1. Introduction
Since the end of the last decade, most of the world’s population resides in a city and around 33% of city-dwellers lives in a slum [
1]; current trends indicate that the number of urban residents will continue to increase to around 66% of total world population by 2050 [
2]. Among the main local level to global scale environmental problems related to urban growth, often also associated with inadequate planning, are decline in agricultural and forest land, drying out of marshes, extraction of construction materials in large quantities, pollution of water courses by untreated wastewater, air pollution and large emissions of greenhouse gases from motor vehicles and industries [
3,
4]; hence, the evolution and development of cities has become a growing concern.
The domestic sector’s high resource consumption in urban regions is a frequent characteristic that must be undertaken. For instance, operation of buildings in urban areas requires a substantial fraction of the energy used in the world, reaching up to 50%, 41% and 36% in the UK, the EU and the USA, respectively [
5], and fractions corresponding to the transport and industry sectors should also be added. Household domestic consumption is an important source of greenhouse gases (GHG) in urban areas, along with the industrial and urban agricultural sectors [
6]. Food, people’s mobility, and energy use at home are arguably three of the most important features related to housing activities threatening sustainability; altogether, they may be responsible of up to four-fifths of the environmental impacts in developed countries [
7].
An important point to consider is the influence of the occupation intensity of the urban territory on resource consumption. Since almost three decades ago, Newman and Kenworthy [
8] in their seminal work, found that cities with low population density use more energy for the transportation of people than cities with higher occupation rates. In the case of residential land uses, occupation intensity is directly determined by development density (number of dwellings per unit area), but it also involves concepts like spatial distribution of dwellings, housing typology, dwelling occupation rate [
9,
10] and other features indirectly related to urban form, such as distance to downtown and access to urban amenities and infrastructure [
11].
The operational stage of buildings is a very important phase of their life cycle. Some authors have found that energy consumption in the operation of residential buildings may account for up to 90% of total energy consumption in the life cycle of that kind of buildings [
12]; while other authors have found housing type, floor area, occupancy rate and household income among other variables influencing electricity consumption during the operational stage of residential buildings [
13].
For their part, material flow accounting [
14,
15], ecological footprint [
16,
17], and life cycle energy analysis [
10,
18,
19] are among the most widely used methodologies to quantify the flows that coincide in the built environment.
Emergy synthesis belongs to the energetic life cycle approach, but it also allows the integration of both natural and human-made flows (like the economic ones) into the same basis of comparison, which takes into consideration the ‘free’ services provided by the environment and their quality: “
emergy is the total amount of available energy of one kind (usually solar) that is directly and indirectly required to make a given product or to support a given flow” [
20].
Emergy analysis has showed to be an appropriated methodology to evaluate and compare sustainability in the built environment because it allows to consider, in a combined way, the flows of different nature intertwining in urban ecosystems [
21]. From the standpoint of geographical disaggregation level,
emergy synthesis has been used in several studies from the urban region scale to the building level scale. At the city scale, several works have been reported since one of the seminal works was published in 1998 for the Taipei region [
22], among which are studies for Rome [
23], Macao [
24], Beijing [
25] and Montreal [
26], just to cite some of them.
At the building level, several
emergy assessments have been carried out focusing on the environmental impact of construction materials and on energy efficiency of single buildings [
27,
28] or addressing the subject from a generic perspective, since building appraisal was not the central issue of the study [
29]. At this scale of analysis, other methodological tools have been combined with
emergy synthesis; arguably, the most widely used in this way is life-cycle assessment since Hau and Bakshi noticed the advantages this might entail [
30]. With this methodological combination, Reza et al compared a single-family building with a multi-family building in Canada [
31] and evaluated the sustainability of paved roads [
32], and Li and Wang assessed a residential area of more than 150,000 inhabitants although with a building level approach [
33], just to mention a few. The common denominator of these studies is that the focus is mainly on building materials and construction processes’ environmental performance and on the environmental impacts of single buildings (for the case of dwelling buildings), in which the operational stage does not include the dwellers daily activities; in general, for this stage of the building life cycle, the main variables considered are water and energy consumption, which are estimated either through average statistical values or well-known simulation tools.
On the other hand, from the urban planning perspective, a relevant intervention level is the neighborhood [
34]. At this disaggregation level, or close to it, some authors have highlighted the need for information at the scale of land use or land cover to determine the relationship between socioeconomic performance of urban subsystems such as industry, business and commerce, real estate and housing developments and other services and their environmental implications [
35]. Also, regarding environmental sustainability, some studies have pointed out the need of studying quantitatively, and in greater detail, the impacts that go beyond the neighborhood limits, including regional resource use, due to the fact that local consumption of goods and services is greatly dependent on areas surpassing the city level [
36].
A relevant scale of analysis between the building level and the neighborhood or planning zone level (e.g., residential land use) is the housing unit, which is an essential part of the neighborhood structure. To a large extent, for the case of the residential land use, urban form is induced through the application of density, and other related parameters, to groups of blocks, which translates into different housing unit configurations. This study aimed at providing elements to close the gap in this opportunity area for sustainable urban development and planning; it was conducted with a strong sustainability approach [
37], focusing on the environmental work provided by the resources supporting dwelling operational stage in the housing units, since this phase is one of the most important of the whole dwelling life cycle. At this stage, not only direct dwelling operation related activities (e.g., water and energy consumption) should be taken into account: dwellers activities (e.g., food, mobility, goods and services) are also relevant for the appraisal of the way in which housing units use resources, in this case, through the quantification of
emergy-based sustainability indicators.
In this context, the present work sought to quantify the environmental support required for dwellers’ daily activities in five housing units on the island of Montreal, Canada (45°30′N, 73°30′W). In 2015, the Island had a total population of two million inhabitants distributed in an area of 500 km
2 [
38]. The economy of the Island is based on industrial, technology and knowledge related activities [
39]. Net residential density (total number of dwellings divided by lot area without roads and public and institutional related infrastructure) averages 38.5 dwellings per hectare (dw/ha) on the island, ranging from around 120 dw/ha in downtown districts to 15 dw/ha in suburban residential areas [
40]. The general objective of the study was to evaluate the ‘free’ environmental work supporting dwelling operational stage using five typical present-day housing units in Montreal Island as a case study by means of the appraisal of the main flows interacting in the residential units with the help of the
emergy environmental accounting methodology to examine the usefulness of
emergy-based indicators for assisting urban planning decisions, especially, in the setting-up of future residential units’ environmental design guidelines to support neighborhood planning processes.
The work has a sustainable urbanism perspective, since the focus is put on the applicability of sustainability criteria (emergy-based indicators) to support decision-making in urban planning contexts. As already mentioned, the work’s main purpose was to explore the appropriateness of using sustainability indicators as a complement of commonly used parameters in urban physical planning decision-making (e.g., development density, building parameters, accessibility to urban amenities), to collaborate in the setting-up of guidelines for housing units and neighborhoods with better environmental performance. Among the emergy-based indicators calculated for the dwelling operational stage in the five selected housing units (all of which are described in greater detail in the methods, results and discussion sections) are per capita emergy use, indicating resource use intensity on a per dweller basis, empower density, indicating resource use intensity per unit area, and emergy to money ratio, indicating ecological-economic efficiency. It was observed that overall resource utilization (total emergy used) was positively correlated to housing unit size (both with respect to number of occupants and to floor area) and it was also noticed that per household income and per dweller habitable space influenced intensity of resource utilization in the analyzed housing units.
5. Conclusions
We emphasize the exploratory nature of the present work; limitations of this kind of case studies are widely recognized. However, despite the strict lack of statistical representativeness, it is possible to pull interesting findings out, which become the basis for future research avenues.
The general aim of the study was to evaluate the environmental work supporting day-by-day activities in housing units by means of the emergy synthesis method. As expected, total emergy used, and the associated total emergy-based ecological footprint, is a function of housing unit size both with respect to number of occupants and to built-up area.
For all the itemized flows analyzed (with the exception of wastes and building materials in the structure) the largest per dweller emergy utilizations were associated to the housing units with the highest income levels. Also, the highest emergy use per unit floor area was always related to the dwelling unit with the smallest per capita space availability, and the lowest emergy utilizations per square meter of habitable area corresponded to the units with the lowest net housing densities.
With regard to emergy from wastes, on a per capita basis, greater amounts generated coincided with lower per household incomes in the analyzed residential units. This trend was confirmed when the ratio of per household emergy from wastes to per household empower was examined; the best efficiencies were found for high-income housing units.
Although the contribution of the structural components of the analyzed buildings was no significant in terms of emergy utilization, it was found that concrete was the material with the highest emergy by square meter of constructed area, despite having an intermediate transformity (when compared to wood and steel). Notably, when concrete and steel were combined with wood, emergy from the structure decreased, confirming the suitability of using environmentally sound building materials.
The housing unit that exhibited the best emergy-based performance has the second highest per dweller habitable space, the second lowest lot coverage percentage, the lowest net housing density, a moderate income level and it was the only one presenting a variety of housing types. Results suggest that, from the variables considered, the most important ones affecting the intensity of emergy utilization are per household income, per capita habitable space and, to a lesser extent, distance to downtown. In the analyzed residential units, while access to a higher level of income increased per capita emergy in all cases, increasing the availability of space per occupant did not result in a decrease of empower density after 50 square meters per person. Thus, emergy-based indicators may be a useful help for the set up of housing unit design guidelines aiming at the compliance of building regulations (dwelling size and housing typology) and to serve as complementary criteria for zoning distribution in urban master plans (housing units allocation).
Lastly, it is necessary to investigate more case studies to support or reject the apparent trends found in this study, including housing units with lower and higher development densities than those considered here. Future research avenues should take into consideration analyses at the scale of blocks and urban planning unities (neighborhoods and urban zoning) and methodologies for the quantification of consumption and travel patterns at the individual level and overall neighborhood consumption patterns. Future work should also include, in greater detail, space availability, housing typology, income level, distance to work and commercial centers, access to urban amenities and infrastructure, different weather conditions, among other aspects.