1. Introduction
Human activities have contributed to a 1.1 °C global temperature rise, exacerbating climate change [
1] and prompting international initiatives such as the Paris Agreement, which aims to limit global warming to 1.5–2 °C [
2]. China’s “dual carbon” goals, targeting carbon peaking by 2030 and carbon neutrality by 2060, underscore the vital importance of carbon sinks. These processes, which remove CO₂ from the atmosphere, are integral to the terrestrial carbon cycle [
3] and play a pivotal role in advancing global sustainability and mitigating the impacts of climate change.
Forest carbon sinks are a critical component of terrestrial carbon sinks, significantly contributing to global carbon sequestration and playing an irreplaceable role in mitigating climate change. Among the various strategies to enhance carbon sinks, increasing forest carbon sequestration stands out as the most economical, sustainable, and ecologically friendly approach [
4]. Consequently, conducting a scientific assessment of the carbon cycle dynamics within China’s forest ecosystems is essential. Such assessments are pivotal not only for understanding the impact of global environmental changes on forest carbon sequestration functions but also for informing the development of national “dual carbon” policies. Accurate estimation of current forest carbon sinks capacities and reliable predictions of future trends are particularly crucial for achieving these goals.
Several methods are currently employed for monitoring forest carbon sinks, including dendromorphological techniques, eddy covariance systems, and remote sensing technologies [
5]. Each approach has unique strengths and limitations. Dendromorphological Methods: This method involves using plot inventories to establish relationships between the size and shape of individual trees or groups of trees. It is relatively simple to implement and allows for scalable results. However, it is highly time-consuming, labor-intensive, and often causes significant disturbances to forest ecosystems [
5]. For example, Chen et al. [
6] used this method to study Betula alnoides in Guangdong, revealing increased carbon storage when intercropped with nitrogen-fixing species. Similarly, Brown and Lugo [
7] estimated global aboveground forest biomass at 205 × 10⁹ tons using this approach. Eddy Covariance Methods: This technique measures CO₂ flux by observing atmospheric fluxes, offering high accuracy and enabling continuous spatiotemporal monitoring. However, it requires expensive equipment and suffers from low data reliability under certain environmental conditions [
5]. For instance, You et al. [
8] employed eddy covariance to calculate the Net Ecosystem Productivity (NEP) of Inner Mongolia grasslands, estimating an average of 2.43 ± 6.71 TgC annually from 1982 to 2018. Similarly, Hussian et al. [
9] used this method to determine that after the 2021 Lymantria dispar outbreak in Ontario, Canada, carbon losses in deciduous and mixed forests of the Great Lakes region reached 21.1 MtC and 21.4 MtC, respectively, compared to 2020. Remote Sensing Technologies: Remote sensing employs satellite data to obtain large-scale observations with high precision. It enables biomass and carbon reserve assessments at regional and global scales [
5]. For example, Kong et al. [
10] used biomass maps derived from remote sensing data to calculate the forest carbon sinks in China’s Dongting Lake basin, observing an increase from 64.64 TgC in 2000 to 382.56 TgC in 2020. Similarly, Pandey et al. [
11] integrated Normalized Difference Vegetation Index(NDVI) and Leaf Area Index(LAI) remote sensing data with ground inventory records to estimate biomass distribution in Tripura, India, at 32–94 Mg ha⁻
1.
Current remote sensing satellites estimate forest biophysical and chemical parameters, such as canopy closure, tree species, structural attributes, and associated indices [
12]. While these approaches generally satisfy the requirements for detecting forest carbon sinks, they are hindered by challenges including limited model generalizability, sensitivity to weather conditions, and restricted applicability [
13]. Additionally, these methods are insensitive to small or negligible changes in reflectance linked to photosynthetic activity, making them inadequate as indicators of vegetation’s real-time photosynthetic status. They also exhibit limited sensitivity in capturing the complexity of vegetation’s photosynthetic processes [
14]. Therefore, it is imperative to develop advanced remote sensing methods that are both robust and efficient, enabling easier observation while accurately reflecting the intensity of vegetation photosynthesis to enhance the precision of forest carbon sinks assessments.
Sun-Induced Chlorophyll Fluorescence (SIF) has emerged as a promising method for forest carbon sinks estimation. SIF is a phenomenon in which plants emit fluorescence when exposed to light, with emissions primarily concentrated in the red light range (approximately 690–750 nm) and the near-infrared range (approximately 725–800 nm). As a byproduct of photosynthesis, SIF provides a more direct representation of vegetation photosynthetic dynamics compared to traditional vegetation indices. This makes it highly effective for applications such as estimating Gross Primary Productivity (GPP) [
15] and investigating vegetation phenology [
16], crop health and diseases [
17], and other related fields.
SIF is intrinsically linked to vegetation photosynthesis, a critical component of the ecological carbon sequestration process in forest ecosystems. This connection makes SIF data a valuable tool for estimating forest carbon sinks. However, due to the influence of physical models and environmental factors, SIF data can exhibit instability, and directly using SIF for forest carbon sinks estimation may lead to significant errors. Previous research has shown a strong linear correlation between SIF and GPP [
18,
19,
20], although this relationship may be influenced by climatic conditions and forest types [
21,
22]. Despite these influencing factors, the correlation provides a solid foundation for model development. Accordingly, this study adopts GPP as an intermediate variable, using SIF data to estimate GPP. As a key component in calculating forest carbon sinks, GPP, when combined with ecosystem respiration, forms the basis for estimating forest carbon sequestration. For instance, Guanter et al. [
23] utilized satellite remote sensing to monitor plant SIF and directly measure GPP in agricultural and grassland ecosystems, achieving results consistent with ground-based observations. Zhao and Liang [
24] applied SIF data to estimate forest carbon sinks in northeastern China and validated the method using flux tower data. Similarly, Cheng [
25] reviewed the application of SIF in monitoring vegetation dynamics and carbon uptake in Arctic-Boreal regions, finding the method promising. While previous studies have explored methods for estimating carbon fluxes using SIF and highlighted the linear relationship between SIF and GPP, their findings are largely confined to semi-arid regions globally, northeastern China, and the Arctic-Boreal zones. However, it remains uncertain whether this linear relationship holds in the Qinling-Daba Mountain region and whether SIF can reliably estimate forest carbon sinks there, warranting further validation.
This study addresses unresolved challenges in applying SIF to estimate forest carbon sinks in the Qinba Mountain region, where current research faces several limitations: (1) the relationship between SIF and forest carbon sinks remains unclear, (2) the linear correlation between SIF and GPP varies under different environmental conditions and requires further validation in this region, (3) the spatiotemporal characteristics of forest carbon sinks dynamics in the Qinba Mountains are poorly understood, and (4) the factors influencing these changes are not well identified. To address these issues, this study employs SIF to estimate GPP and validates the resulting forest carbon sinks estimates using a remote sensing-based ecosystem respiration model. This approach aims to evaluate the feasibility of the SIF-GPP linear model in the Qinba region and generate remote sensing inversion results for forest carbon sinks during the growing seasons (June to September) from 2011 to 2018. Additionally, potential factors influencing carbon sinks variability will be assessed to provide scientific insights for understanding the role of Qinba Mountain forest ecosystems in China’s ‘dual carbon’ goals.
3. Methods
3.1. Data Preprocessing
The datasets utilized in this study—comprising GOSIF data (0.05°, monthly), GPP data (0.05°, 8-day), NEP data (0.072727°, daily), MODIS data (1 km/500 m, daily), forest age data (30 m), forest type data (30 m), elevation data (30 m), and land cover data (30 m)—exhibit variations in spatial and temporal resolutions. To ensure consistency, all datasets were spatially resampled to a resolution of 0.072727° and temporally aggregated to a monthly scale.
Although high spatial resolution data can more accurately capture dynamic changes in carbon sinks in the Qinba Mountain area, resampling them to lower resolutions may lead to a loss of precision due to inherent estimation biases in the original low-resolution data. In contrast, downscaling high-resolution data through multi-pixel aggregation helps preserve data accuracy effectively. Therefore, in this study, all data were resampled to a unified resolution of 0.072727° to ensure consistency and reliability.
Since the Qinba Mountain area encompasses two MODIS tiles (h26v05 and h27v05), mosaicking of the two tiles was conducted prior to transforming their spatial and temporal resolutions to 0.072727° and a monthly scale, respectively.
In this study, we selected the period from 2011 to 2018 for carbon sinks estimation, as the 9th National Forest Resources Inventory of China, completed in 2018, provides the most recent, systematic, and authoritative forest resource data available. Using this dataset ensures the comparability of our results and underscores the contribution of the Qinba Mountain region to China’s dual carbon goals. Additionally, using data from 2003 to 2010 to project carbon sinks for 2011 to 2018 inherently involves predictions, and the uncertainty in such projections increases with longer time spans. By limiting the study to 2018, we ensure that only the preceding eight years of data (2003–2010) are used to estimate the following eight years (2011–2018), effectively minimizing prediction errors and uncertainties. This approach enhances the reliability of the results, making 2018 the logical endpoint of the study.
3.2. Estimation of Gross Primary Productivity (GPP) Using Solar-Induced Chlorophyll Fluorescence (SIF)
GPP is calculated using the Light Use Efficiency (LUE) model, which expresses GPP as the product of the absorbed photosynthetically active radiation (
APAR) by vegetation and the light use efficiency (
εp). The relationship can be represented as follows:
SIF is influenced by both
APAR and the light use efficiency (
εp) of vegetation [
43]. This relationship can be expressed as:
where
εF(
λ) represents the fraction of photosynthetically active radiation absorbed by the plant that is re-emitted as fluorescence at wavelength
λ, and
fesc (
λ) denotes the proportion of chlorophyll fluorescence at wavelength
λ that escapes the canopy. By combining Equations (3) and (4), the following expression can be derived:
Furthermore, given that the canopy structure of the vegetation within the satellite’s coverage area remains relatively stable over a specific time period, it can be assumed that
fesc (
λ) is constant [
43]. Consequently, the relationship between GPP and SIF primarily hinges on the ratio of
εP to
εF, expressed as:
In this equation, S represents the fitting coefficient that quantifies the relationship between GPP and SIF. Once S is determined, SIF can be utilized to estimate GPP, as expressed by the following equation:
3.3. Remote Sensing-Based Ecosystem Respiration Model
Ecosystem respiration (R
eco) comprises two main components: plant respiration (R
GPP) and the respiration of organic matter and soil microorganisms within the ecosystem (R
EOM), which includes contributions from litter and soil organic matter. This relationship can be expressed as:
According to Gao et al. [
44], R
GPP is influenced by plant growth conditions and water availability, which are primarily represented by
EVI and
LSWI. The relationship between R
GPP, the EVI influence function (
EVIs), and the water influence function on the maximum light use efficiency (
Ws) can be expressed as:
In the equation, α represents a model parameter to be calibrated through fitting. PCmax denotes the maximum photosynthetic capacity specific to each vegetation type, with its value varying across vegetation categories. EVIs captures the variability in photosynthetic capacity among different vegetation types, and the product of PCmax and EVIs reflects the effective photosynthetic capacity of each vegetation type. Finally, Ws quantifies the influence of water availability on the photosynthetic process.
Where
EVIs is a function of
EVI, expressed as:
when the
EVI approaches 0.1, R
GPP converges to 0. In the model proposed by Gao et al. [
45],
Ws represents a modified form of
Wscalar, which is determined using the
LSWI, and can be expressed as:
Since the value of
Wscalar depends on
LSWImax, different vegetation types may exhibit similar or identical
Wscalar values despite significant variations in actual canopy water content. Thus,
Wscalar effectively captures the temporal dynamics and spatial patterns of moisture conditions. By setting
LSWImax to 1, spatial comparisons are simplified. Consequently, the equation for
Wscalar is adjusted to
Ws, expressed as:
The relationship between R
EOM and
LST can be described using the Lloyd and Taylor [
46] equation, expressed as:
In the equation,
Rref represents the respiration rate of ecosystem organic matter and soil microorganisms at the reference temperature
Tref;
E0 is a parameter associated with the activation energy;
T0 is the temperature at which R
EOM becomes 0; and
LST refers to the land surface temperature. Typically, the reference temperature
Tref is set to 10 °C, and
T0 is fixed at −46.02 °C. Accordingly, the remote sensing-based ecosystem respiration model can be expressed as:
3.4. Calculation of Ecological Carbon Sequestration
Net Primary Productivity (NPP) represents the net amount of carbon fixed by vegetation through photosynthesis after deducting the carbon lost to autotrophic respiration. NEP quantifies the remaining carbon balance within the ecosystem after further subtracting heterotrophic respiration, which accounts for the decomposition of organic matter by soil organisms. The relationship can be expressed as:
when NEP > 0, the ecosystem functions as a carbon sink, indicating that it absorbs more carbon than it releases. Conversely, when NEP < 0, the ecosystem acts as a carbon source, emitting more carbon than it sequesters.
For details of the workflow, please refer to
Figure A1.
3.5. Comparison of Carbon Sequestration Functions Between Plantations and Natural Forests Across Different Forest Age Groups
To compare the carbon source or sink capacity of plantations and natural forests across different forest age groups, this study incorporates the typical proportion P, defined as the ratio of plantation grid cells to natural forest grid cells within the study area for each age group. The analysis focuses on evaluating the relative performance of plantations and natural forests as carbon sources or sinks under equivalent functional roles (i.e., both acting as carbon sources or both as carbon sinks). For each forest age group, the number of plantation grid cells is divided by the number of natural forest grid cells to calculate a ratio. If this ratio exceeds P, it indicates that plantations exhibit a stronger carbon source or sink capacity at that age group. Conversely, if the ratio falls below P, it suggests that natural forests have a greater capacity as a carbon source or sink for that specific age segment. This approach enables a quantitative assessment of the relative carbon dynamics between the two forest types across varying forest age stages.
5. Discussion
5.1. Comparison with Previous Studies
Forest carbon sinks exhibit distinct seasonal variations, with notable differences in carbon sequestration between the growing and non-growing seasons [
48]. Zhao [
29] estimated that respiration values for the dominant forest types (Pinus tabuliformis and Quercus aliena) in the Huoditang forest area of the Qinba Mountain region account for approximately 75% of the annual total, while the GPP during the growing season in the Huoditang forest area accounts for about 59% of the annual total (as shown in
Table 9). From this, it can be inferred that the ecological carbon sinks during the growing season contributes roughly 67% of the annual ecological carbon sinks. Based on the results of this study, the estimated annual average carbon sinks value for the Qinba Mountain forest area from 2011 to 2018 is approximately 36.581 TgC/year, derived from the growing season carbon sinks values. By scaling the annual average carbon sinks values from other studies to the area proportion of the Qinba Mountain forest region and comparing these with the remote sensing carbon sinks inversion results obtained in this study (as shown in
Table 10), it is evident that the results of this study are comparatively higher than those from previous studies.
The variability in forest carbon sinks estimations can be attributed to the diverse methods employed across different studies. These methods include integrated analysis approaches [
49], stock change methods, flux methods [
50], and tree growth modeling techniques [
51], each relying on distinct data sources. The inherent differences in these methods can introduce various errors and limitations. For example, the stock change method requires a comprehensive national forest inventory system and is primarily applicable to boreal and temperate forests; the flux method may not fully capture carbon stock changes due to land use changes; and tree growth modeling is influenced by factors such as model selection, sample size, and natural disturbances in forests. The choice of method and data source can result in significant differences in forest carbon sinks predictions across studies. These discrepancies stem from several factors, including the mechanisms emphasized by different models, the resolution and accuracy of data sources, the complexity and applicability of the models, and the simplification methods applied in each study.
The higher results of this study compared to others may also stem from the fact that the linear correlation between SIF and GPP can vary significantly under different conditions, such as vegetation types [
53], incident radiation, temperature, evaporative components [
21], and seasons [
54]. These variations can introduce errors when a simple linear model is used to relate SIF and GPP.
Bai et al. [
21] argued that when air temperature (Ta) and environmental factor (EF) are low—i.e., under unfavorable thermal and moisture conditions for vegetation growth—the consistency and correlation between SIF and GPP weaken. Directly using SIF to estimate GPP under such conditions can introduce significant errors. The Qinba Mountain area, situated along the climatic divide between northern and southern China, is intersected by the 800 mm annual precipitation isohyet and the January 0 °C isotherm, with pronounced elevation variations. As a result, many regions within the area experience suboptimal Ta and EF for vegetation growth, reducing the accuracy of GPP estimation via SIF and introducing uncertainties into carbon sinks calculations. According to the ninth national forest resource inventory in Shaanxi Province [
27], the dominant vegetation types in the Qinba Mountain area are coniferous forests, broadleaf forests, and mixed forests. However, a strong linear relationship between SIF and GPP was observed primarily in deciduous broadleaf forests, while this correlation was weak in coniferous and evergreen broadleaf forests. Consequently, applying a universal SIF-GPP linear model across the Qinba Mountain area could lead to substantial estimation errors.
The simulation performance of remote sensing ecosystem respiration models also differs across ecosystems [
37], and the accuracy of ecosystem respiration values can be influenced by various biotic and abiotic factors, such as ecosystem age and nutrient availability [
55]. Given the significant role of the Qinba Mountain area’s forest carbon sinks both within China and globally, estimates by Qin et al. [
51] suggest that Chinese forests sequester approximately 230 TgC annually, with the forests of the Qinba Mountain area—representing only 9.49% of China’s forest area—accounting for over 10.6% of the country’s forest carbon during the growing season (June to September). Therefore, using the proportion of forest area to estimate the carbon sinks values for the Qinba Mountain area’s forests, as performed in other studies, may lead to underestimations and errors.
Comparing the results of this study with those from other major forest regions worldwide (as shown in
Table 11), it is clear that the carbon sinks capacity of the Qinba Mountain area forests ranks among the highest globally. Among the forests included in this study, their carbon sinks capacity is second only to that of the forests in Northeast China. In the Amazon rainforest, GPP declines during the rainy season, while the dry season is characterized by frequent wildfires. Combined with the region’s vast biomass and high ecosystem respiration rates, these factors contribute to a reduction in overall carbon sequestration [
56]. However, due to differences in methodologies and data types used for estimation, significant discrepancies arise, with different researchers often producing varying carbon sinks results for the same forest. This highlights the need for ongoing refinement and improvement of the calculation methods for forest carbon sinks.
5.2. Impact of Forest Type and Age on Carbon Sinks Capacity in Forest Ecosystems
Numerous studies have shown that NPP in forests tends to decrease with increasing forest age [
61,
62]. Smith and Long [
61] noted that forest productivity begins to decline in young forests, with a more pronounced decrease in productivity during the early stages of forest growth. However, other studies have highlighted that mature forests can exhibit strong carbon sequestration capacity [
63]. The results of this study support this dual perspective, showing that while the carbon sequestration capacity of forests in the Qinba Mountain area decreases during the early stages of growth, older forests still maintain a significant carbon sequestration capacity. This finding aligns with existing research on the topic.
Sheikh et al. [
64] found that in the Himalayan region, forest biomass and carbon storage tend to increase with elevation. The results of this study, which show that forest carbon sinks values also increase with elevation, are consistent with these previous findings.
This study indicates that the carbon sequestration capacity of plantation forests is particularly strong when the forest age ranges from 10 to 70 years, with an overall average ecological carbon sinks value of 25.37 gC m
−2 mon
−1, which is nearly identical to the average ecological carbon sinks value of natural forests, at 24.36 gC m
−2 mon
−1. Although the proportion of carbon sources is lower and the proportion of carbon sinks is higher in natural forests compared to corresponding grid values, this suggests that plantation forests in the Qinba Mountain area also exhibit significant carbon sequestration effects. Guo and Ren [
65] found that although plantation forests tend to have lower species diversity, their biomass, productivity, and carbon absorption rates are comparable to or even exceed those of natural forests. In fact, plantation forests aged 0–80 years can already have biomass levels similar to those of natural forests. Similarly, Chen et al. [
66] observed that the carbon storage at the ecosystem level in Masson pine plantation forests is comparable to that in natural forests. The results of this study generally align with these earlier findings.
This study finds that the carbon sinks capacity of plantation forests in the Qinba Mountain region peaks when forest age ranges between 10 and 30 years. This highlights the critical role of young plantation forests in carbon sequestration, underscoring their importance in achieving China’s dual carbon goals. Therefore, future efforts should focus on optimizing forest management strategies to enhance the carbon sequestration potential of young plantation forests.
5.3. Impact of Elevation on Forest Carbon Sinks Capacity
Figure 12 reveals a sharp increase in the proportion of forest carbon sinks between 1000 and 1500 m, followed by a decline in subsequent altitude groups. This trend may be attributed to the dominance of cork oak forests mixed with evergreen species at this elevation. Cork oak forests at higher altitudes grow rapidly, and the presence of evergreen species enhances their carbon sequestration capacity [
67,
68]. As the altitude increases further, there is a slight decline in the proportion of carbon sinks, though it remains relatively high. This decline could be due to the more challenging growing conditions at higher elevations [
69].
Figure 13 indicates that forests at lower altitudes exhibit poorer stability, likely because they are more vulnerable to fluctuations in temperature and precipitation. These regions experience significant climate variability, which can easily influence the carbon sequestration status of forests, leading to frequent shifts between carbon sources and sinks in low-altitude areas [
70].
5.4. Limitations and Future Prospects of the Study
Although the products used in this study are relatively accurate, errors may still arise due to variations in methods and models, which could affect the final results. Despite conducting independent analyses for each grid point within the Qinba Mountain area forests, issues such as coarse spatial resolution, environmental changes affecting the GPP-SIF linear relationship, and imperfect parameter fitting in the remote sensing ecosystem respiration model remain challenges.
This study spans a long temporal period; however, the forest area data used remain static, potentially failing to capture forest dynamics and leading to an underestimation of carbon losses in harvested areas. To improve accuracy, future research should incorporate annual land cover change data for more precise carbon sinks assessments.
The temporal mismatch between forest age and type data (from 2020 and 2021) and carbon sinks estimation data (from 2011 to 2018) may introduce uncertainties into the analysis and potentially affect the accuracy of the conclusions, despite the relative stability of land use patterns during the study period. Due to data availability constraints, the current data combination represents a practical and necessary compromise. However, this limitation underscores the importance of improving data alignment in future research. To enhance the precision and reliability of carbon sinks assessments, it is recommended that future studies prioritize the acquisition of forest structural data—such as forest age and type—that are temporally and spatially consistent with the study period.
Forest carbon sinks in the Qinba Mountain region were estimated using SIF remote sensing technology. While comparisons were made with other remote sensing methods, the absence of ground-measured carbon sinks data—due to data limitations—precluded direct validation of SIF-based estimates against field measurements, introducing uncertainties in carbon sinks quantification. Additionally, the lack of ground-based GPP and NEP data further complicates the estimation of carbon sinks, thereby increasing the uncertainty in carbon sinks calculations. To address these limitations, future research should establish long-term ground observation plots in the Qinba Mountains to supplement the lack of field data. This would not only allow for more accurate validation of remote sensing estimates but also provide essential ground truth data to refine and improve the reliability of carbon sinks assessments.
The ecosystem respiration model employed in this study is based on a temperature-dependent formulation but does not account for the critical influence of soil moisture in regulating respiration processes. Previous studies have demonstrated that soil moisture significantly affects ecosystem respiration [
71]. The current model is a simplification of ecosystem respiration. Incorporating this variable in future models would improve simulation accuracy and enhance process representation.
Although this study examined the relationships between forest carbon sinks and forest type, age, and elevation in the Qinba Mountains, carbon sinks dynamics are also influenced by various factors such as climate and soil conditions. Relying solely on forest type, age, and elevation provides an incomplete understanding of carbon sequestration patterns. Future research should integrate multisource data, including climatic and soil information, to improve the explanatory power of carbon sinks models and refine predictive accuracy.
Despite these limitations, the approach used in this study holds significant promise for estimating forest carbon sinks at regional and global scales due to its large-scale spatial representativeness. The models employed are simple, direct, and clear in their mechanisms, and they do not require auxiliary meteorological data or vegetation index data [
43]. In the future, with further exploration of the relationship between SIF and GPP, as well as optimization of the remote sensing ecosystem respiration model, this method is expected to become one of the effective means for estimating forest carbon sinks in areas lacking flux observation data.
To address the issues discussed in this paper, future studies could utilize alternative remote sensing products for estimation, selecting the most accurate ones; incorporate new factors such as radiation intensity, temperature, evaporative components, and soil moisture to refine calculations; and explore the applicability of the method with respect to different time periods and tree species. Continuous improvements in research topics and methodologies can enhance the feasibility, applicability, and accuracy of using SIF remote sensing to estimate forest carbon sinks, leading to a deeper understanding of global carbon cycles and climate change.