1. Introduction
Synthetic aperture radar (SAR) has been extensively utilized in ocean remote sensing due to its capacity to generate high-resolution images of the sea surface, regardless of the weather or time. The images obtained from the SAR observations of the sea surface contain various marine phenomena, such as waves, surface currents, internal waves, underwater topography, oil slicks, ships, and ship wakes [
1,
2,
3]. The processing of SAR ocean images and data can provide important information that advances marine researches. For example, ship detection is a crucial application area for SAR, which can extract important ship-related information for military and maritime management purposes. The research on SAR maritime ship detection has been continuously and vigorously developed, and a series of traditional and mature algorithms have emerged, like the global threshold algorithm [
4], the constant false alarm rate (CFAR) algorithm [
5], the visual saliency algorithm [
6], the super pixel algorithm [
7], and so on. In addition to detecting the ships themselves, detecting ship wakes can also assist in ship detection. The initial observation of SAR ship wake images with significant features captured by SEASAT dates back to 1978 [
8]. Since then, researchers have placed significant emphasis on the study of ship wake radar imaging as a method for ship detection and classification [
9,
10,
11,
12,
13]. There are several compelling reasons why detecting the wake patterns or a combination of wakes and ships is superior to solely detecting the ships themselves. Firstly, the wake pattern is often larger and more distinct than the ship’s signature, making it a more reliable indicator. Secondly, analyzing the ship’s wake patterns can provide valuable information about the ship’s parameters, including the ship speed, travel direction, length, and potentially even ship hull configuration; for example, the ship speed is effectively calculated using the azimuthal offset between the stern of the detected ship and the vertex of the detected V-shape wake in [
14].
In this case, ship wake SAR simulation imaging plays a crucial role in assisting both SAR ship wake and ship detection for several reasons. Firstly, ship wake SAR simulation can generate synthetic data under various radar, ship, and sea surface conditions, and it is more convenient compared to the challenges and high costs associated with acquiring actual marine radar data. Secondly, it aids in the construction of extensive datasets for training and testing purposes when detecting ship wakes, which also provides crucial assistance to ship detection. Additionally, accurate target information can be embedded within the simulated data, providing high-quality training data for algorithm learning. Moreover, understanding of the SAR imaging mechanism can be achieved by simulating time-varying ship wake SAR images. Such simulations provide a unique window through which the dynamic interplay between ship wakes, motion, and radar imaging can be observed and analyzed. By investigating the complex relationships between these factors, we can gain a deeper understanding of the SAR imaging process and help to improve accuracy and reliability in extracting ship wake information and even ship information from SAR data. Therefore, it is necessary to study the SAR imaging process of ship wakes.
So far, studies related to the simulation of ocean ship wake SAR imaging primarily consist of two main aspects: the first part is the proposal of various simulation methods for the fluid dynamics models of ocean waves and ship wakes, and the second part is the exploration of different processing approaches for ocean ship wake SAR imaging workflows. The first aspect involves a variety of methods proposed by researchers, including numerical simulation techniques proposed by Michell [
15], Wang [
16], Eggers [
17], Tuck [
18], and others, computational fluid dynamics (CFD) simulation methods [
19,
20], and simulation function extracted from experimental data obtained by Milgram [
21,
22], to simulate the generation and propagation of ocean waves, as well as the formation and evolution of ship wakes, and the interaction between them. The second aspect involves whether the SAR image simulation is based on modulation theories at the image level or the raw data level. It also includes the study of various SAR imaging algorithms. Several studies have proposed simulation methods for SAR sea surface and ship wake images based on modulation theories at the image level. These include simulation models for SAR images of Kelvin wakes that were created by the following researchers: Zilman performed simulations of Kelvin wakes in SAR images by incorporating real aperture radar (RAR) and specific SAR imaging mechanisms [
23]. Shemer proposed an imaging simulation model of Kelvin ship wakes suitable for SAR and interferometric SAR [
24]. Rizaev summarized the theories proposed by predecessors and compared the impacts of wind state, image resolution, and VB effects at different
ratios on the azimuthal shifting and smearing of Kelvin wake SAR imaging results [
25]. On the other hand, there are also studies about ship wake image simulation methods that are based on modulation theories at the raw data level; for example, Wang computed ship wake SAR raw data and simulated SAR images, selecting the distributed surface (DS) model as the SAR imaging model in [
26]. Wang conducted SAR imaging simulations of moving ship wakes and incorporated the VB modulation function to account for the VB effect in the imaging process in [
27]. Zhang conducted simulations of internal wave wakes generated by underwater moving objects using an interferometric SAR imaging process in [
28].
However, the significant theoretical studies mentioned above show a certain level of incompleteness in ocean ship wake SAR simulation, primarily manifested in the following four aspects: Firstly, few studies constructed a time-varying ocean ship wake model. Secondly, some simulations focused only on one type of ship wake, such as the Kelvin wake. Thirdly, some of the image results were simulated at the image level rather than the raw data level. Additionally, in some works, the VB effects resulting from the orbital velocity of facets in the simulated ocean scene were not considered, which is crucial in forming SAR images of ocean ship wakes in motion. In order to address these incompleteness issues appropriately, in our article, we simulate time-varying ocean Kelvin wake and turbulent wake models under different conditions, as well as their SAR image processes based on modulation theories at the raw data level, including tilt modulation and hydrodynamic modulation. The radial velocity of ocean ship wake facets and the resulting VB effect are considered during the imaging process. Subsequently, the SAR imaging results under various radar platform parameters, sea states, and ship parameters, which are obtained through the compression and correction of raw data, are discussed.
This paper is organized as follows. In
Section 2, firstly, a description of the SAR imaging scene construction is given, as well as the time-varying ambient wind waves and ship wake models. Secondly, the NRCS of the SAR imaging ocean ship wake scene is calculated. In addition, the SAR imaging process concerning the effect of radial velocity induced by ocean ship wake motion is introduced. In
Section 3, the results of ocean ship wake SAR imaging under different conditions are discussed. Finally, in
Section 4, we conclude our paper.
3. Discussion of Simulation Images
Based on a SAR platform with fixed parameters such as platform altitude, velocity, and imaging resolution, the SAR imaging simulation of ocean ship wakes are affected by a series of other parameters, such as the electromagnetic wave bands and polarization modes emitted by SAR, the center incidence angles of the SAR platform, U10, ship speeds and relative wind directions, and relative radar looking directions. In this section, the impacts of the above parameters on the SAR simulation images are discussed. The parameters of the SAR platform, the ship, and the sea state are listed in
Table 2.
Figure 4 shows the variation of the NRCS with the incidence angle for different frequency bands and polarization modes, calculated using the GMF with U10 = 5 m/s, 7.5 m/s, and 10 m/s, respectively. The Ku-band NRCS is calculated using KuMOD, the X-band NRCS is obtained from XMOD2, and the C-band NRCS is computed using CMOD5. As the wind speeds increase from
Figure 4a–c, the NRCS values enhance accordingly. In detail, it is obvious in
Figure 4a that within the range of the incidence angle of 30 to 50 degrees, both the HH polarization and VV polarization of the X-band have higher NRCS values than those of the C-band, with the HH polarization of the C-band having the lowest value in this interval. When the incidence angle is between 40 and 50 degrees, both the HH polarization and VV polarization of the X-band have higher NRCS values than those of the Ku-band, with the VV polarization of the X-band having the highest value in this interval. Most importantly, when the incidence angle ranges from 25 to 50 degrees, all VV polarization NRCS values for each frequency band are higher than their corresponding HH polarization NRCS values.
In
Figure 5, the numerical simulation results of SAR ocean ship wakes under different radar electromagnetic wavebands and polarization modes are presented. The U10 is 5 m/s, the center incidence angle is 40°, the ship speed is 10 m/s, and the relative radar looking direction is 180°. It can be seen that twelve images are arranged in two columns, with six rows in each column. During the simulation process of six images of the left column, the VB effect caused by the motion velocity of facets in the scene is considered, while conversely, those in the right column do not consider this effect. The images in different rows display the SAR simulation results under different wave bands, including the C-band VV polarization in
Figure 5a,b, the C-band HH polarization in
Figure 5c,d, the X-band VV polarization in
Figure 5e,f, the X-band HH polarization in
Figure 5g,h, the Ku-band VV polarization in
Figure 5i,j, and the Ku-band HH polarization in
Figure 5k,l.
In
Figure 4a, it can be observed that under an incidence angle of 40 degrees and a wind speed of 5 m/s, the NRCS exhibits a sequential rise in the VV polarization in the C, Ku, and X-bands, and the same applies to the HH polarization. Additionally, not only is the VV polarization NRCS greater than the HH polarization NRCS for the corresponding bands, but the lowest C band NRCS in the VV polarization is also higher than the highest X band NRCS in HH polarization. According to the process of SAR imaging, the higher the NRCS in the scene, the stronger the simulated SAR image intensity value. Thus, in
Figure 5, it is obvious that the SAR image intensity is the lowest in the C band HH polarization in
Figure 5c,d and the highest in the X band VV polarization in
Figure 5e,f.
It can be observed that when the VB effect is not considered, in all three electromagnetic wavebands, the details of the Kelvin wake transverse waves and divergent waves are clearly visible, as
Figure 5b,d,f,h,j,l show. The Kelvin wake regions that have higher wave elevations exhibit brighter stripes compared to the dark stripes where the wave elevations are lower. In the VV polarization SAR images in
Figure 5b,f,j, the turbulent wake features near the stern of the ship are seen to be very dark, and with an increasing distance behind the ship, the texture of the turbulent wake gradually becomes brighter as the elevations of the suppressed small-scale waves within the wake grow towards those of the ambient wind waves. Furthermore, the small-scale waves in the turbulent wake region in the HH polarization SAR images of the waves in
Figure 5d,h,l exhibit less texture clarity compared to the corresponding VV polarization SAR images of the three bands in
Figure 5b,f,j, meaning the image intensity and NRCS of the former are lower than those of the latter, which corroborates the quantitative analysis mentioned earlier.
According to the aforementioned theory, the VB effect causes a noticeable displacement and a blurring of facets in the ocean ship wake scene, and under other equal conditions, the greater the radial velocity of the facet, the larger the azimuthal offset, which is visually evident in
Figure 5a,c,e,g,i,k, respectively. In detail, comparing
Figure 5a,b, it can be observed that, at range distances of 0–20 m and 60–80 m, the bright Kelvin waves there that have higher radial velocities towards the radar platform experience more significant offsets due to the VB effect compared to the other bright Kelvin wake regions. In addition, the dark Kelvin waves that have radial velocities directed away from the radar cause an offset in the opposite direction to that of bright Kelvin waves. This leads to more prominent peaks and troughs in the transverse waves of the Kelvin wake in
Figure 5a, also resulting in a bright line formed by the connected wave peaks in the starboard Kelvin arm, and a dark line formed by the connected wave troughs in the port Kelvin arm. Due to the relatively low orbital velocity of facets in the turbulent wake compared to that of the Kelvin wake and wind waves, their azimuthal offset is not significant. At the same time, the ambient wind wave patterns in
Figure 5a are noticeably different from those in
Figure 5b, because the radiative convergence and divergence are more pronounced for wind wave peaks and troughs in
Figure 5a. Additionally, due to constant SAR platform parameters and the fact that the velocities of facets in the scene remain unchanged with variations in the radar frequency bands and polarization modes, the displacement and blurring induced by the VB effect for each facet also remain unaffected by such changes.
In
Figure 6, the simulation SAR images of ocean ship wakes under different wind speeds are presented. The center incidence angle is 40°, the ship speed is 10 m/s, and the relative radar looking direction is 180°. The imaging waveband is the C-band with VV polarization. The three images of the left column in
Figure 6 are the results that consider the VB effect, while conversely, those in the right column are the results that do not consider this effect. The images in different rows display the SAR simulation results under different wind speeds, including U10 of 5 m/s, 7.5 m/s, and 10 m/s, respectively. From
Figure 4, it follows that the stronger the wind speed, the higher the NRCS under the same conditions. So, the results with a U10 of 10 m/s in
Figure 6e,f have the strongest SAR image intensities due to them having the highest NRCS values, while those with a U10 of 5 m/s in
Figure 6a,b have the weakest image intensities.
When the VB effect is not considered, with an increase in the wind speed, the visualization of the ship wake’s signature in the SAR image becomes more difficult in
Figure 6b,d,f. As can be observed, the scale of ambient wind waves progressively increases from
Figure 6b–f. In the ship wake region, the results with a U10 of 7.5 m/s in
Figure 6d and with a U10 of 10 m/s in
Figure 6f only display divergent waves and turbulent wake. It is noteworthy that the divergent waves in
Figure 6f appear blurrier than those in
Figure 6d. This is due to the influence of an increased wave height, which disturbs the textures of Kelvin transverse waves and divergent waves, as seen in the SAR simulation results of the ocean Kelvin wake shown in [
25]. In
Figure 6b,d,f, the turbulent wakes progressively become brighter because, as the wind speed increases, the small-scale waves in the turbulent wake region regenerate more rapidly.
Considering the VB effect, when the U10 is 5 m/s, given the existing ship speed, the additional energy input in the scene is minimal, and the velocity of the facets is relatively low. Compared with
Figure 6c,e, the textures of the ship wakes in
Figure 6a have only been weakly smeared by the VB effect due to the orbital velocity of the facets. With an increasing wind speed, the energy input increases, resulting in an enhancement in the velocity of the facets in the scene. Together with their different motion directions, this leads to an increase in the offset of the facets both in the positive and negative azimuthal directions, resulting in a more pronounced streaking effect, as seen in
Figure 6c,e. Due to this phenomenon, the texture of the Kelvin wake is disrupted and blurred, while the texture of the turbulence wake is masked.
In
Figure 7, the simulation SAR images of ocean ship wakes under different center incidence angles are shown. The wind speed is 5 m/s, the ship speed is 10 m/s, and the relative radar looking direction is 180°. The imaging waveband is the C-band with VV polarization. The two images of the left column in
Figure 7 are the results that consider the VB effect, while those in the right column do not consider this effect. The images in different rows display SAR simulation results under center incidence angles of 30° and 40°, respectively.
Figure 4 emphasizes that when the other conditions are the same, when the radar center incidence angle is within a certain range, the lower the angle, the higher the NRCS. So, in
Figure 7, the results with a center incidence angle of 30° in
Figure 7a,b have stronger SAR image intensities than those with a center incidence angle of 40° in
Figure 7c,d. In
Figure 7b, the textures of the ambient wind waves, Kelvin wake, and turbulent wake are more visible than those in
Figure 7d. Comparing the turbulent wake region of the two images, the small-scale waves suppressed behind the ship, represented as black regions in the image, show a more noticeable contrast when compared to the gradually brightening regions, where they progressively regrow with increasing distance behind the ship in
Figure 7b. After considering the VB effect on the offset of facets, in
Figure 7a, the peaks and troughs of the ambient wind waves and Kelvin wake are more obvious than those in
Figure 7c.
The SAR simulation imaging results of ocean ship wakes with different ship speeds are presented in
Figure 8. The wind speed is 5 m/s, and the relative radar looking direction is 180°. The imaging waveband is the C-band with VV polarization, and the center incidence angle is 40°. The three images of the left column in
Figure 8 are the results that consider the VB effect, while those in the right column do not consider this effect. The images in different rows display SAR simulation results under ship speeds of 7.5 m/s, 10 m/s, and 12.5 m/s, respectively. At a fixed wind speed and center incidence angle, there is almost no difference in the image intensity in
Figure 8a–f.
When the VB effect is not considered in
Figure 8b,d,f, as the ship speed enhances, both the transverse wave and divergent wave lengths of the Kelvin wake grow larger, resulting in wider spacing between the bright and dark stripes in the Kelvin wake region in the SAR images, which also verifies Equation (14). The texture of the turbulent wake in
Figure 8b,d,f does not vary with the ship speed because the regrowth of small-scale waves in the turbulent wake region is unrelated to it. By comparing the texture of the ambient wind wave region and ship wake region after considering the VB effect in
Figure 8a,c,e, we can observe that while the constant wind speed does not lead to a significant change in the displacement and blurring of the ambient wind waves, the displacements of facets in the ship wake region intensify with an increasing ship speed. This is because the wake wave velocity at a fixed position behind the ship enhances with the ship speed. In detail, at the range distances of 0–20 m and 60–80 m, the bright Kelvin waves in
Figure 8e exhibit the most significant displacement compared to
Figure 8a,c, which have the highest radial velocities in this region among the three images. By the same token, in
Figure 8e, the displacement of facets at any wave peak or trough in the Kelvin wake is more pronounced than in
Figure 8c, and it is also more serious than in
Figure 8a. Even the velocity of the turbulent wake is influenced by the ship speed, as Equations (22)–(24) show, due to the value being very minimal compared to the velocity of the Kelvin wake and ambient wind waves; the texture of the turbulent wake in
Figure 8a,c,e do not have noticeable displacement and blur.
The SAR simulation results of ocean ship wakes with different relative radar looking directions are presented in
Figure 9. The relative radar looking direction is identified as the angle between the radar looking direction and ship heading [
43,
44], while the relative wind direction is set as the angle between the wind direction and ship heading [
43]. The wind speed is 5 m/s, the center incidence angle is 40°, and the ship speed is 10 m/s. The imaging waveband is the C band with VV polarization. The three images of the left column in
Figure 9 are the results that consider the VB effect, while those in the right column do not consider the effect. Our parameters are set as follows to discuss the imaging results under different relative radar looking directions in
Figure 9. In the simulation results of the first, second, and third rows in
Figure 9, the relative radar looking directions are 180°, 135°, and 90°, respectively. The relative wind direction is fixed as 180.
When the VB effect is not considered, both the port and starboard Kelvin divergent waves appear to be clear bright with dark stripes in
Figure 9b because they propagate along the radar looking direction. In this case, both the tilt and hydrodynamic modulation terms make significant contributions to the relative NRCS of the two sides of divergent waves. But in
Figure 9d, when the port Kelvin divergent waves are more perpendicular to the radar looking direction than the starboard Kelvin divergent waves, the former are at a lower visibility than the latter due to the tilt and hydrodynamic modulation of the port waves making extremely weak contributions to the NRCS. In
Figure 9f, the textures of the port Kelvin divergent waves are less visible than those of the starboard ones. The reason for this phenomenon is that the contributions of tilt and hydrodynamic modulation terms on the NRCS of the port one calculated by Equation (25) are partly offset, while those of the starboard one all make relative effective contributions. In terms of the Kelvin transverse waves, the causes of their visible textures in
Figure 9b, their relatively darker textures in
Figure 9d, and their completely invisible textures in
Figure 9f are also related to the impacts of tilt and hydrodynamic modulation on the NRCS. Due to the already low NRCS in the turbulence wake region, it is hardly affected by the variation in the effects of tilt and hydrodynamic modulation with changes in the relative radar looking directions.
After considering the VB effect, in the ambient ocean wave regions in
Figure 9a,c,e, the peaks and troughs of the wind waves become more pronounced due to the displacement of facets along the azimuthal direction when compared to those in
Figure 9b,d,f, respectively. In
Figure 9c, the facets in the region of the starboard Kelvin divergent waves exhibit distinct displacement. The textures of the starboard Kelvin transverse waves are blurrier than those of the port side. This is due to a more pronounced displacement of facets in this region, leading to a more severe disturbance of the texture. This occurs because, for two facets symmetrically positioned with respect to the centerline of the turbulent wake extending directly behind the ship in the transverse wave region, the starboard facet has a higher radial velocity as a result of the transverse waves’ propagation directions. The facets in the port Kelvin transverse wave region exhibit slight displacement. In
Figure 9e, due to the azimuthal displacement of the divergent waves, the texture of the Kelvin wake is almost completely blurred, while the peaks and troughs of the starboard divergent waves with the maximum wavelength are quite prominent, with those on the port side being slightly visible. The former discussion of our simulation results in this part is in good agreement with the analysis of the detectability of Kelvin arms under different relative radar looking directions in the work by Henning [
43].
The SAR simulation results of ocean ship wakes with different relative wind directions are presented in
Figure 10. The wind speed is 5 m/s, the center incidence angle is 40°, and the ship speed is 10 m/s. The imaging waveband is the C band with VV polarization. The relative radar looking direction is fixed as 180°. The two images of the left column in
Figure 10 are the results that consider the VB effect, while those in the right column do not consider the effect. Our parameters are set as follows to discuss the imaging results under different relative wind directions: in the simulation results of the first and second rows in
Figure 10, the relative wind directions are set as 180 and 135°, respectively.
When the VB effect is not considered, in
Figure 10b,d, both the port and starboard Kelvin divergent waves can be clearly seen. This is mainly because the tilt and hydrodynamic modulation terms make significant contributions to the relative NRCS of the two sides of divergent waves, as the relative radar looking direction is fixed [
43]. Comparing the textures of the Kelvin wake regions in
Figure 10b,d, the NRCS is not significantly affected by the changing relative wind direction. However, the result with a 180° relative wind direction in
Figure 10b has a stronger SAR image intensity than the result in
Figure 10d with a 135° relative wind direction, because relative wind directions have influences on the NRCS in SAR images, as discussed by Hennings [
43]. In this case, the turbulent wake in
Figure 10d is more visible than in
Figure 10b. When the VB effect is considered, in
Figure 10a,c, the displacement of facets with different radial velocities along the azimuthal direction leads to pronounced peaks and troughs in the Kelvin wake region. In the ambient ocean wave regions in
Figure 10a,c, the peaks and troughs of the wind waves also become more visible than those in
Figure 10b,d. Also, the result with a 180° relative wind direction in
Figure 10a has a stronger SAR image intensity than in
Figure 10c with a 135° relative wind direction.