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Article

Monitoring Displacements and Damage Detection through Satellite MT-InSAR Techniques: A New Methodology and Application to a Case Study in Rome (Italy)

Department of Geosciences, University of Padova, Via Gradenigo 6, 35131 Padova, Italy
*
Author to whom correspondence should be addressed.
Remote Sens. 2023, 15(5), 1177; https://doi.org/10.3390/rs15051177
Submission received: 11 January 2023 / Revised: 15 February 2023 / Accepted: 18 February 2023 / Published: 21 February 2023

Abstract

:
Satellite interferometry has recently developed as a powerful tool for monitoring displacements on structures for structural health monitoring (SHM), as it allows obtaining information on past deformation and performing back analysis on structural behavior. Despite the increasing literature on this subject, the lack of protocols for applying and interpreting interferometric data for structural assessment prevents these techniques from being employed alongside conventional SHM. This paper proposes a methodology for exploiting satellite interferometric data aiming at remotely detecting displacements and buildings’ criticalities at different levels of analysis, i.e., urban scale and single-building scale. Moreover, this research exploits the capability of satellite monitoring for damage diagnosis, comparing the millimeter scale displacements to information derived from on-site inspections. Different data-driven algorithms were applied to detect seasonal and irreversible components of displacements, such as statistical models for damage identification derived from traditional on-site monitoring. Thus, the proposed methodology was applied to a XVI-century case study located in the city center of Rome (Italy), Palazzo Primoli, and two stocks of COSMO-SkyMed (CSK) images processed through the Small BAseline Subset Differential Interferometry (SBAS-DInSAR) technique were used to assess displacements for an eight-year-long (between 2011 and 2019) monitoring period.

1. Introduction

Monitoring displacements and deformation of historical architectures is very relevant for the preservation of cultural heritage assets, particularly in those countries exposed to high levels of risk, due to seismic, geomorphological, hydrological, or climate change-related hazards. Nowadays, traditional techniques for structural health monitoring (SHM) allow for gathering accurate data for structural assessment by means of specific physical sensors. Despite the high precision and the wide diffusion of these methods, different drawbacks are still present, such as the high cost of equipment, the need for constant maintenance, and the necessity of a deep preliminary study of the structural behavior [1]. These reasons led to the development and the diffusion of remote sensing techniques in the field of structural health monitoring, such as Synthetic Aperture Radar Interferometry (InSAR) [2,3,4]. Processing satellite images through Synthetic Aperture Radar (SAR) interferometry methods allows the collection of non-invasive, periodic, and widespread data, that can be used for detecting building vulnerabilities both at a territorial and single-building scale [5,6,7,8,9]. Multi-Temporal InSAR methods (MT-InSAR) have recently assumed a relevant role in the analysis of past and recent deformations of buildings and infrastructures: these methods can detect displacement velocity of coherent points along the satellite line of sight (LOS), providing accurate time series [10,11,12,13].
Among MT-InSAR techniques, Permanent Scatterers Interferometry (PS-InSAR) [14] and SBAS-DInSAR [15,16] methods have proven to be reliable in detecting ground motion and building displacements. During the last two decades, different authors [17,18,19,20,21,22,23,24,25,26,27,28,29,30,31,32,33,34,35] have extensively performed satellite interferometry analysis to assess geological ground deformations and displacements on structures. Referring to SHM applications, MT-InSAR methods have proven able to detect displacement phenomena on infrastructures [24,28,32,34], civil structures and monuments [1,11,12,22,35,36], or archeological sites [8,9,17]. The mentioned works include different levels of analysis, focusing both on an urban and local scale, thus analyzing at first the context of the examined structures and performing a more accurate study on the specific case studies. Moreover, several techniques have been exploited to process interferometric data and the retrieved displacement time series (e.g., seasonal detrending, cluster analysis, and trend identification methods). Consequently, MT-InSAR methods embody a fundamental step in the field of SHM as they represent a significant source of monitoring data that can be remotely acquired and can draw information on past behavior on any structure. From this perspective, satellite data also rises as a prioritization tool for the purpose of predicting building criticalities and selecting strategic structures that need to be further investigated by means of in-situ inspections. On the other hand, interferometric data must be carefully interpreted, since they cannot provide extremely high accuracy unlike on-site monitoring methods and they require heavy initial processing and post-processing. Therefore, a lack of detailed protocols and guidelines for SHM application on buildings and infrastructures has yet to be overcome. Hence, the present work aims to provide a sound procedure to apply and interpret interferometric satellite data for structural monitoring purposes. More specifically, the proposed method focuses on the back monitoring analysis for recognition of past and recent deformation with increasing scale of analysis: starting from a territorial analysis of displacements, the protocol then switches to a single-building scale, with the aim to identify damage on a complex building aggregate in Rome. The back monitoring section investigates the possibility of applying algorithms and methods derived from conventional monitoring, such as detrending and damage detection algorithms, to interferometric data. To this purpose, the research analyzes the interferometric output of two eight-year-long (2011–2019) datasets of satellite images (from ascending and descending orbits) over the historical center of Rome, which have already been extensively studied through radar interferometry by several authors [1,8,35,37,38,39]. The employed datasets have been previously processed through the SBAS-DInSAR by the Consiglio Nazionale delle Ricerche—Istituto per il Rilevamento Elettromagnetico dell’Ambiente (CNR-IREA) and provided to the authors for above-mentioned analyses.
The paper is structured as follows. First, a brief description of the data and the SBAS-DInSAR technique is provided, and the proposed back monitoring methodology is thoroughly presented. The same procedure is then applied to the case study of Palazzo Primoli and, lastly, the main drawbacks and weaknesses of monitoring through interferometric techniques are discussed.

2. Materials and Methods

2.1. Data Sources

To perform the monitoring, CNR-IREA processed through the SBAS-DInSAR technique two different stocks of CSK satellite images and supplied the interferometric data in the framework of the research project DPC-RELUIS 2019–2022 WP6 “Structural Health Monitoring and Satellite Data”. The CSK images were acquired by an X-band sensor, through Stripmap HIMAGE mode, HH polarization, and 3 m spatial resolution on the ground in both azimuth (along-track) and range (cross-track) directions. Therefore, the source material of the present analysis consists of two eight-year-long (from 2011 to 2019) CSK interferometric data deriving respectively from both ascending and descending orbits. The satellite swaths cover two vast areas inside the historical center of Rome, approximately 4.5 km2 in the ascending orbit and 5.2 km2 in the descending one. Inside these sectors, a significant number of measurement points (MPs) was detected, resulting in an MP density of 73513 MP/km2 and 38918 MP/km2 for the ascending and descending orbits respectively, highlighting major electromagnetic reflectivity of the areas. Table 1 and Table 2 summarise the dataset information.
The SBAS-DInSAR technique exploits a large number of satellite SAR images acquired on a selected area during a certain monitoring period: in detail, the primary purpose of SBAS-DInSAR is to correctly select pairs of satellite images characterized by both small perpendicular baseline (the distance between the position of two acquisition points of the satellite sensor along his orbital track) and small temporal baseline (the time interval between the acquisition of two satellite images), and obtain the phase difference between the same images in the so-called differential interferograms. Thus, the above-mentioned criteria enable the reduction of the noise effects on the multi-temporal series of differential interferograms and optimize the number of measurement points detected on earth. Later, the same interferograms undergo the unwrapping phase to solve the 2π phase ambiguities and to collect the original phase signal, and the displacement time series are defined by solving a linear system of equations in the least squares sense [40,41,42,43]. Last, a filtering process allows the removal of atmospheric effects from the time series. Therefore, as for all MT-InSAR methods, the SBAS-DInSAR enables the detection of pointwise information of displacements associated with ground pixels: the main outcome of this technique is the definition of measurement points spatially georeferenced (by longitude, latitude, and altitude) and supplied by the coherence measure (from 0 to 1), defining the stability of the target and its reliability, the mean annual LOS velocity value (given in mm/year) and the displacement time series over the monitoring period. In particular, the displacement measures are not absolute values, as they refer to a specific point, known as a reference point, defined inside a stable and coherent area. SBAS-DInSAR technique provides measurements with an accuracy of 1–2 mm/year for LOS velocity values and 5/10 mm for each measure within the time series [44,45,46,47,48]. Furthermore, the georeferencing accuracy depends on the satellite sensor and resolution, as well as on the Digital Elevation Model (DEM) employed during the geocoding phase: considering CSK full resolution images, the precision consists of 1–2 m, 2–3 m, and 1–2 m respectively for North-South, East-West, and vertical directions [44].

2.2. Methodology

The analysis of Palazzo Primoli follows the flowchart in Figure 1. The method is divided into three main sections: Background information, Pre-processing, and Back analysis. The first part embodies the initial collection of essential information about the building, its constructive phases, geometrical and structural surveys, and damage pattern. The Pre-processing section exhibits the preliminary analysis performed for Palazzo Primoli as it examines interferometric data and shows the first attempt to define the displacement rate of the building. Both the Background information and the Pre-processing sections represent the starting point of further and deeper study of the deformation process of Palazzo Primoli.

2.2.1. Background Information

The first part of the analysis begins by collecting principal information about the building itself, taking into account different aspects of its structural features and conditions: the literature review on the historical background of the structure, mainly addressed to define the constructive development of the building and its principal features, as well as the analysis of geometry and other surveys, in order to collect information on the conservation state or potential criticalities, have to be carefully developed. Thus, the most important general aspects of Palazzo Primoli are investigated to achieve an overall global knowledge of the building. The analysis includes:
  • a brief history of Palazzo Primoli and its major constructive phases;
  • geometric survey and drawings;
  • critical evaluation of the building, including damage and crack patterns.

2.2.2. Pre-Processing

Multi-interferometric data analysis starts within the Pre-processing section. In this section, primary analysis of satellite data is performed by evaluating mean LOS displacement velocity (VLOS), for initial detection of displacements around Palazzo Primoli. The study is subdivided into two parts, depending on the scale of analysis: urban and single-building scale. Urban scale analysis considers the whole satellite data and aims at highlighting areas characterized by the highest deformation rate inside the city. A brief statistical analysis is accomplished to recognize the distribution of VLOS values in the entire data. For a better comprehension of deformations, the pointwise distribution is transformed into a continuous map through a spatial interpolation approach, the Inverse-Distance-Weighting (IDW) technique [49]: this method has been widely employed in the field of interferometric analysis to interpolate different parameters of satellite data [50,51,52,53,54]. Interpolation is carried out through quadratic weighting and by defining the AOI (Area Of Interest) inside a Geographical Information System (GIS) environment, such as QGIS [55], for both orbits. Interpolated maps are then used to estimate real displacement components, computed from a combination of ascending and descending data on pixels common to both maps. Vertical and east-west deformations are calculated through the expressions:
V vertical = ( V LOS , desc / e desc )   ( V LOS , asc / e asc ) ( h desc / e desc )   ( h asc / e asc )
V horizontal = ( V LOS , desc / h desc )   ( V LOS , asc / h asc ) ( e desc / h desc )   ( e asc / h asc )
where VLOS,desc, and VLOS,asc are the mean LOS displacement velocity, respectively, for descending and ascending orbits, while h and e are horizontal and vertical directional cosines of the respective orbit [50].
Single-building scale analysis aims to define a primary evaluation of the displacement rate of Palazzo Primoli. After geographical referencing of MPs on QGIS and Google Earth Pro [56], the study starts examining the points distribution both from a planimetric and an elevation point of view. Moreover, MPs are classified in relation to VLOS values to interpret the global displacement rate on the structure. For the same purpose, real deformation components are now qualitatively detected through the use of single data: vertical and horizontal displacements are calculated by dividing ascending and descending LOS velocity values respectively by vertical and horizontal directional cosines, modifying the expressions defined in [57], as:
V vertical , asc = V LOS , asc h asc ,   V vertical , desc = V LOS , desc h desc
V horizontal , asc = V LOS , asc e asc ,   V horizontal , desc = V LOS , desc e desc
where Vvertical,asc, and Vhorizontal,asc are vertical and horizontal components retrieved from ascending data, while Vvertical,desc, and Vhorizontal,desc derive from descending one.

2.2.3. Back Analysis

The main body of the proposed methodology focuses on the back analysis of the building and analyzes displacement time histories of detected measurement points. A preliminary analysis of time histories is performed to understand global displacements/rotations of the structure, provide initial information, and, mostly, observe the presence of deformational trends which may affect displacement series. At first, displacement time series have been singularly analyzed; then, they were subdivided and examined into elevation groups, based on their altitude from the ground and referred to the examined structure, i.e., the structural element they refer to; last, mean displacement time series are calculated for the three detected elevation groups (ground floor, second floor, and rooftop) for both ascending and descending data. After the time series analysis, the correlation between environmental effects and recorded displacements is performed to evaluate the influence of external parameters on measured displacements [58,59]. Firstly, displacement time series are resampled weekly to fill gaps within various time windows; later, for each date, a measure of average daily temperature is retrieved from Roma Urbe meteorological station [60]. Thus, the correlation between temperature and displacement analysis is evaluated through the Pearson coefficient [61], as for the expression:
r td = cov ( t , d ) σ t σ d
where t and d are temperatures and resampled displacement time series of a single MP, and σt and σd are the standard deviation of the two parameters [62,63].
Later, the whole analysis focuses on the most vulnerable parts of the structure, defined according to both the Pre-processing analysis and the crack pattern of the building. In the case of Palazzo Primoli, the study examines in depth the balconies of the second and third floors of the building and a portion of the rooftop that is strictly linked with the balconies. Cluster analysis is performed to locate structurally homogeneous MPs within the three areas mentioned above. Different clustering criteria are chosen to highlight similarities and differences between the selected MPs. The criteria are:
  • qualitative analysis of displacement time series: observation of time series and their relationship aims to identify a similar deformation evolution.
  • quantitative comparison of displacement time series through two correlation coefficients, such as:
    a.
    Pearson correlation coefficient rxy:
    r xy = cov ( x , y ) σ x σ y
    where x and y are the displacement time series of two MPs, and σx and σy are the standard deviation of the series [62,63];
    b.
    deviation B between MPs time series:
    B = i = 1 M ( x i     y i ) 2
    where x and y are the displacement time series of two MPs and M is the number of dates [36];
  • proximity analysis of MPs: evaluation of planimetric and elevation location of each MP. Every MP inside a cluster must be within:
    • a 2 m radius neighborhood from the center in planimetry of the cluster.
    • a 2 m radius neighborhood from the center in elevation of the cluster.
After highlighting the interdependence between temperature and deformation, a seasonal detrending technique is applied to remove the environmental component from displacement time series and detect irreversible and pure deformation. For this purpose, the simple moving average (SMA) method [64] is implemented following the expression:
SMA m = P m + P m 1 + + P m ( n 1 ) n
where Pm is the displacement value at instant m and n is the number of values included inside the mean calculation [65,66]. In this case, an annual moving average is performed by applying n = 52 moving dates to obtain the displacement at instant m, which is determined by averaging an entire year of previous values to consider environmental and noise effects. The AutoRegressive output with an eXogenous input part model (ARX) is then employed for deeper analysis of trends recognition inside time series, but also to develop an automated damage detection system. This technique belongs to black-box methods, as it is a system identification model aiming at defining the output of a signal from the initial input without any interest in the internal function of the signal itself [67]. Considering a Single Input—Single Output model (SISO), the ARX model follows the expression:
y k + a 1 y k 1 + + a n a y k n a = b 1 u k + b 2 u k n k 1 + + b n b u k n k n b + 1 + e k
where yk represents the final output of the model at instant k and uk is the input parameter; terms ai (i = 1, …, na) and bi (i = 1, …, nb) are, respectively, the regression coefficients of the autoregressive part, with a na order, and the exogenous part, with an nb order; nk is the delay order, representing potential delay between input and output signals; ek is the residual error of the regression [59,68,69,70,71,72,73]. Table 3 summarizes the information for ARX model implementation.
The whole procedure is implemented in a Matlab algorithm through the system identification toolbox [74]. Initially, estimation and validation phases are defined: for the estimation period, a more than two-year-long term is chosen to permit the model to perform a better calibration of seasonal deformation cycles; the validation period lasts the remaining years. During the estimation phase, the model is built using the temperature dataset as input and LOS displacement as output. This process identifies an ideal displacement time series, which is then tested in the validation phase introducing the remaining part of the temperature data. Thus, uploading LOS displacement data of the validation period, residuals ek between the ideal model and real measured parameter are calculated and, starting from them, three coefficients are derived for the evaluation of the quality of the model:
  • The goodness of fit (GOF) [75], evaluated by means of the absolute error index of the Normalized Root Mean Squared Error (NRMSE):
GOF = ( 1 NRMSE ) % = ( 1 k = 1 N e k 2 N y ¯ ) %
2.
Loss function λ0 [76]:
λ 0   = 1 N k = 1 N e k 2
3.
Final prediction error (FPE) [77]:
FPE = λ 0 1 + d N 1   d N .
Among all possible combinations between [na, nb, nk ] = [1:10, 1:10, 1:10], the best fitting ARX model was selected considering the highest GOF, the lowest λ0, and the lowest FPE: comparing the model and the real data, the first parameter evaluates the accuracy of the fitting while the others define the misfitting level. For detection of possible outliers, a confidence interval of 95% was set, with a range of:
[   y     t α / 2 , ν σ y ;   y + t α / 2 , ν σ y   ]
where y is the output value in the estimation phase, t represents the Student’s T distribution of parameter y and σy is its standard deviation. Thus, if residuals remain inside the confidence interval, the structural condition is stable; conversely, if residuals exceed the confidence interval, an instability phenomenon may have occurred.

2.3. The Case Study Application: Palazzo Primoli, Rome

Palazzo Primoli is a historical building in the center of Rome, not far from the main landmarks of the city (such as Castel Sant’Angelo, Pantheon, and Vatican City) (Figure 2a).
The palace stretches alongside Giuseppe Zanardelli street, within the I Municipio of the city, and it lies near the banks of the Tiber river. Nowadays, the city municipality, alongside the Primoli Foundation, owns Palazzo Primoli, which is the location of the Napoleonic Museum, the Mario Praz Museum, and the Primoli Foundation itself.

3. Results

3.1. Background Information

The palace was erected at the beginning of the XVI century for the Gottifredi family and was subsequently bought by count Luigi di Gioacchino Primoli in 1828. The current layout of Palazzo Primoli only partially derives from the original plan, since the building was deeply modified between 1904 and 1911, due to changes in the roads which run north and west of the palace [78,79]. Because of the presence of significant crack patterns on the eastern part of the structure, on-site inspections were held at the request of the managing bodies, who supplied previous geometric and critical surveys. Figure 3a shows cracks in different structural elements in the rooms on the ground and first floor (Figure 3b). The whole crack pattern is mainly located in rooms under the second-floor balcony, where another crack runs longitudinally to the balcony. However, the damage pattern could not be monitored since an on-site monitoring system has never been installed on Palazzo Primoli. Moreover, the cracks have not been correlated to any evident cause, as no heavy restoration works have occurred on the structure, nor damaging events have been registered in the surroundings.

3.2. Pre-Processing

The MPs classification based on the annual LOS displacement velocity of the whole data is presented in Table 4 and Table 5. Most MPs assume negative values along the LOS both in ascending and descending orbits, which gives the idea of a global vertical motion of the analyzed area: negative values indicate movement away from the satellite along the LOS direction, while positive ones refer to movements towards the satellite. The LOS velocity distribution, then, does not appear to be dangerous as most of the values remain inside the so-called “interval of relative stability”, a threshold of LOS velocity values commonly fixed at VLOS = ±0.15 cm/year [80]. However, some points reach higher negative values, confirming the deformation trend away from the satellite.
Figure 4 presents the distribution of processed MPs in the city center of Rome, which are distinguished based on their LOS velocity value. The maps highlight corresponding results between ascending and descending data, with comparable areas characterized by similar velocity measures, as demonstrated by the sector on the left bank of the Tiber, where the upper sector detects positive values for both orbits, while the lower neighboring part shows negative values.
Figure 5 displays the spatial distribution of LOS velocity values, defined through the IDW spatial interpolation algorithm applied to both ascending and descending data, using a pixel width of 8 × 11 m. Some areas subjected to deformation can be detected by observing the contour maps of the VLOS parameter: a wide area with positive values is recognized in the western part of the city center; the rest of the map exhibits slightly negative values, which become more severe on the right and left banks of the lower part of Tiber River.
Figure 6 shows vertical and horizontal E-W displacements, computed by combining the two satellite orbits using Equations (1) and (2). The maps report a generally stable situation regarding horizontal deformation of the area and a more variable condition for vertical displacements, which approximately display a distribution similar to LOS velocity. However, the area surrounding the case study (highlighted with a red circle) presents a relatively stable condition. Moreover, the displayed results are consistent with previous satellite investigations held in the city center of Rome, such as [1], performed by processing ERS-1/2 and ENVISAT images spanning from 1992 to 2020 through SBAS-DInSAR, and [39], where CSK datasets from 2011 to 2013 are processed through the PSInSAR method.
Focusing on the case study, its relative MPs are retrieved from the whole data through a geographical selection. The points are then analyzed and firstly subdivided into three main elevation categories (ground floor, second floor, and rooftop) based on their altitude: Table 6 provides the subdivision of points.
The points are then analyzed referring to their LOS velocity, as presented in Table 7 and Table 8, and displayed in Figure 7. The results point out a significant prevalence of negative values both for the ascending and descending orbit, scattered on the whole structure: this outcome remarks the idea of a potential slight tendency to downward movements of the entire building. However, almost all MPs are characterized by very low LOS velocity values, remaining inside the above-mentioned “interval of relative stability”.
Once the LOS velocity distribution is defined, vertical and horizontal deformation rates are analyzed by means of Equations (3) and (4). Results are presented in Figure 8: horizontal displacements are not significative, as ascending and descending data provide opposite components since their MPs have similar LOS velocity values but discordant horizontal directional cosine; conversely, the presence of vertical deformations, even though with a relatively low intensity of 0.00 cm/year ≤ VU ≤ +0.20 cm/year, is confirmed, as there is correspondence between results from both orbits.

3.3. Back Analysis

The back analysis starts by examining the deformation time series for each point identified for Palazzo Primoli. Figure 9 represents the mean displacement time series for each above-mentioned elevation category, both in ascending and descending orbits (March 2011–March 2019 for ascending orbit; July 2011–March 2019 for descending orbit). Each curve displays negative LOS displacements during the whole monitoring period for all three groups of MPs.
Moreover, time series provide deeper information regarding the development of deformations. The evolution of displacements can be subdivided into three main periods: a first one, with stable and periodic deformations; then, a phase characterized by more severe displacements, from the end of 2014 to the second half of 2015; finally, another interval with periodic deformations.
The analysis suggests that the occurred deformations may not have been constant during the whole monitoring period, but they could have developed during a specific term. Moreover, seasonal displacement trends can be observed, as time series show periodic variations that may depend on environmental effects, such as temperature.
The correlation between displacements and temperature is deeper analyzed through Pearson correlation coefficient rtd, as described in (5), and results are displayed in Figure 10a. Despite the initial idea, the distribution of rtd shows a very low correlation between the examined parameters. Further analyses are performed considering two distinct periods, and excluding the previously highlighted central part characterized by significant displacements.
When the same Pearson correlation coefficient is applied, results provide higher correlation values, as presented in Figure 10b,c: for example, considering values greater than rtd ≥ 0.4, the analysis defines an average correlation growth of 19% and 35%, respectively, for the ascending and descending data.
Subsequently, the analysis focuses on the second-floor balcony, the third-floor balcony, and a related portion of the rooftop of Palazzo Primoli since these areas are considered more vulnerable due to the observed damage pattern.
Cluster analysis of structurally homogeneous points is performed to highlight MPs with similar deformational behavior, following the criteria described in Section 2.2.3. A spatial proximity criterion was employed to overcome the low accuracy in the elevation position of the MPs in Palazzo Primoli, which is caused by MT-InSAR positioning inaccuracies (e.g., for MT-InSAR processing with CSK acquisitions, the positioning error is about 1–3 m [81]). Figure 11 shows the identified clusters based on the area they belong to. Because of the lack of points, not all sectors are equally represented by clusters: ascending data provides clusters on the central part of the investigated areas, while external parts are not covered at all; on the other hand, the descending orbit detects homogenous clusters in peripheral parts. It is worth mentioning that only one cluster is identified on the second-floor balcony: this aspect represents a great limit and influences the whole analysis, as that balcony is where the damage occurred.
Results from ascending clusters will only be presented in this work, as they are in the most vulnerable areas according to the observed crack pattern. The mean LOS velocity time series of all recognized clusters are presented in Figure 12a,c,e. Through the simple moving average method (Equation (8)), the same time series are filtered from seasonal environmental effects to define pure residual deformation trends. In Figure 12b,d,f, the corresponding SMA series are displayed from January 2013 to March 2019. Deformation curves confirm the previous interpretation of the LOS time series: displacements occurred in the central part of the monitoring period in all three analyzed areas; the deformation rate is not constant as clusters identify slightly different values; starting from the end of 2014 and the beginning of 2015, displacements tend to decrease, when conditions of relative stability appear inside all SMA series.
Last, the ARX model is applied to the above-mentioned clusters. Table 9 presents values of initial processing and evaluation of the regressive model for each of the analyzed clusters. Results from all three parameters prove high consistency in fitting LOS time series with the ARX model, as the comparison between real displacements and model output detects low values of λ0 and FPE, as well as high measures of GOF (with values higher than 75%), for the examined clusters.
The most outstanding cases are presented as an example. After evaluating the regressive parameters for each cluster, ideal curves defined by the ARX model (blue curve) are compared with the corresponding mean LOS displacement time series (red curve), as displayed in Figure 13a,c,e,g,i.
The comparison between ARX model outputs and LOS displacement time series recalls the previous interpretation of time series: while the estimation phase presents similar behaviors on both curves for the majority of clusters, in the following validation phase a different trend is visible, with LOS displacement curves shifting towards more intense values in the negative direction. Residuals are then computed as the difference between real and estimated displacements, as shown in Figure 13b,d,f,h,j, and they confirm the earlier hypothesis of structural behavior: the curves show a first period that is relatively stable, which is followed by an increment of negative displacements. The damage identification process is retrieved from evaluating a confidence interval, displayed in Figure 13b,d,f,h,j, stated at 95%, defining α = 0.05 in (13). The system provides meaningful results for the stability assessment of Palazzo Primoli, as many of the analyzed clusters show displacements that come out of the confidence interval, indicating irreversible deformation trends. Moreover, residual curves of clusters (except for t1) show a good correspondence in detecting the beginning of damaging displacements, as they all overcame the confidence interval during the second half of 2014 or the beginning of 2015, further confirming the results of the assessment.

4. Discussion

Considering the whole process, the present study has pointed out some issues in the interferometric analysis. The first topic concerns the georeferencing quality of data produced by MT-InSAR methods. During the analysis, a significant deficiency in the precision of MPs positioning has been experienced, especially in the elevation parameter. Clear errors were identified in the altitude of points, whereas the planimetric geolocation may be considered sufficiently accurate. Comparing the actual height of Palazzo Primoli, it is evident an overestimation in the elevation parameter. This issue in the georeferencing could also lead to a misinterpretation of data since analyzed MPs could refer both to structural and non-structural elements (e.g., tiles, railings, chimneys), where the deformational trend of the latter does not necessarily coincide with the global structural behavior. Further research needs to be developed, both to decrease such georeferencing errors, and to consider potential errors in geocoding caused by representation and GIS software.
In addition, the entire work points out a strong contrast between information brought by VLOS values, which are defined on the whole monitoring period, and accurate analysis of LOS displacement time series for each MP. Indeed, results displayed from the first parameter seem to provide a relatively stable condition, as most points present low values of annual LOS displacement, remaining inside the stability thresholds: this trend is also confirmed by previous studies on the area of Rome, where similar displacement rates have been highlighted; conversely, the further analysis of deformation time series gives a more critical view of the displacement rate, identifying and confirming, by means of the damage detection system, a trend of deterioration. Such analysis highlights that it is not reliable to use only the VLOS parameter as an index for assessing building stability, but a more accurate investigation of time series should be performed to determine the displacement rate of a structure. Further inspections and data from the on-site monitoring system would be a suitable tool for both assessing stability and validating interferometric results. In the case of Palazzo Primoli, the presence of displacement transducers on the structure on major cracks could have represented a potential source of information for both validating the displayed results and determining with higher accuracy the structural behavior of Palazzo Primoli, in particular for the balconies and the rooftop.
Combining satellite and in-situ monitoring has now gathered increasing interest in the field of SHM since the results from both methods can lead to widening resources for predicting structural damages and preserving both strategic structures and cultural heritage monuments.
Lastly, results given by the Pearson coefficient on correlation analysis between LOS displacements and temperature are heavily influenced by two aspects. First, the noisiness of satellite MPs time series can affect the comparison between parameters, as their high standard deviation decreases the correlation coefficient. Moreover, as previously stated, the analyzed MPs can be referred to as non-structural elements, whose deformational behavior could not necessarily depend on any environmental parameters.

5. Conclusions

In recent years, Satellite MT-InSAR methods have proven successful efficacy for remotely monitoring civil structures and infrastructures involved in damaging phenomena such as local or global deformations and rotations. The interferometric technique represents a powerful support for traditional SHM systems, as satellite monitoring enables the free, non-invasive, and widespread collection of displacement data on structures inside large areas. Moreover, MT-InSAR methods allow the performance of back analyses of past deformation, providing an effective tool for detecting structural vulnerabilities and damage. This work presents a methodology for interpreting and analyzing interferometric satellite data, aiming at providing a guideline to facilitate the use of this new technique.
The protocol splits into three main sections (Background information, Pre-processing, and Back analysis), characterized by specific tasks and methods: at first, the gathering of background information on the examined structure; later, analyzing LOS velocity values at urban and building scales; last, testing time series for detrending and damage detection. In addition, the protocol considers two different perspectives of analysis, at both urban and single-building scales. Thus, the methodology seeks to achieve the detection of displacements by taking advantage of the different capabilities and potentialities of satellite monitoring. The whole analysis consists of examining mean annual LOS displacement velocity and displacement time series. Moreover, data are processed through different techniques (IDW for spatial interpolation, Pearson correlation analysis, cluster analysis, SMA, and ARX regression for detrending and time series analysis) to optimize interferometric information and to allow detecting displacements during various levels of analysis. Throughout the whole analysis, algorithms derived from traditional on-site monitoring are applied to interferometric data.
Two data (ascending and descending) deriving from the SBAS-DInSAR processing of CSK images, dating back from 2011 to 2019, were employed to validate the proposed methodology on a specific building: Palazzo Primoli, a XVI-century building in the historical center of Rome. The achieved outcome demonstrated the effectiveness of the methodology. At first, the territorial scale deformation of Palazzo Primoli’s surroundings, and the center of Rome, was defined through mean annual LOS displacement velocity. The results showed consistency with previous studies on the city of Rome held. Later, the global deformation of Palazzo Primoli was recognized, stating a potential slight vertical movement of the structure, that comes along with the urban scale analysis. Last, a diagnosis of structural damage was hypothesized through inspection of local displacement time series: applying clustering, detrending, and regression techniques the presence, temporal evolution, and intensity of past deformations were detected in three vulnerable areas. Thus, the application of satellite interferometric data for SHM purposes has exhibited its potential contribution to assessing the condition and behavior of structures.
Among the different outcomes, the need for heavy post-processing of interferometric data, as well as deep and focused interpretation of results, were highlighted during the study and the design of the proposed methodology. The presented guideline still demands meticulous supervision and qualitative assessment, and further research for automatic processing must be analyzed. Unlike traditional on-site systems, that monitor specific parameters with high precision and reliability, satellite monitoring must be carefully read and interpreted and interferometric data must be properly processed to be connected to the actual damaged state of structures.

Author Contributions

Methodology, G.B., A.C., F.L. and F.d.P.; validation, A.C., F.L.; formal analysis, G.B. and A.C.; writing—original draft preparation, G.B.; writing—review and editing, A.C., F.L. and F.d.P.; supervision, F.d.P. All authors have read and agreed to the published version of the manuscript.

Funding

This research was carried out and partially funded in the framework of the research agreement between the Italian Civil Protection Department (DPC) and the “Istituto per il Rilevamento Elettromagnetico dell’Ambiente”—National Research Council (IREA-CNR) WP6 “Structural Health Monitoring and Satellite Data”. This work was also partially funded by the University of Padova under the World Class Research Infrastructures (WCRI) program—SYCURY “SYnergic strategies for CUltural Heritage at RIsk”.

Data Availability Statement

All the resulting data are contained in this article.

Acknowledgments

The work was carried out using CSK® Products, © of the Italian Space Agency (ASI), delivered under a license to use by ASI.

Conflicts of Interest

The authors declare no conflict of interest.

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Figure 1. Flowchart of the proposed methodology.
Figure 1. Flowchart of the proposed methodology.
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Figure 2. (a) Geographical context of Palazzo Primoli (highlighted inside the red circle) in the center of Rome; (b) top view of Palazzo Primoli.
Figure 2. (a) Geographical context of Palazzo Primoli (highlighted inside the red circle) in the center of Rome; (b) top view of Palazzo Primoli.
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Figure 3. (a) Cross section of Palazzo Primoli and crack pattern; (b) crack on the first-floor ceiling.
Figure 3. (a) Cross section of Palazzo Primoli and crack pattern; (b) crack on the first-floor ceiling.
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Figure 4. Mean LOS displacement velocity of MPs in the city center of Rome in the ascending (a) and descending orbit (b).
Figure 4. Mean LOS displacement velocity of MPs in the city center of Rome in the ascending (a) and descending orbit (b).
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Figure 5. Mean LOS displacement velocity interpolation on the city center of Rome in the ascending (a) and descending orbit (b).
Figure 5. Mean LOS displacement velocity interpolation on the city center of Rome in the ascending (a) and descending orbit (b).
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Figure 6. Mean vertical (a) and horizontal (b) displacement velocity interpolation on the city center of Rome.
Figure 6. Mean vertical (a) and horizontal (b) displacement velocity interpolation on the city center of Rome.
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Figure 7. Mean LOS displacement velocity distribution on Palazzo Primoli in ascending (a) and descending (b) orbits.
Figure 7. Mean LOS displacement velocity distribution on Palazzo Primoli in ascending (a) and descending (b) orbits.
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Figure 8. Mean displacement velocity distribution on Palazzo Primoli: vertical displacement in ascending (a), and descending (b) orbits; horizontal displacement in ascending (c), and descending (d) orbits.
Figure 8. Mean displacement velocity distribution on Palazzo Primoli: vertical displacement in ascending (a), and descending (b) orbits; horizontal displacement in ascending (c), and descending (d) orbits.
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Figure 9. Mean LOS displacement time series of the three elevation categories in ascending (a), and descending (b) orbits. Vertical dotted lines define the interval of major displacement inside the whole monitoring period.
Figure 9. Mean LOS displacement time series of the three elevation categories in ascending (a), and descending (b) orbits. Vertical dotted lines define the interval of major displacement inside the whole monitoring period.
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Figure 10. Pearson correlation coefficient results in Palazzo Primoli MPs (a); Pearson correlation coefficient results in the first and second periods of time series for ascending (b), and descending (c) orbits.
Figure 10. Pearson correlation coefficient results in Palazzo Primoli MPs (a); Pearson correlation coefficient results in the first and second periods of time series for ascending (b), and descending (c) orbits.
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Figure 11. Cluster distribution on the three areas of Palazzo Primoli in ascending (a), and descending (b) orbits.
Figure 11. Cluster distribution on the three areas of Palazzo Primoli in ascending (a), and descending (b) orbits.
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Figure 12. Ascending clusters mean LOS time series in second (a), and third floor (c) balconies, and in the rooftop (e); ascending clusters SMA time series in second (b), and third floor (d) balconies, and in the rooftop (f). The curves for different clusters on the same floor are represented by a color scale consistent with the colors used in Figure 11 (blue for the second-floor balcony, green for the third-floor balcony, and yellow for the rooftop).
Figure 12. Ascending clusters mean LOS time series in second (a), and third floor (c) balconies, and in the rooftop (e); ascending clusters SMA time series in second (b), and third floor (d) balconies, and in the rooftop (f). The curves for different clusters on the same floor are represented by a color scale consistent with the colors used in Figure 11 (blue for the second-floor balcony, green for the third-floor balcony, and yellow for the rooftop).
Remotesensing 15 01177 g012
Figure 13. ARX models output and residuals for damage identification on some clusters: cluster s1 (a,b), t1 (c,d), t4 (e,f), c1 (g,h), c4 (i,j).
Figure 13. ARX models output and residuals for damage identification on some clusters: cluster s1 (a,b), t1 (c,d), t4 (e,f), c1 (g,h), c4 (i,j).
Remotesensing 15 01177 g013aRemotesensing 15 01177 g013b
Table 1. CSK satellite general information.
Table 1. CSK satellite general information.
SatelliteAcquisition
Mode
Sensor TypeResolutionRevisiting TimeOrbitIncidence Angle
COSMO-SkyMedStripmap HIMAGEX band
HH polarization
3 m16 daysAscending34.12°
Descending28.76°
Table 2. CSK dataset and SBAS-DInSAR processing information.
Table 2. CSK dataset and SBAS-DInSAR processing information.
OrbitFrame NumberMonitoring
Period
Satellite
Images
Reference
Date
Reference
Point
MP Density
AscendingH4-0521 March 2011–11 March 201912921/03/201141.89928°; 12.50264°73513 MP/km2
DescendingH4-0329 July 2011–13 March 201910329/07/201141.88835°; 12.49818°38918 MP/km2
Table 3. ARX model implementing—ascending data.
Table 3. ARX model implementing—ascending data.
PhasePeriodSamples NumberDataData Type
Estimation phase21 March 2011–
29 December 2013
146InputTemperature
OutputLOS displacements
Validation phase5 January 2014–
17 March 2019
272InputTemperature
OutputLOS displacements
Table 4. Mean LOS displacement velocity distribution of the whole data.
Table 4. Mean LOS displacement velocity distribution of the whole data.
OrbitVLOS
[cm/Year]
VLOS ≥ 0.00VLOS < 0.00
Ascending MPs18.2%81.8%
Descending MPs31.0%69.0%
Table 5. Mean LOS displacement velocity distribution of the whole data in the interval of relative stability.
Table 5. Mean LOS displacement velocity distribution of the whole data in the interval of relative stability.
OrbitVLOS
[cm/Year]
VLOS > +0.15+0.15 ≥ VLOS ≥ −0.15VLOS < −0.15
Ascending MPs0.3%93.0%6.7%
Descending MPs0.5%95.3%4.2%
Table 6. Palazzo Primoli’s MPs classification based on their elevation.
Table 6. Palazzo Primoli’s MPs classification based on their elevation.
OrbitG (Ground Floor)S (Second Floor)R (Rooftop)
Ascending MPs18%24%58%
Descending MPs9%48%43%
Table 7. Mean LOS displacement velocity distribution for Palazzo Primoli.
Table 7. Mean LOS displacement velocity distribution for Palazzo Primoli.
OrbitVLOS
[cm/Year]
VLOS ≥ 0.00VLOS < 0.00
Ascending MPs8.7%91.3%
Descending MPs2.2%97.8%
Table 8. Mean LOS displacement velocity distribution in the interval of relative stability for Palazzo Primoli.
Table 8. Mean LOS displacement velocity distribution in the interval of relative stability for Palazzo Primoli.
OrbitVLOS
[cm/Year]
VLOS > +0.15+0.15 ≥ VLOS ≥ −0.15VLOS < −0.15
Ascending MPs0.5%96.0%3.5%
Descending MPs0.5%93.5%6.0%
Table 9. ARX model results—ascending clusters.
Table 9. ARX model results—ascending clusters.
Clusternanbnkλ0FPEGoodness of Fit
s1101040.00040.000476.5%
t1101020.00070.001180.3%
t4101040.00040.000682.8%
c1101080.00020.000476.3%
c4101040.00060.000981.3%
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Bonaldo, G.; Caprino, A.; Lorenzoni, F.; da Porto, F. Monitoring Displacements and Damage Detection through Satellite MT-InSAR Techniques: A New Methodology and Application to a Case Study in Rome (Italy). Remote Sens. 2023, 15, 1177. https://doi.org/10.3390/rs15051177

AMA Style

Bonaldo G, Caprino A, Lorenzoni F, da Porto F. Monitoring Displacements and Damage Detection through Satellite MT-InSAR Techniques: A New Methodology and Application to a Case Study in Rome (Italy). Remote Sensing. 2023; 15(5):1177. https://doi.org/10.3390/rs15051177

Chicago/Turabian Style

Bonaldo, Gianmarco, Amedeo Caprino, Filippo Lorenzoni, and Francesca da Porto. 2023. "Monitoring Displacements and Damage Detection through Satellite MT-InSAR Techniques: A New Methodology and Application to a Case Study in Rome (Italy)" Remote Sensing 15, no. 5: 1177. https://doi.org/10.3390/rs15051177

APA Style

Bonaldo, G., Caprino, A., Lorenzoni, F., & da Porto, F. (2023). Monitoring Displacements and Damage Detection through Satellite MT-InSAR Techniques: A New Methodology and Application to a Case Study in Rome (Italy). Remote Sensing, 15(5), 1177. https://doi.org/10.3390/rs15051177

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