Environmental Indicators for the Evaluation of Wood Products in Consideration of Site-Dependent Aspects: A Review and Integrated Approach
Abstract
:1. Introduction
2. Theoretical Considerations and Definitions
2.1. Existing Criteria and Indicators for the Sustainable Use of Forest Ecosystems
2.2. Existing Criteria and Indicators from a Life Cycle Perspective
2.3. Site-Dependent Aspects
2.4. Overall Objectives of the Review
- Which environmental indicators and scientific methods exist in the literature for a life cycle oriented, ecosystem-based assessment of wood products?
- Which site-dependent aspects are involved in the environmental assessment of wood products?
3. Materials and Methods
4. Results
4.1. Characterization of the Sample
4.2. Collected Indicators
5. Discussion
5.1. Identified Indicators from a Life Cycle Perspective
5.2. Site-Dependent Aspects
- Acceptance: The analysis of the studies in the review revealed that site-dependent aspects can have an influence on the valuesphere of people and, therefore, have to be taken into account when assessing the sustainability of wood products. The actual beliefs and values of people are reflected in the acceptance and interests of various stakeholders in the region. Zuo et al. (2009) [156] describes this issue for the regional procurement of building materials for the purpose of reconstruction in Banda Aceh (Indonesia) after the tsunami hit the coast in 2004. Werner and Richter (2007) [157] see the different mental models and values of people as a result of the historical circumstances in the respective country and recommend the involvement of concerned stakeholders when preparing an LCA. Slocombe and van Bers (1992) [154] perceive an increased acceptance of ecological design-criteria if one is focused on a smaller area and denote this influencing factor as bio-regionalism.
- National legislation: The institutional dimension of sustainability [158], i.e., the power of steering by national legislation or national action plans, plays a decisive role not only in the sustainable development of the European forest-based sector [159], but also in a public procurement that is increasingly guided by ecological criteria [148]. As opposed to green ideas manifested in laws and funding programs, voluntary certification schemes could not have successfully disseminated without the support and acceptance of the industry.
- Country-specific certification schemes: For historical reasons, there are several country-specific certification schemes because they often started as national initiatives [42,107]. All certification schemes have certain requirements in common, but will keep their regional particularities until there is an overall global scheme implemented which substitutes them.
- Regional forest inventory data: The whole carbon stock of a forest is dependent on the prevailing forest management regime [124]. To verify the stability of a forest’s carbon stock, regional forest inventory data are required. For instance, boreal forests usually grow slower and, therefore, assimilate less carbon than forests in more temperate areas [160]. In contrast, the soil in the boreal zone is the most important carbon stock due to a slow decomposition at lower temperatures [161] and, nowadays, more and more threatened by global warming. Wolfslehner et al. (2013) [162] calculated the hardwood volume very precisely by means of a fixed radius sample plot and an angle count sampling. More often, researchers are forced to use less accurate estimations due to missing inventory data or knowledge about the true origin of the wooden material [163,164]. Only a completely documented chain-of-custody would allow a global traceability of wood.
- Wood characteristics: Gustavsson and Sathre (2010) [165] as well as Nebel et al. (2006) [166] indicate in their studies that the forest biomass has to be distinguished in wood types and wood species if the forest production is part of an LCA. Not only do the different types of forest biomass differ in their range of material applications in the construction, furniture, or packaging sector due to their specific inherent properties, they also exhibit different biomass production rates and thus different carbon balances. Vogtländer et al. (2013) [116] mention in their study on carbon sequestration in wood products that data on specific wood types are not readily available for LCA practitioners, making even tier 2 calculations [167] of country-specific greenhouse gas inventories less accurate.
- Land use: Another factor with a strong spatial dependence is land use. Changes in land use can have significant effects on the carbon balance within a wood cascade [153,168]. Furthermore, authors report on correlations with the climate at the habitat level of tropical forests [71], water balances due to changed evapotranspiration and outflows [52], and biodiversity through loss of habitats [120]. In the latter case, the authors see a rising awareness, but also difficulties in evaluating such correlations. García-Quijano et al. (2007) [72] recommend the establishment of a standardized global approach to assess the impact of land use effects, especially under the consideration of local management options. Allacker et al. (2014) [121] prefer the combination of two land use methods, soil organic matter [169] and Eco-indicator 99, for building LCAs. Fehrenbach et al. (2015) [140] use the hemeroby concept to consider land use in LCA by defining seven ordinal classes to appropriately characterize the naturalness of forest ecosystems. Slocombe and van Bers (1992) [154] suggest that timber production should be implemented on suitable forestry land only. However, one has to bear in mind that the use of wood-based materials in comparison to non-wood materials may show a poorer material efficiency resulting in a need of more land area or an intensified forest management [165,170].
- Biodiversity: In LCA, the use of indicators properly describing the loss of biodiversity is still under development. Land use as a proxy indicator for biodiversity is a popular approach [125,171], but mainly focusing on species richness only. However, the number of species in an ecosystem is not the only determinant to measure changes in biodiversity [120,172,173]. Functional diversity can be the more reliable metric, as it connects species loss with ecosystem functions [174].
- Water: Launiainen et al. (2013) [175] point out that local conditions also have to be considered when applying a water footprint methodology. They emphasize that the correct mapping of the spatial variability along the entire production chain of wood products is a crucial point for the calculation of their water use impacts.
- Climate: The energy demand for heating and cooling of buildings may be, depending on the thermal mass of the building, more or less influenced by fluctuating climatic conditions [165]. Stazi et al. (2014) [81] reveal in their study that this region-specific parameter has a significant effect on the environmental burden of the chosen building envelope. Ultimately, they recommend a wooden lightweight envelope even if passive cooling techniques should be additionally applied in hot and dry climates.
- Sample selection: Site-dependent aspects within the technosphere are primarily seen as attempts by researchers to methodically manage spatial variability. In comparative LCA, variability of products is usually addressed by contrasting a base case (default case, state-of-the-art) with one or more alternative cases (scenarios). In the case of wood products, spatial variability can be considered by the type of sample selection, e.g., by choosing different wood species from different vegetation zones. This was done by Feifel et al. (2015) [135] as well as Pommier et al. (2015) [90], who compared regional European pine wood with tropical wood from Africa. A prerequisite is that adequate local data exist to discover the differences in the biomass production and pre-processing of the timber. To get a representative picture of the environmental pressures caused by the timber industry in Ghana, Eshun et al. (2010) [125] paid attention to an appropriate regional distribution within their selected company sample. Furthermore, they calculated the local emissions based on the respective production volume. In the case of very large investigation areas, a subdivision can be useful to respect spatial variability. The fact that this subdivision does not have to be exclusively based on ecological criteria is shown in the study by Glazyrina et al. (2015) [176] who also used economic criteria such as tax revenues to cluster Russia into six not necessarily adjacent zones.
- Combined methods: Another possibility to increase the site-dependent specificity of environmental product analyses is the combination of different scientific methodologies in the sense of a more interdisciplinary approach. Some authors make use of GIS in their investigations, for instance, to consider different speed limits in the analysis of transports [118] or to identify areas with a high inherent vulnerability [50]. Heuvelmans et al. (2005) [52] argue that showing the spatial variability of indicator scores with GIS layers delivers too much detail on a scenario where rather the total effect is of interest for decision-making. Apart from that, georeferenced analyses can be helpful for the identification of concrete areas where management actions primarily have to be implemented. Stazi et al. (2014) [81] used dynamic simulations to predict the energy consumption of a building and thereby increased the accuracy of the LCA results for the use phase. According to Tsang et al. (2014) [177], site-specific exposure pathways can be described more accurately by combining LCA with risk assessments. Wolfslehner and Vacik (2008) [44] brought up the idea of combining the Analytic Network Process (ANP) with the PSR framework in order to evaluate forest management strategies since PSR causally links human activities with changes in the state of ecosystems. Werner and Richter (2007) [157] recommend the combination of LCA with other sophisticated methods that are able to describe the manifold ecosystem services and functions of forests, thus indicating the true environmental value of wood products.
- Country-specific tools: In some cases, it might be recommendable to use country-specific tools, i.e., exclusively tailored to national conditions, such as the TRACI model (Tool for Reduction and Assessment of Chemicals and Other Environmental Impacts) from US EPA (United States Environmental Protection Agency) to consider site-specific aspects in environmental modeling [8,134,177,178].
- Global value chains: Global value chains are characterized by an international dispersion of the different stages of a production process [179]. The Tool for Sustainability Impact Assessments of forest-wood-chains (ToSIA) supports the consideration of different locations along the value chain of a wood product by using indicator values that relate to the spatial boundary of the respective production stage [34,43].
- Country-specific databases: Single datasets in LCA databases such as ecoinvent are often developed in a European context. In order to allow a worldwide application without losing significance, they are often adapted to different geographical reference systems or used as a template for more generic, global datasets. For the same reason, life cycle impact assessment methods, such as Eco-indicator 95/99, need to be adapted to the respective geographical background [149]. In our sample, we found several studies making use of national databases or adapted datasets [84,94,142,149,180,181,182] in order to get a more realistic picture of the prevailing electricity mix, technologies, or end-of-life scenarios in a respective country. Nevertheless, freely available or purchasable datasets often do not reflect the most recent state of technological developments.
- Regional damage characterization factors: The magnitude of damages are highly dependent on the sensitivity of the respective ecosystem [183]. Therefore, several researchers criticize the fact that there are not enough regional characterization factors for damage assessments available in LCA, and that those that exists are often only valid for a European or North American background [89,121,171,173]. Nevertheless, the use of site-generic characterization factors can be acceptable if applied as a worst case scenario [171].
- Scale: As indicators for SFM often emerge from a long-term political process of negotiation such as MCPFE with the intention of meeting worldwide interests, they may lose their relevance or validity on local scales [145], where “…SFM is embedded in a network of external and internal relationships” [97] (p. 167). To implement MCPFE in the national context of Austria, Wolfslehner and Vacik (2008) [44] therefore derived a smaller set of indicators that fit better to small-scale forestry. Another remedy to this problem can be the collection of input data at the process level [34]. The depletion of resources such as water and soil is often done on a global scale. However, the global perspective ignores the idea that site-dependent and more or less immobile resources cannot compensate each other or only at a great expense [184]. Therefore, Heuvelmans et al. (2005) [52] recommend a resource depletion assessment for water resources on a regional or local scale as well as a dynamic reserve life. Even if wood products are intended for indoor use only, they could have undergone chemical treatments that may later result in harmful emissions of volatile organic compounds. In favor of a better estimation of the human toxicity potential of treated wood products, a downscaling of environmental assessments to the indoor level is recommended by Jönsson (1999) [185] and Tarantini et al. (2011) [148]. According to Sharma et al. (2013) [50], assessments on a local scale are required for selecting appropriate resilience enhancement measures for a particular forest. On the contrary, Ianni and Geneletti (2010) [155] recommend forest restoration measures on the landscape level to include larger ecosystems as a whole.
- Spatiotemporal dynamics: Similar to many scientific methodologies that are popular in practice, LCA is affected by the dilemma that an increase in accuracy requires a rise in complexity at the expense of practicability. However, some authors criticize the static character of the LCA concept that ignores the spatially and temporally dynamic interactions at the shared boundary of ecosphere and technosphere [123,157,185,186,187]. Heuvelmans et al. (2005) [52] introduced a new impact category (regional water balance) in their study to overstep classical system boundaries and enable better risk assessments for droughts and floods based on seasonal water quantities in agri- and silvicultural production systems.
- Transport: In a globalized world, an important element of a wood product’s life cycle is the transport whose environmental impact depends on the transport distances, transport weights, and transport means [113,122,188]. As the modeling of a transport process can be very complex and usually requires the application of a separate tool [118], authors in the sample of the review either used mean values as a rough approximation of the true transport distance [125] or run different transport scenarios (local to global) to evaluate the sensitivity of the overall outcome [119].
- Expert knowledge: Lipušček et al. (2010) [183] recommend the involvement of local expert knowledge under the assumption that they can provide more reliable information on the sensitivity of a local or regional ecosystem than other external sources such as aggregated databases or national statistics. Expert opinion can also be valuable for the derivation of scenarios [95] and the weighting of life cycle inventory results [183].
- Normalization: In case of life cycle assessments, the normalization of category indicator results constitutes an optional step to better assess their relevance in relation to a selected reference value [69]. In the sample, some authors used normalization with the intention to obtain a more representative product unit (e.g., size of deck surface per year of use) to allow product comparisons, where one product is set to 1.0, or to allow comparisons with the national average impacts for US families or the population of Europe [121,134].
5.3. Support of Corporate Decision-Making
6. Conclusions
Supplementary Materials
Acknowledgments
Author Contributions
Conflicts of Interest
Appendix A
Stakeholder Group | Initiative | Codings |
---|---|---|
Policy | Classification-Based Forest Management (CFM) China | 1 |
German National Forest Program/Nationales Waldprogramm (NWP) | 1 | |
Sustainable Impact Assessment Guidelines (SIA) (EC 1) | 1 | |
Kreislaufwirtschaftsgesetz/Altholzverordnung | 1 | |
Municipal Solid Waste Decision Support Tool (US EPA) | 1 | |
Forest Law Enforcement, Governance and Trade (FLEGT) (EU) | 1 | |
Nordic Ecolabel | 1 | |
EU Ecolabel | 1 | |
Kyoto Protocol (UN) | 1 | |
Montreal Process | 1 | |
The Ecosystem Approach (UNCED) | 1 | |
Pressure-State-Response framework (OECD) | 2 | |
Sustainable Development Indicators (SDI) (Eurostat) | 2 | |
SDI (UN Commission on Sustainable Development) | 2 | |
Pan-European Indicators (MCPFE) | 6 | |
TRACI (US EPA) | 8 | |
Policy-Science | EcoMark Japan (Japan Environment Association, NPO 2) | 1 |
European Union Rural Indicators (PAIS 3-Project, Eurostat) | 2 | |
Forest Landscape Restoration (FLR) (IUCN 4-WWF 5) | 1 | |
USEtox® (UNEP 6-SETAC 7) | 2 | |
Intergovernmental Panel on Climate Change (IPCC, UN) | 3 | |
Science | Biodiversity damage potential-land use | 1 |
Life Support Function (LSF)-land use | 1 | |
Soil Organic Carbon (SOC)-land use | 1 | |
Hemeroby-land use | 1 | |
Ecological footprint | 1 | |
Lipasto emission calculation (VTT 8) | 1 | |
Water Footprint Network (NPO) | 1 | |
Simulation | 1 | |
Literature | 7 | |
Science-Industry | Environmental Priority Strategies (EPS 2000) | 1 |
LANCA® 9 land use | 1 | |
natureplus label (construction) | 1 | |
Industry | BIFMA 10 Level Scorecared (furniture) (NPO) US | 1 |
Cradle2Cradle (NPO) (US) | 1 | |
EcoLogo environmental choice (Underwriters Laboratories) Canada | 1 | |
Floorscore (Scientific Certification Systems) US | 1 | |
Greenguard (Underwriters Laboratories) US | 1 | |
Indoor advantage gold (Scientific Certification Systems) US | 1 | |
Indoor advantage (Scientific Certification Systems) US | 1 | |
DIN EN 15978 (2012) | 1 | |
INIES 11 (EPD 12/FDES 13) | 1 | |
SmaRT 14 (MTS 15) (NPO) US | 1 | |
Policy-Science-Industry | Blue Angel | 1 |
Canadian Standards Association (CSA) (NPO) | 3 | |
Sustainable Green Ecosystem Council Japan (SGEC) (NPO) | 1 | |
Eco-Indicator 95/99 | 13 | |
ReCiPe | 8 | |
LEED 16 points (USGBC 17) (NPO) | 1 | |
NF Environment furniture (AFNOR 18) France | 1 | |
SFI19 (NPO) | 3 | |
PEFC (NPO) | 6 | |
FSC (NPO) | 8 |
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Life Cycle Stage | Principle |
---|---|
Resource | Maintaining the health, productivity, protective and recreational functions as well as the CO2 retention of forests (ecosystem services) |
Upstream chain | Careful logging |
Priority use of low-value timber | |
Use of certified wood | |
Use of many wood species (biodiversity) | |
Use local wood resources (transport) | |
Production | Production of smaller dimensions |
Production of higher added value products (up-scaling) | |
Reduction of waste (material efficiency) | |
Use of minimally processed wood | |
Production of durable wood products | |
Ensuring the decomposition into preferably unmixed fractions (eco-design) | |
Use | Low use of impregnating agents in dependence of the application situation |
Priority use of natural or low toxic coatings | |
Higher service intensity of goods and services | |
End of life | Wood utilization longer than growth cycle of timber of comparable size and quality (carbon storage) |
Use of recycled wood (wood cascade) | |
Use of combustion residues as fertilizer (cradle-to-cradle) |
Term 1 | Term 2 | Term 3 | Term 4 | |||
---|---|---|---|---|---|---|
wood | AND | environmental | AND | indicator | AND | life cycle |
timber | ecological | criteria | life-cycle | |||
forest | sustainab* | index | chain | |||
green |
Bibliography | Study Details | Research Approach | Indicators | Origin of Indicators | Region-Specific Aspects | Others |
---|---|---|---|---|---|---|
Title Author Year Journal, publisher Funding | Main topic Region Continent Sector Life cycle Wood resource | Study design Methods | Pressure State Response | Policy Policy-Science Science Science-Industry Industry Policy-Science-Industry | Ecosystem Methodology Social perspective | Results Further research demand |
Categories | Ncod | Wood Resource | Upstream Chains | Production | Use | End-of-Life | |
---|---|---|---|---|---|---|---|
Pressure | LCI | 175 | Land use Resource depletion | Resource efficiency Energy use Water use Emissions | Solid waste | ||
LCIA Midpoint | 315 | Global warming potential → Ozone depletion → Eutrophication → Acidification → Ecotoxicity → Ionizing radiation → Photochemical ozone creation potential → Pesticides → Particulate matter → Human toxicity → | |||||
LCIA Endpoint | 41 | Damage to natural environment → Damage to human health → Damage to man-made environment → Loss of natural resources → Climate change → | |||||
LCIA Single score | 10 | Eco-indicator 95/99 ∙ ReCiPe ∙ IMPACT 2002+ | |||||
Transport | 9 | Road density | Transport intensity/distance Transport vehicles | ||||
Safety | 5 | Noise | Indoor air quality Toxicity in case of fire | Secure disposal | |||
Technical aspects | 2 | Durability/corrosion resistance | |||||
State | Wood resource | 40 | Forest cover Standing volume Carbon stock Tree age Tree height Dead wood | ||||
Biodiversity | 27 | Areas under protection Number of animals/plants Genetic diversity Rarity of species Invasive species | |||||
Soil protection/conservation | 22 | General soil protection N flux Soil fertility Soil erosion Soil compaction Soil clogging Cation Exchange Capacity Base Saturation Soil pH Soil structure disturbance | |||||
Regional water balance | 9 | General water protection Water quality Stream flow/water flux/water balance Precipitation Surface runoff Evapotranspiration | |||||
Hazards | 1 | Occurrence of fire | |||||
Response | Eco design principles | 29 | Certified wood | Short supply chains Environmentally benign transport | Modular concept User-specific design Use of renewable energy Avoidance of critical materials Minimal number of components | Multi-functionality | Recycling rate Reparability Content information |
Forest management practice | 11 | Legality Logging Reforestation | |||||
Regional procurement/-production | 3 | Regional wood production | |||||
Value chain communication | 1 | Sustainability requirements for suppliers |
No | Site-Dependent Aspect | Social Perspective | Ecosystem | Methodology | Codings (Ndoc) |
---|---|---|---|---|---|
1 | Acceptance | x | 4 | ||
2 | National legislation | x | 2 | ||
3 | Country-specific certification schemes | x | (x) | 2 | |
4 | Regional forest inventory data | x | 5 | ||
5 | Wood characteristics | x | (x) | 3 | |
6 | Land use | x | 8 | ||
7 | Biodiversity | x | 3 | ||
8 | Water | x | 1 | ||
9 | Climate | x | 2 | ||
10 | Sample selection | x | 5 | ||
11 | Combined methods | x | 8 | ||
12 | Country-specific tools | x | 4 | ||
13 | Global value chains | x | 2 | ||
14 | Country-specific databases | x | 23 | ||
15 | Regional damage characterization factors | (x) | x | 5 | |
16 | Scale | (x) | (x) | x | 8 |
17 | Spatiotemporal dynamics | (x) | x | 5 | |
18 | Transport | x | 12 | ||
19 | Expert knowledge | (x) | x | 2 | |
20 | Normalization | (x) | x | 3 |
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May, N.; Guenther, E.; Haller, P. Environmental Indicators for the Evaluation of Wood Products in Consideration of Site-Dependent Aspects: A Review and Integrated Approach. Sustainability 2017, 9, 1897. https://doi.org/10.3390/su9101897
May N, Guenther E, Haller P. Environmental Indicators for the Evaluation of Wood Products in Consideration of Site-Dependent Aspects: A Review and Integrated Approach. Sustainability. 2017; 9(10):1897. https://doi.org/10.3390/su9101897
Chicago/Turabian StyleMay, Nadine, Edeltraud Guenther, and Peer Haller. 2017. "Environmental Indicators for the Evaluation of Wood Products in Consideration of Site-Dependent Aspects: A Review and Integrated Approach" Sustainability 9, no. 10: 1897. https://doi.org/10.3390/su9101897
APA StyleMay, N., Guenther, E., & Haller, P. (2017). Environmental Indicators for the Evaluation of Wood Products in Consideration of Site-Dependent Aspects: A Review and Integrated Approach. Sustainability, 9(10), 1897. https://doi.org/10.3390/su9101897