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Article

An Assessment of Global Precipitation and Evapotranspiration Products for Regional Applications

1
Institute of Geographic Sciences and Natural Resources Research, Chinese Academy of Sciences, Beijing 100101, China
2
School of Earth and Environmental Sciences, The University of Queensland, Brisbane 4067, Australia
3
Key Laboratory of Ecohydrology of Inland River Basin, Northwest Institute of Eco-Environment and Resources, Chinese Academy of Sciences, Lanzhou 730000, China
*
Author to whom correspondence should be addressed.
Remote Sens. 2019, 11(9), 1077; https://doi.org/10.3390/rs11091077
Submission received: 18 March 2019 / Revised: 15 April 2019 / Accepted: 30 April 2019 / Published: 7 May 2019

Abstract

:
Precipitation (P) and evapotranspiration (ET) are the key factors determining water availability for water resource management activities in river basins. While global P and ET data products have become more accessible, their performances in river basins with a diverse climate and landscape remain less discussed. This paper evaluated the performance of four representative global P (CHIRPSP, GLDASP, TRMMP and PersiannP) and ET products (CSIROET, GLDASET, MODET and TerraClimateET) against the reference data provided by the Australian Water Availability Project (AWAP) in the Murray Darling Basin (MDB) of Australia. The disparities among the data products both in the period from 2001 to 2016 and across the 22 catchments of MDB were related to a set of catchment characteristics (climate, terrain, etc.) to explore any possible contributors. The results show that the four global P products presented overall high consistency with AWAPP across the MDB catchments except in southeastern catchments with abundant rainfalls and large terrain variations. The Penman–Monteith algorithm based MODET underestimated ET in the MDB, especially in the arid, less vegetation covered catchments. While the CSIROET, which also estimated with the Penman–Monteith method, presented overall better estimations, which can be attributed to the better parameterization of the landscape in the simulation processes. The hydrological model based TerraClimateET showed overall good consistency with AWAPET except in the arid catchments, which might be attributed to the simplified water balance model it applied, however it did not adequately reflect the intensive ground water uses in these catchments. The findings indicated that basin and catchment characteristics had impacts on the accuracy of global products and therefore provided important implications for choosing appropriate product and/or conducting field calibrations for potential users in large basins characterized with diverse rainfall, terrain variations and land use patterns.

1. Introduction

Precipitation (P) and evapotranspiration (ET) are the two basic components of the hydrological cycle, and the most important variables in river basin managements [1]. P accounts for the major freshwater input while ET accounts for approximately 70% of P that falls on the Earth’s surface and transfers the water back to the atmosphere [1,2,3]. Accurate P and ET estimations are critical to river basin management activities (e.g., water reallocation, land planning, ecosystem restoration). This is especially true for arid and semiarid regions where the natural ecosystem and the rainfed agricultural system rely heavily on the available P, and about 94% of P is lost through ET (www.mdba.gov.au). Therefore, in knowing the spatiotemporal distribution of P and ET, managers will be better placed to efficiently manage the available water for a sustainable river basin system.
Ground-based P observations provide the most accurate P at plot scale. But it is known that the P observation networks are not well established across the world, especially in remote regions with sparse or no distribution of observation stations. This has limited the representativeness of the ground-based P observation considering the complex climatic and terrain conditions [4]. Recent studies have incorporated the limited ground measurements and satellite observations to reproduce spatial continuous P products. Such products have become increasingly available in near real-time with quasi-global to global coverage. However, errors and uncertainties still exist in these P products [4,5]. Experiences show that this could be associated with the algorithms of transforming the satellite-measured reflectivity into rainfall rates, or the lack of calibrated ground observations in remote areas [5,6,7].
Direct measurements of actual ET are possible only at small scales due to the complexity of the related physical processes (e.g., landscape characteristics, micrometeorological conditions) and the requirements of equipment (e.g., using flux towers). ET at a large scale from regional, to continental and global scales has to be estimated using models. To date, several ET estimation models have been developed which could be broadly classified into two categories according to their theoretical basis: Hydro-meteorological models and hydrological models. The hydro-meteorological models deal with the vertical exchanges of water and heat between the atmosphere and land surfaces and use site and satellite-based observations to parameterize the processes [8,9,10,11]. Hydrological models are developed based on a water balance approach and focus on spatial distribution of water availability, as well as the vertical and lateral transfer of water resources [12,13]. Products based on hydro-meteorological models include, for example, the CSIRO PML ET data collection [9] and the widely used MOD16A2 [8,11], while the Australian Water Availability Project (AWAP) generated ET [14] and the recently released TerraClimate ET [13] fall into the second category. Since there are inherent differences among the different algorithms in relation to, for example, the input data, model parameterization and calibration procedures, theoretically there exists differences in the performance of these data products.
Experiences have also shown that the performance of these P and ET products could vary from region to region. For instance, while the widely applied P products from the Tropical Rainfall Measuring Mission (TRMM) was found to reproduce rainfalls well in wet regions and in warm seasons in East Asia [15], the product largely overestimated extreme rainfalls in South Asia [16]. Zhao and Yatagai [17] also found that the TRMM P series tends to overestimate the frequency of heavy rainfall events in southeastern China but underestimate light to moderate rainfalls in northwestern China. ET estimation by MODIS (Moderate Resolution Imaging Spectroradiometer) using the Penman–Monteith equation was found to work equally well as a hydrological model and derived ET estimations in the Sixth Creek Catchment of South Australia [18], but a similar analysis conducted in the Haihe River Basin of China revealed that MODIS substantially underestimated ET as assessed by the water balance ET and tower observed levels [19]. Such discrepancies indicated that features of the site (e.g., climatic, terrain and land use conditions) might affect the performance of the global scale data products, which has important implications for precise planning and allocation of water resources in a large river basin.
The aim of this paper is to test the performance of four P (CHIRPSP, GLDASP, TRMMP and PersiannP) and ET (CSIROET, GLDASET, MODET and TerraClimateET) global products developed with different algorithms in reproducing the P and ET in the 22 catchments of the Murray Darling Basin of Australia (MDB). The products are accessible through the Google Earth Engine (GEE). It includes three specific objectives: The first is to understand the overall disparities during the period from 2001 to 2016 at the basin scale, the second is to probe the disparities across the 22 catchments and the third is to explorer the potential contributions of catchment characteristics. The key findings from this study are expected to provide important implications for the selection and use of these global products for water resource management at the catchment levels. The experiences on the estimation of the global P and ET products at the catchment scale obtained from this study are valuable for other large river basins with diverse rainfall, terrain and land use and land cover patterns.

2. Study Area and Methods

2.1. The Murray Darling Basin

The study was conducted within the Murray Darling Basin (MDB) located in southeastern Australia (Figure 1). The MDB covers an area of 1.06 ×10 6 km2, where most of the area is flat and low-lying land, with mountainous regions primarily focused in the eastern part of the basin (Figure S1). The climate of the MDB is sub-tropical in the north, semi-arid in the west and mostly temperate in the south. A high annual rainfall up to 1500 mm/year is recorded in the eastern side of the MDB while the western side of the MDB is typically hot and dry with an annual rainfall of generally less than 300 mm/year (Figure S2). In addition, the MDB is characterised by high ET levels, which account over 94% of the rainfall that falls in the basin (www.mdba.gov.au). Thus, water resources are the critical constraint for development of agriculture and conservation of natural environments in the MDB. The basin contains 22 catchments, which present substantial differences in terms of the climatic, terrain and level of human activities (Table 1). The diversities in climate, landscape characteristics and water use across the MDB make it an ideal case for carrying out the proposed analysis.

2.2. Data and Processing

2.2.1. Reference Data on P and ET

Ideally, the well-distributed instrument data are a good reference for estimating the performance of the global productions at regional level. Even if in the river basins where there are few instrumented data available, this kind of exercise can at least help the river basin managers know the varying range of performances of the global products, their spatial distribution at the catchment level and temporal distribution in different hydrological months or years. Fortunately, in the MDB, a dataset estimated by the Australian Water Availability Project (AWAP), which is an operational data assimilation and modelling system that monitors the state and trend of the terrestrial water balance of the Australian continent at a spatial resolution of 5 km, has been developed. The system is relatively well calibrated and validated using independent datasets. Little bias is observed across the range from dry to wet catchments at both annual and monthly scales [20]. Therefore, this study adopted the P and ET datasets developed with the AWAP system as “truth data” to assess the global products. In the system, P (AWAPP) performed as a major meteorological forcing, where a gridded daily rainfall dataset compiled by the Bureau of Meteorological and the Commonwealth Scientific and Industrial Research Organisation (CSIRO) was used. AWAPP has been used in a number of local studies since it provides a way to consistently characterize the variation of rainfall over space and time for large catchments across Australia [21]. Meanwhile, ET in the system (AWAPET) is the sum of its daily-modelled transpiration plus soil evaporation integrated to a monthly step. The dynamic water balance model (“WaterDyn”) forced with P, downward solar irradiance and air temperature was used to simulate the changes in the shallow (thickness 0–0.7 m) and deep (0.2–1.5 m) soil layers and therefore water fluxes across the boundaries, with ET included. Previous studies have demonstrated its strength of spatial and temporal continuity [21,22,23].

2.2.2. Global P and ET Data Products

Four global P products are evaluated against AWAPP in this study (Table 2). The selected products include (1) the Climate Hazards Group InfraRed Precipitation with Station data (CHIRPSP), which incorporates 0.05o resolution satellite imagery with in situ station data to create quasi-global scale gridded rainfall time series [24]; (2) the simulated P from the Global Land Data Assimilation System (GLDASP), which was forced with National Oceanic and Atmospheric Administration (NOAA)/Global Data Assimilation System (GDAS) atmospheric analysis fields, the disaggregated Global Precipitation Climatology Project (GPCP) precipitation fields, and the Air Force Weather Agency’s AGRicultural METeorological modeling system (AGRMET) radiation fields [25]; (3) the estimated P by the Tropical Rainfall Measuring Mission (TRMMP) through algorithmically merging microwave data from multiple satellites [26,27]; and (4) the Precipitation Estimation from Remotely Sensed Information Using Artificial Neural Networks (PersiannP), which integrates gridded satellite infrared data and P observations from the Global Precipitation Climatology Project [28].
ET estimations from four global ET products were also evaluated. The products are (1) the CSIRO ET(CSIROET) datasets estimated using an observation-driven Penman–Monteith–Leuning (PML) model; (2) the GLDAS simulated ET (GLDASET) which incorporates satellite and ground-based observations; (3) MODIS ET (MODET), which is widely known as the MOD16 data collection, is based on the logic of the Penman–Monteith equation with model inputs primarily derived from the satellite imagery [8,11]; and (4) TerraClimate ET (TerraClimateET) estimated using a modified Thornthwaite–Mather climatic water balance model and extractable soil water storage capacity data [29]. Details of the evaluated data products are listed in Table 2.

2.2.3. Data Processing

All collected data products were uniformly resampled to the same spatial resolution (1 km) and temporal resolutions (annual and monthly) to make the data products comparable. The original records were aggregated into both annual and monthly series. Monthly P and ET could reflect the water input and consumption dynamics and thus provide vital information for multiple water management purposes (e.g., reallocation, irrigation), while the annual series could provide additional information for long term management activities, including land and water resource plans for sustainable developments. The data series were also confined to the period from 2001 to 2016 (except for the CSIROET which stopped updating in 2013) to meet the purpose of comparisons between the products. Finally, the basin scale data was extracted for the 22 catchments within the MDB using the catchment boundaries, which were digitalized from https://www.mdba.gov.au/discover-basin/catchments. Downloading and resampling of the global P and ET products (except CSIROET) were conducted in GEE. Manipulation of AWAPP, AWAPET and CSIROET were conducted using the ArcGIS platform.

2.3. Methods

The data analysis conducted over the P and ET series include three core components: (1) Comparison between global products and AWAP estimations at the basin scale to check overall consistencies; (2) comparison at each catchment to identify the catchments where global products show low, moderate or high levels of disparities against AWAP; and (3) correlation analysis to test the possible contributions of catchment characteristics to the identified disparities.

2.3.1. Temporal Disparities at Basin Scale

Both annual and monthly P (and ET) at the basin scale aggregated from global data products were evaluated against AWAPP (and AWAPET) estimations using a series of statistical metrics. The selected metrics include the coefficient determination (R2), root mean square errors (RMSE) and Nash Sutcliffe Efficiency index (NSE). R2 examines the overall consistency (e.g., temporal variation patterns) between two data products. RMSE measures the average magnitude of the estimation errors, with lower RMSE indicating greater central tendencies and smaller extreme errors. NSE varies from minus infinity to one where the negative value means poor quality of the estimated values and values closer to one indicate better matches between reference and estimated values. The metrics are recommended in previous literature and can be determined according to the following equations [30].
R 2 = 1 i = 1 n ( V e s t i V o b s i ) 2 i = 1 n ( V e s t i V ¯ e s t ) 2
R M S E = 1 n i = 1 n ( V e s t i V o b s i ) 2
N S E = 1 i = 1 n ( V o b s i V e s t i ) 2 i = 1 n ( V o b s i V ¯ o b s ) 2
where, Vobs stands for the value derived from the AWAP data collection and Vest stands for the estimations derived from the studied global data products.

2.3.2. Spatio-Temporal Disparities across the Catchments

Due to the varied terrain and climatic conditions across the MDB, it is possible that the level of temporal disparities in different catchments will be different as well. To reveal the differences, the collected datasets were aggregated respectively to generate the annual and monthly time series for the 22 catchments in the MDB. The data series were then evaluated against AWAPP and AWAPET estimations by calculating the selected statistical metrics (R2, RMSE and NSE) within each catchment.

2.3.3. Impacts of Catchment Characteristics

To interpret the different levels of disparities between global products and AWAP estimations across the 22 MDB catchments, the calculated RMSE for each catchment was selected and overlaid with the catchment characteristics (e.g., average P and ET levels, terrain variations and land use compositions in each catchment as listed in Table 1) and the relationships between RMSE and characteristics were quantified using a Pearson correlation coefficient. A high correlation relationship might indicate a possible contribution of the identified catchment characteristic to the data disparities from truth data. For example, a positive correlation between RMSE (for annual ET between global product and AWAPET) and DEM implies that large uncertainties are to be expected with the global ET product in high elevation areas.
Calculation of the statistic metrics and the Pearson correlation coefficients were conducted in the R software package (R 3.5.1).

3. Results

3.1. Temporal Disparities at Basin Scale

3.1.1. Precipitations

Overall, annual P for the entire MDB was averaged at 449.4 ± 127.2 mm/year, 448.9 ± 100.9 mm/year, 490.7 ± 135.3 mm/year, 487.2 ± 137.1 mm/year and 468.3 ± 137.9 mm/year estimated with AWAPP, CHIRPSP, GLDADP, PersiannP and TRMMP, respectively (Table 3). Similar annual and monthly changing patterns were captured by different products, including the extremely dry years/months in 2002 and 2006 and wet years/months in 2010, 2011 and 2016 (Figure 2). However, it seems CHIRPSP tends to record a relative narrow range of monthly P and is less sensitive to high and extreme P events across the studied period (Figure 2 and Figure S3). The selected statistic metrics, with NSE greater than 0.87, R2 close to 1 and RMSE less than 10% of the annual mean in all cases (Table 3), indicates a good consistency between the global products and the AWAPP at the annual scale. While at the monthly scale, the two categories (global and AWAPP) also showed overall good consistency but with relatively larger estimation errors as indicated with the RMSE recorded up to 19.4% (for CHIRPSP) of monthly mean P levels.

3.1.2. Evapotranspiration

Larger differences were observed among the ET products than in the above-obtained P series comparisons. Overall, the average annual ET levels within the MDB are 417.0 ± 75.5 mm/year, 404.0 ± 67.1 mm/year, 451.6 ± 84 mm/year, 278.5 ± 55.9 mm/year and 410.6 ± 98.0 mm/year, recorded by AWAPET, CSIROET, GLDASET, MODET, and TerraClimateET products, respectively (Table 4), where MODET estimation is substantially lower than the other four products. Overall similar annual changing patterns were observed with all products (Figure S4), which lead to the high R2 (> 0.84 for the 4 global products) between global ET products and AWAPET. Only negative (for MODET) to moderate positive NSE levels (for CSIROET, GLDASET and TerraClimateET) were observed due to the substantial differences in absolute ET levels obtained with different data products. The phenomenon was more apparent with the monthly profiles, where the temporal fluctuations differed among the data products, both in terms of the magnitude of absolute monthly ET and timing of peak ET levels of the year (Figure 3), which contributed to the overall decreased R2 and NSE but increased RMSE levels.

3.2. Spatio-Temporal Disparities Across the Catchments

3.2.1. Precipitations

When it comes to each catchment within the MDB, the P products showed varied performances (Figure 4 and Figure 5). From an annual perspective, the four products present overall high correlations with AWAPP, with R2 higher than 0.9 in most cases, except for the relatively low R2 values observed with GLDASP in Gwydir (R2 = 0.74), with PersiannP in Gwydir (R2 = 0.78) and Border Rivers (R2 = 0.81). The catchments (e.g., Mitta Mitta, Upper-Murray, Mid-Murray, Goulburn Broken, Wimmera etc.) located in the southeastern part of the basin are observed with higher RMSE values (Figure 4). The catchments showing relative higher RMSE in CHIRPSP are Ovens (RMSE = 295.52 mm), Kiewa (RMSE = 199.31 mm) and Mitta (RMSE = 140.22 mm), whereas the rest of the catchments have RMSE values well below 70 mm. While for GLDASP, Kiewa (341.04 mm), Mitta Mitta (198.58 mm), Ovens (190.46 mm), Upper-Murray (158.82 mm), Wimmera (128.56 mm), Border Rivers (116.82 mm), Mid-Murray (116.94 mm) and Namoi (115.9 mm) all presented relatively high RMSE values. As for PersiannP, the above listed high GLDASP RMSE catchments showed a similar high RMSE as well. TRMMP performs better with lower RMSE levels compared to the other three products, a high RMSE with TRMMP was only observed in Ovens (341.15 mm) and Kiewa (133.69 mm). NSE further captured the variations within GLDASP and PersiannP, especially in the southern catchments, where GLDASP and PersiannP NSE values are substantially lower than those for CHIRPSP and TRMMP. Specifically, NSE values for GLDASP are lower than 0.5 in 10 out of the 22 catchments, typically in Border Rivers (−0.03), Wimmera (−0.69) and Kiewa (−0.41) where negative NSE values are observed. Negative NSE also observed with PersiannP in Wimmera (−0.4) and Kiewa (−0.65).
Figure 5 presented the comparisons of the detailed monthly trends of the four P products with the monthly AWAPP series. Overall, the comparison between monthly values presented lower R2 and NSE values compared to the annual results, which might indicate a different capability of the products in capturing seasonal P variations. Specifically, CHIRPSP and TRMMP showed high consistency with monthly AWAPP, with R2 values higher than 0.9 in most of the comparisons. While for GLDASP and PersiannP, most of the R2 values are lower than 0.9, RMSE results again showed that southeastern catchments showed relatively higher RMSE values, especially for GLDASP (in Upper-Murray, Ovens, Mitta Mitta and Kiewa) and PersiannP (in Upper Murray, Ovens, Mitta Mitta and Kiewa, as well). NSE values for CHIRPSP ranged from 0.75 to 1, with relative fewer variations across the catchments. NSE for GLDASP ranged from 0.37 to 0.92, which is much lower than the GLDASP NSE values estimated with annual results. The lowest GLDASP NSE values were observed in Kiewa (0.37), Mitta Mitta (0.54) and Wimmera (0.59). Monthly PersiannP also received much lower NSE values with lowest values observed in Kiewa (0.37), Mitta Mitta (0.58) and Upper Murray (0.58). PersiannP showed higher performance from the NSE aspect with NSE values greater than 0.86 in the 22 catchments.

3.2.2. Evapotranspiration

Figure 6 shows the comparison statistics when decomposing the basin scale annual ET into the catchment scale. Most comparisons between the four ET products and AWAPET obtained R2 values greater than 0.8, which indicated that the products presented overall similar annual variation patterns. Mitta Mitta is observed to have the lowest R2 values for CSIROET (0.39), GLDASET (0.52) and MODET (0.43). RMSE for the four products in different catchments showed that MODET has the highest RMSE levels, especially in the northern catchments (including Moonie, Border Rivers, Warrego, Namoi, Paroo and Gwydir) where RMSEs are greater than 200 mm. GLDASET is observed to have the second largest RMSE levels, with relatively higher values in southern catchments (e.g., Wimmera, Mid-Murray and Campaspe). Similarly, NSE values for MODET are significantly lower than the other three products, where negative NSE levels were observed in 16 out of the 22 catchments. Even though fewer negative NSE values are observed with CSIROET (2), GLDASET (8) and TerraClimateET (3), the NSE values for most of the comparisons are relatively low (e.g., lower than 0.5, although some of them have high R2), through which we can infer that large variations exist within the ET products in the catchments which might be explained by their capabilities in capturing extremely high or low ET levels.
Monthly comparisons between the ET products provided further insights as displayed in Figure 7. Overall, CSIROET and GLDASET presented better correlations with AWAPET evidenced with higher R2 values across all 22 catchments. Lower R2 values with MODET and TerraClimateET are typically observed in northern (e.g., Border Rivers, Moonie and Gwydir) and western (e.g., Barwon-Darling, Lower Darling and Lower Murray) catchments where R2 range from about 0.3 to 0.6. RMSEs associated with comparisons of CSIROET and GLDASET to AWAPET are relatively uniform across the catchments (around 10 mm) while larger RMSEs are observed with MODET and TerraClimateET, especially for northern catchments including Warrego, Condamine-Balonne, Moonie, Border Rivers, Gwydir and Namoi. Overall lower NSE values are also observed with the monthly ET profiles estimated with the four products, but significant lower values are obtained by MODET and TerraClimateET in most catchments except several southeastern catchments (including Upper Murray, Mitta Mitta, Goulburn Broken, Ovens and Campaspe).

3.3. Impacts of Catchment Characteristics

Correlations of RMSE for each pair of global P products and AWAPP at both annual and monthly scales with catchment characteristics are summarized in Figure 8. The annual result indicated that data products showing higher RMSE values are generally associated with catchments with a high annual P level, and RMSE is highly correlated with the greater terrain fluctuations characterized with a high DEM as well as larger DEM variations (indicated with average slope levels). This is especially true for GLDASP and PersiannP, which indicated that these two data products are more sensitive to changes in elevation. While most land use types do not show high correlations with the statistics, the “1 conservation and natural environments” and “5 Intensive uses” presented a consistent moderate positive correlation with RMSEs associated with the four P products. The above phenomenon is more apparently indicated with the correlation analysis between RMSE derived from the monthly P series and catchment characteristics. Catchments characterized by relatively high P levels, high altitude and large terrain variations and more distribution of land use type 1 and 5 tend to deliver high RMSEs according to the correlation coefficients.
The situation is more complex and revealed with the correlation analysis between statistics of ET products and catchments’ characteristics (Figure 9). From an annual perspective, RMSE levels for CSIROET, MODET and TerraClimateET are observed to positively correlate with the location of the catchments (latitude and longitude), more eastern and northern catchments tend to have higher RMSE levels, while GLDASET presented the opposite trend. Additionally, RMSE values are positively correlated with P and ET levels for CSIROET and TerraCliamteET, which indicated that catchments with higher P, and thus higher ET, would yield higher uncertainties for the ET products. High altitude located catchments also tends to have higher uncertainties supported with the positive correlation coefficients between RMSE and DEM (and Slope). The high positive correlation between MODET RMSE levels with latitude and longitude, well represented in the north eastern catchments, showing significant higher RMSE values as previously identified. Similar impacts of land use composites on CSIROET and TerraClimateET are observed where catchments with more water (land use type 6) distributions tend to have lower RMSE levels. For GLDASET, RMSE in annual ET is negatively correlated with land use type 2 but positively correlated with land use type 3 and 4 areas, whereas for MODET, RMSE in annual ET is negatively correlated with land use type 1, 4, 5 and 6 areas. Similar correlations between RMSE and catchment characteristics are also observed with the monthly ET series.

4. Discussion

4.1. Evaluation of Global P Products

Comparison of the four P products indicated broadly similar temporal variations and spatial distribution of rainfall within the MDB. Results show that CHIRPSP and TRMMP presented overall better consistency with AWAPP as indicated with higher R2, lower RMSE and high NSE associated with both annual and monthly data series. Both products (CHIRPSP and TRMMP) are generated with intensive information derived from microwave P sensors which seems to reproduce rainfall better across the MDB. Microwave sensors estimate rainfall from microwave radiation which is recognized as a more robust way of estimating rainfall [31]. This might also contribute to the fewer spatial disparities associated with the two products observed across the catchments. Conversely, the infrared sensor information, on which PersiannP is based, shows the most apparent differences (Figure 4 and Figure 5). Infrared sensors relate surface P to the brightness and temperature of the cloud tops, however there are complex processes and high uncertainties from the cloud information into rainfall especially for the regions with high cloudiness and abundant rainfall, which might cause these disparities. This is supported with the evidence that most catchments showing high RMSE and low NSE values with PersiannP are located in the south eastern part of the MDB, where the regions are subjected to favourable rainfall topography with greater elevation changes and very likely anomalies exist at the cloud tops across the MDB. This statement is further supported with the overall high correlation between RMSE and terrain characteristics (DEM and slope, Figure 8) (which implies the challenge of capturing orographic precipitations for all products) where PersiannP presented relative higher correlations (i.e., more susceptible to terrain variations). Similar findings are also available in some recent publications where the authors concluded that microwave-based precipitation estimation outperform infrared-based estimations [32]. GLDASP, which incorporates both microwave and infrared sensors derived P estimations (https://ldas.gsfc.nasa.gov/gldas/), has a performance located between those of CHIRPSP, TRMMP and PersiannP.
It is interesting to note that the land use type 1 (conservation and natural environment) tends to impact the performance of the P products. A possible explanation to this is the landscape patches, which are normally covered with moderate to dense forests distributed discontinuously across the catchments, impact local climate. It is also worth mentioning that, in remote catchments in the western part of the MDB (low-lying, less terrain variation and few vegetation cover, Table 1), all P products presented consistently high performances, which indicates the effectiveness of satellite-based P estimations in reproducing low surface P with few field observations.

4.2. Evaluation of ET Products

Relatively higher disparities in the dry months during the studied period and relatively good consistency between products in catchments with abundant P (e.g., Kiewa, Upper Murray, Mitta Mitta in Figure 7) but poor consistency in less humid catchments (e.g., Warrego, Barwon-Darling, Condamine-Balonne and other catchments in the northern part of the MDB in Figure 7) were observed. These findings indicate that the products with different capabilities in capturing ET values might be more sensitive in arid situations. Both annual and monthly MODET underestimated ET levels in almost every catchment. This is in agreement with several previous studies assessing the performance of MODET under various climatic conditions [19]. MODET gives priority to vegetation covered landscapes. This might also partly explain the positive correlation between R2 (and NSE) derived with monthly MODET and percentage of natural vegetation coverage (land use type 1) within the catchments, where MODET captured water losses better in the surfaces that were well covered by vegetation.
As we discussed above, the ET products chosen in this study utilize two different methods: The hydrological method (TerraClimateET and AWAPET) and the hydro-meteorological method (MODET and CSIROET). There are substantial disparities in ET estimations between these two groups, especially evidenced by the monthly series across the 22 catchments (Figure 7), which indicated the importance of appropriately parameterizing the involved processes. Apparent disparities also exist between products created using the same method. For instance, TerraClimateET used a similar water balance method as AWAP for deriving water budget related components. The difference between the two is; TerraClimateET used a simplified one-dimensional Thornthwaite–Mather climatic water-balance model [13] while AWAP employed a two-layer model to better represent the intensive exchange of surface and deep water within the MDB [14]. This could partly explain the higher disparities between TerraClimateET and AWAPET (indicated with higher RMSE and negative NSE values) in the northeastern catchments (Figure 7) where ground water plays an important role in supporting local dry land agricultural activities (Land use type 3 in Figure 1). For the two products based on the Penman–Monteith algorithm, CSIROET outperforms MODET in almost all catchments at both the annual and monthly scale (Figure 6 and Figure 7). This might be attributed to the input datasets applied in CSIROET which better reflected the characteristics of the Australian territory, especially in the application of a unique value of maximum conductance for Australia, which is a key factor in parameterizing the land surface [9].

4.3. Implications

Findings from the above evaluations have implications for both product developers and potential product users. In the case of developers, the identified disparities against reference data and the factors influencing them provide the problems associated with algorithm and/or model inputs, therefore indicating the direction of improvement. For example, for TerraClimateET, as indicated by its apparent disparities with AWAPET in arid regions due to its negligence of intensive groundwater uses, it would be invaluable to further test the efficiency of the simplified water balance model in similar conditions and calibrate the model to better reflect deep ground water exchanges. The model parameters of MODET in non-vegetation covered areas also need to be calibrated for better ET simulations for these regions.
The findings are of importance to river basin managers. P and ET jointly determined the water available for river basin management activities. There are regions with no detailed ground observations or well calibrated P and ET products, therefore tuning to readily available global products for regional management is an easy option. Our results indicated that the adoption of global products for regional applications without considering the algorithms behind the products, as well as the local climatic and terrain conditions, may lead to serious management failures. For long term basin management activities towards sustainable development, which normally require annual scale water availability assessments, it is relatively safe to use the studied data P and ET products, since the evaluations at basin and catchments scales in this study that covered wet and dry conditions proved their overall moderate to high accuracy with true P and ET levels. Data products generated with similar algorithms might be also considered but an inter comparison with the studied products is suggested. While management activities require monthly or finer scale data, such as irrigation and water reallocation, large uncertainties are expected when adopting global products, especially for ET. For monthly P, calibrations should be considered in high altitude located basins and regions subject to high P levels, whereas for monthly ET, global ET products should be used with caution in quantifying water loss at regional scales. Penman–Monteith algorithm-based products can be a relatively good option when supported with localized input data (e.g., CSIROET). Water balance-based methods are easy to apply and require fewer data inputs, but the water balance analysis should be considered, extending to deep layer water exchanges, especially in areas with enormous ground water abstractions as revealed by the different performances of TerraClimateET and AWAPET. Moreover, compared with the P products, the ET products show more complex syntheses and are related to more landscape characteristics (Figure 9), and have their own most suitable geographic and climatic regions. Thus, it can be a good option to use different ET products in different regions.

5. Conclusions

Accurate estimates of P and ET are crucial for regional water resource management while the accuracy of adopting data products produced with global coverage for regional applications remains less discussed. This study provides new insights on the performance of four global P products (CHIRPSP, GLDASP, TRMMP, PersiannP) and four global ET products (CSIROET, GLDASET, MODET, TerraClimateET) in the MDB by comparing them with the AWAP dataset and the contributions of regional climatic and landscape settings to the uncertainties within the global products through relating the product disparities to catchment characteristics. Through the comparison, the four P products yield overall high consistence across the MDB catchments except that (1) the microwave sensor based CHIRPSP and TRMMP presented better consistency with AWAPP than the infrared sensor based PersiannP; and (2) the four products perform better in catchments with fewer P and less terrain variations but poor in high altitude located catchments with high P levels. The four ET products yield more disparities against AWAPET, indicating greater uncertainties contributed to by the associated simulating methods and impacts from the diverse climatic and landscape characteristics. The Penman–Monteith algorithm based CSIROET, supported with localized land surface parameters, performs better across the catchments when compared with the other three products. TerraClimateET showed overall similar performance as AWAPET except it showed substantial disparities in arid catchments which indicated the necessity of calibrating the model to reflect local hydrological processes. Overall, the findings highlighted that regional climatic and terrain conditions would affect the performance of global data, therefore caution is needed when adopting global data products for regional use.

Supplementary Materials

Supplementary Materials: The following are available online at https://www.mdpi.com/2072-4292/11/9/1077/s1.

Author Contributions

Conceptualization, Y.Z., Z.L. and Y.W.; Methodology, Y.Z.; Writing—Original Draft Preparation, Y.Z.; Writing—Review& Editing, Y.W. and Z.L.; Project Administration, Y.Z. and Y.W.

Funding

This research was funded by National Natural Science Foundation grant of China, grant number 41501464 and Australian Research Council’s Future Fellowship Project, grant number FT130100247.

Conflicts of Interest

The authors declare no conflict of interest.

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Figure 1. Location of the Murray Darling Basin (MDB). Land use data is extracted from “National scale land use version 5 (2010–2011)” through http://www.agriculture.gov.au.
Figure 1. Location of the Murray Darling Basin (MDB). Land use data is extracted from “National scale land use version 5 (2010–2011)” through http://www.agriculture.gov.au.
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Figure 2. Monthly average precipitation in Murray Darling Basin presented with different precipitation products.
Figure 2. Monthly average precipitation in Murray Darling Basin presented with different precipitation products.
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Figure 3. Monthly average evapotranspiration in Murray Darling Basin presented with different precipitation products.
Figure 3. Monthly average evapotranspiration in Murray Darling Basin presented with different precipitation products.
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Figure 4. Bar plots show the statistics (coefficient determination (R2), root mean square errors (RMSE) and Nash Sutcliffe Efficiency index (NSE)). Of annual P estimated with CHIRPSP, GLDASP, PersiannP and TRMMP products within the 22 catchments of the MDB when compared with the annual AWAPP values. The embedded bar plots with numbers at the upper-left corners are the scales for interpreting the bars associated with each catchment.
Figure 4. Bar plots show the statistics (coefficient determination (R2), root mean square errors (RMSE) and Nash Sutcliffe Efficiency index (NSE)). Of annual P estimated with CHIRPSP, GLDASP, PersiannP and TRMMP products within the 22 catchments of the MDB when compared with the annual AWAPP values. The embedded bar plots with numbers at the upper-left corners are the scales for interpreting the bars associated with each catchment.
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Figure 5. Bar plots showing the statistics (R2, RMSE and NSE) of monthly P estimated with CHIRPSP, GLDASP, PersiannP and TRMMP products within the 22 catchments of the MDB when compared with the monthly AWAPP values. The embedded bar plots with numbers at the upper-left corners are the scales for interpreting the bars associated with each catchment.
Figure 5. Bar plots showing the statistics (R2, RMSE and NSE) of monthly P estimated with CHIRPSP, GLDASP, PersiannP and TRMMP products within the 22 catchments of the MDB when compared with the monthly AWAPP values. The embedded bar plots with numbers at the upper-left corners are the scales for interpreting the bars associated with each catchment.
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Figure 6. Bar plots showing the statistics (R2, RMSE and NSE) of annual ET estimated with CSIROET, GLDASET, MODET and TerraClimateET products within the 22 catchments of the Murray Darling Basin when compared with the annual AWAPET levels. The embedded bar plots with numbers at the upper-left corners are the scales for interpreting the bars associated with each catchment.
Figure 6. Bar plots showing the statistics (R2, RMSE and NSE) of annual ET estimated with CSIROET, GLDASET, MODET and TerraClimateET products within the 22 catchments of the Murray Darling Basin when compared with the annual AWAPET levels. The embedded bar plots with numbers at the upper-left corners are the scales for interpreting the bars associated with each catchment.
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Figure 7. Bar plots showing the statistics (R2, RMSE and NSE) of monthly ET estimated with CSIROET, GLDASET, MODET and TerraClimateET products within the 22 catchments of the Murray Darling Basin when compared with the monthly AWAPET levels. The embedded bar plots with numbers at the upper-left corners are the scales for interpreting the bars associated with each catchment.
Figure 7. Bar plots showing the statistics (R2, RMSE and NSE) of monthly ET estimated with CSIROET, GLDASET, MODET and TerraClimateET products within the 22 catchments of the Murray Darling Basin when compared with the monthly AWAPET levels. The embedded bar plots with numbers at the upper-left corners are the scales for interpreting the bars associated with each catchment.
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Figure 8. Heatmap of pairwise correlation (Pearson) values between RMSE of precipitation (columns) and the catchment characteristics (rows) for the 22 catchments in the Murray Darling Basin. Numbers in the grids show the correlation coefficients.
Figure 8. Heatmap of pairwise correlation (Pearson) values between RMSE of precipitation (columns) and the catchment characteristics (rows) for the 22 catchments in the Murray Darling Basin. Numbers in the grids show the correlation coefficients.
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Figure 9. Heatmap of pairwise correlation (Pearson) values between RMSE of evapotranspiration (columns) and the catchment characteristics (rows) for the 22 catchments in the Murray Darling Basin. Numbers in the grids show the correlation coefficients.
Figure 9. Heatmap of pairwise correlation (Pearson) values between RMSE of evapotranspiration (columns) and the catchment characteristics (rows) for the 22 catchments in the Murray Darling Basin. Numbers in the grids show the correlation coefficients.
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Table 1. Summary of catchment characteristics in the Murray Darling Basin. Catchment scale precipitation (P) and evapotranspiration (ET) are summarized from the Australian Water Availability Project (AWAP) data product, and terrain metrics (digital elevation model (DEM) and slope) are calculated with the Shuttle Radar Topography Mission (SRTM) 90 m digital elevation model.
Table 1. Summary of catchment characteristics in the Murray Darling Basin. Catchment scale precipitation (P) and evapotranspiration (ET) are summarized from the Australian Water Availability Project (AWAP) data product, and terrain metrics (digital elevation model (DEM) and slope) are calculated with the Shuttle Radar Topography Mission (SRTM) 90 m digital elevation model.
CatchmentCodeLatLonP
(mm/year)
ET
(mm/year)
DEM
(m)
SlopeConservation & Natural EnvironmentsProduction from Relatively Natural EnvironmentsProduction from Dryland Agriculture and PlantationsProduction from Irrigated Agriculture and PlantationsIntensive UsesWater
MoonieMOO−28.0149.55224932430.99.35%11.04%79.27%0.22%0.09%0.03%
Border RiversBOR−28.8150.76125794032.39.42%26.98%60.99%1.87%0.57%0.17%
WarregoWAR−26.8146.24624283391.08.86%63.81%26.67%0.12%0.05%0.50%
NamoiNAM−30.8149.96215884013.213.26%28.36%55.06%2.15%0.79%0.38%
ParooPAR−29.1144.63032871570.76.25%87.75%3.34%0.02%0.01%2.65%
Condamine-BalonneCON-BAL−27.7148.44844562811.05.68%42.52%50.41%0.76%0.24%0.39%
Lower DarlingL-DAR−32.9142.7263238930.86.57%85.82%2.91%0.08%0.04%4.59%
LachlanLAC−33.5146.84464182771.810.10%30.58%57.70%0.48%0.26%0.88%
Lower MurrayL-MUR−34.2140.42772621191.224.67%37.84%34.40%1.04%0.44%1.61%
MurrumbidgeeMUR−35.0146.95154593372.812.45%12.18%71.20%2.16%1.22%0.78%
Upper MurrayU-MUR−36.1147.992869175010.443.67%18.62%36.88%0.12%0.57%0.13%
OvensOVE−36.6146.69086584569.222.60%29.03%43.69%1.17%3.14%0.37%
Mitta MittaMIT−36.6147.698770078012.432.62%42.10%22.28%0.11%0.87%2.02%
WimmeraWIM−36.2142.43523341361.216.64%2.76%77.97%0.10%1.09%1.44%
Lodon-AvocaLON−36.1143.63793531471.210.63%5.51%73.02%5.27%4.22%1.34%
Goulburn-BrokenGOU-BRO−36.8145.66515313215.214.59%19.08%53.87%6.95%4.14%1.38%
Mid MurrayM-MUR−35.6145.03903701010.79.38%4.23%78.36%6.87%0.44%0.72%
GwydirGWY−29.8150.16405994042.58.02%27.08%61.75%2.26%0.42%0.47%
Macquarie-CastlereaghMAC-CAS−31.8148.25255003302.16.94%25.55%65.82%0.50%0.72%0.47%
CampaspeCAM−36.8144.65144542872.38.68%4.40%67.84%4.28%13.99%0.82%
Barwon-DarlingBAR-DAR−31.6145.13333211570.98.29%87.30%3.81%0.08%0.03%0.49%
KiewaKIE−36.5147.1108570461710.820.85%29.64%35.99%0.60%9.74%3.17%
Table 2. Details of the collected global precipitation and evapotranspiration data products. One degree is equivalent to about 110 km.
Table 2. Details of the collected global precipitation and evapotranspiration data products. One degree is equivalent to about 110 km.
ProductCoverage Data AvailabilityDescriptions
Precipitation data products
CHIRPSP 0.05 degrees
Quasi global
Daily from 1981. Available at GEE.CHIRPSP incorporates remotely sensed P from five satellite products and more than 20,000 station records to calibrate global Cold Cloud Duration rainfall estimates [24].
GLDASP0.25 degrees
globally
Every 3-hours from 2000. Available at GEE.GLDASP assimilates satellite based observations from AGRMET and in-situ meteorological observations from GDAS and CMAP to produce the refined P [25].
TRMMP 0.25 degrees
globally
Monthly from 1998. Available at GEE.TRMMP merges microwave data from multiple sensors. The multi-satellite data are averaged to the monthly scale and adjusted to the large-area mean of the monthly surface P gauge analysis by GPCC using an inverse estimated-random-error variance weighting method [26,27].
PersiannP 0.25 degrees
Quasi global
Daily from 1983. Available at GEE.PersiannP uses an Artificial Neural Network function and applied to the GridSat-B1 (Gridded Satellite infrared data), along with the GPCP version 2.2 data [28].
Evapotranspiration data products
CSIROET0.5 degrees globallyMonthly from 1981–2012. Available at https://data.csiro.au/CSIROET uses an observation-driven Penman-Monteith-Leuning (PML) model, supported with meteorological forcing including daily P, air temperature, vapor pressure, short- and long-wave downward radiation and wind speed, along with satellite derived vegetation forcing data, land cover data, emissivity and albedo. The dataset is validated across 643 unregulated catchments using flux tower measurements and other surface flux [9].
GLDASET0.25 degrees
globally
Every 3-hours from 2000. Available at GEEGLDASET is a land surface model simulation in which the estimation is primarily based on empirical upscaling of space- and ground-based observations. Inputs in driving GLDAS including P, air temperate, downward shortwave and longwave radiation, humidity, surface pressure and wind speed [25].
MODET500 m
globally
Every 8-days from 2001. Available at GEE.MODET is the terrestrial ET using a remote sensing-based Penman-Monteith algorithm [8,11]. Inputs include the MODIS derived land cover, LAI, fPAR and albedo products, as well as the meteorological reanalysis dataset from the Global Modelling and Assimilation Office of NASA (GMAO).
TerraClimateET2.5 minutes globallyMonthly from 1958. Available at GEE.TerraClimateET is estimated using a one-dimensional modified Thornthwaite-Mather climatic water-balance model [13]. Inputs for the water balance calculation include precipitation and reference ET, as well as the plant extractable soil water capacity derived from satellite observations [29].
Table 3. Comparison statistics of global precipitation data products against AWAP precipitation at the basin scale.
Table 3. Comparison statistics of global precipitation data products against AWAP precipitation at the basin scale.
AnnualMonthly
MeanNSER2RMSEMeanNSER2RMSE
AWAPP449.40---37.45---
CHIRPSP448.880.940.9829.2037.410.900.957.26
GLDASP490.680.870.9845.2240.890.930.966.19
PersiannP487.170.890.9941.5840.600.940.975.52
TRMMP468.280.961.0023.3039.020.960.974.55
Table 4. Comparison statistics of global evapotranspiration data products against AWAP evapotranspiration at the basin scale.
Table 4. Comparison statistics of global evapotranspiration data products against AWAP evapotranspiration at the basin scale.
AnnualMonthly
MeanNSER2RMSEMeanNSER2RMSE
AWAPET417.04---34.99---
CSIROET404.050.830.9133.1733.970.780.807.06
GLDASET451.620.730.9737.7937.900.770.836.83
MODET278.52−2.750.87141.6323.32−0.310.3816.15
TerraClimateET410.570.680.8441.2534.530.350.6211.38

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Zhao, Y.; Lu, Z.; Wei, Y. An Assessment of Global Precipitation and Evapotranspiration Products for Regional Applications. Remote Sens. 2019, 11, 1077. https://doi.org/10.3390/rs11091077

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Zhao Y, Lu Z, Wei Y. An Assessment of Global Precipitation and Evapotranspiration Products for Regional Applications. Remote Sensing. 2019; 11(9):1077. https://doi.org/10.3390/rs11091077

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Zhao, Yan, Zhixiang Lu, and Yongping Wei. 2019. "An Assessment of Global Precipitation and Evapotranspiration Products for Regional Applications" Remote Sensing 11, no. 9: 1077. https://doi.org/10.3390/rs11091077

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