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Article

High-Resolution Mangrove Forests Classification with Machine Learning Using Worldview and UAV Hyperspectral Data

1
Key Laboratory of Digital Earth Science, Aerospace Information Research Institute, Chinese Academy of Sciences, Beijing 100094, China
2
College of Information Science and Engineering, Shandong Agricultural University, Tai’an 271000, China
3
Key Laboratory of Earth Observation of Hainan Province, Sanya 572029, China
4
College of Resources and Environmental Sciences, China Agricultural University, Beijing 100193, China
*
Author to whom correspondence should be addressed.
Remote Sens. 2021, 13(8), 1529; https://doi.org/10.3390/rs13081529
Submission received: 11 March 2021 / Revised: 5 April 2021 / Accepted: 13 April 2021 / Published: 15 April 2021

Abstract

:
Mangrove forests, as important ecological and economic resources, have suffered a loss in the area due to natural and human activities. Monitoring the distribution of and obtaining accurate information on mangrove species is necessary for ameliorating the damage and protecting and restoring mangrove forests. In this study, we compared the performance of UAV Rikola hyperspectral images, WorldView-2 (WV-2) satellite-based multispectral images, and a fusion of data from both in the classification of mangrove species. We first used recursive feature elimination‒random forest (RFE-RF) to select the vegetation’s spectral and texture feature variables, and then implemented random forest (RF) and support vector machine (SVM) algorithms as classifiers. The results showed that the accuracy of the combined data was higher than that of UAV and WV-2 data; the vegetation index features of UAV hyperspectral data and texture index of WV-2 data played dominant roles; the overall accuracy of the RF algorithm was 95.89% with a Kappa coefficient of 0.95, which is more accurate and efficient than SVM. The use of combined data and RF methods for the classification of mangrove species could be useful in biomass estimation and breeding cultivation.

Graphical Abstract

1. Introduction

Ecosystems are the natural environmental conditions on which all organisms in the natural world depend, rendering many important services and continuously maintaining species and genetic diversity [1]. The Earth’s three major ecosystems are wetlands, forests, and oceans, which are known as the “kidneys of the Earth,” “natural reservoirs” and “treasure troves of species,” respectively. The mangrove ecosystem is one of the most important subsystems of global wetland ecosystems and one of the most biologically rich ecosystems on Earth, so it plays a highly important function in shallow wetland ecosystems [2,3]. Mangroves are tidal wetland woody biomes consisting of evergreen shrubs or trees with mangrove plants growing in tropical and subtropical coastal intertidal zones, and are globally recognized as carbon stock-rich ecosystems that provide irreplaceable social, economic, environmental, and ecological services to humans and coastal organisms [4,5]. In terms of social and economic aspects, the mangrove is increasingly valued by decision-makers from governments, NGOs, and the general public. Growing awareness has led to numerous ecotourism sites, and mangrove museums have been established to facilitate educational and scientific research endeavors while promoting socioeconomic development. The unique biochemical properties of mangroves enable them to produce a variety of unique natural products that have high medicinal value [6]. In terms of environmental and ecological aspects, mangroves have high primary productivity and can play multiple roles such as flood and tide resistance, coastal erosion prevention, pollutant filtration, seawater purification, carbon sink, ecological improvement, and biodiversity maintenance [7,8], and are known as “natural coastal guardians,” “wave-cancelling pioneers,” and a “biological purification sieve” [9,10]. In 2000, the total global mangrove area was estimated to be 13.77 million hm2, accounting for 0.7% of the world’s tropical forest area, distributed in 118 countries and regions [11]; however, according to a recent NASA study [12], the global mangrove area decreased by more than 3300 km2, about 2% of the total mangrove area, by 2016, mainly due to the impact of human activities. The high population pressure in coastal areas has led to the conversion of mangroves into construction land and aquaculture ponds, one of the major reasons for the loss of mangroves [11,13,14]. According to a report by the Global Mangrove Alliance (a collective of international NGOs), the degradation of mangrove forests will continue until 2030 [15]. The global decline of mangroves will be slowed by the “Mangroves for the Future program” launched by the International Union for Conservation of Nature (IUCN) and the United Nations Development Program. Recognizing the importance of mangrove protection, the Chinese government issued a Special Action Plan for Mangrove Protection and Restoration (2020‒2025) to organize the protection and restoration of mangroves in five provinces/autonomous regions, one of which is Hainan Province, in order to safeguard the service functions and social benefits provided by mangroves in the country. As sensitive ecological indicators, mangroves require monitoring, analysis, and species distribution mapping to help us understand the ecological changes along the coastal zone and provide a theoretical basis for resource planning [16] and the prevention of the invasion of exotic species.
Mangroves grow in intertidal zones, where the complex topographic conditions pose considerable challenges to traditional forestry statistics, while the use of remote sensing images for species classification mapping can effectively diminish the field workload of foresters and the risk of accidents. In the 1970s, Lorenzo et al. first used Landsat images for mangrove monitoring [17]. Since 1986, as the resolution of SPOT remote sensing images exceeded 10 m, satellite remote sensing images have been used for mangrove monitoring [18,19,20]; however, the accuracy of mangrove species classification is not satisfactory due to the limitations of spectral resolution and the spatial resolution of satellite images [21]. Later, with the enhanced resolution of new sensors, the gradual development of hyperspectral and radar technologies, and the widespread promotion of unmanned aircraft remote sensing platforms, we have made breakthroughs in the species classification of mangroves. At present, the main satellite-based sensors used in mangrove species classification studies are the WorldView series [22,23,24], Pleiades series [25,26], Quickbird [27,28], Ikonos [27,29], and Sentinel-1 [30,31]. Many scholars have been trying to improve the accuracy of mangrove species classification by introducing new remote sensing data sources and combining multisource remote sensing data. Chen et al. [31] and Pham et al. [32] experimentally combined Sentinel-1 radar data with optical remote sensing data to overcome the influence of cloudy and rainy weather and have obtained more accurate three-dimensional information on the spatial structure of mangrove communities [30].
Unmanned aerial vehicle (UAV) platforms have rapidly emerged in the field of mangrove species classification as an aid for accuracy verification [33] and the primary data source for species classification [23,34], with the advantages of very high spatial resolution and flexible acquisition cycles. Kuenzer et al. successfully used Airborne Visible/Infrared Imaging Spectrometer (AVIRIS) data to improve the upper limit of mangrove classification accuracy [35]. Cao et al. used images acquired by an unmanned aircraft with a UHD 185 hyperspectral sensor combined with Digital Surface Model (DSM) data and support vector machine (SVM) classification algorithm to finely classify mangroves and achieve an accuracy of 88.66% [36]. The machine learning-based approach has grown the mainstream algorithm in the field of tree species classification, with the advantage of being able to effectively mine and utilize detailed information such as spatial structure [37]. Franklin et al. applied the random forest (RF) algorithm to classify hardwood forests and achieved an accuracy of 78% [38]. Li et al. compared RF and SVM algorithms for the classification of mangrove species in Hong Kong based on WV-3 and LiDAR data and achieved an accuracy of 88% [24]. Wang et al. compared decision tree (DT), RF, and SVM methods for species classification of artificial mangroves; the object-based RF algorithm had the highest accuracy of 82.40% [25].
In summary, the main remote sensing data sources applied to achieve good results in mangrove species classification up to now are single data sources, with high spatial resolution or high spectral resolution UAV remote sensing images combined with radar data; however, few studies have used fused images of multisource optical remote sensing data for mangrove species classification, especially high spatial resolution and hyperspectral images. The use of fusion technology to combine the advantages and complementarity of UAV hyperspectral images with WorldView-2 satellite images can significantly improve visual interpretation, reduce uncertainties and errors, present sufficient space for data analysis to play, and is conducive to improving the capability and accuracy of environmental dynamic monitoring. The great contribution of rich spectral information of UAV hyperspectral data to species classification of mangroves has also been confirmed, but only a few scholars have invested in the research because high-quality data are difficult to obtain. The fusion of UAV hyperspectral images and WorldView-2 satellite images can make up for the lack of a blue band of UAV images and obtain remote sensing images with high spatial resolution, which will lead to greater accuracy and wide application to species classification of mangroves.
This study explored the capacity of UAV hyperspectral imagery, WV-2 satellite imagery, and the combined data of both in mangrove species classification and compared the classification performance of two machine learning algorithms, RF and SVM. The objectives of this study are (1) to improve the accuracy of mangrove species classification by using WV-2 images in combination with UAV hyperspectral images; (2) to test the most favorable spectral bands, vegetation indices, and texture features for mangrove species classification; and (3) to evaluate the performance of RF and SVM classifiers.

2. Materials and Methods

2.1. Study Area

Hainan, as the province with the largest number of mangrove species and the richest biodiversity in China [39], has as many as 26 species of true mangrove plants and 12 species of semi-mangrove plants, as well as more than 40 species of mangrove-associated plants growing in or on the forest edge and some associated plants on the landward side of the mangrove [40]. The Qinglan Harbor Mangrove Reserve on Hainan Island was established in 1981, is the second-largest mangrove nature reserve established in China, and belongs to the provincial-level nature reserve in China. It is also one of the best developed and most abundant mangrove forests in China, belonging to a typical oriental taxon with the largest continuous distribution area and the most numerous and typical mangrove species in China, with a relatively common mixed growth phenomenon and trees up to 15 m or more in height. It has high research and ornamental value [41].
The study area (shown in Figure 1) is located in the southern part of Qinglan Harbor Mangrove Reserve, with a geographical location of 110°47′22.70″–35.65″E, 19°37′33.46″–39.65″N, covering an area of 3 hm2. The area has a tropical monsoon island climate, with an average annual temperature of 23.9 °C and abundant rainfall. The average annual precipitation is 1650 mm. The soil is mostly alluvial and chalky clay, the terrain is flat, and the average tidal difference is about 0.89 m [42].
The four dominant mangrove species in the study area are Rhizophora apiculata Blume (RB), Bruguiera sexangula (BS), Hibiscus tiliaceus Linn. (HL), and Sonneratia caseolaris (SC), which, mixed with coconut trees and fish vines, lead to a complex community structure, in line with the typical oriental taxon characteristics of the distribution of mangrove species in Hainan mangrove communities.

2.2. Field Survey and Data Collection

The field surveys were conducted in the southern area of Qinglan Harbor Mangrove Reserve from 18–23 August 2019, 27 December 2019 to 8 January 2020, and on 23 October 2020. The distribution of mangrove species was mapped, assisted by the use of a handheld Global Positioning System-Real-Time Kinematic (GPS-RTK) device (Trimble GEO 6000XH) with a horizontal positioning accuracy of 1 cm + 1 ppm to record the precise location of 73 mangrove samples. Since the interior of the study area is swampy, it is difficult to conduct tree species surveys, so the surveys were mainly conducted along paths reached by narrow dirt roads in the study area. To enrich the training and validation sample sets, multiple collections were made for each tree species to ensure valid and usable samples. The final tree species distribution information was determined to provide a reference for the selection of training and validation samples for classification. According to the field survey, BS is the dominant tree species in the area, SC is mainly distributed on the seaside, and Derris trifoliata will grow around the trunks and canopies of HL, BS, and RB.
As shown in Table 1, with reference to the mangrove species distribution map of the field survey, a total of 1800 sample points were selected from the study area by visual interpretation, based roughly on the percentage of area in each class. To determine the stability of the classification model, the mangrove species categories were divided into training and validation samples at a ratio of 7:3, as shown in Table 1. The complex and inaccessible topography in the northeastern part of the study area resulted in poor uniformity of sample distribution, but the available samples covered all mangrove tree species in the study area.
After the classification results were obtained, field verification was conducted again on 23 October 2020, and the field sample data of GPS points in the study area continued to be collected, with a total of 73 GPS points, as shown in Table 1.

2.3. Remotely Sensed Data and Preprocessing

2.3.1. UAV Hyperspectral Image

Mangroves are best observed during early spring and winter in the tropical monsoonal island climate of Hainan, which can increase the difficulty of species classification due to the similarity of spectral characteristics of mangroves during the peak growth period [43]. The high-resolution hyperspectral image data were acquired from 8:00 to 10:00 a.m. on 30 December 2019, during the low tide (24‒38 cm) in Qinglan Harbor when cloud cover was scarce and the vegetation was in the growing season. The DJI UAV M600Pro was equipped with a Rikola hyperspectral camera to receive data. The flight altitude was set to 120 m and the speed was 4.5 m/s. The hyperspectral sensor can capture 45 spectral bands with a spectral interval of 9 nm, among which bands 1‒31 are visible and bands 32‒45 are near-infrared. The main parameters are provided by the manufacturer, as shown in Table 2.
Systematic error arising from the limitations of the instrument itself and the measurement method is inevitable in the process of acquiring hyperspectral images with a UAV platform, so corrections are required. Based on the characteristics of Rikola hyperspectral images, systematic correction of hyperspectral images was carried out based on image quality checks. Through radiometric calibration, the DN value of the original image was converted into the reflectance of the feature, which can truly reflect the spectral properties of the feature. Dark current correction eliminated the phenomenon of the CMOS sensor unit causing a dark current even without light due to process defects. Lens vignetting correction deals with the off-axis light incident at the edges producing different degrees of attenuation due to the influence of the lens, coupled with the lens vignetting effect caused by the unevenness of the CMOS light-sensitive unit. In addition, the hyperspectral images were preprocessed, including band-to-band registration, atmospheric correction, and spectral noise reduction processing, which obtains spectral images with more refined information and better quality, obviously improves the highly similar spectral curves of some dominant tree species, and guarantees adequate sample selection and classification processing in the later stages.

2.3.2. WorldView-2 Images

To ensure a high degree of consistency with the spatial distribution of mangrove forests at the time of UAV photography, the WorldView-2 (WV-2) satellite optical image used in this study was acquired on 8 May 2020, when the study area was at low tide with no cloud coverage. The WV-2 image has one 0.5-m spatial resolution panchromatic band and eight 2-m spatial resolution multispectral bands in the wavelength range of 400‒1040 nm [44]. In addition to the blue, green, red, and near-infrared bands, WV-2 has three special bands: coastal blue, yellow, and red-edge. The blue band of the WV image can compensate for the limitations in UAV hyperspectral images. The green, yellow, and red-edge bands are more sensitive to chlorophyll and contribute to the species classification of mangroves [24,45].
The WV-2 images were successively processed through radiometric correction and atmospheric correction steps [46], and the image DN values were converted to radiance and then to top-of-atmosphere reflectance concerning the sensor specifications released by DigitalGlobe, to remove image noise generated during transmission [45]. The image was also geometrically corrected according to the GPS coordinates of landmark features collected in the field at Qinglan Harbor, georeferenced to the World Geodetic System (WGS84) 1984 datum and the Universal Transverse Mercator (UTM) zone 49 N projection, with an error control of 2 pixels.

2.4. Feature Construction and Selection Method

The rich data from hyperspectral and multispectral images make it possible to classify mangrove species; however, if the raw data are not extracted and preferred, the large amount of redundant information will provoke a dimensional disaster, and thus overfitting will occur in the image classification process. Therefore, dimensionality reduction through techniques such as feature extraction and feature selection is critical. With the improvement of image spectral resolution, spectral feature extraction has become a research hotspot in the field of computer vision, and the curve features, similarity metric features, operations, and transformation methods of spectra are gradually developed. At present, there are more than 50 kinds of vegetation indices applied in vegetation classification research [47,48]. The vegetation indices are indirectly related to ecological factors such as soil and water in the environment. According to vegetation indices, we can reflect biological parameters such as the number of photosynthetic activity products, leaf area index, and primary productivity of vegetation, and the differences of biological parameters among different kinds of vegetation provide an entry point for the application of vegetation indices for species classification [49]. The texture structure is characterized by the reflectance values between image elements, which can take into account the macroscopic and microscopic structures of the images [50]. The differences in texture features between different mangrove species provide an important basis for target identification and classification, and the addition of textural information can greatly improve the classification accuracy.
Numerous studies have proven that vegetation index features and texture features are beneficial for mangrove species classification, and the performance of feature extraction determines the effectiveness of image classification [36,51]. In this study, based on the original spectral bands of unmanned aerial vehicle hyperspectral images and WV-2 images, respectively, a series of processing steps was conducted: (1) Thirty-eight vegetation indices were extracted by a mathematical transformation method, as shown in Table A1, which enhanced the vegetation information and amplified the differences between vegetation classes. (2) Eight texture measures for each band were calculated using a gray level concurrence matrix (GLCM), including mean, variance, homogeneity, angular second moment (SM), contrast, dissimilarity, entropy, and correlation, as shown in Table A2, where the moving windows are 3 × 3, 5 × 5, and 7 × 7, the moving step is 1, and the moving direction is 0°. (3) A principal component analysis was performed on the image, the first three components with more than 90% of the information were extracted, and eight texture measures were extracted for each component. Together with the spectral reflectance features of the image bands, a total of 799 hyperspectral image features and 153 WV-2 image features were finally extracted, as shown in Table 3.
For feature preference, this study first eliminated features with correlations greater than 85%, and then implemented recursive feature elimination in a random forest algorithm (RFE-RF) to initialize the set of desired features to the entire dataset, and performed backward sequential selection from the full set, eliminating one feature at a time with the lowest ranking criterion score until a subset of features that are most important for the classification is formed, which can effectively improve the stability of variable selection [52].

2.5. Classification and Validation

A pixel-based mangrove species classification and accuracy comparison uses UAV hyperspectral images, WV-2 multispectral images, and fusion images of both. Based on the RFE-RF algorithm for feature selection and determination of five features and the algorithms of random forest (RF) and support vector machine (SVM), which are accurate and efficient in the field of mangrove species classification, we classified and tuned the model parameters. To determine the stability of the classification model, 70% of the samples were randomly selected as training data and 30% as validation data. The overall accuracy, Kappa, and confusion matrix were used to estimate the accuracy of the classification results.

2.5.1. Random Forest Classifier

The RF algorithm, proposed by Breiman et al. in 2001 [53], is a classifier consisting of multiple independent decision trees for category prediction of randomly selected sample information. In constructing decision trees, data are extracted from the training sample set by the bootstrap sampling method, and each decision tree is composed of numerous binary trees, which are recursively split from the root node to bifurcate the training sample set according to the principle of minimum node purity [54]. Each decision tree is a classifier; numerous independent decision trees integrate the RF algorithm model and the random forest votes on the classification result of each decision tree to decide the final classification result. The RF algorithm has the advantages of being insensitive to parameters, being less prone to overfitting, fast training, and performing well on interspecies classification problems.
The parameters that need to be modified in the classification modeling process of the random forest algorithm are mtry (number of variables randomly sampled as candidates at each split) and ntree (number of trees to grow). To reduce the chance due to single division of the training and validation sets and to improve the generalization ability, we used a 10-fold cross-validation method, randomly partitioning the original sample into 10 equal size subsamples. Of the 10 subsamples, a single subsample is retained as the validation data for testing the model, and the remaining 9 subsamples are used as training data; the cross-validation process is then repeated 10 times. The whole process is implemented through the Caret package (https://topepo.github.io/caret/, accessed on 12 December 2020) of R/RStudio. In this study, the optimal ntree is 500 and mtry is 1 using the grid search method (https://machinelearningmastery.com/tune-machine-learning-algorithms-in-r/, accessed on 12 December 2020).

2.5.2. Support Vector Machine Classifier

Support vector machine (SVM) is a binary classification model based on statistical learning theory, which was submitted by Vapnik et al. (1964) and received widespread attention in the 1990s [55]. The learning strategy of the SVM algorithm is to find the optimal hyperplane in the feature space, minimizing the intraclass interval and maximizing the interclass interval, which can be formally understood as solving a linearly constrained convex quadratic programming problem [56]. With the escalation of user requirements, SVM has been gradually extended from applying only to binary classification problems to multiclassification aspects. One of the more common methods is to construct multiple binary classifiers and combine them in some way to achieve multiclass classification [24]. This algorithm has been widely used in hyperspectral fields due to its strong robustness and outstanding generalization ability in the processing of high-dimensional data.
The main parameters that need to be modified by the support vector machine algorithm in the classification modeling process are the kernel function, cost (regularization parameter of the error term), and gamma (handling nonlinear classification hyperparameter). Based on research experience and preliminary experimental results, it is known that the radial basis function (RBF) has the highest accuracy when applied to mangrove studies [57], so in this study the most generalized form of the SVM algorithm, RBF, is used. By calling the tune function (https://www.rdocumentation.org/packages/e1071/versions/1.7-5/topics/tune, accessed on 13 December 2020) in the e1071 package in the R/RStudio project, the optimal cost and gamma of RBF are 64 and 1, respectively, obtained in parallel and efficiently using the grid search method.

2.5.3. Accuracy Assessment

The verification samples were elected based on the distribution map of tree species distribution blocks in the field survey in 2019. To balance the influence of the accuracy component of each category on the overall accuracy, 1800 sample points were selected according to the area ratio of each class; 70% were randomly selected for classifier modeling, and 30% were randomly selected for independent accuracy verification. Due to the complicated terrain and inaccessible factors in the northeast of the study area, the distribution uniformity of samples was inadequate, but the existing samples covered all the dominant tree species in the study area. By calculating the overall accuracy, Kappa coefficient, and confusion matrix of the fine classification results of mangrove tree species, we carried out a parallel precision evaluation and analysis.
As the point selection of the traditional precision verification method is based on visual interpretation, there will be confusion between the single wood edge and the mixed area of the tree species with similar characteristics. To ensure the accuracy of classification results, 73 GPS waypoints collected on 27 December 2019 and 23 October 2020 were also used for independent validation in this study, and the confusion matrix method was adopted to improve the accuracy of the evaluation.

3. Results and Discussion

3.1. Feature Selection and Applicability Analysis

The 952 feature sets, consisting of UAV hyperspectral images and WV-2 images, were created using the RFE-RF method. After several iterations, as shown in Figure 2, when the number of variables is five, the overall accuracy reaches 95.47% and the kappa is 0.94; the classification accuracy is improved by 6.36% compared with when there are four variables. Considering that the redundancy of features causes problems with accuracy degradation and overfitting, the five most important features in the set are selected to form the feature model for classification.
The 10 variables with the greatest power in the classification were identified by the statistical feature importance index, as shown in Figure 3, where the top five selected features were WV_PCA3_mean_7, H_MSAVI, WV_PCA2_contrast_7, WV_B6_entropy_5, and H_OSAVI2. Texture features, vegetation indices, and spectral bands all performed well in the specific classification of mangroves. In general, texture features were more important than vegetation indices and spectral bands. The most important feature (WV_PCA3_mean_7) was obtained by performing a principal component analysis based on the WV-2 images and extracting the mean texture operator for the third principal component, with a 7 × 7 moving window. The most important vegetation index is the modified soil adjusted vegetation index (MSAVI).
Correlations were estimated based on the 10 features that were preferentially selected, as shown in Figure 4. All features had correlations lower than 70%, and the correlations of the top five features selected for this study were lower than 50%. The low autocorrelation property between features ensures that information is not duplicated and can effectively avoid the overfitting phenomenon. In general, most of the features extracted from different images have a negative or no correlation with each other, while most of the features extracted from the same data sources have a positive correlation.
When comparing the contributions of the two data sources to mangrove species classification, we found that only vegetation indices performed well among the features extracted from the UAV hyperspectral imagery, while the WV-2 satellite-based image data, in contrast, had better performance in texture features and spectral band features. More textural features were extracted in the study, but the contribution was relatively small, which caused serious redundancy and reduced the efficiency of feature preference. Among the eight texture feature operators, mean, dissimilarity, and entropy values can effectively improve the accuracy of mangrove interspecies classification, while contrast, correlation, homogeneity, SM, and variance had relatively poor effects. Therefore, the performance of textural features in the classification of mangrove species is decreasing with the increase of image spatial resolution and spectral resolution, while the role of vegetation index features is increasing. Overall, the use of UAV hyperspectral images and WV-2 satellite-based multispectral images, combined with vegetation index features and texture features, is beneficial to improve the classification of mangrove species.
Here, the classification accuracy and mean decrease accuracy (MDA), which represents the degree of anti-perturbation in prediction accuracy, were estimated for the seven most important features, as shown in Figure 5, and it can be seen that the classification accuracy was higher than 80% for all categories. It is worth noting that for the top five most critical features selected in this study, the importance is negatively correlated with the single-category accuracy, and the MDA is positively correlated with the single-category accuracy, indicating that, in the process of feature preference, the contribution of features to the model construction does not depend entirely on the classification accuracy, but also takes into account the degree of anti-perturbation of the classifier prediction accuracy, the impact of features on classifier impurity impact, and computational speed [58,59].
We also counted the basic spectral bands utilized for the 10 most important features and found that the red, near-infrared, red-edge, and green bands were the most used, with the narrowband channel being more useful than the wideband channel. The advantages of red and near-infrared bands for species classification are widely recognized. The red band has a longer spectral range compared to other visible bands and therefore can reflect differences among vegetation species more intuitively through spectral reflectance. Some studies have pointed out that red-band spectral reflectance can also indirectly reflect the intensity of photosynthesis in leaves [60]. The near-infrared band is a sensitive indicator of moisture content, mainly controlled by the cellular structure within the leaves [61]. The green- and red-edge bands are highly correlated with chlorophyll-a (Chl-a) concentrations, and for mangroves, chlorophyll concentrations are closely related to environmental factors such as temperature, solar radiation, salinity, and water, and different mangrove species have specific tolerances to environmental factors [60]; the variability they exhibit offers the possibility of species classification of mangroves.

3.2. Accuracy Assessment

The accuracy of RF and SVM machine learning algorithms in mangrove species classification results was verified using sample points confirmed by UAV images. As shown in Table 4, the overall accuracy of the RF algorithm was 95.89% and the kappa coefficient was 0.95, and the overall accuracy of the SVM algorithm was 95.35% and the kappa coefficient was 0.94. Overall, the two machine learning algorithms performed well in the classification of mangrove species.
As shown in Table 5, the overall accuracy of the RF algorithm was 91.78% and the kappa coefficient was 0.90, which was 4.11% lower than the accuracy of the sample point validation. The results of the two validation methods had high consistency, indicating that the RF algorithm has a more far-reaching application in the classification of mangrove species. As for RF, the overall accuracy was 84.93% and the kappa coefficient was 0.82, which was 10.42% lower than the sample point validation accuracy. The results of the two validation methods were very different, indicating that the SVM algorithm led to overfitting in the process of mangrove species classification.
In the field of mangrove species classification, the RF algorithm has good mapping and high classification accuracy, making it more worthwhile than the SVM algorithm. In terms of individual types of classification accuracy, as shown in Figure 6, the RF’s validation accuracy performance was stable, while the SVM accuracy for different types of classification was more variable. The accuracy of GPS waypoint validation is generally lower than that of sample points validation, which is closer to the actual situation. There are extremes in the GPS waypoint verification accuracy results, which are mainly caused by the small number of waypoints collected for some cover types. Among the four species of mangrove, SC had the best divisibility and showed a spatial location distribution pattern consistent with the fact that SC often grows at the border between mangroves and seawater. Tree species with low classification accuracy in mangroves are RB, HL, and BS, mainly because Derris trifoliata gets tangled up with the trunk and canopy of RB, HL, and BS. As a result, training samples of different mangrove species will have less information on Derris trifoliata, which confuses the training and validation samples of classification and interferes with the construction of classification models, resulting in lower classification accuracy. The canopy leaf shapes of RB and BS are similar, and the effectiveness of texture features is diminished, leading to serious misclassification on the mixed border of RB and BS leaves. In addition, factors such as differences in spectral information between new, old, and diseased leaves of mangroves can cause a reduction in the fine classification accuracy of tree species.

3.3. Comparison of Mangrove Mapping and Analysis of Drivers

To investigate the potential of UAV hyperspectral imagery in the field of mangrove species classification, this study used two machine learning algorithms, RF and SVM, to investigate the finer classification of mangroves based on integrated features, including 799 features extracted from UAV hyperspectral images and 153 features extracted from WV-2 images.
As shown in Figure 7, the accuracy of mangrove species classification using UAV hyperspectral imagery is significantly higher than that using WV-2 imagery, and the accuracy of integrated UAV hyperspectral imagery and WV-2 multispectral imagery is slightly improved compared with that of UAV hyperspectral imagery. This indicates that, in the field of fine-grained interspecies classification, the higher the spatial resolution, the higher the classification accuracy. As the resolution increases, the spatial correlation between adjacent image element values of all feature classes decreases [50], which is consistent with the findings of the image resolution on the classification accuracy of features. In 2019, Penghua Qiu used the UAV LIDAR and WorldView-2 data from the same study area of Qinglan Harbor Mangrove Reserve for species classification of mangroves with an overall accuracy of 86.08% [42], which was 9.81% lower compared to the results of this study. Different resolution optical images have great potential to be explored, and studies that simply introduce different types of remote sensing data without trying to explore the value of the data in depth are blind. In the field of mangrove species classification, the RF algorithm outperformed the SVM algorithm in terms of the accuracy performance for all three different data sources. From the independent validation results of GPS waypoints, RF is more well-built than SVM, while the two validation results of the SVM algorithm have a large gap and overfitting phenomenon, which is related to the large similarity of spectral information of mangrove tree species. As shown in Figure 6, RF has a higher balance of interspecies classification accuracy than SVM, which is more suitable for distinguishing multiple classes, while the SVM has high recognition accuracy for SC and low recognition accuracy for IS with poor model comprehensibility, which is more suitable for dichotomous classification problems. Both the RF and SVM algorithms are insensitive to the recognition of RB and CP, which is related to their large range of intraclass spectral value distribution, which is not conducive to distinguishing them from other tree species.
As shown in Figure 8, based on the combined data with the highest accuracy, the classification results of mangrove forests in the study area of Qinglan Harbor, Hainan Province, were classified using RF and SVM methods. The figure includes a total of seven land types, including Rhizophora apiculata Blume (RB), Bruguiera sexangula (BS), Hibiscus tiliaceus Linn. (HL), Sonneratia caseolaris (SC), coconut palm (CP), impervious surface (IS), and water. Comparing Figure 8a,b, we see that there are small areas of misclassification in the classification result map of the SVM method; for example, there is no CP distribution in the vegetation area in the west, and some areas of RB and BS are confused with each other. The RF method has better classification enforcement than the SVM method, which is consistent with the spatial distribution pattern of mangrove growth in the study area. In addition, we found that the RF algorithm is insensitive to parameters and the classification process is more efficient, while the SVM algorithm takes a long time and is relatively less efficient in the parameter preference process.
We also investigated the source of errors during the mangrove species classification process. (1) When using UAV to capture images, avoid direct sunlight on mangroves at noon as it generates a lot of noise and affects the overall quality of images; the best periods are generally from 8:30 to 9:30 a.m. and from 3:00 to 4:00 p.m. Affected by the angle of sunlight, some areas of the images will be covered with shadows, making the heterogeneity of the same tree species increase and the similarity of different types of tree species increase, which makes the classification work more difficult. (2) Due to differences in capture time, meteorological conditions, and spatial resolution of different data, as well as the systematic errors of sensors, there are inconsistencies in the spatial distribution of mangroves from different data sources in some areas, and although this study has been carefully screened by visual interpretation during the experiment, some sample points may still have errors corresponding to the information of multiple species. (3) In addition, when the GPS fixation survey marked mangrove species information, the local field of view was obscured and it was more difficult to obtain a real-time accurate global field of view information, which could lead to misjudging the canopy mangrove species information of some points taken vertically by remote sensing images. (4) The richness of mangrove species in the study area, the high density of mixed species, the staggering growth and distribution of different tree species, and some of the mangrove trees with high height and sparse leaves often having another species of mangrove growing underneath, which greatly reduces the purity of image pixels [62] (called the mixed pixel effect) increase the difficulty of drawing visual distinctions between tree species, as shown by the overestimation of the verification accuracy of classification results contrasted with the actual distribution.

4. Conclusions

In this study, we used UAV Rikola hyperspectral images and WV-2 satellite-based multispectral images to classify mangroves in Qinglan Harbor and investigated the feasibility and limitations of different types of high-resolution sensors for vegetation classification. The results showed that the combined data accuracy (95.89%) is higher than that of UAV (94.21%) and WV-2 (73.59%) data individually. The vegetation index features of UAV hyperspectral image and texture index of satellite-based multispectral image play a prominent role, and their source spectral bands are red, near-infrared, red-edge, and green bands. The RF algorithm was applied to the combined data with the highest accuracy (95.89%) and also outperformed the SVM algorithm in terms of stability and adaptability. Besides, it was also explored that the main causes of errors were spatial misalignment of mangroves on different spatial resolution images and the complex natural environment in the field, resulting in impure sample information that interfered with the classifier modelling.
Human overexploitation and mismanagement of mangroves are leading to a rapid decline in mangrove forests worldwide [63], and the feasibility and development potential of mangrove species classification was confirmed by using high-quality data. Additionally, based on the study of two different spatial resolution images, the object-based method could not be implemented, but its application to UAV hyperspectral images could be considered for in-depth exploration in the future.
Future research will explore new ideas for mangrove species classification, by contemplating continuously accumulating sample data, establishing a mangrove sample database, applying deep learning algorithms to the study of the fine classification, and also conducting spatial and temporal variation analysis of mangrove species to provide suggestions for the cultivation and protection of mangroves.

Author Contributions

Y.J. was responsible for the concept and methodology of the study as well as writing the manuscript. B.C. supported the methodology development and contributed to the writing of the manuscript. L.Z. supported the concept development and design of the experiment. M.Y., J.Q. and S.F. provided important background information and contributed to the writing of the manuscript. T.F. helped with data collection and processing. All authors have read and agreed to the published version of the manuscript.

Funding

This work was supported by the National Natural Science Foundation of China under grants 42071305, 41771392, and 41901364, and by the Geological Survey Project of China Geological Survey under grant DD20208018.

Acknowledgments

The authors would like to thank Wenquan Li for providing fieldwork assistance. We also appreciate the valuable comments and constructive suggestions from the anonymous referees and the Academic Editor who helped to improve the manuscript.

Conflicts of Interest

The authors declare no conflict of interest.

Appendix A

Table A1. Vegetation index extracted for classification.
Table A1. Vegetation index extracted for classification.
IndexAbbreviationFormulaReference
By WV-2 Image
Atmospherically Resistant Vegetation Index 2ARVI2 0.18 + 1.17 × ( R N i r R R e d R N i r + R R e d ) [64]
Blue-wide Dynamic Range Vegetation IndexBWDRVI 0.1 R N i r R B l u e 0.1 R N i r + R B l u e [65]
Canopy Chlorophyll Content IndexCCCI R N i r R R e d e d g e R N i r + R R e d e d g e / R N i r R R e d R N i r + R R e d [66]
Corrected Transformed Vegetation IndexCTVI N D V I + 0.5 | N D V I + 0.5 | | ( N D V I ) + 0.5 | [67]
Chlorophyll vegetation indexCVI R N i r × R R e d R G r e e n 2 [68]
Differenced Vegetation Index 75DVI75 R N i r R R e d [69]
Differenced Vegetation Index 85DVI85 R N i r _ B 8 R R e d [69]
Differenced Vegetation Index 73DVI73 R N i r R G r e e n [70]
Enhanced Vegetation IndexEVI 2.5 R N i r R R e d R N i r + 6 R R e d 7.5 R B l u e + 1 [71]
Enhanced Vegetation Index 2EVI2 2.5 R N i r R R e d R N i r + 2.4 R R e d + 1 [72]
Green atmospherically resistant vegetation indexGARI R N i r ( R G r e e n ( R B l u e R R e d ) ) R N i r ( R G r e e n + ( R B l u e R R e d ) ) [73]
Global Environment Monitoring IndexGEMI n ( 1 0.25 n ) × R R e d 0.125 1 R R e d
n = ( 2 ( R N i r 2 R R e d 2 ) + 1.5 R N i r + 0.5 R R e d ) R N i r + R R e d + 0.5
[48]
Ideal vegetation indexIVI R N i r b a × R R e d [74]
Log RatioLogR log ( R N i r R R e d ) [75]
Normalized Difference Vegetation Index 75NDVI75 R N i r R R e d R N i r + R R e d [76]
Normalized Difference Vegetation Index 85NDVI85 R N i r 2 R R e d R N i r 2 + R R e d [76]
Normalized Difference Vegetation Index 86NDVI86 R N i r 2 R R e d e d g e R N i r 2 + R R e d e d g e [77]
Normalized Difference Vegetation Index 83NDVI83 R N i r 2 R G r e e n R N i r 2 + R G r e e n [78]
Normalized Difference Water Index 37NDWI37 R G r e e n R N i r R G r e e n + R N i r [79]
Normalized Difference Water Index 38NDWI38 R G r e e n R N i r 2 R G r e e n + R N i r 2 [79]
Simple Ratio 75SR75 R N i r / R R e d [80]
Simple Ratio 85SR85 R N i r 2 / R R e d [79]
Transformed Soil Adjusted Vegetation IndexTSAVI s ( R N i r s × R R e d a ) a × R N i r + R R e d a × s + X ( 1 + s 2 ) [81,82,83]
By UAV Hyperspectral Image
Bow Curvature Reflectance IndexBCRI R 550 + R 650 2 R 670 [84]
Carotenoid Reflectance Index 1CRI1 1 R 510 1 R 550 [85]
Carotenoid Reflectance Index 2CRI2 1 R 510 1 R 700 [85]
Gitelson2Gitelson2 ( R 750 + R 800 / R 695 + R 740 ) 1 [86]
Modified Soil Adjusted Vegetation IndexMSAVI 0.5 ( 2 R 800 + 1 ( 2 R 800 + 1 ) 2 8 ( R 800 R 670 ) ) [87,88]
Normalized Difference Vegetation Index 750NDVI750 R 750 R 705 R 750 + R 705 [77]
Normalized Difference Vegetation Index 800NDVI800 R N i r + R R e d R N i r + R R e d [76]
Optimized Soil Adjusted Vegetation Index 2OSAVI2 ( 1 + 0.16 ) × ( R 750 + R 705 ) / ( R 750 + R 705 + 0.16 ) [89]
Renormalized Difference Vegetation IndexRDVI R 800 + R 670 ( R 800 + R 670 ) [90]
Red Edge Position IndexREP 695 + 45 ( R R e + R 695 R 740 + R 695 ) [91]
Reflectance at the inflexion pointRre ( R 665 + R 786 ) / 2 [91]
Red‒Green Ratio IndexRG R 710 / R 540 [92]
Photochemical Reflectance IndexPRI R 531 R 570 R 531 + R 570 [93]
Simple Ratio 750SR750 R 750 / R 700 [94]
Simple Ratio 890SR890 R N i r / R R e d [80]
s = the soil line slope; a = the soil line intercept; X = an adjustment factor that is set to minimize soil noise.
Table A2. Textural features extracted for classification.
Table A2. Textural features extracted for classification.
Textural FeaturesFormulationReference
Mean μ i = i j i P [ i , j ] [36]
Variance i j ( i μ i ) 2 P [ i , j ] [95]
Homogeneity i j P [ i , j ] 1 + | i j | [36]
Angular Second Moment i j P [ i , j ] 2 [51]
Contrast i j ( i j ) 2 P [ i , j ] [51]
Dissimilarity i j P [ i , j ] [51]
Entropy i j P [ i , j ] ln P [ i , j ] [96]
Correlation i j i j P [ i , j ] μ i μ j σ i σ j [96]
Notes: i is the row number of the image; j is the column number of the image; P[i,j] represents the relative frequency of two neighboring pixels. μ i = i j i P [ i , j ] · μ j = i j j P [ i , j ] · σ i and   σ j are the standard deviation of values for i and j references, respectively.

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Figure 1. Map of the study area, Hainan, and the field samples. Note: Rhizophora apiculata Blume (RB), Bruguiera sexangula (BS), Hibiscus tiliaceus Linn. (HL), Sonneratia caseolaris (SC), and impervious surface (IS).
Figure 1. Map of the study area, Hainan, and the field samples. Note: Rhizophora apiculata Blume (RB), Bruguiera sexangula (BS), Hibiscus tiliaceus Linn. (HL), Sonneratia caseolaris (SC), and impervious surface (IS).
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Figure 2. Relationship between classifier accuracy and the number of variables included.
Figure 2. Relationship between classifier accuracy and the number of variables included.
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Figure 3. The top 10 selected features and their importance.
Figure 3. The top 10 selected features and their importance.
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Figure 4. Correlations between the 10 important features.
Figure 4. Correlations between the 10 important features.
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Figure 5. Comparison of fine classification accuracy of the seven important features.
Figure 5. Comparison of fine classification accuracy of the seven important features.
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Figure 6. Comparison of classification accuracy for different mangrove cover.
Figure 6. Comparison of classification accuracy for different mangrove cover.
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Figure 7. Comparison of mangrove classification accuracy with different data and methods.
Figure 7. Comparison of mangrove classification accuracy with different data and methods.
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Figure 8. Mangrove mapping in the study area with UAV hyperspectral images and WV-2 images based on: (a) RF model and (b) SVM model.
Figure 8. Mangrove mapping in the study area with UAV hyperspectral images and WV-2 images based on: (a) RF model and (b) SVM model.
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Table 1. Vegetation types and their samples for image classification.
Table 1. Vegetation types and their samples for image classification.
Vegetation TypesTrainingTestingGPS Point
SamplesPixelsSamplesPixels
Bruguiera sexangula (BS)662506610016
Sonneratia caseolaris (SC)7614676547
Hibiscus tiliaceus Linn. (HL)54194541069
Rhizophora apiculata Blume (RB)51168518218
Coconut palm (CP)406640347
Impervious surface (IS)4915049506
Water 922679213310
Total428124142855973
Table 2. Rikola camera: specifications and selected sensor settings for this experiment.
Table 2. Rikola camera: specifications and selected sensor settings for this experiment.
ParametersSpecification
Weight720 g
FOV36.5°
Physical pixel size5.5 μm
Focal length9 mm
Spectral range500‒900 nm
Bands45
FWHM5‒13 nm
Power supplyLIPO battery
Data storageFlash memory
Quantized value12 bit
Table 3. Object features extracted for classification *.
Table 3. Object features extracted for classification *.
Object FeaturesUAV Hyperspectral ImageWV-2 Image
Spectral bands45 Spectral bands8 Spectral bands
The first three bands obtained by PCAThe first three bands obtained by PCA
Vegetation indicesBCRI, CRI1, CRI2, Gitelson2, MSAVI, NDVI750, NDVI800, OSAVI2, PRI, RDVI, REP, RG, Rre, SR750, SR890ARVI2, BWDRVI, CCCI, CTVI, CVI, DVI75, DVI85, DVI73, EVI, EVI2, GARI, GEMI, IVI, LogR, NDVI75, NDVI85, NDVI83, NDVI86, NDWI37, NDWI38, SR75, SR85, TSAVI
Textural indexcontrast, correlation, dissimilarity, entropy, homogeneity, mean, sm, variancecontrast, correlation, dissimilarity, entropy, homogeneity, mean, sm, variance
* See Appendix A for detailed definitions.
Table 4. Confusion matrix for mangrove classification with combining UAV and WV-2 image samples.
Table 4. Confusion matrix for mangrove classification with combining UAV and WV-2 image samples.
RFOverall Accuracy: 95.89%Kappa Coefficient: 0.95
SVMOverall Accuracy: 95.35%Kappa Coefficient: 0.94
SVM BSSCHLRBCPISWaterUA
RF
BS100 1000 02 25 21 00 00 00.93 0.96
SC0 054 511 01 32 10 00 00.93 0.93
HL0 00 0101 1026 20 0 0 00 00.94 0.98
RB0 00 02 270 731 00 00 00.96 0.97
CP0 00 30 00 230 310 00 01 0.86
IS0 00 00 00 00 049 431 00.98 1.00
Water0 00 00 00 00 21 7132 1330.99 0.94
PA1 11 0.940.95 0.960.85 0.890.88 0.910.98 0.860.99 1
Table 5. Confusion matrix for mangrove classification with GPS waypoints.
Table 5. Confusion matrix for mangrove classification with GPS waypoints.
RFOverall Accuracy: 91.78%Kappa Coefficient: 0.90
SVMOverall Accuracy: 84.93%Kappa Coefficient: 0.82
SVMBSSCHLRBCPISWaterUA
RF
BS14 120 01 02 10 10 00 00.82 0.86
SC0 07 70 00 00 00 00 01 1
HL1 20 08 80 11 10 00 00.80 0.67
RB1 20 00 116 160 00 00 00.94 0.84
CP0 00 00 00 06 50 00 01 1
IS0 00 00 00 00 06 50 11 0.83
Water0 00 00 00 00 00 110 91 0.90
PA0.88 0.751 10.89 0.890.89 0.890.86 0.711 0.831 0.90
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Jiang, Y.; Zhang, L.; Yan, M.; Qi, J.; Fu, T.; Fan, S.; Chen, B. High-Resolution Mangrove Forests Classification with Machine Learning Using Worldview and UAV Hyperspectral Data. Remote Sens. 2021, 13, 1529. https://doi.org/10.3390/rs13081529

AMA Style

Jiang Y, Zhang L, Yan M, Qi J, Fu T, Fan S, Chen B. High-Resolution Mangrove Forests Classification with Machine Learning Using Worldview and UAV Hyperspectral Data. Remote Sensing. 2021; 13(8):1529. https://doi.org/10.3390/rs13081529

Chicago/Turabian Style

Jiang, Yufeng, Li Zhang, Min Yan, Jianguo Qi, Tianmeng Fu, Shunxiang Fan, and Bowei Chen. 2021. "High-Resolution Mangrove Forests Classification with Machine Learning Using Worldview and UAV Hyperspectral Data" Remote Sensing 13, no. 8: 1529. https://doi.org/10.3390/rs13081529

APA Style

Jiang, Y., Zhang, L., Yan, M., Qi, J., Fu, T., Fan, S., & Chen, B. (2021). High-Resolution Mangrove Forests Classification with Machine Learning Using Worldview and UAV Hyperspectral Data. Remote Sensing, 13(8), 1529. https://doi.org/10.3390/rs13081529

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