1. Introduction
Rome lies on several types of ancient-to-modern artificial hypogea. With regard to the ancient structures there, the dense network of cavities belongs mainly to traits of subterranean quarries, dated from the Pre-Roman/Roman period onwards, and whose extent is only partly known. Other typologies of ancient underground structures can be sections of aqueducts [
1], hydraulic systems or hypogeal environments belonging to residential facilities. The partial knowledge of the actual network extent is a factor that plays a relevant role in the deterioration of their conservation and related urban security. Moreover, the increase in urban pressure due to the widening of residential areas and the related traffic intensification may affect the condition of both the hypogeal and surface environments, resulting in the increasing phenomenon of sinkholes and road raveling, a rising threat in the current urban context. The appraisal of man-made factors in promoting sinkholes or chasms is, therefore, nowadays a very critical topic, while the study of the archaeological aspects of these quarries, also aimed at their characterization, protection and enhancement, remains less thorough, even though closely connected to them.
The exploitation of lithotypes, aimed at satisfying the need for building materials either in opencast or subterranean modalities, is an activity that, since ancient times, has increased in parallel with the expansion of inhabitation nuclei, taking place in the surrounding periphery of them. Over time, rapid urbanization has meant that these quarrying areas have become residential neighborhoods once the exploitation has ceased. Pre-industrial quarries can be opencast or developed underground, depending on the depth and stratification of the lithotypes of interest in the geological profile.
In Rome, the actual perimeter of the city circumscribes, at the subterranean level, a vast network of underground structures. These quarries developed with the opening of galleries, chambers and pits, interspersed with pillars, which can be found on single or multiple levels. The exploitative methods in quarries evolved over time, from the manual use of rudimentary metal tools to the deployment of automatic mechanisms. Despite differences in scale, these exploitation methods always entail similar impacts on the surrounding environment. The use of the ancient method of fire-setting and, later on, the employment of targeted-detonation of explosive charges, applied since the 17th century, have a deeper impact on the encasing rock, and they were also used to a limited extent in quarries. Conversely, the work of wedges and chisels allowed a more controlled extraction of the stone materials without damaging them.
The characteristics of the underground structures, such as the width and depth of galleries and subterranean chambers, the dimension of pillars, the distance of the vaults from the ground level, and the lithotypes, play a role in conservation-related urban security. The quarries in the southeast part of Rome that are herein considered are mainly aimed at exploiting pyroclastic products from the Vulcanic district of Colli Albani, such as tuff and pozzolana, which characterize the local geological asset with stratifications generated by several explosive volcanic events. These lithotypes were used as building materials and as a basis for the production of hydraulic mortar and hydrated lime [
2]. To a lesser extent, and mainly in other areas of the city, the alluvial deposits, connected with local hydrology and palaeohydrology, were also the aim of exploitation.
With the urban development, the city subsequently incorporated these extractive areas into its dense urban texture, obliterating their appearance, affecting their preservation, and endangering the integrity of the built-up areas at the surface. Furthermore, repeated air raids that took place during the Second World War in the years 1943 and 1944 may have played a role in weakening the static nature of the ancient hypogea and the current condition of urban structures, infrastructures and underground and surface services.
The present work aims to describe in detail the ancient quarrying activities and the delicate interface with the aforementioned anthropic factors by applying a combined geomatic approach to reveal their spatial distribution and correlation in the study area in light of the worsening conservation conditions of the quarries and the increase in the phenomenon of urban raveling.
To achieve this broad aim, the appraisal of conspicuous literature concerning the ancient lithic exploitation methods and the historical, archaeological and geological aspects relatable to road raveling was mandatory. In fact, in its complexity, this phenomenon has been the subject of previous studies that investigated specific aspects for finding cutting-edge methods for its proper characterization and monitoring.
The understanding of the nature of anthropogenic underground cavities in the urban context of Rome has been approached through the scrutiny of several previous studies, which addressed the archaeological [
3,
4,
5], landscape [
6,
7] and speleological aspects [
8] but also the characterization of local lithotypes for ancient masonry [
9,
10], the ancient techniques of extraction [
11] and related infrastructures [
12]. The archaeological study of this type of hypogea also relates to underground environments of different nature, such as catacombs, which can sometimes be located in dismissed quarry sections [
2,
13]. Additionally, the geological–geotechnical aspects [
14,
15,
16,
17] related to the hypogea have been closely connected to the instability phenomena (above all, the sinkhole and landslide issues) investigated in Rome but also in other analogous places. The individuation of the underground environments is also aimed at implementing risk management actions [
18,
19,
20,
21,
22]. On these last aspects, for several years, significant achievements have been made in the mapping of the cavities [
8,
18,
21,
22,
23,
24,
25,
26], the assessment of degeneration conditions relatable to the development of sinkholes and the evaluation of the connected risk [
19,
21,
22,
23,
27,
28]. Considering also the achievements reached in the study of analogous cases in Italy and out of the country, further efforts have been directed toward identifying precursory factors [
29,
30,
31,
32]. Geomatics monitoring by space-borne, close-range and ground-based platforms bearing a wide range of sensors has been validated for the evidencing of soil raveling, using, as an example, photogrammetric modeling [
33,
34], ground-based systems [
35], geophysics approaches [
17,
21,
26,
36,
37,
38,
39], or sensor networks [
40]. The Differential Interferometric Synthetic Aperture Radar (DInSAR) technique, one of the key methods applied in satellite monitoring in urban areas [
41,
42,
43,
44], has also recently been applied to the investigation of sinkholes ([
29,
31,
32,
45,
46,
47], and a preliminary approach in [
48]). These new studies can allow precautionary and mitigative actions, which can decrease the occurrence of emergencies, civil risk and damages to structures, allowing savings on maintenance costs.
There are, therefore, a number of very relevant scientific contributions dedicated to this phenomenon. Based on the scientific work existing so far and considering the aspects that are less explored, the approach herein described aims to increase the knowledge of on the ancient quarries and widen the possible anthropogenic factors that can favor the development of subsidence phenomena. In this work, the historical and archaeological factors are considered primary, as the research is dedicated to the investigation of their function as triggers. Therefore, the role of this contribution, among the others mentioned, is to bring out new features that can guide the identification of areas of archaeological and historical relevance, which must be further studied for their conservation and for related urban safety. The understanding of ancient quarrying activities and their exploitation evolution is crucial in interpreting the remarkable alteration of the natural landscape related to the excavation of opencast and underground quarries, trenches, and the accumulation of waste materials, such as dump heaps and refilled pits or collapsed cavities (pingen, a term coming from German terminology in mining, is used here to indicate historical structures).
In particular, the tuff and pozzolana quarries of the southeast area of Rome have been investigated using techniques of digital photogrammetry and virtual survey on historical and recent aerial imageries and space-borne optical and Synthetic Aperture Radar (SAR) monitoring, which have been of significant usefulness in the research in this area, not only for the monitoring of the surface infrastructures and buildings but also, indirectly, to gather additional information on the state of the subterranean environments.
The collection of archival historical information and their vectorization complete this heterogeneous dataset, whose use was already validated for the formulation of initial claims on the topic of urban archaeology and raveling [
48]. In this previous work, preliminary results have been briefly outlined, and expeditious considerations on spatial analyses were qualitatively described. Here, a sounder discussion of results coupled with geospatial analysis as a quantitative evaluation method is proposed on an enlarged population of data obtained from historical, urbanistic and geological explorations, sided by 2D and 3D photogrammetric products and Persistent Scatterers Interferometry (PSI or PSInSAR) outputs.
The following methodological paragraph is introduced with a brief description of the study area to outline the motivation that led to the chosen methodology. Additionally, a graphical workflow of the methodology is shown in the
Supplementary Files section.
2. Materials and Methods
2.1. The Study Area
The phenomenon of sinkholes in Rome is currently significantly evident because of the increasing incidence and its disparate triggering causes, which are not easily predictable but often associated with the presence, as stated, of underground environments. This occurrence can be further favored, depending on the type of sinkhole, by extreme weather events, such as heavy rains, but also by poor infrastructure maintenance, or it can be worsened by the presence of tree roots that can damage the integrity of the cap rock and asphalt coverage. It is possible to identify areas that are often subject to the opening of chasms, as evidenced in previous studies [
18,
22,
26,
28], where the east to southeast sector of the city is highlighted as one of the most affected. A detailed consideration of the concurrent agents and risk elements is also depicted in Mazza et al. [
28], executed in a sector of this urban area.
In a wider surrounding zone of Rome (AOI,
Figure 1), the vast network of galleries and chambers was developed in the pyroclastic units of the Volcanic district of Colli Albani (
Figure 2), with exploitations mainly aimed at red and black pozzolane (RED + PNR) and the Villa Senni—pozzolanelle (VSN2) [
28]. The Villa Senni—tufo lionato (VSN1) was also used as building material [
26].
In terms of dimensions and depth, the type of underground network depends on the stratification and thickness of geological units. In the city, the thickness of pyroclastites can be between 10 and 40 m [
14]. Despite the vast diversity of exploitation, some general delineations can be valid: the underground structures are mainly referred to as being located at about 10 to 15 m from the walking level [
14], and galleries have an average height between 3 and 5 m and a width of 2–3 m [
28,
37], which are typical dimensions of the Roman underground exploitation [
13] but were also used later on. Dimensional exceptions are the subterranean quarries dug in the tuff so-called “lionato”, distinguished for their bigger dimensions of around 10–15 m per side, allowed by the higher competence of the rock [
14]. Furthermore, sometimes the network can run on two or more levels [
28] and, in some areas, the vaults can be much closer to the walking level, even only a few meters at a time [
37], causing additional complexity in evaluating the preservation conditions of the underground system.
Considering the historical factor here under study, this area also emerges as one of the bombardment hotspots in Rome during the Second World War (WWII). The intense air raids were aimed at strategic features of the AOI. The impact of the explosive devices on the eventual underground structures below was certainly depending on the penetration effect, which is, in turn, relatable to the flight height, the inclination of the hit and, related to the impacted aim, the type of backfill soils and the distance between the underground vaults and the ground surface. It is here hypothesized that the bombardments, when over underground structures or in their vicinity, may have triggered the worsening of the underground stability, which could have sped up under the increasing urban pressure. The historical aerial photographs (HAPs, an example in
Figure 3), furnished from Ente Italiano Rilievi Aerofotogrammetrici, Istituto Centrale per il Catalogo e la Documentazione (ICCD), support the dimensioning of the craters of bomb impacts. Sudden structure collapses are documented in historical reports, such as the case of the destruction of a cavity used as a bomb shelter in the Acqua Bullicante area (a sub-quarter of Casilino, in
Figure 1B), in the north of the AOI [
53].
The density of the ancient quarries and the high incidence of bombing events in the AOI, in combination with the increase in recent subsidence phenomena, are the premises of the study, and their spatial distributions are the topics of investigation here, both from the points of view of urban security and conservation of archaeological structures. Because of the complex interrelation of these factors in the AOI, a methodology for their proper consideration has been designed. The main outputs obtained during the data collection phase will be briefly illustrated in the context of the methods used to clarify the practical aspects better and to furnish a preliminary overview of these data, which are the inputs of the subsequent geostatistical analysis. The results in
Section 3 is then explicitly dedicated to the geospatial correlation of all the factors hitherto considered.
2.2. Photogrammetric Processing of HAPs and Satellite Data
For the first step, several aerial pictures have been orthorectified to allow very accurate identification and vectorization of the bomb impacts and quarry-related structures.
The HAPs used are aerial photos acquired during aerial reconnaissance missions executed by the Italian and British Air Forces (Aeronautica Militare—AM, and the British Royal Air Force—RAF) and during photogrammetric flights conducted by companies such as the Italian SARA (Società Aerofotografie e Rilevamenti Aerofotogrammetrici). This diachronic dataset covers the area extension completely, but considering the dataset from a temporal resolution point of view, there are gaps throughout the period in question.
The photogrammetric processes were mainly performed using the Orthoengine module in PCI Geomatica 2017 [
54]. The workflow guides the execution of the internal and external orientations from the phase of Ground Control Points (GCP) and tie points (TP) insertion till the extraction of the digital elevation model (DEM), the editing of the Digital Terrain Model (DTM), the orthorectification of the images and finally their mosaicking. With this operational stacking, high-resolution and accurate orthophotos and Digital Surface Models (DSM) and DTM were generated from 0.55 m/px panchromatic stereoscopic satellite images from the constellation Pléiades (CNES and ASI—Orfeo System satellite optical sensors, supplied by Sysdeco Italia S.r.l.—date of acquisition: 1 January 2017). Pléiades-HR stereoscopic pairs have a low base/height ratio and a reciprocal coverage higher than 95%, which are very suitable characteristics for extracting DEMs. These data were used as reference to support the extraction of orthophotos and DSMs from HAPs.
In Orthoengine, the mathematical model Rational Function was selected in the extract-from-image mode. In fact, Pléiades-HR were provided with RPC (Rapid Positioning Capability) auxiliary data, containing the polynomial coefficients that allow their first low-accuracy georeferencing. An additional five GCPs, obtained from the numerical cartography of Rome with elevation information, were added manually to obtain a more accurate fit by using the GCP/TP Collection tool. This minimum number of GCP was chosen as the images have a difference in the acquisition angle of less than 7° (base/height ratio lower than 0.15°), and a higher number can worsen the model by introducing errors inherent in the manual operation itself [
55]. After the execution of these steps, the residual report helps check the quality of the set math model. For these images, residuals never higher than two pixels correspond to an error of ±1 m. The conversion of the images into epipolar pairs allows for automatic DEM extraction. The final processing carried out with the module DEM editing, by means of terrain filters, supports the production of the DTM, applied for the orthorectification of the two images in the Generate Ortho tool. These products were analyzed in QGIS and CloudCompare [
56].
Furthermore, PCI Geomatica was then successfully applied to extract two DSMs from four photographs of AM_1953 and two photographs of RAF_1944. The PCI Geomatica 2017 workflow used for the ortho-correction of historical photographs is similar to the previous stacking, with an additional step for the internal orientation of the camera. In fact, historical photographs are furnished mainly without calibration certificates, which can be reconstructed by the insertion and calculation of several required data. This step allows the correction of image distortions due to the cameras’ optics and defines the pixel coordinates of the image and the projection center.
Following the project’s setting with the selection of the Mat Modelling Method for Aerial Photography with an external orientation computed from GCP, the calibration of the camera was achieved by inserting the information available on the photographs, such as their size, the focal length, scale, and flight elevation and by manually marking the position of the fiducial marks. In some cases, it was even possible to hypothesize the aerial camera’s model from the coded information on the historical photographs. For example, in the case of RAF_1944 imagery, the type of camera can be deduced from the code F/24″, which was interpreted at first as an F24 model, used by the British and American air forces. However, this hypothesis was later discarded, as the 24″ stands for focal length in inches, not used for F24 cameras but for Fairchild cameras, such as the K17 or K22, often used in reconnaissance flights by the Ally armies during WWII, whose dimensions of 9 × 9 inches and type of fiducial marks additionally confirm one of these models.
The difficulty encountered so far in this phase was the collection of a suitable number of GCP, which shall be collected in unchanged areas, visible in both the historical images and in the Pléiades-HR products, such as historical fortified edifices, residential buildings and parts of roads. Still, because such zones are scarce, it was very often necessary to create a “hooking network”, provided by other relatively more recent photographs, such as the AM_1953 series, that was orthorectified mainly with the purpose of supporting the georeferencing of older photographs. Each of the GCP’s X, Y and Z values were measured on the vector cartography and verified with Pléiades-HR Orthophotos and DSM. For the SARA_1927 dataset, the scarcity of GCPs did not allow the extraction of a good elevation model in PCI, so the Agisoft Metashape 2.0 software [
57] for creating 3D models by Structure for Motion (SFM) was tested for this photogrammetric operation. This software aligns pictures by an internal algorithm, creating a model of the surface whose accuracy can be increased by the insertion of markers and which can be georeferenced by GCP.
Once this photogrammetric dataset had been generated, its accuracy was checked using validation points identified on the numerical cartography. For what regards the Pléiades-HR products, the position of the validation points is uniformly distributed in space while, in the case of historical datasets, their positioning is determined by the presence of unchanged built-up areas, avoiding the zones adjacent to the GCPs as much as possible. In the case of AM_1953, which depicts a period in which this area was already semi-built, the vast residential neighborhoods allowed the insertion of the validation points with a wider spatial distribution criterion, while the accuracy values for the older HAPs products are less homogeneous, showing good results in areas close to GCPs and noisier values in peripheral areas, at times with very wide shifts, especially for what regards elevation values. However, the use of these DSMs for the study of quarry structures is possible as it is aimed at performing relative measurements to interpret their shapes. In
Table S1 (in Supplementary Files), the values of accuracy were obtained by comparing these check points on the orthophotos and the analogous points in the vector cartography calculated by subtracting the metric coordinates of the two series of points. Additionally, in
Table S2 (in Supplementary Files), the DSMs values of elevation accuracy were calculated analogously.
These photogrammetric products were used as basic information layers for the vectorization of quarry-related structures, forms of bomb impacts and for an evaluation of the urbanization in the AOI.
2.3. Vectorization of Historical Data
All the vectorization operations have been executed in the free and open-source software QGIS 3.16 Hannover [
58] by manually drawing the vectors and using the attribute table as an alphanumeric archive of the relevant historical information.
The extraction of orthophotos from historical photographs of the last century, belonging to the period between 1927 and 1953, was used for the vectorization of opencast quarries, trenches, terracing and sections of collapsed underground quarries (
Figure 4A). This dataset allowed the visualization of the study area in the period preceding the urbanization, allowing a better understanding of the ground morphology when it was not jet wholly built up. Two-dimensional vectors were created by manually drawing all the quarry-related structures on a selection of orthorectified photographs (
Figure 4A).
Furthermore, historical DSMs were studied with virtual surveys by taking advantage of the 3D View option in the QGIS suite, and the topography was highlighted employing profiles, both in QGIS, through the Terrain Profile Plugin and the Contour Lines tool, accessible from the Raster menu and in CloudCompare by using the Extract Sections function. Profile extraction on these historical DSMs (SARA_1927, RAF_1944 and AM_1953) permitted to evaluate size and type of exploitation of the local stone, the position of access ramps and also a characterization of the relative age of the sinkholes and the position of the pillars in the collapsed areas, as will be explained in the results in
Section 3. The importance of this 3D feature extraction lies in the possibility of estimating the shape and relative depth of the exploited deposits. The dimension of exploitation and the use of infrastructures can be argued from the evaluation of the width of the trenches and the entrance ramps. Additionally, the underground structures can be indirectly studied from various morphologies of collapse, which are clearly noticeable in the 3D models as dense agglomeration in several zones of the AOI [
48].
The orthophotos and mosaics also allowed for studying the spatial distribution of bombardments, permitting a dimensioning of the craters when the bomb hit the bare ground and left a clear, measurable trace. Otherwise, when the bomb hit inhabited areas, a photointerpretation of the damage on the buildings, visible in the photograph, was attempted. The recognition of the craters left on bare soil is straightforward, while identifying the impacts on inhabited areas is more complex and should be considered less accurate (
Figure 4B). The vector layer dedicated to the vectorization of the two types of bomb impacts—craters and destroyed buildings—was produced from the photogrammetric products of RAF_44. A preliminary result of this vectorization was also briefly described in [
48], grounding the further development reached here with the vectorization of both types of bomb impacts from a broader dataset of photographs, allowing the collection of data in areas that were previously not considered.
Given the operational onerousness of the crater vectorization phase, a method based on deep learning was integrated into this methodology for the automatic recognition of craters and will be the object of future development of the research, as it is currently in its setting phase. For this task, several experiments are presently running with one-stage object detection algorithms, such as RetinaNet and YOLOv3 [
59,
60,
61,
62], which are among the most widely used. RetinaNet is a unified network that utilizes a focal loss function to address class imbalance during training comprising an off-the-self Convolutional Neural Network (backbone) and two-stage cascade subnetworks. YOLOv3 (You Only Look Once, Version 3 [
63]) proposes transforming the target detection task into a regression problem. It is composed of a single Convolutional Neural Network structure, the YOLO backbone, for the convolutional transformation of the image based on changing the step size of the convolutional core. Each algorithm is trained on an aerial bombardment image dataset and analyzes the performance of the two models to determine the best result in bomb recognition. In the following scientific outcomes, currently in preparation, the whole procedure, from data preprocessing to the final results, will be delineated. The method has already allowed validating the completeness of the manual localization of the traces left by explosive ordnances. Furthermore, the machine learning method will also enable the automatic distinction of the traces left by different types of bombs (explosive and incendiary ordnances).
Furthermore, the extraction of 3D models from the photographs by means of the described method also allows assessments related to the degree of penetration of the bombs into the ground. However, historical models can be noisier when dealing with small-size details than when analyzing large quarry-related morphologies. Both the open-source software for the point cloud processing CloudCompare and QGIS have been used for the extraction of multiple profiles.
The use of these photogrammetric products is limited to the temporal availability of the HAPs. With the aim to clearly individuate the most affected areas in the AOI, additional types of vectors have been designed to collect archival information.
Historical information related to bombing events was georeferenced into vector layers (points, lines and polygons). These vector archives (updated from preliminary results in [
48] by the employment of additional sources) are built to provide evidence of the most affected areas, which also correspond to the AOI (in
Figure 5A). The accuracy of their spatial positioning depends on the detail of the existing information gathered from historical sources [
64,
65,
66,
67,
68,
69,
70,
71]. Events on roads and railways have been collected in line vectors, while specifically mentioned neighborhoods are recorded as polygons. At last, a point vector has been used to gather heterogeneous information regarding areas and sub-zones of quarters. Finally, a dedicated polygon vector outlines several groups of buildings, which, due to their strategic function, are specifically mentioned in the sources as air raid aims (
Figure 5B). These are mainly composed of railway junctions and stations, military barracks, a military airport, hospitals, and industrial areas. Residential areas were also heavily involved, such as entire suburbs, but also several historical buildings, such as churches and the monumental cemetery of the city, which are specifically mentioned in the sources as reference points. Once this preliminary work was accomplished, the frequency of bombing events for each district of Rome was also counted and reported in the attribute table of the polygon vector (
Figure 5).
Furthermore, a classification of the buildings’ construction period in the area of interest (
Figure 6) was performed to depict the urbanization development in the AOI, using the whole series of historical photographs, which cover the area in the period between 1927 and 1985. The previously described photomosaics were used for this purpose, but several other photographs were also georeferenced in QGIS, by means of the Georeferencer tool, for the years 1927, 1932, 1943, 1944, 1953, 1958, 1970, 1980, and 1985; and more recent optical data available on Google Earth Pro [
74] were used. The operation has been conducted by visual inspection of the dataset to control in which photograph each residential area appeared first. The classification was mainly performed on the scale of the single building, “block by block”. Once the building was individuated, the period was recorded in the attribute table of the dedicated polygon vector [
71]. These classifications have been made to show the directions of the urban growth and to understand which zones were already built in the historical period straddling WWII.
Additionally, a vector layer was dedicated to recording the more recent sinkholes and road raveling events that occurred in the area under study (in
Figure 6, the black asterisks). This vector does not represent the total number of events, but it is a collection of the ones that are reported in the local news of Rome, mainly in the period between 2018 and 2022. The positions have been estimated from the address information attainable in the sources or deducing it from the related pictures or descriptions.
A detailed vectorization of the geological units in the AOI (
Figure 2, from [
51]) was conducted to furnish a fundamental base layer for the following geospatial analysis.
As a result of this preliminary phase of work, historical, urban and geological information is thus represented by orthorectified rasters and vectors, whose consultation and analysis were managed in a GIS environment.
2.4. SAR Velocity Maps
The PSInSAR technique was applied for the processing of two COSMO-SkyMed (CSK) datasets supplied by ASI (Agenzia Spaziale Italiana), to gather an overview of the displacements of structures and infrastructures in this urban area, especially focusing on the zones overlying the major quarry–structure density and with a simultaneous incidence of air-raid events. The image mode in use is the Stripmap HIMAGE, which has a geometric resolution of 3 × 3 m in Single Look Complex. CSK data in X-Band (9.6 GHz with a wavelength of 3.1 cm) have a radiometric resolution of 8 bit/pixel and a radiometric accuracy of 1 dB.
PSInSAR is a multi-temporal interferometric technique aimed at detecting ground deformation through the monitoring of radar targets (Permanent Scatterers—PSs) from a long temporal SAR dataset [
75,
76]. The permanent scatterers are elements already present on the ground, natural or man-made, which are characterized by a high phase stability and a coherent intensity of backscattered signal through time, non-affected by geometric and temporal decorrelation. Because of this, PSs are characterized by an average annual speed value (expressed in mm/year) measured along the satellite LOS (line of sight), which is suitable for the estimation of displacement.
The 16-day repeat cycle of CSK acquisitions allows the processing of long datasets with homogeneous geometric acquisition modes. Therefore, the population of Permanent Scatterers extracted from the CSK 2016–2021 time series (right ascending—RA, and right descending—RD) by using the Envi 5.3.1—SARScape 5.2.1 module [
77] is fairly dense and homogeneously distributed.
The velocity values are then interpolated to extract displacement velocity maps. The setting of the interpolation [
48] is briefly described in the fundamental steps. The estimation of PSs density is the first pivotal phase to carry on the interpolation with the best search radius (set at 50 m to consider a minimum of five neighboring points in the interpolation process) and raster cell size setting. Following this preliminary analysis, the automated interpolation phase was performed using the MUSA (Monitoring Built-Up Area From Satellite) Interpol suite, an ad hoc tool developed for monitoring built-up areas by means of PSs [
78]. The tool automatically iterates the execution of an Inverse Distance Weighting (IDW) and ordinary kriging with three variograms by setting different parameters. The autofitting is performed ten times, and for each of these trials, fifty parameter iterations are automated, allowing an improvement of the models for experimental variograms. After a cross-validation of all models, the predictor that best represents the dataset is chosen.
These two interpolated velocity maps are two pivotal layers (
Figure 7) used to detect the existence of possibly correlated trends.
2.5. Geospatial Analysis
Given the complexity and diversity of the information considered, several geoprocessing tools available in QGIS have been applied to simplify the dataset by enhancing their spatial distribution and highlighting the correlation of the factors considered.
An approach was dedicated to evidencing incidences of historical pingen and opencast quarries in relation to their vicinity to geological units. The NNJoin (Nearest Neighbor Join) plugin in QGIS supported this estimation by joining the two shapefiles in a new vector, whose new field Distance helps enhance their nearest neighborhood relationship.
Besides this simple analysis, which does not require a preprocessing of the data, the following operations require a fishnet generation. This grid, created with the QGIS tool Create Grid, is a vector array of squared cells (grids of 100 × 100 and 500 × 500 m cells), which covers the entire area under study and whose attribute table can be used as an archive to convey numerical values describing the different data considered here, which are otherwise inhomogeneous in terms of typology, shape, and spatial distribution. These numerical values were calculated and automatically entered into the grid cells using several calculation functions: Zonal Statistics, Join Attributes by Location and Join Attribute by Nearest, Count Points in Polygon and the Field Calculator. The Zonal Statistic tool was fundamental to automatically calculate the mean values of the PS velocity. The Join Attributes by Location and By Nearest were successfully used to associate the value of frequency of the bombardment events to each cell of the fishnet. The same tool was employed to estimate the extension of the terrain portion of the AOI that was already built in the ‘40s, expressed in sqm. This calculation was achieved by joining the attribute tables of the fishnet and that of the selected edifices constructed till 1946, followed by the summing of the values of the field “Shapefiles Area” of e, grouping them cell by cell. The Count Points in Polygon tool allowed calculating density maps expeditiously, specifically by counting how many points (i.e., centroids of quarry-related structures or bomb craters) fall within the borders of each fishnet’s cell. Specifically, the Field Calculator allowed extracting the mean date of the buildings that fall in each cell, which was important for gathering information related to the urbanization. In this way, the fishnet collects all the numerical values associated with the factors under study, allowing a standardized analysis of the data. The fishnet was used to show trends of single factors, such as bombing events or the presence of quarry-related structures in the AOI, by creating density maps with graduated colors (which can be set in the fishnet Property—Layer Styling panel) in QGIS but especially for the geostatistical investigation that follows.
The preliminary evaluations of the spatial distribution significance were carried out by analyzing each numerical attribute considered with the QGIS toolset Hotspot Analysis [
77], a spatial autocorrelation algorithm aimed at enhancing the adjacency relation through spatial weights. This is one of the LISA algorithms (Local Indicators of Spatial Association) available on the QGIS platform [
79], which allows the study of the correlation of a single variable or two variables. The Hotspot Analysis—Local Moran’s I [
80,
81] makes use of locations and of a spatial weights matrix to indicate whether and how much the spatial distribution of the points deviates from a random distribution. This tool’s output is a shapefile where, in the attribute table, the
q values (the standardized value of attributes z-score translated into the quadrant value of the Moran Scatterplot [
79,
80,
81]) permit evaluating the significance that clusters have versus the null hypothesis of spatial randomness. This allows visualizing the clusters and outliers, grouping coherent distributions of values (i.e., subsidence values adjacent to subsidence values or contrariwise consistent positive uplift trends), expressed by the attributes LL (Low-Low or cold clusters), HH (High-High or hot clusters) and the group of outliers HL (High-Low) and LH (Low-High). The tool was applied at first to study the PS distributions in the two geometries [
48] and to observe the significant clusters of every single factor considered here.
Furthermore, additional spatial analysis was performed to cross-validate correlations among two variables within the whole dataset of vector and raster data by using the bivariate autocorrelation function of the Hotspot Tool—Bivariate Local Moran [
79].
This approach was carried out to consider the spatial distribution of interpolated velocity maps in relation to other factors, such as the bombing events and the quarry-related structures. For this purpose, the plugin individuates the spatial correlation between two numerical attributes, of which one is set as the base attribute, with respect to the distribution trends of the second variable based on numerical values and reciprocal positions. In this case study, the velocity values have been fed into the tool as the base attributes, to which the other datasets have been correspondingly compared. The velocity maps have been further processed with the Close Gaps tool in QGIS, to interpolate the No-Data areas and allow the calculation of the mean values in the fishnet.
4. Discussion
At last, a discussion of the results grouped geographically is required to highlight the distribution of factors and the zoning of their co-presence. The extensive data collection has allowed the discussion of some general aspects hitherto related to mining archaeology, preservation of hypogea and road raveling. Concerning the characterization of mining structures, it was possible to extrapolate information pertaining to the mining landscape. However, as evidenced by the non-homogeneous distribution of the data produced so far, detailed results concerning the preservation/urban raveling are currently achievable mainly in some of the study subareas. For instance, in the northwest corner of the AOI, the presence of dense urban texture since the ‘40s has prevented the study of bare-earth morphology by the virtual survey of HAPs. Moreover, the information deducible from photographs is limited to the coverage of available data, and 3D products are further limited to areas where they allow good model extraction. Comparisons with detailed geological data from the literature, such as geological profiles [
28], have a representative value, which decreases as the distance increases. For these reasons, a more targeted study is feasible where the complete data stratification can be queried in all facets. Though, for completeness, an overview of the main information gathered so far will be reported, following a geographical order from north to south, delineating some main traits of the whole AOI.
The slight relief that characterizes the northwest corner determined more significant erosion of the more recent lithic units [
28], resulting in the outcropping in this quadrant of the older lithic terms (black and red pozzolana). In this sub-area, there are also hypogeal environments relatively close to the walkway [
28,
37]. As a first instance, the high frequency of bombing events in this area, the concomitance of slight subsidence of the velocity maps, and the presence of lithic units of predominantly incoherent type are put into relation. In the velocity maps, some of the main communication routes, such as the Via del Mandrione (railroad, green vector in
Figure 8A) and several main roads, such as Via Casilina (in blue in
Figure 8A), which run from about the northwest corner till the area’s southern border, are distinguishable by slightly subsiding values that follow the line shapefile (air-raid roads and air-raid railroads in
Figure 8A). Furthermore, Via del Mandrione is also evidenced in the vector layer of the recent sinkhole events (
Figure 6), as it is repeatedly mentioned in the news for the recent development of ravelling and chasms.
In the area immediately to the east (area Gordiani, in
Figure 1B) and in the zone of Acqua Bullicante (sub-area of Casilino in
Figure 1B), the study of the HAPs allowed the identification of some entrance ramps to quarries and numerous pingen (photographs of SARA_1927 and RAF_1944 in
Figure 4A, northern sub-area, and
Figure 12 and
Figure 16). The depth of these structures is measurable in relative and viewable when employing tools for profile extraction (i.e., in QGIS and CloudCompare, as in
Figure 10,
Figure 11 and
Figure 12). Moreover, for this peculiar zone, it is also possible to compare the relative shape of the historical DSM (extracted from the HAPs of SARA_1927,
Figure 18A) with the recent DSM (extracted from Pléiades-HR stereo-pairs acquired in January 2017) to consider the variation of the topography (
Figure 18B). This topography change is also testified by the presence of a step in the current morphology, which is still clearly visible, allowing the hypothesis that the area has been lowered after the cave-in phenomena occurred in the previous century and before being used as a residential zone in more recent times. Furthermore, it is in this area that several air raids have been aimed, as it is testified by the aforementioned air-raid shelter that was built inside one of the many underground quarries in the area, which was destroyed after a bombardment [
53]: this event is a testimony that further justifies a subsequent rearrangement of the local topography.
In this area, however, the local quarries are placed on two levels (in [
28,
37]). Thus, even when the most superficial level collapsed in the last century, more recent sinking events were feasible. This peculiarity is, in fact, testified by the occurrence of sinkhole phenomena in more recent times (
Figure 6). Subsequent geophysical investigations and speleological surveys highlighted a sizeable underground network with vaults at around 2.5–3 m from the ground level [
37]. This set of data helps to interpret the velocity map with more details and allows a deeper understanding of ancient quarry structures, the pingen fields and the more recent sinkhole events.
The Gordiani area is also located at the intersection of the two geological profiles (as described in [
28]). Thanks to this favorable position, the geological stratigraphies are particularly valid in this crossing point, and they can be used to gather information on the type of geological units and relative quarries locally present. The scarcity of lithoid tuff and the prevalence of black and red pozzolana of the incoherent type, where ancient subterranean quarries are documented in this area, can favor the establishment of raveling phenomena [
28]. The presence of red and black pozzolana lithotypes, widely exploited in previous periods, justifies the intense quarrying activity in this area.
Further south, in the area between the Appio Latino district and Tor Fiscale (
Figure 1B), the HAPs come in handy again, allowing the visualization of an extended area of quarry structures and pingen fields, similar in density and shape to those of the Gordiani area. In this case, similarities in geology with the Gordiani area and the occurrence of historical and recent sinkholes can also be associated with broad exploitation fields. Furthermore, the neighboring area of the park of Tor Fiscale and the park of Caffarella in the area of Appia Antica Nord (
Figure 1B) is known for an extensive network of opencast underground quarries and large sinkholes opened in recent times in the park [
2].
In the area near the southern edge of the AOI, it was possible to identify significant structures of opencast quarries in the HAPs. This type of exploitation, which is predominant in this zone, impacts the environment less, as it is also testified by a concomitant lower presence of underground cavities. The area is consequently also characterized by the almost absence of recent raveling phenomena (
Figure 6).
Finally, the eastern border of the AOI is less characterized by structures that can be reconnected to exploitation areas. In fact, in this peripheral zone, quarry activities are also more seldom documented in the literature [
18,
22,
24].
In detail, the query of the data stratification thus established made it possible to locate the co-presence of several anthropogenic factors, which are discussed here for the first time in their combination. Similar zonation is, in turn, also often highlighted in the velocity maps and further also characterized by a incidence of recent sinkhole phenomena. The strength of this approach is the non-hierarchical weighting of these factors, inherent in having transformed them into numerical values and variables otherwise considered as qualitative, anecdotal and less relevant. Thereby, this multifaceted dataset allows the enrichment of the discussion of the ancient quarrying landscape in urban areas and historical-recent sinkhole phenomena, involving aspects that belong to relevant recent history. The limitations of the approach are intrinsic to the characteristics of the datasets and of the methods. HAPs are data that do not allow real-time remote monitoring. In fact, the temporal but also spatial discontinuity of the strips makes it difficult to obtain homogeneous datasets for change detection. For the future development of the research, it is intended to increase the dataset of historical photographs under study, which shall allow to prove the presence of traces left by bombings and of quarry-related structures throughout the area in question. Furthermore, SAR monitoring is a very suitable method, albeit with limitations relating to large green areas and radar shadows in urban environments. In detail, the remote method requires a ground truthing phase on the presence of underground structures, which can be obtained with a field survey, partially already conducted, but also with the geophysical investigation and further underground prospecting. For the future development of the research, integration of the dataset with such additional information from specialized literature and from direct observations is foreseen.
5. Conclusions
The integration of historical, environmental and geological information and data gathered from this multi-platform method has therefore allowed the discussion of new factors related to the preservation of ancient quarries and the related phenomenon of sinkholes in urban areas.
The introduction of novel historical elements, such as bombardments, to the list of possible agents that may concur in the development of the sinkhole phenomena allowed evidencing a zonation of urban areas with a different conjunctionof factors. The ancient history of the city, which in the peripheral areas is closely linked to the exploitation of local lithic resources, and the recent history of the city, connected to world conflicts and to the rapid urban development that followed, are all critical elements that are considered in the broad discourse of urban security.
Concerning identifying the traces of quarries and pingen structures, the features extracted from 2D and 3D products obtained from photogrammetric processing have proven very useful in identifying ancient fields of exploitation for their characterization with better accuracy. Furthermore, the combination of historical/environmental factors also allowed to individuate zones where the quarries can be deemed to be in need of additional investigation. Potential applications of this analytical procedure, especially considering the 3D outputs and the amount of information they bring, are evaluated as beneficial for the interpretation of ancient quarry or mining activities in other areas of the city for a new reading of its complex mining landscape.
The identification of the conflict landscape through the recognition of craters left by bombardments by photointerpretation, which here is aimed at the identification of affected areas, can also be applied in the future to the aims of remediation/neutralization in other regions. Therefore, the validation of an automatic extraction with a deep-learning approach for computer vision is currently in progress. By means of RetinaNet, whose model shall allow the distinction between types of bombs (i.e., explosive and incendiary types) from the shape and dimension of their craters, the automatic identification will be attempted, furthermore allowing covering bigger areas to highlight possible long-term implications.
The use of SAR interferometric data in the form of interpolated velocity maps played the role of a connection link between the disparate environmental, archaeological and historical factors analyzed here and the local distribution of recent sinkholes. This monitoring method proved to be an excellent expeditious approach. A further study aimed at resolving the green canopy issue can be set by using additional SAR bands, such as L-band datasets, to extract PSs in integration with the more commonly used C and X-band interferometric products.
The method allows for the efficient and simultaneous study of disparate heterogeneous information and highlights the previously discussed correlations. In several areas, the concurrence of recent sinkholes, subsidence, bombardment hotspots, and quarry-related structures has allowed the formulation of cause–effect hypotheses.
The relevance of the topic for the preservation of underground archaeology and urban safety fosters additional efforts to further develop the analytical method and expand the areas under study, permitting new considerations of analogous territories where these historical factors appear concurrently.