, is hygienic, chemically resistant and has a low production cost [
1,
2]. Given the above, it may come as no surprise that more than 360 million metric tons of plastic are being produced each year [
3,
4]. Unfortunately, 79% of the total plastic produced has ended up in landfills or open environments [
5]. One of the main reasons for this is the linear consumption pattern of the society, which has resulted in the widespread use of fast-disposable plastics [
6,
7]. This is the case of single-use plastic shopping bags (SUPBs) that have dominated the market since the 1980s [
8,
9], constituting one of the most convenient and popular tools for shopping [
10,
11]. Today, up to 5 trillion plastic bags are being produced annually [
12,
13]. Consequently, discussion on their environmental impacts and possible solutions has become a recurring theme in all regions of the world.
The most visible impact of SUPBs is their contribution to littering both in nature and in public spaces within cities [
14,
15]. This phenomenon degrades the visual attractiveness of landscapes and represents a danger to the safety and health of people and ecosystems [
16,
17]. In poor waste management systems, the bags can clog sewers and water drains, generating flooding and enabling spaces conducive to vector emergence [
18,
19]. Moreover, degraded plastics have been shown to release a wide range of toxic chemicals, including plasticizers, flame retardants, and colorants, which have the potential to leach into the environment, thereby contaminating soil, water, and air [
2,
11,
20,
21].
One popular solution used by national governments to address plastic pollution is the ban of a product [
3,
22]. This is due to the simplicity of the instrument and costs of monitoring compliance relative to other types of initiatives. Specifically, banning SUPBs is the most frequent public policy [
22,
23,
24]. In 2018, UNEP identified 83 countries that had banned the free distribution of SUPBs and 61 countries that banned their manufacture and import [
24]. Therefore, it is possible to find a wide variety in the type and stringency of the restriction used [
22,
23,
24]. In most cases, it is not a total blocking of the product. There are regulations that limit the volumes produced, establish thresholds and/or material requirements (for example, a percentage of recycled plastic or the biodegradability of the product).
Despite the successful adoption of the policy worldwide, its effectiveness for environmental stewardship is under debate [
24,
25,
26]. The academic literature on the environmental effectiveness of banning SUPBs is limited [
24,
27,
28]. Evaluations conducted focus on looking at the difference in the amount of SUPBs before and after the ban, but only mention the appearance of substitutes discursively. For example, an increase in the number of paper bags is often mentioned, but the change in quantities is not discussed. Also, few studies have explored the environmental impacts of the ban. The exceptions are the works of Taylor [
29], which outlines the carbon footprint of the policy, and Macintosh et al. [
27] which calculates the presence of SUPBs as littering.
On August 3 of 2018, Chile had become the first Latin American country to enact a ban of plastic bags at the national level (Law Nº 21,100). A report in the local newspaper La Tercera identified some of the consequences of the ban one year after its implementation: companies linked to the production of SUPBs were closed, and there was a strong entry of paper bags and an explosive increase in the sale of bin liners [
30]. On the other hand, González-Arcos et al. [
31] analyzed the changes in consumer behavior at the beginning of the ban and managed to identify some of the substitutes that were emerging. It was observed that supermarkets began to sell cardboard boxes and reusable bags. Meanwhile, neighborhood stores offered newspaper cones to make it easier to carry groceries. Some consumers began to make their own reusable bags with old fabrics, and some took advantage of the pull and pack bags to carry products. In addition to the above, the Ministry of the Environment (MMA: Ministerio de Medio Ambiente) estimated that about 11.5 million of plastic bags had been avoided due to the law [
32]. However, to our knowledge, the environmental impacts have not been studied. This is relevant since avoiding the production of SUPBs does not necessarily imply protecting the environment. Especially, because in certain situations, the environmental impacts of substitutes to SUPBs can be greater [
11,
33,
34].
The purpose of this work is to contribute to the design of effective public policies to protect the environment through the analysis of the shopping plastic bag ban in Chile. The main objective is to evaluate the public policy effectiveness in order to learn lessons about its design. The structure of the paper is as follows. First, background information about Chile and the ban is provided. Second, the theoretical model and data is presented. Third, estimates of the consumption of SUPBs and substitutes, and their expected environmental impacts are shown. Fourth, the results of its effectiveness and the design factors that could explain it are discussed. Finally, we conclude by summarizing the lessons learned.
5. Discussion
5.1. Lessons Learned on the Design and Implementation of the Ban
The results show an important reduction in both SUPBs consumption and total plastic shopping bags post-ban. Although it is not possible to be sure of causality with these results, interviewees agree that it was the enactment of the law that was the main reason for the change in bag consumption. This differs from other experiences were reduction of plastic due to SUPBs was almost compensated by the increase in other types of plastic carrier bags [
22,
24,
27]. For example, in the Australian Capital Territory, only bags made of polyethylene with a thickness of <35 μm were banned. This led to a substantial increase in the consumption of thicker plastic bags after the ban, with only a slight reduction in total plastic consumption [
27]. However, it should be noted that the shift to thicker bags is not a negative effect in itself, as long as the bags have better end-of-life management (e.g., through a higher reuse and/or recycling rate).
The effective reduction of plastic shopping bags shows that it is not necessary to ban the production of a product in order to limit its consumption. Recall that in this case, the ban focused on distribution from commercial shops. This is a relevant finding for the industry, since it suggests that is not necessary to close down manufacturing companies to implement this type of regulation. Given them the possibility of refocusing the supply of their product to other sectors or services of the economy. Unfortunately, the Chilean experience shows that if no additional measures are taken to facilitate this transition to the companies, prohibiting the distribution of a product could have the same effect as prohibiting its production: the closure of the manufacturing companies. This is one of the adverse effects most often cited in the literature and, when producer groups have significant bargaining power, they have ended up revoking the ban [
65,
66].
The speed with which the ban was implemented is an element worth discussing. When the time between the announcement of the law and its implementation is too short for the market to adapt, it has led to negative consequences such as the lack of substitute products, the emergence of illegal markets and the breakdown of the industry [
24,
26,
65]. Of course, determining the precise speed is not a simple exercise as it will depend on the conditions of each country. In this case, there is consensus among interviewees (except from the plastics industry) that the timing of the implementation of the “Chao Bolsas Plásticas” law was positive for its effectiveness. They emphasized that the rapid speed of implementation generated a shock among the population that made them aware of the impacts of their shopping habits, raising a social norm that repudiated the delivery of SUPBs by commercial stores. However, we must be cautious about generalizing this conclusion. There have been experiences with totally opposite results, such as that of Zimbabwe. In that case, people take a stand against the measure, arguing that it was a way to avoid the government’s responsibility for waste management [
26]. One possible explanation for this difference could be that in Chile, citizens had been demanding the ban and several municipalities had already implemented similar initiatives in their communities [
67,
68].
At the industry level, is striking how quickly the paper companies responded to the demand for shopping bags, as in 2019 they had to produce more bags than the sum of the four years prior to the legislation. This was only possible because Chile has a robust forestry sector that contributes about 2% of the national GDP [
69], so it had the capacity to provide the raw material and technology to develop paper bags. In contrast, the plastic bag industry had no time to adapt, and the main producers went bankrupt. This is reflected in how the proportions of imported and domestically produced bags varied during the study period.
Finally, the model shows a reduction in the expected environmental impact of the bag market in almost all indicators studied. This suggests that the law is effective in protecting the environment, except for the three mentioned categories (ozone depletion, water consumption and land use). It also highlights the importance of considering potential substitutes to SUPBs in the design of the law. This is because although the number of bags used (i.e., considering bin liners) continues to increase after the law, most of the expected environmental impacts were reduced for the change in materiality in shopping bags. However, this was due to fortune rather than design, as the history of the law shows, it was an unsubstantiated assumption [
70]. If Chile had had other conditions, for example high solid waste recovery rates or access to local oil, the conclusions would probably be different. Especially since SUPBs were mainly replaced by other single-use bags.
5.2. Public Policy Recommendations
The results show that banning the commercial distribution of a product can be an effective public policy to protect the environment. However, the form and context in which the ban is carried out is decisive for its success. It is crucial to take substitutes into account in the design of prohibitive public policies. It should be discussed ex-ante, which is the substitute with the lowest environmental impact and incentives should be created for the market to move towards this option. For this, it is necessary to use a rigorous methodology for measurement such as life cycle analysis, but a general rule is to move from single-use to reusable products. Additionally, it is not enough to have products that can be reused, it is necessary to have an ecosystem that allows this in practice (for example, through deposit schemes).
In the case of banning SUPBs, it is recommended that special emphasis be placed on their secondary use as bin liners. Not only because part of the demand will be shifted to garbage bags. But also, because this may impact the economy of households that will be forced to buy bags that they used to get for free. In the worst-case scenario, this could lead to an increase in the illegal disposal of waste in the environment because there is no adequate container for its deposition. Creating design guidelines for shopping bags and bin liners could help reduce the environmental impact of substitutes. For example, requiring that the product certifies that its materiality allows for its use a defined number of times or is made from a certain percentage of recycled material.
Another issue that should be considered in the design of this type of public policy is the impact they may have on industry. Evidently, one way to facilitate the transition of companies is to progressively implement the ban. However, as we have seen, speed is a factor that contributes to its success if the right conditions are in place (citizen support, effective control, and available substitutes). Therefore, the authors suggest that, given these conditions, subsidies for innovation and/or technological transformation could be created for the affected companies. Of course, this raises deeper questions that are beyond the scope of this article, such as: does the State seek to maintain the companies that produce these types of products, or to what extent should it seek to protect the national industry?
6. Conclusions
Plastic pollution is a global problem that has resulted in various public policies to address it, the most popular of which has been the banning of SUPBs. However, the effect of regulation has been heterogeneous across countries. The type of ban, citizen support and institutional conditions have been decisive in its consequences. So far, the success or failure of the policy has been evaluated based on whether or not it reduced the amount of SUPBs consumed, leaving aside the environmental impacts that substitutes might be causing. This paper addresses this gap in the literature and incorporates the analysis of the expected environmental impacts of the entire bag market. Furthermore, it is the first country-level study of the impacts of a plastic shopping bag ban in Latin America.
The finding suggests that the law is being effective in protecting the environment, despite having negative effects on land use. The amount of SUPBs consumed was reduced by 249,378 kilotons in 4 years with respect to the counterfactual scenario and positive results were achieved in fifteen of the eighteen environmental impact categories. The strictness of the law in banning all types of plastic bags and the speed of implementation were positive aspects of its design. While not considering that the end of life of the bags could be limiting its impact, both in terms of increased consumption of bin liners and the missed opportunity to move towards reusable bags.
A limitation of the study is that it was not possible to have more disaggregated data on domestic production, which prevented a detailed analysis of bag design. Therefore, it is important to keep in mind that the expected environmental impacts are modelled as if there were one bag design per category. But in reality, we know that there is a great variety in sizes, amount of recycled material, thicknesses, among others. Finally, it is important to note that this is not a rigorous causality study, but it does provide important insights into the consequences that the law could be having. Likewise, the paper evaluates the effectiveness of the law, but not its efficiency. Thus, the question of whether a ban is the best option remains open and should be addressed in future work.